Filing Details

Accession Number:
0001193125-21-365216
Form Type:
13D Filing
Publication Date:
2021-12-22 19:00:00
Filed By:
Goldman Sachs Group Inc
Company:
Soho House & Co Inc.
Filing Date:
2021-12-23
SEC Url:
13D Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
The Goldman Sachs Group, Inc 0 15,651,792 0 15,651,792 15,651,792 25.6%
Goldman Sachs Co 0 15,651,792 0 15,651,792 15,651,792 25.6%
West Street Strategic Solutions Fund I 0 5,682,004 0 5,682,004 5,682,004 9.3%
West Street Strategic Solutions Fund I-(C) 0 558,307 0 558,307 558,307 0.9%
WSSS Investments W 0 6,994,784 0 6,994,784 6,994,784 11.5%
WSSS Investments X 0 263,420 0 263,420 263,420 0.4%
WSSS Investments I 0 296,103 0 296,103 296,103 0.5%
WSSS Investments U 0 316,507 0 316,507 316,507 0.5%
Broad Street Principal Investments 0 1,140,310 0 1,140,310 1,140,310 1.9%
West Street CT Private Credit Partnership 0 275,184 0 275,184 275,184 0.5%
Filing

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

 

 

Membership Collective Group Inc.

(Name of Issuer)

Class A Common Stock

(Title of Class of Securities)

586001 109

(CUSIP Number)

David S. Thomas, Esq.

Goldman Sachs & Co. LLC

200 West Street

New York, NY 10282

Phone: (212) 902-1000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

October 12, 2021

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box  ☐.

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See 240.13d-7(b) for other parties to whom copies are to be sent.

 

 

The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


SCHEDULE 13D

CUSIP No. 586001 109

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

The Goldman Sachs Group, Inc.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

    

  4  

SOURCE OF FUNDS (See Instructions)

 

AF and OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ☒

 

    

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

 BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

      7     

SOLE VOTING POWER

 

0

      8     

SHARED VOTING POWER

 

15,651,792

      9     

SOLE DISPOSITIVE POWER

 

0

    10     

SHARED DISPOSITIVE POWER

 

15,651,792

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

15,651,792

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

25.6%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

HC-CO

*

All calculations of percentage ownership in this Schedule 13D with respect to the Reporting Persons are based upon a total of 61,029,730 shares of Class A Common Stock, par value $0.01 per share (the Common Stock), of Membership Collective Group Inc. (the Issuer), outstanding as reported in the Issuers Quarterly Report on Form 10-Q, dated October 3, 2021, filed with the U.S. Securities and Exchange Commission (the SEC) on November 17, 2021 pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended (the Exchange Act).


CUSIP No. 586001 109

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Goldman Sachs & Co. LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

    

  4  

SOURCE OF FUNDS (See Instructions)

 

AF and OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ☒

 

    

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

New York

NUMBER OF

SHARES

 BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

      7     

SOLE VOTING POWER

 

0

      8     

SHARED VOTING POWER

 

15,651,792

      9     

SOLE DISPOSITIVE POWER

 

0

    10     

SHARED DISPOSITIVE POWER

 

15,651,792

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

15,651,792

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

25.6%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

OO


CUSIP No. 586001 109

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

West Street Strategic Solutions Fund I, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

    

  4  

SOURCE OF FUNDS (See Instructions)

 

WC

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ☒

 

    

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

 BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

      7     

SOLE VOTING POWER

 

0

      8     

SHARED VOTING POWER

 

5,682,004

      9     

SOLE DISPOSITIVE POWER

 

0

    10     

SHARED DISPOSITIVE POWER

 

5,682,004

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

5,682,004

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

9.3%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

PN


CUSIP No. 586001 109

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

West Street Strategic Solutions Fund I-(C), L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

    

  4  

SOURCE OF FUNDS (See Instructions)

 

WC

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ☒

 

    

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

 BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

      7     

SOLE VOTING POWER

 

0

      8     

SHARED VOTING POWER

 

558,307

      9     

SOLE DISPOSITIVE POWER

 

0

    10     

SHARED DISPOSITIVE POWER

 

558,307

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

558,307

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.9%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

PN


CUSIP No. 586001 109

 

  1   

NAMES OF REPORTING PERSON

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

WSSS Investments W, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

    

  4  

SOURCE OF FUNDS (See Instructions)

 

WC

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ☒

 

    

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

 BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

      7     

SOLE VOTING POWER

 

0

      8     

SHARED VOTING POWER

 

6,994,784

      9     

SOLE DISPOSITIVE POWER

 

0

    10     

SHARED DISPOSITIVE POWER

 

