Filing Details
- Accession Number:
- 0000950157-22-000074
- Form Type:
- 13D Filing
- Publication Date:
- 2022-01-31 19:00:00
- Filed By:
- Bt De Investments Inc.
- Company:
- Organigram Holdings Inc. (NASDAQ:OGI)
- Filing Date:
- 2022-02-01
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| BT DE Investments Inc | 0 | 58,336,392 | 0 | 58,336,392 | 58,336,392 | 18.8% |
| British American Tobacco p.l.c | 0 | 58,336,392 | 0 | 58,336,392 | 58,336,392 | 18.8% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)
ORGANIGRAM HOLDINGS INC.
(Name of Issuer)
Common stock, no par value
(Title of Class of Securities)
68620P101
(CUSIP Number)
John R. Whitener
BT DE Investments Inc.
103 Foulk Road, Suite 111
Wilmington, DE 19803
(302) 656-1950
Copy to:
Alyssa K. Caples
Cravath, Swaine & Moore LLP
CityPoint
One Ropemaker Street
London EC2Y 9HR, United Kingdom
+44 (0) 20 7453 1000
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
January 12, 2022
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures
provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
| 1 | NAMES OF REPORTING PERSONS | | | ||
| I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) BT DE Investments Inc. | | | |||
| | | ||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☐ | ||||
| | | ||||
| 3 | SEC USE ONLY | | | ||
| | | | |||
| | | ||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | ||
| AF (See Item 3 of the Original Schedule 13D, as defined below) | | | |||
| | | ||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | ||
| | | ||||
| | | ||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
| Delaware | | | |||
| | | ||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| 0 | | | |||
| | | ||||
| 8 | SHARED VOTING POWER | | | ||
| 58,336,392 (See Item 5) | | | |||
| | | ||||
| 9 | SOLE DISPOSITIVE POWER | | | ||
| 0 | | | |||
| | | ||||
| 10 | SHARED DISPOSITIVE POWER | | | ||
| 58,336,392 (See Item 5) | | | |||
| | | ||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
| 58,336,392 (See Item 5) | | | |||
| | | ||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | ||
| | | ||||
| | | ||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
| 18.8% (See Item 5) | | | |||
| | | ||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
| CO | | | |||
| | | ||||
| 1 | NAMES OF REPORTING PERSONS | | | ||
| I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
British American Tobacco p.l.c. | | | |||
| | | ||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☐ | ||||
| | | ||||
| 3 | SEC USE ONLY | | | ||
| | | | |||
| | | ||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | ||
| AF (See Item 3 of the Original Schedule 13D, as defined below) | | | |||
| | | ||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | ||
| | | ||||
| | | ||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
| England and Wales | | | |||
| | | ||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| 0 | | | |||
| | | ||||
| 8 | SHARED VOTING POWER | | | ||
| 58,336,392 (See Item 5) | | | |||
| | | ||||
| 9 | SOLE DISPOSITIVE POWER | | | ||
| 0 | | | |||
| | | ||||
| 10 | SHARED DISPOSITIVE POWER | | | ||
| 58,336,392 (See Item 5) | | | |||
| | | ||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
| 58,336,392 (See Item 5) | | | |||
| | | ||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | ||
| | | ||||
| | | ||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
| 18.8% (See Item 5) | | | |||
| | | ||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
| CO | | | |||
| | | ||||
This statement constitutes Amendment No. 1 (“Amendment No. 1”) to the Schedule 13D (the “Original Schedule 13D”) filed with the Securities and Exchange Commission (“SEC”) on March 10, 2021 relating to shares
of the common stock (the “Shares”) of Organigram Holdings Inc. (the “Issuer”). This Amendment No. 1 amends the Original Schedule 13D on behalf of the undersigned to reflect a change in the percentage of the outstanding shares of common stock, no
par value, of the Issuer represented by the Shares and to furnish the other information set forth herein. Except as set forth below, all Items of the Original Schedule 13D remain unchanged. Capitalized terms used but not defined in this Amendment
No. 1 have the meaning assigned to them in the Original Schedule 13D.
ITEM 2. IDENTITY AND BACKGROUND
Paragraph (c) of Item 2 of the Original Schedule 13D is hereby amended by replacing Schedule B to the Original Schedule 13D (which was incorporated by reference therein) with Schedule B-1 hereto and which is incorporated
by reference herein.
ITEM 4. PURPOSE OF TRANSACTION
Item 4 of the Original Schedule 13D is hereby amended to add the following at the end thereof:
Mr. Jeyan Heper resigned from the Board effective October 31, 2021.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
Paragraph (a) of Item 5 of the Original Schedule 13D is hereby amended to add the following at the end thereof:
As a result of an increase in the outstanding shares of common stock, no par value, of the Issuer, the Shares comprise approximately 18.8% of the outstanding shares of common stock, no par value, of the Issuer (based
on the shares of common stock, no par value, of the Issuer outstanding as of December 31, 2021).
SIGNATURE
After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.
