Filing Details
- Accession Number:
- 0001193125-22-006984
- Form Type:
- 13D Filing
- Publication Date:
- 2022-01-11 19:00:00
- Filed By:
- Vedanta Resources Ltd
- Company:
- Vedanta Limited (NYSE:VEDL)
- Filing Date:
- 2022-01-12
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Vedanta Resources Limited | 0 | 2,590,189,293 | 0 | 2,590,189,293 | 2,590,189,293 | 69.7% |
Vedanta Resources Holdings Limited | 0 | 2,482,846,588 | 0 | 2,482,846,588 | 2,482,846,588 | 66.8% |
Twin Star Holdings Limited | 0 | 1,724,805,858 | 0 | 1,724,805,858 | 1,724,805,858 | 46.4% |
Volcan Investments Limited | 0 | 2,590,189,293 | 0 | 2,590,189,293 | 2,590,189,293 | 69.7% |
Anil Agarwal Discretionary Trust | 0 | 2,590,189,293 | 0 | 2,590,189,293 | 2,590,189,293 | 69.7% |
Conclave PTC Limited | 0 | 2,590,189,293 | 0 | 2,590,189,293 | 2,590,189,293 | 69.7% |
Anil Agarwal | 0 | 2,590,189,293 | 0 | 2,590,189,293 | 2,590,189,293 | 69.7% |
Vedanta Resources Finance Limited | 0 | 694,526,016 | 0 | 694,526,016 | 694,526,016 | 18.7% |
Vedanta Resources Cyprus Limited | 0 | 694,526,016 | 0 | 694,526,016 | 694,526,016 | 18.7% |
Welter Trading Limited | 0 | 38,241,056 | 0 | 38,241,056 | 38,241,056 | 1.0% |
Richter Holding Limited | 0 | 656,284,960 | 0 | 656,284,960 | 656,284,960 | 17.7% |
Westglobe Limited | 0 | 0 | 0 | 0 | 0 | 0.0% |
Finsider International Company Limited | 0 | 656,284,960 | 0 | 656,284,960 | 656,284,960 | 17.7% |
Vedanta Holdings Mauritius II Limited | 0 | 492,820,420 | 0 | 492,820,420 | 492,820,420 | 13.3% |
Vedanta Holdings Jersey Limited | 0 | 107,342,705 | 0 | 107,342,705 | 107,342,705 | 2.9% |
Vedanta Holdings Mauritius Limited | 0 | 107,342,705 | 0 | 107,342,705 | 107,342,705 | 2.9% |
Vedanta UK Investments Limited | 0 | 63,514,714 | 0 | 63,514,714 | 63,514,714 | 1.7% |
Vedanta Netherlands Investments BV | 0 | 63,514,714 | 0 | 63,514,714 | 63,514,714 | 1.7% |
United States
Securities and Exchange Commission
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
Information to be Included in Statements Filed Pursuant to § 240.13d-1(a) and Amendments Thereto Filed Pursuant to § 240.13d-2(a)
Under the Securities Exchange Act of 1934
(Amendment No. 9)*
Vedanta Limited
(Name of Issuer)
Equity shares, par value Re. 1 per equity share
(Title of Class of Securities)
92242Y100
(CUSIP Number)
Vedanta Resources Limited
Attention: Mr. Deepak Kumar
30 Berkley Square, 4th Floor,
London, W1J 6EX
United Kingdom
+44 20 7499 5900
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
December 28, 2021
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 92242Y100 | 13D | Page 1 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Vedanta Resources Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
2,590,189,293 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
2,590,189,293 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,590,189,293 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
69.7% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 2 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Vedanta Resources Holdings Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
2,482,846,588 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
2,482,846,588 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,482,846,588 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
66.8% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 3 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Twin Star Holdings Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Mauritius |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
1,724,805,858 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
1,724,805,858 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,724,805,858 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
46.4% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 4 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Volcan Investments Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Bahamas |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
2,590,189,293 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
2,590,189,293 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,590,189,293 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
69.7% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 5 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Anil Agarwal Discretionary Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Bahamas |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
2,590,189,293 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
2,590,189,293 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,590,189,293 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
69.7% | |||||
14 | TYPE OF REPORTING PERSON
OO (private trust) |
CUSIP No. 92242Y100 | 13D | Page 6 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Conclave PTC Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Bahamas |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
2,590,189,293 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
2,590,189,293 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,590,189,293 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
69.7% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 7 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Anil Agarwal | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
India |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
2,590,189,293 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
2,590,189,293 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,590,189,293 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
69.7% | |||||
14 | TYPE OF REPORTING PERSON
IN |
CUSIP No. 92242Y100 | 13D | Page 8 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Vedanta Resources Finance Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
