Filing Details
- Accession Number:
- 0000912282-16-000761
- Form Type:
- 13D Filing
- Publication Date:
- 2016-06-24 19:09:33
- Filed By:
- Bozza Nick
- Company:
- Event Cardio Group Inc. (OTCMKTS:ECGI)
- Filing Date:
- 2016-06-27
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Nick Bozza | 0 | 9,812,500 | 0 | 9,812,500 | 9,812,500 | 7.22% |
| Louise Bozza | 0 | 9,812,500 | 0 | 9,812,500 | 9,812,500 | 7.22% |
| Lily Gascoigne | 0 | 9,812,500 | 0 | 9,812,500 | 9,812,500 | 7.22% |
| THE NICK BOZZA FAMILY TRUST | 0 | 9,812,500 | 0 | 9,812,500 | 9,812,500 | 7.22% |
Filing
SCHEDULE 13D
Amendment No. 1
Under the Securities Exchange Act of 1934
EVENT CARDIO GROUP INC.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
29976N108
(CUSIP Number)
Nick Bozza
4 Coleman Court
Thorold, Ontario L2V 4W3 Canada
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
June 16, 2016
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13D
CUSIP NO. 29976N108
| 1. | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Nick Bozza |
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) o |
| 3. | SEC USE ONLY |
| 4. | SOURCE OF FUNDS OO |
| 5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o |
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION Canada |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | |
| 7. | SOLE VOTING POWER: 0 common shares |
| 8. | SHARED VOTING POWER: 9,812,500 common shares(1) |
| 9. | SOLE DISPOSITIVE POWER: 0 common shares |
| 10. | SHARED DISPOSITIVE POWER: 9,812,500 common shares(1) |
| 11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,812,500 common shares |
| 12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o |
| 13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) * 7.22% * The percentages used herein are calculated based upon 135,895,856 outstanding shares of the Company as of May 26, 2016 |
| 14. | TYPE OF REPORTING PERSON IN |
(1) Owned by The Nick Bozza Family Trust of which Mr. Nick Bozza is one of the three trustees. Neither the filing of this Schedule 13D nor any of its contents shall be deemed to constitute an admission by Mr. Bozza that he is the beneficial owner of any shares of Common Stock for purposes of Section 13(d) of the Securities Exchange Act of 1934, or for any other purpose, and such beneficial ownership is expressly disclaimed.
SCHEDULE 13D
CUSIP NO. 29976N108
| 1. | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Louise Bozza |
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) o |
| 3. | SEC USE ONLY |
| 4. | SOURCE OF FUNDS OO |
| 5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o |
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION Canada |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | |
| 7. | SOLE VOTING POWER: 0 common shares |
| 8. | SHARED VOTING POWER: 9,812,500 common shares(1) |
| 9. | SOLE DISPOSITIVE POWER: 0 common shares |
| 10. | SHARED DISPOSITIVE POWER: 9,812,500 common shares(1) |
| 11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,812,500 common shares |
| 12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o |
| 13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) * 7.22% * The percentages used herein are calculated based upon 135,895,856 outstanding shares of the Company as of May 26, 2016 |
| 14. | TYPE OF REPORTING PERSON IN |
(1) Owned by The Nick Bozza Family Trust of which Ms. Louise Bozza is one of the three trustees. Neither the filing of this Schedule 13D nor any of its contents shall be deemed to constitute an admission by Ms. Bozza that he is the beneficial owner of any shares of Common Stock for purposes of Section 13(d) of the Securities Exchange Act of 1934, or for any other purpose, and such beneficial ownership is expressly disclaimed.
SCHEDULE 13D
CUSIP NO. 29976N108
| 1. | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lily Gascoigne |
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) o |
| 3. | SEC USE ONLY |
| 4. | SOURCE OF FUNDS OO |
| 5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o |
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION Canada |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | |
| 7. | SOLE VOTING POWER: 0 common shares |
| 8. | SHARED VOTING POWER: 9,812,500 common shares(1) |
| 9. | SOLE DISPOSITIVE POWER: 0 common shares |
| 10. | SHARED DISPOSITIVE POWER: 9,812,500 common shares(1) |
| 11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,812,500 common shares |
| 12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o |
| 13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) * 7.22% * The percentages used herein are calculated based upon 135,895,856 outstanding shares of the Company as of May 26, 2016 |
| 14. | TYPE OF REPORTING PERSON IN |
(1) Owned by The Nick Bozza Family Trust of which Ms. Gascoigne is one of the three trustees. Neither the filing of this Schedule 13D nor any of its contents shall be deemed to constitute an admission by Ms. Gascoigne that he is the beneficial owner of any shares of Common Stock for purposes of Section 13(d) of the Securities Exchange Act of 1934, or for any other purpose, and such beneficial ownership is expressly disclaimed.
