Filing Details
- Accession Number:
- 0001193125-22-034437
- Form Type:
- 13G Filing
- Publication Date:
- 2022-02-09 19:00:00
- Filed By:
- Mayfield Xiv, A Cayman Islands Exempted Limited Partnership
- Company:
- Hashicorp Inc.
- Filing Date:
- 2022-02-10
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Mayfield XIV, a Cayman Islands Exempted Limited Partnership | 0 | 26,216,776 | 0 | 26,216,776 | 26,216,776 | 63.1% |
| Mayfield XIV Management (EGP) | 0 | 26,216,776 | 0 | 26,216,776 | 26,216,776 | 63.1% |
| Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company | 0 | 26,216,776 | 0 | 26,216,776 | 26,216,776 | 63.1% |
| Mayfield Select, a Cayman Islands Exempted Limited Partnership | 0 | 3,325,602 | 0 | 3,325,602 | 3,325,602 | 17.9% |
| Mayfield Select Management (EGP) | 0 | 3,325,602 | 0 | 3,325,602 | 3,325,602 | 17.9% |
| Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company | 0 | 3,325,602 | 0 | 3,325,602 | 3,325,602 | 17.9% |
| MF Leaders H-E | 0 | 345,778 | 0 | 345,778 | 345,778 | 2.2% |
| MF Leaders Management | 0 | 345,778 | 0 | 345,778 | 345,778 | 2.2% |
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
Information to be Included in Statements Filed Pursuant
to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed
Pursuant to § 240.13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. )*
HashiCorp, Inc.
(Name of Issuer)
Class A Common Stock
(Title of Class of Securities)
418100103
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ☐ | Rule 13d-1(b) |
| ☐ | Rule 13d-1(c) |
| ☒ | Rule 13d-1(d) |
| * | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 418100103 | Schedule 13G | Page 2 of 16 |
| 1 | Names of Reporting Persons
Mayfield XIV, a Cayman Islands Exempted Limited Partnership | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
Cayman Islands | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
| 6 | Shared Voting Power
26,216,776 | |||||
| 7 | Sole Dispositive Power
0 | |||||
| 8 | Shared Dispositive Power
26,216,776 | |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
26,216,776 | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11 | Percent of Class Represented by Amount in Row 9
63.1% | |||||
| 12 | Type of Reporting Person
PN | |||||
| CUSIP No. 418100103 | Schedule 13G | Page 3 of 16 |
| 1 | Names of Reporting Persons
Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
Cayman Islands | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
| 6 | Shared Voting Power
26,216,776 | |||||
| 7 | Sole Dispositive Power
0 | |||||
| 8 | Shared Dispositive Power
26,216,776 | |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
26,216,776 | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11 | Percent of Class Represented by Amount in Row 9
63.1% | |||||
| 12 | Type of Reporting Person
PN | |||||
| CUSIP No. 418100103 | Schedule 13G | Page 4 of 16 |
| 1 | Names of Reporting Persons
Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
Cayman Islands | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
| 6 | Shared Voting Power
26,216,776 | |||||
| 7 | Sole Dispositive Power
0 | |||||
| 8 | Shared Dispositive Power
26,216,776 | |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
26,216,776 | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11 | Percent of Class Represented by Amount in Row 9
63.1% | |||||
| 12 | Type of Reporting Person
CO | |||||
| CUSIP No. 418100103 | Schedule 13G | Page 5 of 16 |
| 1 | Names of Reporting Persons
Mayfield Select, a Cayman Islands Exempted Limited Partnership | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
Cayman Islands | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
| 6 | Shared Voting Power
3,325,602 | |||||
| 7 | Sole Dispositive Power
0 | |||||
| 8 | Shared Dispositive Power
3,325,602 | |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
3,325,602 | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11 | Percent of Class Represented by Amount in Row 9
17.9% | |||||
| 12 | Type of Reporting Person
PN | |||||
| CUSIP No. 418100103 | Schedule 13G | Page 6 of 16 |
| 1 | Names of Reporting Persons
Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
Cayman Islands | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
| 6 | Shared Voting Power
3,325,602 | |||||
| 7 | Sole Dispositive Power
0 | |||||
| 8 | Shared Dispositive Power
3,325,602 | |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
3,325,602 | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11 | Percent of Class Represented by Amount in Row 9
17.9% | |||||
| 12 | Type of Reporting Person
PN | |||||
| CUSIP No. 418100103 | Schedule 13G | Page 7 of 16 |
| 1 | Names of Reporting Persons
Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
Cayman Islands | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
| 6 | Shared Voting Power
3,325,602 | |||||
| 7 | Sole Dispositive Power
0 | |||||
| 8 | Shared Dispositive Power
3,325,602 | |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
