Filing Details
- Accession Number:
- 0000950157-22-000028
- Form Type:
- 13D Filing
- Publication Date:
- 2022-01-13 19:00:00
- Filed By:
- Brookfield Asset Management Reinsurance Partners Ltd.
- Company:
- American National Group Inc. (NYSE:ANGPA/B)
- Filing Date:
- 2022-01-14
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| BROOKFIELD ASSET MANAGEMENT REINSURANCE PARTNERS LTD | 0 | 15,886,163 | 0 | 15,886,163 | 15,886,163 | 16.00% |
| BAM RE PARTNERS TRUST | 0 | 15,886,163 | 0 | 15,886,163 | 15,886,163 | 16.00% |
| BAM RE HOLDINGS LTD | 0 | 15,886,163 | 0 | 15,886,163 | 15,886,163 | 16.00% |
| NORTH END RE (CAYMAN) SPC | 0 | 15,886,163 | 0 | 15,886,163 | 15,886,163 | 16.00% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)
American Equity Investment Life Holding Company
(Name of Issuer)
Common stock, par value $1.00
(Title of Class of Securities)
025676206
(CUSIP Number)
Anna Knapman-Scott
Wellesley House South, 2nd Floor
90 Pitts Bay Road
Pembroke HM08
Bermuda
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
January 7, 2022
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following
box. ☐
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 025676206
| 1 | NAMES OF REPORTING PERSONS | | | ||
| BROOKFIELD ASSET MANAGEMENT REINSURANCE PARTNERS LTD. | | | |||
| | | ||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☐ | ||||
| | | ||||
| 3 | SEC USE ONLY | | | ||
| | | | |||
| | | ||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | ||
| AF | | | |||
| | | ||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | ||
| | | ||||
| | | ||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
| BERMUDA | | | |||
| | | ||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| 0 | | | |||
| | | ||||
| 8 | SHARED VOTING POWER | | | ||
| 15,886,163(1) | | | |||
| | | ||||
| 9 | SOLE DISPOSITIVE POWER | | | ||
| 0 | | | |||
| | | ||||
| 10 | SHARED DISPOSITIVE POWER | | | ||
| 15,886,163(1) | | | |||
| | | ||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
| 15,886,163 | | | |||
| | | ||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | ||
| | | ||||
| | | ||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
| 16.00%(2) | | | |||
| | | ||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
| CO | | | |||
| | | ||||
(1) This amount consists of common shares of the Issuer directly held by North End RE (Cayman) SPC, for which the reporting person may be deemed an indirect beneficial owner.
(2) Percentage ownership is based on an aggregate number of 99,288,517 shares of Common Stock of the Issuer, which reflects (i) 92,513,517 shares of Common Stock of the Issuer outstanding as of November 4, 2021, as set forth in the Issuer’s
Quarterly Report on Form 10-Q filed on November 9, 2021, and (ii) 6,775,000 shares of Common Stock of the Issuer issued to North End Re (Cayman) SPC on January 7, 2022.
CUSIP No. 025676206
| 1 | NAMES OF REPORTING PERSONS | | | ||
| BAM RE PARTNERS TRUST | | | |||
| | | ||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☐ | ||||
| | | ||||
| 3 | SEC USE ONLY | | | ||
| | | | |||
| | | ||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | ||
| AF | | | |||
| | | ||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | ||
| | | ||||
| | | ||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
| BERMUDA | | | |||
| | | ||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| 0 | | | |||
| | | ||||
| 8 | SHARED VOTING POWER | | | ||
| 15,886,163(1) | | | |||
| | | ||||
| 9 | SOLE DISPOSITIVE POWER | | | ||
| 0 | | | |||
| | | ||||
| 10 | SHARED DISPOSITIVE POWER | | | ||
| 15,886,163(1) | | | |||
| | | ||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
| 15,886,163(1) | | | |||
| | | ||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | ||
| | | ||||
| | | ||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
| 16.00%(2) | | | |||
| | | ||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
| OO | | | |||
| | | ||||
(1) This amount consists of common shares of the Issuer directly held by North End RE (Cayman) SPC, for which the reporting person may be deemed an indirect beneficial owner.
