Filing Details

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

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SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 5)*

 

SMG INDIUM RESOURCES LTD.

(Name of Issuer)

 

Common Stock, par value $0.001 per share

(Title of Class of Securities)

 

78454K102

(CUSIP Number)

 

May 31, 2016

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

[X]           Rule 13d-1(b)

 

[   ]           Rule 13d-1(c)

 

[   ]           Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Continued on following pages

Page 1 of 10 Pages

Exhibit Index: Page 9

 

 

 

 

 

 

 

 

 

Page 5 of 10 Pages

 

Item 1(a).

Name of Issuer:

 

SMG Indium Resources Ltd. (the “Issuer”)

 

Item 1(b).

Address of Issuer’s Principal Executive Offices:

 

176 LaGuardia Ave., Staten Island, New York 10314

Item 2(a).

Name of Person Filing:

This Statement is filed on behalf of each of the following persons (collectively, the “Reporting Persons”):

 

i)

Anchorage Capital Group, L.L.C. ("Capital Group");

 

ii)

Anchorage Advisors Management, L.L.C. ("Management"); and

 

iii)

Kevin M. Ulrich ("Mr. Ulrich").

 

This statement relates to Shares (as defined herein) held for the account of Anchorage Capital Master Offshore, Ltd., a Cayman Islands exempted company incorporated with limited liability (“Anchorage Offshore”). Capital Group is the investment advisor to Anchorage Offshore.  Management is the sole managing member of Capital Group.  Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Management.

Item 2(b).

Address of Principal Business Office or, if None, Residence:

The address of the principal business office of each of the Reporting Persons is 610 Broadway, 6th Floor, New York, NY 10012.

Item 2(c).

Citizenship:

 

1) Capital Group is a Delaware limited liability company;

 

 

 

Item 3.

If This Statement is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a:

(e) [X] An investment adviser in accordance with §240.13d-(b)(1)(ii)(E).

 

(g) [X] A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).

 

Item 4.

Ownership:

 

Item 4(a)

Amount Beneficially Owned:

 

Item 4(b)

Percent of Class:

 

 

 

 

 

 

Page 7 of 10 Pages

 

 

Item 8.

Identification and Classification of Members of the Group:

 

This Item 8 is not applicable.

 

Item 9.

Notice of Dissolution of Group:

 

This Item 9 is not applicable.

 

 

 

 

Page 8 of 10 Pages

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

 

 

Page 9 of 10 Pages

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Page 10 of 10 Pages

 

EXHIBIT A

JOINT FILING AGREEMENT

The undersigned agree that the statement on Schedule 13G with respect to the Common Stock of SMG Indium Resources Ltd., dated as of June 9, 2016, is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of them pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.

 

 

 

 

 

 

 

 

June 9, 2016