6,994,784

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

6,994,784

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

11.5%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

OO


CUSIP No. 586001 109

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

WSSS Investments X, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

    

  4  

SOURCE OF FUNDS (See Instructions)

 

WC

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ☒

 

    

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

 BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

      7     

SOLE VOTING POWER

 

0

      8     

SHARED VOTING POWER

 

263,420

      9     

SOLE DISPOSITIVE POWER

 

0

    10     

SHARED DISPOSITIVE POWER

 

263,420

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

263,420

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.4%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

OO


CUSIP No. 586001 109

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

WSSS Investments I, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

    

  4  

SOURCE OF FUNDS (See Instructions)

 

WC

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ☒

 

    

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

 BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

      7     

SOLE VOTING POWER

 

0

      8     

SHARED VOTING POWER

 

296,103

      9     

SOLE DISPOSITIVE POWER

 

0

    10     

SHARED DISPOSITIVE POWER

 

296,103

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

296,103

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.5%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

OO


CUSIP No. 586001 109

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

WSSS Investments U, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

    

  4  

SOURCE OF FUNDS (See Instructions)

 

WC

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ☒

 

    

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

 BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

      7     

SOLE VOTING POWER

 

0

      8     

SHARED VOTING POWER

 

316,507

      9     

SOLE DISPOSITIVE POWER

 

0

    10     

SHARED DISPOSITIVE POWER

 

316,507

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

316,507

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.5%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

OO


CUSIP No. 586001 109

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Broad Street Principal Investments, L.L.C.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

    

  4  

SOURCE OF FUNDS (See Instructions)

 

WC

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ☒

 

    

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

 BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

      7     

SOLE VOTING POWER

 

0

      8     

SHARED VOTING POWER

 

1,140,310

      9     

SOLE DISPOSITIVE POWER

 

0

    10     

SHARED DISPOSITIVE POWER

 

1,140,310

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,140,310

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

1.9%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

OO


CUSIP No. 586001 109

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

West Street CT Private Credit Partnership, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

    

  4  

SOURCE OF FUNDS (See Instructions)

 

WC

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ☒

 

    

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

 BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

      7     

SOLE VOTING POWER

 

0

      8     

SHARED VOTING POWER

 

275,184

      9     

SOLE DISPOSITIVE POWER

 

0

    10     

SHARED DISPOSITIVE POWER

 

275,184

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

275,184

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.5%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

PN


Item 1. Security and Issuer

This statement on Schedule 13D relates to the Class A Common Stock, par value $0.01 per share (the Common Stock), of Membership Collective Group Inc., a Delaware corporation (the Issuer). The address of the principal executive office of the Issuer is 180 Strand, London, WC2R 1EA, United Kingdom.

Item 2. Identity and Background

This Schedule 13D is being filed pursuant to Rule 13d-1(a) under the Securities Exchange Act of 1934, as amended (the Exchange Act), by the following persons (collectively, the Reporting Persons):

 

  1.

The Goldman Sachs Group, Inc., a Delaware corporation (GS Group);

 

  2.

Goldman Sachs & Co. LLC, a New York limited liability company (Goldman Sachs);

 

  3.

West Street Strategic Solutions Fund I, L.P., a Delaware limited partnership (West Street Fund I);

 

  4.

West Street Strategic Solutions Fund I-(C), L.P., a Delaware limited partnership (West Street Fund I-(C));

 

  5.

WSSS Investments W, LLC, a Delaware limited liability company (WSSS Fund W);

 

  6.

WSSS Investments X, LLC, a Delaware limited liability company (WSSS Fund X);

 

  7.

WSSS Investments I, LLC, a Delaware limited liability company (WSSS Fund I);

 

  8.

WSSS Investments U, LLC, a Delaware limited liability company (WSSS Fund U);

 

  9.

Broad Street Principal Investments, L.L.C., a Delaware limited liability company (BSPI); and

 

  10.

West Street CT Private Credit Partnership, L.P., a Delaware limited partnership (West Street CT PCP, and together with West Street Fund I, West Street Fund I-(C), WSSS Fund W, WSSS Fund X, WSSS Fund I and WSSS Fund U, the GS Funds).

Neither the present filing nor anything contained herein shall be construed as an admission that any Reporting Person constitutes a person for any purpose other than for compliance with Section 13(d) of the Exchange Act.

GS Group is a bank holding company that (directly and indirectly through subsidiaries or affiliated companies or both) is a leading global financial institution that delivers a broad range of financial services across investment banking, securities, investment management and consumer banking to a large and diversified client base that includes corporations, financial institutions, governments and individuals.