(2) Percentage ownership is based on an aggregate number of 99,288,517 shares of Common Stock of the Issuer, which reflects (i) 92,513,517 shares of Common Stock of the Issuer outstanding as of November 4, 2021, as set forth in the Issuer’s
Quarterly Report on Form 10-Q filed on November 9, 2021, and (ii) 6,775,000 shares of Common Stock of the Issuer issued to North End Re (Cayman) SPC on January 7, 2022.
CUSIP No. 025676206
| 1 | NAMES OF REPORTING PERSONS | | | ||
| BAM RE HOLDINGS LTD. | | | |||
| | | ||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☐ | ||||
| | | ||||
| 3 | SEC USE ONLY | | | ||
| | | | |||
| | | ||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | ||
| AF | | | |||
| | | ||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | ||
| | | ||||
| | | ||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
| BERMUDA | | | |||
| | | ||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| 0 | | | |||
| | | ||||
| 8 | SHARED VOTING POWER | | | ||
| 15,886,163(1) | | | |||
| | | ||||
| 9 | SOLE DISPOSITIVE POWER | | | ||
| 0 | | | |||
| | | ||||
| 10 | SHARED DISPOSITIVE POWER | | | ||
| 15,886,163(1) | | | |||
| | | ||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
| 15,886,163(1) | | | |||
| | | ||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | ||
| | | ||||
| | | ||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
| 16.00%(1) | | | |||
| | | ||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
| CO | | | |||
| | | ||||
(1) This amount consists of common shares of the Issuer directly held by North End RE (Cayman) SPC, for which the reporting person may be deemed a direct beneficial owner.
(2) Percentage ownership is based on an aggregate number of 99,288,517 shares of Common Stock of the Issuer, which reflects (i) 92,513,517 shares of Common Stock of the Issuer outstanding as of November 4, 2021, as set forth in the Issuer’s
Quarterly Report on Form 10-Q filed on November 9, 2021, and (ii) 6,775,000 shares of Common Stock of the Issuer issued to North End Re (Cayman) SPC on January 7, 2022.
CUSIP No. 025676206
| 1 | NAMES OF REPORTING PERSONS | | | ||
| NORTH END RE (CAYMAN) SPC | | | |||
| | | ||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
| (b) | ☐ | ||||
| | | ||||
| 3 | SEC USE ONLY | | | ||
| | | | |||
| | | ||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | ||
| AF | | | |||
| | | ||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | ||
| | | ||||
| | | ||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
| CAYMAN ISLANDS | | | |||
| | | ||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| 0 | | | |||
| | | ||||
| 8 | SHARED VOTING POWER | | | ||
| 15,886,163 | | | |||
| | | ||||
| 9 | SOLE DISPOSITIVE POWER | | | ||
| 0 | | | |||
| | | ||||
| 10 | SHARED DISPOSITIVE POWER | | | ||
| 15,886,163 | | | |||
| | | ||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
| 15,886,163 | | | |||
| | | ||||
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | ||
| | | ||||
| | | ||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
| 16.00%(1) | | | |||
| | | ||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
| CO | | | |||
| | | ||||
(1) Percentage ownership is based on an aggregate number of 99,288,517 shares of Common Stock of the Issuer, which reflects (i) 92,513,517 shares of Common Stock of the Issuer outstanding as of November 4, 2021, as set forth in the Issuer’s Quarterly Report on Form 10-Q filed on November 9, 2021, and (ii) 6,775,000 shares of Common Stock of the Issuer issued to North End Re (Cayman) SPC on January 7, 2022.
This Amendment No. 1 to Schedule 13D (this “Amendment”) amends the statement on Schedule 13D jointly filed by the Reporting Persons with the Securities and Exchange Commission on June 28, 2021 (the “Original
Schedule 13D”, as amended by this Amendment, the “Amended Schedule 13D”), with respect to beneficial ownership of the shares of common stock, par value $1.00 per share (the “Common Stock”), of American Equity Investment Life
Holding Company, a corporation organized under the laws of Iowa (the “Issuer”), with principal executive offices at 6000 Westown Parkway, West Des Moines, Iowa 50266.
This Amendment amends the Original Schedule 13D on behalf of the Reporting Persons to furnish the information set forth herein. Except as set forth below, all Items of the Amended Schedule 13D remain unchanged.