694,526,016 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
694,526,016 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
694,526,016 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
18.7% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 9 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Vedanta Resources Cyprus Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cyprus |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
694,526,016 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
694,526,016 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
694,526,016 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
18.7% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 10 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Welter Trading Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cyprus |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
38,241,056 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
38,241,056 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
38,241,056 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
1.0% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 11 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Richter Holding Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cyprus |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
656,284,960 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
656,284,960 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
656,284,960 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
17.7% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 12 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Westglobe Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Mauritius |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
0 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.0% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 13 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Finsider International Company Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
656,284,960 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
656,284,960 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
656,284,960 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
17.7% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 14 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Vedanta Holdings Mauritius II Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Mauritius |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
492,820,420 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
492,820,420 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
492,820,420 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
13.3% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 15 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Vedanta Holdings Jersey Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Jersey |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
107,342,705 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
107,342,705 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
107,342,705 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
2.9% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 16 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Vedanta Holdings Mauritius Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Mauritius |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
107,342,705 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
107,342,705 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
107,342,705 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
2.9% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 17 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Vedanta UK Investments Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
63,514,714 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
63,514,714 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
63,514,714 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
1.7% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 18 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Vedanta Netherlands Investments BV | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
The Netherlands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
63,514,714 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
63,514,714 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
63,514,714 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
1.7% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 19 of 24 Pages |
Explanatory Note
This Amendment No. 9 to Schedule 13D amends and supplements the Schedule 13D filed with the United States Securities and Exchange Commission (the SEC) on September 3, 2014 (as amended to date, the Statement), relating to the equity shares, par value Re. 1 per equity share (the Equity Shares) of Vedanta Limited (formerly known as Sesa Sterlite Limited), a corporation incorporated under the laws of the Republic of India (the Issuer). Capitalized terms used herein without definition shall have the meaning set forth in the Statement.
ITEM 5. | Interest in Securities of the Issuer |
Item 5 of the Statement is hereby amended and restated in its entirety by inserting the following information:
(a) (b)
The following sets forth, as of the date of this Statement, the aggregate number and percentage of Equity Shares beneficially owned by each of the Reporting Persons, as well as the number of Equity Shares as to which each Reporting Person has the sole power to vote or to direct the vote, sole power to dispose or to direct the disposition, or shared power to dispose or to direct the disposition of as of the date hereof, based on 3,717,199,039 Equity Shares outstanding as of December 28, 2021.
