Filing Details
- Accession Number:
- 0000950142-22-000519
- Form Type:
- 13G Filing
- Publication Date:
- 2022-02-06 19:00:00
- Filed By:
- Trajectory Alpha Sponsor Llc
- Company:
- Zalatoris Acquisition Corp.
- Filing Date:
- 2022-02-07
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Trajectory Alpha Sponsor | 2,475,464 | 0 | 2,475,464 | 0 | 2,475,464 | 12.5% |
Peter Bordes | 0 | 2,475,464 | 0 | 2,475,464 | 2,475,464 | 12.5% |
Michael E.S. Frankel | 0 | 2,475,464 | 0 | 2,475,464 | 2,475,464 | 12.5% |
Paul Sethi | 0 | 2,475,464 | 0 | 2,475,464 | 2,475,464 | 12.5% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Trajectory Alpha Acquisition Corp. |
(Name of Issuer) |
Class A Common Stock, par value $0.0001 |
(Title of Class of Securities) |
89301B104 |
(CUSIP Number) |
December 31, 2021 |
(Date of Event which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ | Rule 13d-1(b) | |
☐ | Rule 13d-1(c) | |
☒ | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 89301B104 | SCHEDULE 13G | Page 2 of 10 |
1 | NAME OF REPORTING PERSON
Trajectory Alpha Sponsor LLC | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| (a) ☐ (b) ☐ |
3 | SEC USE ONLY
| |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
2,475,464 |
6 | SHARED VOTING POWER
0 | |
7 | SOLE DISPOSITIVE POWER
2,475,464 | |
8 | SHARED DISPOSITIVE POWER
0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,475,464 | |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| ☐ |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
12.5% | |
12 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 89301B104 | SCHEDULE 13G | Page 3 of 10 |
1 | NAME OF REPORTING PERSON
Peter Bordes | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| (a) ☐ (b) ☐ |
3 | SEC USE ONLY
| |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
0 |
6 | SHARED VOTING POWER
2,475,464 | |
7 | SOLE DISPOSITIVE POWER
0 | |
8 | SHARED DISPOSITIVE POWER
2,475,464 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,475,464 | |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| ☐ |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
12.5% | |
12 | TYPE OF REPORTING PERSON
IN |
CUSIP No. 89301B104 | SCHEDULE 13G | Page 4 of 10 |
1 | NAME OF REPORTING PERSON
Michael E.S. Frankel | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| (a) ☐ (b) ☐ |
3 | SEC USE ONLY
| |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
0 |
6 | SHARED VOTING POWER
2,475,464 | |
7 | SOLE DISPOSITIVE POWER
0 | |
8 | SHARED DISPOSITIVE POWER
2,475,464 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,475,464 | |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| ☐ |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
12.5% | |
12 | TYPE OF REPORTING PERSON
IN |
CUSIP No. 89301B104 | SCHEDULE 13G | Page 5 of 10 |
1 | NAME OF REPORTING PERSON
Paul Sethi | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| (a) ☐ (b) ☐ |
3 | SEC USE ONLY
| |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
0 |
6 | SHARED VOTING POWER
2,475,464 | |
7 | SOLE DISPOSITIVE POWER
0 | |
8 | SHARED DISPOSITIVE POWER
2,475,464 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,475,464 | |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| ☐ |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
12.5% | |
12 | TYPE OF REPORTING PERSON
IN |
CUSIP No. 89301B104 | SCHEDULE 13G | Page 6 of 10 |
ITEM 1. | (a) | Name of Issuer: |
Trajectory Alpha Acquisition Corp. | ||
(b) | Address of Issuer’s Principal Executive Offices: | |
99 Wall Street, #5801 New York, NY 10005 | ||
ITEM 2. | (a) | Name of Person Filing: |
This statement is being filed on behalf of each of the following persons (each, a “Reporting Person” and, collectively, the “Reporting Persons”): | ||
1. | Trajectory Alpha Sponsor LLC | |
2. | Peter Bordes | |
3. | Michael E.S. Frankel | |
4. | Paul Sethi | |
(b) | Address of Principal Business Office, or if none, Residence: | |
99 Wall Street, #5801 New York, NY 10005 | ||
(c) | Citizenship: | |
See row 4 of the cover page of each Reporting Person. | ||
(d) | Title of Class of Securities: | |
Class A Common Stock, par value $0.0001 per share. | ||
(e) | CUSIP Number: | |
89301B104 | ||
ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO §240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: | |
Not Applicable. | ||
ITEM 4. | OWNERSHIP.