Capitalized terms used but not otherwise defined herein shall have the same meanings as set forth in the Original Schedule 13D.
| Item 2. | Identity and Background: |
Paragraphs (b)-(c) and (f) of Item 2 of the Amended Schedule 13D are hereby amended by replacing Schedules I – IV attached to the Original Schedule 13D with Schedules I – IV attached hereto.
| Item 3. | Source and Amount of Funds or Other Consideration: |
Item 3 of the Amended Schedule 13D is hereby supplemented as follows:
On January 7, 2022, at the Subsequent Closing, the Issuer sold 6,775,000 shares of Common Stock to NER SPC at a price of $37.33 per share, for aggregate consideration of $252,910,750.00 with NER SPC funding the
purchase using capital contributions from its sole shareholder.
| Item 5. | Interest in Securities of the Issuer: |
Item 5 of the Amended Schedule 13D is hereby amended to read in its entirety as follows:
| (a)-(b) | The aggregate number and percentage of Common Stock beneficially owned by the Reporting Persons to which this Schedule 13D relates is 15,886,163 shares, constituting approximately 16.00% of the Issuer’s outstanding Common Stock. The
percentage of Common Stock of the Issuer is based on an aggregate number of 99,288,517 shares of Common Stock of the Issuer, which reflects (i) 92,513,517 shares of Common Stock of the Issuer outstanding as of November 4, 2021, as set forth
in the Issuer’s Quarterly Report on Form 10-Q filed on November 9, 2021, and (ii) 6,775,000 shares of Common Stock of the Issuer issued to North End Re (Cayman) SPC on January 7, 2022. |
| (i) | Brookfield Asset Management Reinsurance Partners Ltd. (“BAM Re”) |
| (A) | As of January 7, 2022, BAM Re may be deemed to be the beneficial owner of 15,886,163 shares of Common Stock, constituting approximately 16.00% of the Issuer’s outstanding Common Stock. |
| (B) | Sole voting power to vote or direct vote: 0 shares Shared voting power to vote or direct vote: 15,886,163 shares Sole power to dispose or direct the disposition: 0 shares Shared power to dispose or direct the disposition: 15,886,163 shares |
| (ii) | BAM Re Partners Trust |
| (A) | As of January 7, 2022, BAM Re Partners Trust may be deemed to be the beneficial owner of 15,886,163 shares of Common Stock, constituting approximately 16.00% of the Issuer’s outstanding Common Stock. |
| (B) | Sole voting power to vote or direct vote: 0 shares Shared voting power to vote or direct vote: 15,886,163 shares Sole power to dispose or direct the disposition: 0 shares Shared power to dispose or direct the disposition: 15,886,163 shares |
| (iii) | BAM Re Holdings Ltd. (“BRHL”) |
| (A) | As of January 7, 2022, BRHL may be deemed to be the beneficial owner of 15,886,163 shares of Common Stock, constituting approximately 16.00% of the Issuer’s outstanding Common Stock. |
| (B) | Sole voting power to vote or direct vote: 0 shares Shared voting power to vote or direct vote: 15,886,163 shares Sole power to dispose or direct the disposition: 0 shares Shared power to dispose or direct the disposition: 15,886,163 shares |
| (iv) | North End Re (Cayman) SPC (“NER SPC”) |
| (A) | As of January 7, 2022, NER SPC may be deemed to be the beneficial owner of 15,886,163 shares of Common Stock, constituting approximately 16.00% of the Issuer’s outstanding Common Stock. |
| (B) | Sole voting power to vote or direct vote: 0 shares Shared voting power to vote or direct vote: 15,886,163 shares Sole power to dispose or direct the disposition: 0 shares Shared power to dispose or direct the disposition: 15,886,163 shares |
| (c) | Other than as described in Item 3 of this Schedule 13D, none of the Reporting Persons or, to the best knowledge of the Reporting Persons, any of the Scheduled Persons, has effected any transaction in shares of Common Stock during the
past sixty days. |
| (d) | Not applicable. |
| (e) | Not applicable. |
| Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer: |
Item 6 of the Amended Schedule 13D is hereby amended by replacing the fifth paragraph in the section titled “Investment Agreement and Assignment Agreement” with the following:
On January 7, 2022, following receipt of the necessary regulatory approvals and the satisfaction of certain other closing conditions set forth in the Investment Agreement, the Subsequent Closing occurred. At the
Subsequent Closing, the Issuer sold 6,775,000 shares of Common Stock to NER SPC at a price of $37.33 per share, for aggregate consideration of $252,910,750.00.