Reporting Person | Amount beneficially owned | Percent of class: | Sole power to vote or to direct the vote: | Shared power to vote or to direct the vote: | Sole power to dispose or to direct the disposition of: | Shared power to dispose or to direct the disposition of: | ||||||||||||||||||
Mr. Anil Agarwal | 2,590,189,293 | 69.7 | % | 0 | 2,590,189,293 | 0 | 2,590,189,293 | |||||||||||||||||
Conclave PTC Limited (Conclave) | 2,590,189,293 | 69.7 | % | 0 | 2,590,189,293 | 0 | 2,590,189,293 | |||||||||||||||||
Anil Agarwal Discretionary Trust (the Trust) | 2,590,189,293 | 69.7 | % | 0 | 2,590,189,293 | 0 | 2,590,189,293 | |||||||||||||||||
Volcan Investments Limited (Volcan) | 2,590,189,293 | 69.7 | % | 0 | 2,590,189,293 | 0 | 2,590,189,293 | |||||||||||||||||
Vedanta Resources Limited (Vedanta) | 2,590,189,293 | 69.7 | % | 0 | 2,590,189,293 | 0 | 2,590,189,293 | |||||||||||||||||
Vedanta Resources Holdings Limited (VRHL) | 2,482,846,588 | 66.8 | % | 0 | 2,482,846,588 | 0 | 2,482,846,588 |
CUSIP No. 92242Y100 | 13D | Page 20 of 24 Pages |
Reporting Person | Amount beneficially owned | Percent of class: | Sole power to vote or to direct the vote: | Shared power to vote or to direct the vote: | Sole power to dispose or to direct the disposition of: | Shared power to dispose or to direct the disposition of: | ||||||||||||||||||
Twin Star Holdings Limited (Twin Star) | 1,724,805,858 | 46.4 | % | 0 | 1,724,805,858 | 0 | 1,724,805,858 | |||||||||||||||||
Vedanta Resources Finance Limited (VRFL) | 694,526,016 | 18.7 | % | 0 | 694,526,016 | 0 | 694,526,016 | |||||||||||||||||
Vedanta Resources Cyprus Limited (VRCL) | 694,526,016 | 18.7 | % | 0 | 694,526,016 | 0 | 694,526,016 | |||||||||||||||||
Welter Trading Limited (Welter) | 38,241,056 | 1.0 | % | 0 | 38,241,056 | 0 | 38,241,056 | |||||||||||||||||
Richter Holding Limited (Richter) | 656,284,960 | 17.7 | % | 0 | 656,284,960 | 0 | 656,284,960 | |||||||||||||||||
Westglobe Limited (Westglobe) | 0 | 0.0 | % | 0 | 0 | 0 | 0 | |||||||||||||||||
Finsider International Company Limited (Finsider) | 656,284,960 | 17.7 | % | 0 | 656,284,960 | 0 | 656,284,960 | |||||||||||||||||
Vedanta Holdings Mauritius II Limited (Mauritius II) | 492,820,420 | 13.3 | % | 0 | 492,820,420 | 0 | 492,820,420 | |||||||||||||||||
Vedanta Holdings Jersey Limited (Jersey) | 107,342,705 | 2.9 | % | 0 | 107,342,705 | 0 | 107,342,705 | |||||||||||||||||
Vedanta Holdings Mauritius Limited (Mauritius) | 107,342,705 | 2.9 | % | 0 | 107,342,705 | 0 | 107,342,705 | |||||||||||||||||
Vedanta UK Investments Limited (UK Investment) | 63,514,714 | 1.7 | % | 0 | 63,514,714 | 0 | 63,514,714 | |||||||||||||||||
Vedanta Netherlands Investments BV (Netherlands) | 63,514,714 | 1.7 | % | 0 | 63,514,714 | 0 | 63,514,714 |
Vedanta is the beneficial owner of 2,590,189,293 Equity Shares, consisting of:
(i) | 1,724,805,858 Equity Shares held by Twin Star; |
(ii) | 163,464,540 Equity Shares held by Finsider; |
(iii) | 38,241,056 Equity Shares held by Welter; |
(iv) | 492,820,420 Equity Shares held by Mauritius II; |
(v) | 107,342,705 Equity Shares held by Mauritius; and |
CUSIP No. 92242Y100 | 13D | Page 21 of 24 Pages |
(vi) | 63,514,714 Equity Shares held by Netherlands. |
Vedanta is the sole shareholder of VRHL, which is the sole shareholder of Twin Star and VRFL. VRFL is the sole shareholder of VRCL, which is the sole shareholder of each of Welter and Richter. Richter is the majority shareholder of Finsider. Finsider is the sole shareholder of Mauritius II. Vedanta is also the sole shareholder of Jersey, which is the sole shareholder of Mauritius. VRHL is the sole shareholder of UK Investment, which is the sole shareholder of Netherlands.
Volcan is the sole shareholder of Vedanta, and is wholly owned by the Trust. Conclave is the trustee of the Trust and the sole registered shareholder of Volcan. Mr. Anil Agarwal, the Executive Chairman of Vedanta and protector of the Trust, may be deemed to have beneficial ownership of securities that are beneficially owned by the Trust. Mr. Agarwal disclaims any such beneficial ownership.