Goldman Sachs is an investment banking firm and a member of the New York Stock Exchange (the NYSE) and other national securities exchanges. Goldman Sachs is a direct subsidiary of GS Group.

BSPI was formed for the purpose of investing in equity, equity-related and similar securities or instruments, including debt or other securities or instruments with equity-like returns or an equity component. Goldman Sachs is the manager of BSPI.    

Each of the GS Funds was formed to make investments primarily in debt instruments and each may invest in debt instruments that have an equity component, equity instruments, real estate and real estate-related assets and instruments, as well other similar types of instruments. The GS Funds are investment vehicles managed by, or affiliates of, Goldman Sachs.

The principal address of each of the Reporting Persons is 200 West Street, New York, NY 10282-2198.

The name, business address, present principal occupation or employment and citizenship of each director of GS Group are set forth in Schedule I hereto and are incorporated herein by reference. The name, business address, present principal occupation or employment and citizenship of each member of the Asset Management Private Credit Investment Committee of Goldman Sachs, which is responsible for making all investment decisions for BSPI and each of the GS Funds are set forth in Schedule II-A hereto and are incorporated herein by reference. The name, business address, present principal occupation or employment and citizenship of each executive officer of BSPI are set forth in Schedule II-B hereto and are incorporated herein by reference.

The Reporting Persons have entered into a joint filing agreement, a copy of which is attached hereto as Exhibit 99.1.


During the last five years, none of the Reporting Persons nor, to the knowledge of each of the Reporting Persons, without independent verification, any of the persons listed in Schedule I, Schedule II-A or Schedule II-B, hereto (i) has been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) except as set forth in Schedule III hereto, has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

Item 3. Source and Amount of Funds or Other Considerations

On March 31, 2021, BSPI and the GS Funds purchased an aggregate of 12,970,766 senior convertible preference shares (the Senior Preference Shares) issued by Soho House Holdings Limited, a wholly owned subsidiary of the Issuer, for an aggregate purchase price of $175 million.

On July 19, 2021, the closing date of the Issuers initial public offering of its Common Stock (the IPO), all of the Senior Preference Shares were automatically converted into Common Stock, as a result of which the Reporting Persons received an aggregate of 15,526,619 shares of Common Stock.

The funds used by BSPI to purchase the Senior Preference Shares were funded from working capital of BSPI. The funds used by each of the GS Funds to purchase the Senior Preference Shares were funded from capital contributions from their respective partners. In addition, in its capacity as a lead underwriter in connection with the IPO, Goldman Sachs purchased, and sold to the public, 2,977,690 shares of Common Stock at a discount.

All transactions disclosed in Schedule IV hereto were effected by Goldman Sachs & Co. LLC acting as a market maker in the Issuers Common Stock in the ordinary course of business.

None of the persons listed on Schedules I, II-A or II-B hereto contributed any funds or other consideration towards the acquisition of the Senior Preference Shares or the Common Stock except insofar as they may have partnership or member interests in any of the Reporting Persons and have made capital contributions to any of the Reporting Persons, as the case may be.

Item 4. Purpose of Transaction

The information set forth or incorporated by reference in Items 3, 5 and 6 of this Schedule 13D is incorporated by reference in its entirety into this Item 4.

The GS Funds and BSPI have acquired the Common Stock reported herein for investment purposes, and such purchases have been made in the GS Funds and BSPIs ordinary course of business.

The Reporting Persons may further sell, purchase, hold, vote, trade, dispose or otherwise deal in the Common Stock of other securities of the Issuer at times, and in such manner, as they deem advisable to benefit from changes in the market prices of such Common Stock, changes in the Issuers operations, business strategy or prospects, other investment opportunities available to the Reporting Persons, conditions in the securities market and general economic and industry conditions, or from the sale or merger of the Issuer. The Reporting Persons may also be entering into financial instruments or other agreements that increase or decrease the Reporting Persons economic exposure with respect to their investment in the Issuer without affecting their beneficial ownership of shares of Common Stock. To evaluate such alternatives, the Reporting Persons will routinely monitor the Issuers operations, prospects, business development, management, competitive and strategic matters, capital structure, and prevailing market conditions, as well as alternative investment opportunities, liquidity requirements of the Reporting Persons and other investment considerations. Consistent with their investment evaluation criteria, the Reporting Persons may discuss such matters with management or directors of the Issuer, other shareholders, industry analysts, existing or potential strategic partners or competitors, investment and financing professionals, sources of credit and other investors. Such factors and discussions may materially affect, and result in, the Reporting Persons modifying their ownership of the Common Stock, proposing changes in the Issuers operations, governance or capitalization, or in proposing one or more of the other actions described in subsections (a) through (j) of Item 4 of Schedule 13D.