| Item 7. | Material to Be Filed as Exhibits: |
| Exhibit 99.1 |
| Exhibit 99.2 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: January 14, 2022
| BROOKFIELD ASSET MANAGEMENT REINSURANCE PARTNERS LTD. | ||||
| By: | /s/ Anna Knapman-Scott | |||
| Name: | Anna Knapman-Scott | |||
| Title: | Corporate Secretary | |||
| BAM RE TRUSTEE LTD., | ||||
| for and on behalf of | ||||
| BAM RE PARTNERS TRUST | ||||
| By: | /s/ Kathy Sarpash | |||
| Name: | Kathy Sarpash | |||
| Title: | Vice President | |||
| BAM RE HOLDINGS LTD. | ||||
| By: | /s/ Anna Knapman-Scott | |||
| Name: | Anna Knapman-Scott | |||
| Title: | Secretary | |||
| NORTH END RE (CAYMAN) SPC | ||||
| By: | /s/ Gregory McConnie | |||
| Name: | Gregory McConnie | |||
| Title: | Director and Chief Executive Officer | |||
SCHEDULE I
BROOKFIELD ASSET MANAGEMENT REINSURANCE PARTNERS LTD.
| Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship |
| James Bodi, Vice President | 73 Front Street, 5th Floor, Hamilton, HM 12, Bermuda | Chief Executive Officer of Brookfield Bermuda Ltd. | Canada |
| Barry Blattman, Director | Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281 | Vice Chair of Brookfield Asset Management Inc. | United States |
| Soon Young Chang, Director | Wellesley House South, 2nd Floor 90 Pitts Bay Road Pembroke HM08 Bermuda | Senior Advisor, Investment Corporation of Dubai | UAE |
| Thomas Corbett, Interim Chief Financial Officer | Suite 300, Brookfield Place, 181 Bay Street, Toronto, Ontario M5J 2T3 | Managing Director of Brookfield Asset Management Inc. | Canada |
| William Cox, Director | 73 Front Street, 5th Floor, Hamilton, HM 12, Bermuda | Director | United Kingdom |
| Paul Forestell, Chief Operating Officer | Suite 300, Brookfield Place, 181 Bay Street, Toronto, Ontario M5J 2T3 | Chief Operating Officer of Brookfield Asset Management Reinsurance Partners Ltd. | Canada |
| Bahir Manios, Chief Investment Officer | Suite 300, Brookfield Place, 181 Bay Street, Toronto, Ontario M5J 2T3 | Managing Partner, Brookfield Asset Management Inc. | Canada |
| Gregory McConnie, Vice President | Rendezvous Corporate Center, 2nd Floor, Rendezvous, Christ Church, Barbados BB15131 | President and Chief Executive Officer of North End Re Ltd. and North End Re (Cayman) SPC | Barbados |
| Gregory Morrison, Director | 73 Front Street, 5th Floor, Hamilton, HM 12, Bermuda | Director | Canada |
| Anna Knapman-Scott, Secretary | Wellesley House South, 2nd Floor 90 Pitts Bay Road Pembroke HM08 Bermuda | Vice President, Legal and Compliance of North End Re Ltd. | United Kingdom |
| Lars Rodert, Director | Wellesley House South, 2nd Floor 90 Pitts Bay Road Pembroke HM08 Bermuda | Founder and Chief Executive Officer, ÖstVäst Advisory AB | Sweden |
| Anne Schaumburg, Director | Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281 | Business Executive; Director | United States |
| Sachin Shah, Chief Executive Officer, Director and Chairman of the Board | Suite 300, Brookfield Place, 181 Bay Street, Toronto, Ontario M5J 2T3 | Managing Partner of Brookfield Asset Management Inc. | Canada |
| Jay Wintrob, Director | 333 S. Grand Avenue Los Angeles, CA 90071 | Chief Executive Officer of Oaktree Capital Management, L.P. | United States |
| Mabel Wong, Chief Financial Officer | Suite 300, Brookfield Place, 181 Bay Street, Toronto, Ontario M5J 2T3 | Chief Financial Officer of Brookfield Asset Management Reinsurance Partners Ltd. | Canada |
Except as set forth in this Schedule 13D, to the best knowledge of the Reporting Persons, none of the individuals listed above beneficially owns any shares of Common Stock.
