Filing Details

Accession Number:
0001683863-22-000222
Form Type:
13G Filing
Publication Date:
2022-01-25 19:00:00
Filed By:
Principal Financial Group Inc
Company:
Fs Bancorp Inc. (NASDAQ:FSBW)
Filing Date:
2022-01-26
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Delaware Charter Guarantee Trust Company dba Principal Trust Company as Directed Trustee for the FS Bancorp, Inc. Employee Stock Ownership Plan 0 471,170 0 471,170 471,170 5.77%
Filing

  

CUSIP No. 

30263Y104 

13G/A 

Page 1 of 5 

  

  

  

UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION 

Washington, D.C. 20549 

  

  

SCHEDULE 13G/A 

  

  

Under the Securities Exchange Act of 1934 

  

(Amendment No. 7) * 

  

  

  

  

FS Bancorp, Inc. 

  

  

(Name of Issuer) 

  

  

  

Common Stock, par value $0.01 per share 

  

  

(Title of Class of Securities) 

  

  

  

30263Y104 

  

  

(CUSIP Number) 

  

  

  

December 31, 2021 

  

(Date of Event Which Requires Filing of this Statement) 

  

  

Check the appropriate box to designate the rule pursuant to which this Schedule is filed: 

  

  

x 

Rule 13d-1(b) 

  

  

o 

Rule 13d-1(c) 

  

  

o 

Rule 13d-1(d) 

  

  

  

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. 

  

  

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 

  

  

 

CUSIP No. 

30263Y104 

13G/A 

Page 2 of 5 

  

  

  

  Name of Reporting Persons. 

I.R.S. Identification No. of above persons (entities only). 

  

Delaware Charter Guarantee & Trust Company dba Principal Trust Company as Directed Trustee  

forthe FS Bancorp, Inc. Employee Stock Ownership Plan.   

  

IRS No.   51-0099493 

  

  

  

  

  

Check the Appropriate Box if a Member of a Group: 

  

(a)  o 

  

(b)  o 

  

  

  

  

  

  

SEC Use Only 

  

  

  

  

  

Citizenship or Place of Organization: 

  

Delaware 

  

  

  

  

Number of Shares Beneficially Owned by Each Reporting Person With: 

5. Sole Voting Power: 

  

  

  

  

  

  

6. Shared Voting Power: 

  

471,170 

  

  

  

  

  

7. Sole Dispositive Power: 

  

  

  

  

  

  

8. Shared Dispositive Power: 

  

471,170 

  

  

  

  

  

  

Aggregate Amount Beneficially owned by Each Reporting Person 

471,170 

  

  

  

  

  

Check if Aggregate Amount in Row (9) Excludes Certain Shares: 

o 

  

  

  

  

  

Percent of Class Represented by Amount in Row (9):  

5.77% 

  

  

  

  

  

Type of Reporting Person: 

EP 

  

  

  

  

  

 

  

CUSIP No. 

30263Y104 

13G/A 

Page 4 of 5 

  

  

  

  

(c) 

Number of shares as to which such person has: 

  

(i) 

  

Sole power to vote or direct the vote: 

  

  

  

(ii) 

  

Shared power to vote or direct the vote: 

  

471,170 

  

  

(iii) 

  

Sole power to dispose or direct the disposition of: 

  

  

  

(iv) 

  

Shared power to dispose or direct the disposition of: 

  

471,170 

  

  

  

  

Item 5.  Ownership of Five Percent or Less of Class 

  

  

  

  

Not Applicable 

  

  

  

  

  

  

  

Item 6.  Ownership of More Than Five Percent on Behalf of Another Person  

  

  

  

  

Not Applicable 

  

  

  

  

   Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company  

  

  

  

  

Not Applicable 

  

  

  

  

Item 8.  Identification and Classification of Members of the Group 

  

  

  

  

Not Applicable 

  

  

  

  

Item 9.  Notice of Dissolution of Group 

  

  

  

  

Not Applicable 

  

  

  

  

Item 10.  Certification 

  

  

  

By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of having or influencing the control of the issuer of the securities and are not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 

  

  

  

  

 

CUSIP No. 

30263Y104 

13G/A 

Page 5 of 5 

  

  

SIGNATURE 

  

  

  

  

  

  

  

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. 

  

  

  

  

  

  

  

  

  

Delaware Charter Guarantee & Trust Company 

  

As Directed Trustee 

  

  

  

/s/ Christopher Taylor 

  

Christopher Taylor 

COO 

January 18, 2022