The Reporting Persons reserve the right to formulate plans and/or make proposals, and take such actions with respect to their investment in the Issuer, including any or all of the actions set forth in paragraphs (a) through (j) of Item 4 of Schedule 13D, or acquire additional shares of the Common Stock or dispose of all the shares of Common Stock beneficially owned by them, in the public market or privately negotiated transactions. The Reporting Persons may at any time reconsider and change their plans or proposals.

Item 5. Interest in Securities of the Issuer

(a) (b)

The following table sets forth, as of December 20, 2021, the aggregate number of shares of Common Stock and percentage of Common Stock beneficially owned by each of the Reporting Persons, as well as the number of shares of Common Stock as to which each Reporting Person has the sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition of, or shared power to dispose or to direct the disposition of, as of such date. The information below is based upon a total of 61,029,730 shares Common Stock outstanding as reported in the Issuers Quarterly Report on Form 10-Q, dated October 3, 2021, filed with the U.S. Securities and Exchange Commission (the SEC) on November 17, 2021 pursuant to Section 13 or 15(d) of the Exchange Act.

 

Reporting Person

   Amount
beneficially
owned
     Percent of
Class
    Sole
power to
vote or
direct the
vote
     Shared
power to
direct the
vote
     Sole power
to dispose
or to direct
the
disposition
     Shared
power to
dispose or
direct the
disposition
 

The Goldman Sachs Group, Inc.

     15,651,792        25.6     0        15,651,792        0       
15,651,792
 

Goldman Sachs & Co. LLC

     15,651,792        25.6     0        15,651,792        0        15,651,792  

Broad Street Principal Investments, L.L.C.

     1,140,310        1.87     0        1,140,310        0        1,140,310  

West Street Strategic Solutions Fund I, L.P.

     5,682,004        9.31     0        5,682,004        0        5,682,004  

West Street Strategic Solutions Fund I-(C), L.P.

     558,307        0.91     0        558,307        0        558,307  

WSSS Investments W, LLC

     6,994,784        11.46     0        6,994,784        0        6,994,784  

WSSS Investments X, LLC

     263,420        0.43     0        263,420        0        263,420  

WSSS Investments I, LLC

     296,103        0.49     0        296,103        0        296,103  

WSSS Investments U, LLC

     316,507        0.52     0        316,507        0        316,507  

West Street CT Private Credit Partnership, L.P.

     275,184        0.45     0        275,184        0        275,184  

In accordance with the SEC Release No. 34-39538 (January 12, 1998) (the Release), this filing reflects the securities beneficially owned by certain operating units (collectively, the Goldman Sachs Reporting Units) of GS Group and its subsidiaries and affiliates (collectively, GSG). This filing does not reflect securities, if any, beneficially owned by any operating units of GSG whose ownership of securities is disaggregated from that of the Goldman Sachs Reporting Units in accordance with the Release. The Goldman Sachs Reporting Units disclaim beneficial ownership of the securities beneficially owned by (i) any client accounts with respect to which the Goldman Sachs Reporting Units or their employees have voting or investment discretion or both, or with respect to which there are limits on their voting or investment authority or both and (ii) certain investment entities of which the Goldman Sachs Reporting Units act as the general partner, managing general partner or other manager, to the extent interests in such entities are held by persons other than the Goldman Sachs Reporting Units.

On October 12, 2021, an affiliate of the Reporting Persons, Goldman Sachs International (GSI) transferred 2,016,878 shares of Common Stock from segregated accounts for prime brokerage clients to accounts controlled by GSI. As a result of this transfer, the Reporting Persons may be deemed to have increased their beneficial ownership of the Issuers Common Stock by more than two percent in a twelve-month period from the effective date of the Issuers Form 10 and, therefore, the Reporting Persons became obligated to file a Schedule 13D. Although Goldman Sachs does not have a pecuniary interest in these accounts, Goldman Sachs may have been deemed to indirectly beneficially own the shares of the Issuers Common Stock held in these accounts. As of December 20, 2021, there are no longer any shares of Common Stock held in these accounts that may be deemed beneficially owned by Goldman Sachs. Goldman Sachs may also be deemed to indirectly beneficially own 125,173 shares of Common Stock held by its Global Markets desk for market making purposes.

Each of the Reporting Persons (other than BSPI and the GS Funds, solely with respect to the shares of Common Stock that they directly hold) expressly disclaims beneficial ownership of the shares of Common Stock for purposes of Section 13(d) of the Act and the rules under Section 13(d) of the Act.


None of the Reporting Persons or, to the knowledge of any of the Reporting Persons, any of the persons listed on Schedules I, II-A or II-B hereto may be deemed to beneficially own any shares of Common Stock other than as set forth herein.