3,325,602 | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11 | Percent of Class Represented by Amount in Row 9
17.9% | |||||
| 12 | Type of Reporting Person
CO | |||||
| CUSIP No. 418100103 | Schedule 13G | Page 8 of 16 |
| 1 | Names of Reporting Persons
MF Leaders H-E, L.P. | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
Delaware | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
| 6 | Shared Voting Power
345,778 | |||||
| 7 | Sole Dispositive Power
0 | |||||
| 8 | Shared Dispositive Power
345,778 | |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
345,778 | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11 | Percent of Class Represented by Amount in Row 9
2.2% | |||||
| 12 | Type of Reporting Person
PN | |||||
| CUSIP No. 418100103 | Schedule 13G | Page 9 of 16 |
| 1 | Names of Reporting Persons
MF Leaders Management, L.L.C. | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
Delaware | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
| 6 | Shared Voting Power
345,778 | |||||
| 7 | Sole Dispositive Power
0 | |||||
| 8 | Shared Dispositive Power
345,778 | |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
345,778 | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11 | Percent of Class Represented by Amount in Row 9
2.2% | |||||
| 12 | Type of Reporting Person
OO | |||||
| CUSIP No. 418100103 | Schedule 13G | Page 10 of 16 |
| ITEM 1. | (a) Name of Issuer: |
HashiCorp, Inc. (the Issuer).
| (b) Address of Issuers Principal Executive Offices: |
101 Second Street, Suite 700, San Francisco, CA 94105
| ITEM 2. | (a) Name of Person Filing: |
Each of the following is hereinafter individually referred to as a Reporting Person and collectively as the Reporting Persons. This statement is filed on behalf of:
| (i) | Mayfield XIV, a Cayman Islands Exempted Limited Partnership (MF XIV), |
| (ii) | Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF XIV EGP), |
| (iii) | Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company (MF XIV UGP), |
| (iv) | Mayfield Select, a Cayman Islands Exempted Limited Partnership (MF Select), |
| (v) | Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF Select EGP), |
| (vi) | Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company (MF Select UGP), |
| (vii) | MF Leaders H-E, L.P. (MF Leaders), and |
| (viii) | MF Leaders Management, L.L.C. (MF Leaders GP). |
| (b) Address or Principal Business Office: |
The principal business address of each of the Reporting Persons is 2484 Sand Hill Road, Menlo Park, CA 94025.
| (c) Citizenship of each Reporting Person is: |
MF Leaders and MF Leaders GP are organized under the laws of the state of Delaware. Each of the other Reporting Persons is organized under the laws of the Cayman Islands.
| (d) Title of Class of Securities: |
Class A Common Stock, par value $0.000015 per share (Class A Common Stock).
| CUSIP No. 418100103 | Schedule 13G | Page 11 of 16 |
| (e) CUSIP Number: |
418100103
| ITEM 3. |
Not applicable.
| ITEM 4. | Ownership. |
| (a-c) |
The ownership information presented below represents beneficial ownership of Class A Common Stock of the Issuer as of December 31, 2021, based upon 15,300,000 shares of Class A Common Stock outstanding as of December 9, 2021, based on the Issuers Prospectus filed with the Securities and Exchange Commission on December 9, 2021.
| Reporting Person | Amount beneficially owned | Percent of class: | Sole power to vote or to direct the vote: | Shared power to vote or to direct the vote: | Sole of: | Shared power to dispose or to direct the disposition of: | ||||||||||||||||||
| Mayfield XIV, a Cayman Islands Exempted Limited Partnership | 26,216,776 | 63.1 | % | 0 | 26,216,776 | 0 | 26,216,776 | |||||||||||||||||
| Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership | 26,216,776 | 63.1 | % | 0 | 26,216,776 | 0 | 26,216,776 | |||||||||||||||||
| Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company | 26,216,776 | 63.1 | % | 0 | 26,216,776 | 0 | 26,216,776 | |||||||||||||||||
| Mayfield Select, a Cayman Islands Exempted Limited Partnership | 3,325,602 | 17.9 | % | 0 | 3,325,602 | 0 | 3,325,602 | |||||||||||||||||
| Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership | 3,325,602 | 17.9 | % | 0 | 3,325,602 | 0 | 3,325,602 | |||||||||||||||||
| Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company | 3,325,602 | 17.9 | % | 0 | 3,325,602 | 0 | 3,325,602 | |||||||||||||||||
| MF Leaders H-E, L.P. | 345,778 | 2.2 | % | 0 | 345,778 | 0 | 345,778 | |||||||||||||||||
| MF Leaders Management, L.L.C. | 345,778 | 2.2 | % | 0 | 345,778 | 0 | 345,778 | |||||||||||||||||
| CUSIP No. 418100103 | Schedule 13G | Page 12 of 16 |
MF XIV may be deemed to beneficially own 26,216,776 shares of Class A Common Stock issuable upon conversion of 26,216,776 shares of Class B Common Stock. MF XIV UGP is the general partner of MF XIV EGP, which is the general partner of MF XIV. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by MF XIV, but each such entity disclaims any such beneficial ownership.