SCHEDULE II
BAM RE TRUSTEE LTD., AS TRUSTEE FOR BAM RE PARTNERS TRUST
| Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship |
| Anuj Ranjan, Director and Vice President | Unit 02 Level 16 ICD Brookfield Place Dubai International Financial Centre Dubai, Dubai, 507234 United Arab Emirates | Managing Partner of Brookfield Asset Management Inc. | Canada |
| Brian Kingston, Director and President | 250 Vesey Street, 15th Floor, New York, NY 10281-1023, U.S.A. | Vice Chair of Brookfield Asset Management Inc. | Canada |
| Bruce Flatt, Director and Vice President | One Canada Square, Level 25 Canary Wharf, London U.K. E14 5AA | Managing Partner and Chief Executive Officer of Brookfield Asset Management Inc. | Canada |
| Kathy Sarpash, Vice President | 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada | Senior Vice-President, Legal & Regulatory of Brookfield Asset Management Inc. | Canada |
| Walkers Corporate (Bermuda) Limited, Corporate Secretary | Park Place, 3rd Floor, 55 Par-la-Ville Road, Hamilton HM 11, Bermuda | – | – |
Except as set forth in this Schedule 13D, to the best knowledge of the Reporting Persons, none of the individuals listed above beneficially owns any shares of Common Stock.
SCHEDULE III
BAM RE HOLDINGS LTD.
| Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship |
| Gregory McConnie, Director and President | Rendezvous Corporate Center, 2nd Floor, Rendezvous, Christ Church, Barbados BB15131 | President and Chief Executive Officer of North End Re Ltd. and North End Re (Cayman) SPC | Barbados |
| Gregory Morrison, Director | 73 Front Street, 5th Floor, Hamilton, HM 12, Bermuda | Director | Canada |
| James Bodi, Director | 73 Front Street, 5th Floor, Hamilton, HM 12, Bermuda | Chief Executive Officer of Brookfield Bermuda Ltd. | Canada |
| Anna Knapman-Scott, Secretary | Wellesley House South, 2nd Floor 90 Pitts Bay Road Pembroke HM08 Bermuda | Vice President, Legal and Compliance of North End Re Ltd. | United Kingdom |
Except as set forth in this Schedule 13D, to the best knowledge of the Reporting Persons, none of the individuals listed above beneficially owns any shares of Common Stock.
SCHEDULE IV
NORTH END RE (CAYMAN) SPC
| Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship |
| Gregory McConnie, Director and Chief Executive Officer | Rendezvous Corporate Center, 2nd Floor, Rendezvous, Christ Church, Barbados BB15131 | President and Chief Executive Officer of North End Re Ltd. and North End Re (Cayman) SPC | Barbados |
| James Bodi, Director | 73 Front Street, 5th Floor, Hamilton, HM 12, Bermuda | Chief Executive Officer of Brookfield Bermuda Ltd. | Canada |
| Jane Fleming, Director and Chairperson | 622 South Church Street, 4C Caribbean Courts, George Town, Grand Cayman, Cayman Islands KY1-1204 | Director | United Kingdom |
| Gregory Morrison, Director | 73 Front Street, 5th Floor, Hamilton, HM 12, Bermuda | Director | Canada |
| Fearghal O’Riordan, Chief Financial Officer | 2030 Kings Court, Britannia, Grand Cayman, Cayman Islands KY1-9006 | Chief Financial Officer of North End Re (Cayman) SPC | Ireland |
| Aon Insurance Managers (Cayman) Ltd., Corporate Secretary | P.O. Box 69, 18 Forum Lane, 2nd Floor, Camana Bay, Grand Cayman, Cayman Islands KY1-1102 | – | – |
Except as set forth in this Schedule 13D, to the best knowledge of the Reporting Persons, none of the individuals listed above beneficially owns any shares of Common Stock.