In addition to the securities reported on the cover pages hereto, the Sponsor also directly owns 5,725,000 private placement warrants to purchase 5,725,000 shares of Class A Common Stock. The warrants become exercisable beginning on the later of December 14, 2022 or 30 days after the completion of the Issuer’s initial business combination and expire five years after the completion of the Issuer’s initial business combination or earlier upon redemption or liquidation.
|
CUSIP No. 89301B104 | SCHEDULE 13G | Page 7 of 10 |
Percentage ownership is based on 17,250,000 shares of Class A Common Stock outstanding and 2,475,464 shares of Class B Common Stock directly owned by the Sponsor, and assumes conversion of such Class B Common Stock into Class A Common Stock. | |||
(a) | Amount beneficially owned: | ||
See row 9 of the cover page of each Reporting Person. | |||
(b) | Percent of class: | ||
See row 11 of the cover page of each Reporting Person. | |||
(c) | Number of shares as to which such person has: | ||
(i) | Sole power to vote or to direct the vote: | ||
See row 5 of the cover page of each Reporting Person. | |||
(ii) | Shared power to vote or to direct the vote: | ||
See row 6 of the cover page of each Reporting Person. | |||
(iii) | Sole power to dispose or to direct the disposition of: | ||
See row 7 of the cover page of each Reporting Person. | |||
(iv) | Shared power to dispose or to direct the disposition of: | ||
See row 8 of the cover page of each Reporting Person. | |||
ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. | ||
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨. | |||
ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. | ||
Not Applicable. | |||
ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. | ||
Not Applicable. | |||
ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. | ||
Not Applicable. |
CUSIP No. 89301B104 | SCHEDULE 13G | Page 8 of 10 |
ITEM 9. | NOTICE OF DISSOLUTION OF GROUP. |
Not Applicable. | |
ITEM 10. | CERTIFICATION. |
Not Applicable. |
CUSIP No. 89301B104 | SCHEDULE 13G | Page 9 of 10 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 7, 2022
Trajectory Alpha Sponsor LLC | ||||
a Delaware limited liability company | ||||
By: | /s/ Michael E.S. Frankel | |||
Name: | Michael E.S. Frankel | |||
Title: | Managing Member | |||
Peter Bordes | ||||
By: | /s/ Peter Bordes | |||
Name: | Peter Bordes | |||
Michael E.S. Frankel | ||||
By: | /s/ Michael E.S. Frankel | |||
Name: | Michael E.S. Frankel | |||
Paul Sethi | ||||
By: | /s/ Paul Sethi | |||
Name: | Paul Sethi |
CUSIP No. 89301B104 | SCHEDULE 13G | Page 10 of 10 |
Exhibit Index
Exhibit No. | Description | |
Exhibit 1 | Joint Filing Agreement, dated as of February 7, 2022, by and among Trajectory Alpha Sponsor LLC, Peter Bordes, Michael E.S. Frankel and Paul Sethi. |
EXHIBIT 1
JOINT FILING AGREEMENT
PURSUANT TO RULE 13d-1(k)
The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
DATE: February 7, 2022
Trajectory Alpha Sponsor LLC | ||||
a Delaware limited liability company | ||||
By: | /s/ Michael E.S. Frankel | |||
Name: | Michael E.S. Frankel | |||
Title: | Managing Member | |||
Peter Bordes | ||||
By: | /s/ Peter Bordes | |||
Name: | Peter Bordes | |||
Michael E.S. Frankel | ||||
By: | /s/ Michael E.S. Frankel | |||
Name: | Michael E.S. Frankel | |||
Paul Sethi | ||||
By: | /s/ Paul Sethi | |||
Name: | Paul Sethi |