SCHEDULE 13D
CUSIP NO. 29976N108
| 1. | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON THE NICK BOZZA FAMILY TRUST |
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) o |
| 3. | SEC USE ONLY |
| 4. | SOURCE OF FUNDS OO |
| 5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o |
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION Canada |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | |
| 7. | SOLE VOTING POWER: 0 common shares |
| 8. | SHARED VOTING POWER: 9,812,500 common shares(1) |
| 9. | SOLE DISPOSITIVE POWER: 0 common shares |
| 10. | SHARED DISPOSITIVE POWER: 9,812,500 common shares(1) |
| 11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,812,500 common shares |
| 12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o |
| 13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) * 7.22% * The percentages used herein are calculated based upon 135,895,856 outstanding shares of the Company as of May 26, 2016 |
| 14. | TYPE OF REPORTING PERSON IN |
(1) Beneficially owned by The Nick Bozza Family Trust.
SCHEDULE 13D
CUSIP NO. 29976N108
Item 1. Security and Issuer.
This statement relates to the common stock, $.001 par value ("Common Stock"), of Event Cardio Inc., a Nevada corporation (the "Company"), with its principal executive offices at 2798 Thamesgate Dr. Mississauga, Ontario, Canada L4T 4E8.
Item 2. Identity and Background.
(a) This statement is filed by Mr. Nick Bozza ("NB "), Ms. Louise Bozza ("LB"), Ms. Lily Gascoigne ("LG") and The Nick Bozza Family Trust (the “Trust”) (each a "Reporting Person"). All of the shares of Common Stock beneficially owned by NB, LB and LG are owned through the Trust, of which they are the co-trustees and as such make decisions on behalf of the Trust and are controlling persons. The shares reflected as beneficially owned by the Trust, are held of record by NB as nominee for the Trust.
(b) The business address and principal place of business for NB, LB and LG is 4 Coleman Court, Thorold, Ontario L2V 4W3 Canada.
(c) Attached as Schedule A hereto, and incorporated by reference herein, is a chart setting forth the name, business address, present principal occupation or employment and citizenship of NB, LB and LG. The Trust was organized in Ontario Canada, and its beneficiaries are members of NB’s family.
(d) None of the Reporting Persons has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
(e) None of the Reporting Persons has, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding any violation with respect to such laws.
(f) Each of the individual Reporting Persons is a citizen of Canada and the Trust was organized in Ontario Canada.
Item 3. Source and Amount of Funds or Other Consideration.
OO
Item 4. Purpose of Transaction.
On June 16, 2016, the Company purchased 20,000,000 common shares previously held by the Reporting Persons in connection with the Share Purchase and Option Agreement dated June 16, 2016. The Reporting Persons have also received a put option from the Company for purchase of the remaining 9,812,500 common shares, to be completed by May 6, 2018.
Item 5. Interest in Securities of the Issuer.
9,812,500 common shares
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
Share Purchase and Option Agreement dated June 16, 2016
6
SCHEDULE 13D
CUSIP NO. 29976N108
Item 7. Materials to be Filed as Exhibits.
Exhibit 7.1 Share Purchase and Option Agreement dated June 16, 2016
7
SCHEDULE 13D
CUSIP NO. 29976N108
Schedule A
The following tables set forth the name, present principal occupation of the trustees of The Nick Bozza Family Trust. The country of citizenship of each trustee is Canada and the business address of each trustee is: 4 Coleman Court, Thorold, Ontario L2V 4W3 Canada.
Trustee
| Name | Present Principal Occupation | ||
| Nick Bozza | Business Manager/President Canadian Arrhythmia Institute Inc. | ||
| Louise Bozza | Administrator | ||
| Lily Gascoigne | Administrator | ||
8
SCHEDULE 13D
CUSIP NO. 29976N108
Signed: June 24, 2016
| | /s/ Nick Bozza | |
| Nick Bozza | ||
| /s/ Louise Bozza | ||
| Louise Bozza | ||
| /s/ Lily Gasoigne | ||
| Lily Gasoigne | ||
| THE NICK BOZZA FAMILY TRUST | ||
| By: /s/ Nick Bozza, Trustee | ||
| Nick Bozza, Trustee |