None of the other Related Persons beneficially owns any Equity Shares.
Except as set forth in this Item 5(a)-(b), each of the persons named in this Item 5(a)-(b) disclaims beneficial ownership of any Equity Shares owned beneficially or of record by any other person named in this Item 5(a)-(b).
(c) | In December 2021, Finsider transferred 238,031,940 Equity Shares to Mauritius II and Westglobe transferred 44,343,139 Equity Shares to Mauritius II. |
(d) | None. |
(e) | As of December 28, 2021, as a result of the transactions described herein, Westglobe ceased to be the beneficial owner of any Equity Shares. |
CUSIP No. 92242Y100 | 13D | Page 22 of 24 Pages |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: January 11, 2022
VEDANTA RESOURCES LIMITED | ||
By: | /s/ Deepak Kumar | |
Name: | Deepak Kumar | |
Title: | Company Secretary | |
VEDANTA RESOURCES HOLDINGS LIMITED | ||
By: | /s/ Deepak Kumar | |
Name: | Deepak Kumar | |
Title: | Director | |
TWIN STAR HOLDINGS LIMITED | ||
By: | /s/ Sevin Chendriah | |
Name: | Sevin Chendriah | |
Title: | Director | |
VOLCAN INVESTMENTS LIMITED | ||
By: | /s/ Lawrence Collie | |
Name: | Lawrence Collie | |
Title: | Director | |
ANIL AGARWAL DISCRETIONARY TRUST | ||
By: | /s/ Lawrence Collie | |
Name: | Lawrence Collie | |
Title: | Director of Trustee |
CUSIP No. 92242Y100 | 13D | Page 23 of 24 Pages |
CONCLAVE PTC LIMITED | ||
By: | /s/ Lawrence Collie | |
Name: | Lawrence Collie | |
Title: | Director | |
FINSIDER INTERNATIONAL COMPANY LIMITED | ||
By: | /s/ Deepak Kumar | |
Name: | Deepak Kumar | |
Title: | Director | |
WESTGLOBE LIMITED | ||
By: | /s/ Sevin Chendriah | |
Name: | Sevin Chendriah | |
Title: | Director | |
WELTER TRADING LIMITED | ||
By: | /s/ Alexis Tsielepis | |
Name: | Alexis Tsielepis | |
Title: | Director | |
RICHTER HOLDING LIMITED | ||
By: | /s/ Sanjay Pandit | |
Name: | Sanjay Pandit | |
Title: | Director | |
VEDANTA RESOURCES CYPRUS LIMITED | ||
By: | /s/ Sanjay Pandit | |
Name: | Sanjay Pandit | |
Title: | Director |
CUSIP No. 92242Y100 | 13D | Page 24 of 24 Pages |
VEDANTA RESOURCES FINANCE LIMITED | ||
By: | /s/ Deepak Kumar | |
Name: | Deepak Kumar | |
Title: | Director | |
VEDANTA HOLDINGS MAURITIUS II LIMITED | ||
By: | /s/ Ashwanee Ramsurrun | |
Name: | Ashwanee Ramsurrun | |
Title: | Director | |
VEDANTA HOLDINGS JERSEY LIMITED | ||
By: | /s/ Deepak Kumar | |
Name: | Deepak Kumar | |
Title: | Director | |
VEDANTA HOLDINGS MAURITIUS LIMITED | ||
By: | /s/ Ashwanee Ramsurrun | |
Name: | Ashwanee Ramsurrun | |
Title: | Director | |
VEDANTA UK INVESTMENTS LIMITED | ||
By: | /s/ Deepak Kumar | |
Name: | Deepak Kumar | |
Title: | Director | |
VEDANTA NETHERLANDS INVESTMENTS BV | ||
By: | /s/ E.S. Anink-Tjon Kwan Paw on behalf of | |
Name: | Amicorp Netherlands B.V. | |
Title: | Director | |
ANIL AGARWAL | ||
By: | /s/ Anil Agarwal |