Filing Details
- Accession Number:
- 0000904454-22-000036
- Form Type:
- 13G Filing
- Publication Date:
- 2022-01-17 19:00:00
- Filed By:
- Ocampo John L
- Company:
- Macom Technology Solutions Holdings Inc. (NASDAQ:MTSI)
- Filing Date:
- 2022-01-18
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| John L. Ocampo | 0 | 18,328,938 | 0 | 18,328,938 | 18,328,938 | 26.3% |
| Susan M. Ocampo | 0 | 18,328,938 | 0 | 18,328,938 | 18,328,938 | 26.3% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 9)*
| MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC. |
| (Name of Issuer) |
| Common Stock, $0.001 par value |
| (Title of Class of Securities) |
| 55405Y100 |
| (CUSIP Number) |
| December 31, 2021 |
| (Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the
liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 55405Y100
| 1. | NAME OF REPORTING PERSON John L. Ocampo | ||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] | ||
| 3. | SEC USE ONLY | ||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION United States of America | ||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER 0 | |
| 6. | SHARED VOTING POWER 18,328,938 | ||
| 7. | SOLE DISPOSITIVE POWER 0 | ||
| 8. | SHARED DISPOSITIVE POWER 18,328,938 | ||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,328,938 | ||
| 10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] | ||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 26.3% | ||
| 12. | TYPE OF REPORTING PERSON IN | ||
CUSIP No. 55405Y100
| 1. | NAME OF REPORTING PERSON Susan M. Ocampo | ||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] | ||
| 3. | SEC USE ONLY | ||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION United States of America | ||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER 0 | |
| 6. | SHARED VOTING POWER 18,328,938 | ||
| 7. | SOLE DISPOSITIVE POWER 0 | ||
| 8. | SHARED DISPOSITIVE POWER 18,328,938 | ||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,328,938 | ||
| 10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] | ||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 26.3% | ||
| 12. | TYPE OF REPORTING PERSON IN | ||
CUSIP No. 55405Y100
AMENDMENT NO. 9 TO SCHEDULE 13G
Reference is hereby made to the statement on Schedule 13G filed with the Securities and Exchange Commission on February 14, 2013, Amendment No. 1 thereto filed on February 12, 2014, Amendment No. 2 thereto filed on
February 17, 2015, Amendment No. 3 thereto filed on February 10, 2016, Amendment No. 4 thereto filed on January 12, 2017, Amendment No. 5 thereto filed on January 11, 2018, Amendment No. 6 thereto filed on January 16, 2019, Amendment No. 7 thereto
filed on January 15, 2020 and Amendment No. 8 thereto filed on January 6, 2021 (as so amended, the Schedule 13G). Terms defined in the Schedule 13G are used herein as so defined.
The following item of the Schedule 13G is hereby amended and restated as follows:
| Item 4. | Ownership. |
As of December 31, 2021, each of John L. Ocampo and Susan M. Ocampo beneficially owned the aggregate number of shares of Common Stock and percentage of the total Common Stock outstanding set forth below:
| (a) | Amount beneficially owned: | 18,328,938 shares (1) | |
| (b) | Percent of class: | 26.3% (2) | |
| (c) | Number of shares as to which the person has: | ||
| (i): | Sole power to vote or to direct the vote | -0- | |
| (ii) | Shared power to vote or to direct the vote: | 18,328,938 shares (1) | |
| (iii) | Sole power to dispose or to direct the disposition of: | -0- | |
| (iv) | Shared power to dispose or to direct the disposition of: | 18,328,938 shares (1) | |
(1) Consists of (i) 8,358,142 shares held by the Ocampo Family Trust – 2001, (ii) 492,304 shares held by the John Ocampo 2021 Charitable Remainder Trust, (iii) 490,266 shares held by the Susan Ocampo 2021 Charitable
Remainder Trust, and (iv) an aggregate of 8,988,226 shares held by John L. Ocampo and Susan M. Ocampo as co-trustees for trusts for the benefit of their children (collectively, the “Trusts”). John L. Ocampo and Susan M. Ocampo are co-trustees of
each of the Trusts and share voting and dispositive power over the shares held by the Trusts.
(2) Based on 69,685,722 shares of Common Stock outstanding as of December 31, 2021, as provided to the Reporting Persons by the Issuer.
CUSIP No. 55405Y100
SIGNATURES
After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
| January 18, 2022 | ||
| (Date) | ||
| /s/ John L. Ocampo | ||
| John L. Ocampo | ||
| /s/ Susan M. Ocampo | ||
| Susan M. Ocampo |
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