MF Select may be deemed to beneficially own 3,325,602 shares of Class A Common Stock issuable upon conversion of 3,325,602 shares of Class B Common Stock. MF Select UGP is the general partner of MF Select EGP, which is the general partner of MF Select. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by MF Select, but each such entity disclaims any such beneficial ownership.
MF Leaders may be deemed to beneficially own 345,778 shares of Class A Common Stock issuable upon conversion of 345,778 shares of Class B Common Stock. MF Leaders GP is the general partner of MF Leaders and may be deemed to share beneficial ownership of the securities held of record by MF Leaders. MF Leaders GP disclaims any such beneficial ownership.
| ITEM 5. | Ownership of Five Percent or Less of a Class. |
Not applicable.
| ITEM 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable.
| ITEM 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
Not applicable.
| ITEM 8. | Identification and Classification of Members of the Group. |
Not applicable.
| ITEM 9. | Notice of Dissolution of Group. |
Not applicable.
| ITEM 10. | Certification. |
Not applicable.
| CUSIP No. 418100103 | Schedule 13G | Page 13 of 16 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 10, 2022
| Mayfield XIV, a Cayman Islands Exempted Limited Partnership | ||
| By: | Mayfield XIV Management (EGP), L.P., | |
| a Cayman Islands Exempted Limited Partnership, | ||
| its general partner | ||
| By: | Mayfield XIV Management (UGP), Ltd., | |
| a Cayman Islands Exempted Company, | ||
| its general partner | ||
| By: | /s/ Paul Kohli | |
| Name: | Paul Kohli | |
| Title: | Authorized Signatory | |
| Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership | ||
| By: | Mayfield XIV Management (UGP), Ltd., | |
| a Cayman Islands Exempted Company, | ||
| its general partner | ||
| By: | /s/ Paul Kohli | |
| Name: | Paul Kohli | |
| Title: | Authorized Signatory | |
| Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company | ||
| By: | /s/ Paul Kohli | |
| Name: | Paul Kohli | |
| Title: | Authorized Signatory | |
| CUSIP No. 418100103 | Schedule 13G | Page 14 of 16 |
| Mayfield Select, a Cayman Islands Exempted Limited Partnership | ||
| By: | Mayfield Select Management (EGP), L.P., | |
| a Cayman Islands Exempted Limited Partnership, | ||
| its general partner | ||
| By: | Mayfield Select Management (UGP), Ltd., | |
| a Cayman Islands Exempted Company, | ||
| its general partner | ||
| By: | /s/ Paul Kohli | |
| Name: | Paul Kohli | |
| Title: | Authorized Signatory | |
| Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership | ||
| By: | Mayfield Select Management (UGP), Ltd., | |
| a Cayman Islands Exempted Company, | ||
| its general partner | ||
| By: | /s/ Paul Kohli | |
| Name: | Paul Kohli | |
| Title: | Authorized Signatory | |
| Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company | ||
| By: | /s/ Paul Kohli | |
| Name: | Paul Kohli | |
| Title: | Authorized Signatory | |
| CUSIP No. 418100103 | Schedule 13G | Page 15 of 16 |
| MF Leaders H-E, L.P. | ||
| By: | MF Leaders Management, L.L.C., | |
| its general partner | ||
| By: | /s/ Paul Kohli | |
| Name: | Paul Kohli | |
| Title: | Authorized Signatory | |
| MF Leaders Management, L.L.C. | ||
| By: | /s/ Paul Kohli | |
| Name: | Paul Kohli | |
| Title: | Authorized Signatory | |
| CUSIP No. 418100103 | Schedule 13G | Page 16 of 16 |
LIST OF EXHIBITS
| Exhibit No. | Description | |
| 99 | Joint Filing Agreement. | |