Date: February 1, 2022
| BT DE Investments Inc. | ||||
| By: | /s/ John R. Whitener | |||
| Name: | John R. Whitener | |||
| Title: | Treasurer | |||
| British American Tobacco p.l.c. | ||||
| By: | /s/ Tadeu Marroco | |||
| Name: | Tadeu Marroco | |||
| Title: | Finance and Transformation Director | |||
SCHEDULE B-1
BAT DIRECTORS AND OFFICERS
The name, country of citizenship and current principal occupation or employment of each of the BAT Directors and Officers are set forth below. Unless otherwise indicated in the tables below (i) each occupation set forth opposite an
individual’s name refers to a position with a BAT Entity and (ii) the business address of such individual is Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom.
British American Tobacco p.l.c.
| Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom) | Country of Citizenship | Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity) | ||
| Luc Jobin (Chairman) | Canada | Chairman of the Board of BAT and Non-Executive Director of Gildan Activewear Inc. | ||
| Dimitri Panayotopoulos (Senior Independent Director) | Greece and United Kingdom | Senior Independent Director of BAT, Senior Advisor at the Boston Consulting Group, Advisory Board member of JBS USA and a Board member of IRI and North Atlantic Acquisition Corporation | ||
| Jack Bowles (Chief Executive) | France | Chief Executive of BAT | ||
| Tadeu Marroco (Finance and Transformation Director) | Brazil | Finance and Transformation Director of BAT | ||
| Susan Farr (Non-Executive Director) | United Kingdom | Non-Executive Director of BAT, Accsys Technologies plc, Helical plc and Unlimited Group Ltd | ||
| Karen Guerra (Non-Executive Director) | United Kingdom | Non-Executive Director of BAT and Amcor p.l.c | ||
| Dr. Marion Helmes (Non-Executive Director) | Germany | Chairwoman of the Supervisory Board of ProSiebenSat.1 Media SE, Supervisory Board member of Siemens Healthineers AG and Heineken N.V. and Non-Executive Director of BAT | ||
| Holly Keller Koeppel (Non-Executive Director) | U.S.A. | Non-Executive Director of BAT and Flutter Entertainment plc and a Director of The AES Corporation and Arch Coal Inc. | ||
| Savio Kwan (Non-Executive Director) | United Kingdom | Co-Founder and CEO of A&K Consulting Co Ltd, Non-Executive Director of BAT, The Alibaba Hong Kong Entrepreneur Fund, Crossborder Innovative Ventures International Limited, GOGOX and Southern England Wines Ltd, Advisory Board
and Non-Executive Director of Homaer Financial, Visiting Professor of Henley Business School, and Member of Governing Body of London Business School | ||
| Darrell Thomas (Non-Executive Director) | U.S.A. | Vice President and Treasurer of Harley-Davidson, Inc., Non-Executive Director of BAT, Independent Director of Dorman Products Inc., and Board member of Sojourner Family Peace Center Inc. |
British American Tobacco (1998) Limited
| Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom) | Country of Citizenship | Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity) | ||
| Jerome Abelman | U.S.A. | Director, Legal and External Affairs and General Counsel | ||
| Hae In Kim | South Korea | Director, Talent, Culture and Inclusion | ||
| Tadeu Marroco | Brazil | Finance and Transformation Director | ||
| Kingsley Wheaton | United Kingdom | Chief Marketing Officer |
British American Tobacco (2012) Limited
| Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom) | Country of Citizenship | Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity) | ||
| David Booth | United Kingdom | Group Chief Accountant | ||
| Anthony Cohn | United Kingdom | Head of Corporate Tax - UK | ||
| Ruth Wilson | United Kingdom | Head of Group Corporate Governance | ||
| Ridirectors Limited (Globe House, 1 Water Street, London, England, WC2R 3LA) | Incorporated in the United Kingdom | Corporate director (non-trading company) |
British American Tobacco (2009) Limited
| Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom) | Country of Citizenship | Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity) | ||
| David Booth | United Kingdom | Group Chief Accountant | ||
| Anthony Cohn | United Kingdom | Head of Corporate Tax - UK | ||
| Ruth Wilson | United Kingdom | Head of Group Corporate Governance | ||
| Daniel Wang Kit Wong | United Kingdom | Head of Corporate Treasury | ||
| Ridirectors Limited (Globe House, 1 Water Street, London, England, WC2R 3LA) | Incorporated in the United Kingdom | Corporate director (non-trading company) |
Weston (2009) Limited
| Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom) | Country of Citizenship | Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity) | ||
| Jerome Abelman | U.S.A | Director, Legal and External Affairs and General Counsel | ||
| Tadeu Marroco | Brazil | Finance and Transformation Director |
B.A.T. Industries p.l.c.
| Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom) | Country of Citizenship | Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity) | ||
| Andrew James Barrett | United Kingdom | Group Financial Controller and Head of M&A | ||
| Steven Dale | United Kingdom | Group Head of Corporate Tax | ||
| Paul McCrory | United Kingdom | Assistant General Counsel – Corporate Legal & Group Company Secretary | ||
| Neil Arthur Wadey | United Kingdom | Group Treasurer |
British-American Tobacco (Holdings) Limited
| Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom) | Country of Citizenship | Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity) | ||
| Jerome Abelman | U.SA | Director, Legal and External Affairs and General Counsel | ||
| Marina Bellini | Italy, Brazil | Director, Digital and Information | ||
| Jack Bowles | France | Chief Executive | ||
| Luciano Comin | Italy, Argentina | Regional Director, Americas and Sub-Saharan Africa | ||
| Mihovil James Dijanosic | Australia | Regional Director, Asia-Pacific and Middle East | ||
| Zafar Khan | Pakistan | Director, Operations | ||
| Hae In Kim | South Korea | Director, Talent, Culture and Inclusion | ||
| Paul Lageweg | Netherlands | Director, New Categories | ||
| Tadeu Marroco | Brazil | Finance and Transformation Director | ||
| Guy Meldrum | New Zealand | President and CEO, Reynolds American Inc. | ||
| David O’Reilly | United Kingdom | Director, Scientific Research | ||
| Johan Vandermeulen | Belgium | Regional Director, Europe and North Africa | ||
| Kingsley Wheaton | United Kingdom | Chief Marketing Officer |
Louisville Securities Limited
| Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom) | Country of Citizenship | Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity) | ||
| Andrew James Barrett | United Kingdom | Group Financial Controller and Head of M&A | ||
| Steve Dale | United Kingdom | Group Head of Corporate Tax | ||
| Neil Arthur Wadey | United Kingdom | Group Treasurer | ||
| Ruth Wilson | United Kingdom | Head of Group Corporate Governance | ||
| Anthony Cohn | United Kingdom | Head of Corporate Tax – UK | ||
| Ridirectors Limited (Globe House, 1 Water Street, London, England, WC2R 3LA) | Incorporated in the United Kingdom | Corporate director (non-trading company) |
BATUS Holdings Inc.
| Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom) | Country of Citizenship | Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity) | ||
| Alden H. Smith (Vice President and Director) 401 North Main Street, Winston-Salem, NC 27101 | U.S.A. | Managing Counsel – Corporate of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101 | ||
| Lisa M. Oakes (Secretary and Director) 4250 Lancaster Pike, Suite 302, Wilmington, DE 19805 | U.S.A. | Vice President of Corporation Service Company, whose business address is 4250 Lancaster Pike, Suite 302, Wilmington, DE 19805, and whose principal business is the provision of corporate and administrative services. | ||
| Timothy J. Hazlett (President and Director) 627 Eagle Watch Lane, Osprey, FL 34229 | U.S.A. | Managing Member of T. J. Hazlett, LLC, whose business address is 627 Eagle Watch Lane, Osprey, FL 34229, and whose principal business is the provision of consulting services. | ||
| John R. Whitener (Director) 401 North Main Street, Winston-Salem, NC 27101 | U.S.A. | Senior Vice President of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101 | ||
| Nancy G. Sturgeon (Vice President Tax) 401 North Main Street, Winston-Salem, NC 27101 | U.S.A. | Senior Vice President – Tax and Assistant General Counsel of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101 | ||
| Caroline M. Price (Treasurer) 301 North Market Street, Suite 1402 Wilmington, Delaware 19801 | U.S.A. | President and Senior Manager Investments of Reynolds Finance Company, whose principal business address is 301 North Market Street, Suite 1402, Wilmington, Delaware 19801 | ||
| Patrick Z. Messick (Assistant Secretary) 401 North Main Street, Winston-Salem, NC 27101 | U.S.A. | Senior Director Income Tax of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101 | ||
| James J. Murphy (Vice President) 401 North Main Street, Winston-Salem, NC 27101 | United Kingdom and Republic of Ireland | Executive Vice President R&D and Scientific and Regulatory Affairs of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101 | ||
| Valerie B. Solomon (Vice President) 401 North Main Street, Winston-Salem, NC 27101 | U.S.A. | Vice President and Assistant General Counsel – Regulatory of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101 |
BT DE Investments Inc.
| Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom) | Country of Citizenship | Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity) | ||
| James J. Murphy (President and Director) 401 North Main Street, Winston-Salem, NC 27101 | United Kingdom and Republic of Ireland | Executive Vice President R&D and Scientific and Regulatory Affairs of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101 | ||
| John R. Whitener (Treasurer and Director) 401 North Main Street, Winston-Salem, NC 27101 | U.S.A. | Senior Vice President of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101 | ||
| Matthew R. Triplett (Secretary) 401 North Main Street, Winston-Salem, NC 27101 | U.S.A. | Managing Counsel – Commercial/Corporate of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101 | ||
| Patrick Z. Messick (Assistant Secretary) 401 North Main Street, Winston-Salem, NC 27101 | U.S.A. | Senior Director Income Tax of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101 | ||
| Valerie B. Solomon (Director) 401 North Main Street, Winston-Salem, NC 27101 | U.S.A. | Vice President and Assistant General Counsel – Regulatory of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101 |