(c) All transactions disclosed in Schedule IV hereto were effected by Goldman Sachs & Co. LLC acting as a market maker in the Issuers Common Stock in the ordinary course of business. Except as disclosed in Schedule IV, no transactions in the Common Stock were effected by any Reporting Person or, to the knowledge of the Reporting Persons, any of the persons listed in Schedule I, Schedule II-A or Schedule II-B, during the past 60 days.

(d) Except for clients of Goldman Sachs or another investment advisor subsidiary of GS Group who may have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, shares of Common Stock, if any, held in client accounts, no person, other than the Reporting Persons are known by the Reporting Persons to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, any shares of Common Stock beneficially owned by the Reporting Persons and described in this Item 5.

(e) Not applicable.

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

Lock-Up Agreement in Connection with the IPO

In connection with the IPO certain Reporting Persons executed lock-up agreements with the IPO underwriters, dated July 6, 2021 (the IPO Lock-up Agreement), pursuant to which such Reporting Persons agreed that they will not (without the prior written consent of certain underwriters, subject to limited exceptions) directly or indirectly sell or dispose of any shares of Common Stock or any securities convertible into or exchangeable or exercisable for shares of Common Stock for a period of 180 days after the pricing date of the IPO.

Registration Rights Agreement

BSPI and certain other Reporting Persons (the GS Registration Rights Holders) are parties to a Third Amended and Restated Registration Rights Agreement, dated July 19, 2021 (the Registration Rights Agreement), with the Issuer and certain other stockholders of the Issuer. Subject to certain conditions, the Registration Rights Agreement provides the GS Registration Rights Holders and certain other stockholders with demand and piggyback registration rights in respect of any of the Issuers common stock beneficially owned by them. Except with respect to a second demand registration right of the GS Registration Rights Holders, the Issuer will be required to bear the registration expenses associated with any registration of shares pursuant to the Registration Rights Agreement. The GS Registration Rights Holders and other stockholders also agreed to enter into lock-up agreements for specified periods of time in connection with subsequent registered offerings of the Issuer in which they participate. The right of the GS Registration Rights Holders to initiate a demand registration terminates on the five-year anniversary date of the closing of the IPO, and the demand and piggyback registration rights of the GS Registration Rights Holders terminate on the seven-year anniversary date of the closing of the IPO. The Registration Rights Agreement includes also indemnification provisions.

Senior Secured Notes

On March 31, 2021, Soho House Bond Limited, a wholly-owned subsidiary of the Issuer, issued an aggregate of $441 million (equivalent) in senior secured notes (the Initial Notes) pursuant to a Notes Purchase Agreement, which were subscribed for by West Street Fund I, West Street Fund I-(C), WSSS Fund I, WSSS Fund U, West Street CT PCP and certain other Goldman Sachs affiliates. The Notes Purchase Agreement includes an option to issue, and a commitment on the part of the purchasers to subscribe for, further notes in one or several issuances on or prior to March 31, 2022 in an aggregate amount of up to $100 million (the Additional Notes and, together with the Initial Notes, the Notes). The Notes mature on March 31, 2027.


The foregoing summaries of the Registration Rights Agreement, the lock-up agreements, and the Senior Secured Notes are not intended to be complete and are qualified in their entirety by reference to the full text of such agreements included as Exhibits 1 to Exhibit 3 hereto, which are incorporated herein by reference.

Item 7. Material to Be Filed as Exhibits

 

Exhibit No.   

Description

1    Lock-Up Agreement, dated as of July 6, 2021 (incorporated herein by reference to Exhibit 1.1, Annex I, to the amended Registration Statement on Form S-1/A of the Issuer filed on July 6, 2021).
2    Third Amended and Restated Registration Rights Agreement, dated as of July 19, 2021, among the Soho House Holdings Limited and the stockholders party thereto (incorporated herein by reference to Exhibit 3.5 to the Registration Statement on Form S-1 of the Issuer filed on June 21, 2021).
3    Notes Purchase Agreement, dated as of March 23, 2021, among Soho House & Co Limited, Soho House Bond Limited, the Soho House Bond Limited, the Original Guarantors listed in Schedule I, the Original Notes Purchasers listed in Schedule I thereto, Global Loan Agency Services Limited and GLAS Trust Corporation Limited (incorporated herein by reference to Exhibit 10.3 to the Registration Statement on Form S-1 of the Issuer filed on June 21, 2021).
99.1    Joint Filing Agreement, dated as of December 22, 2021, by and among the Reporting Persons.
99.2    Power of Attorney, relating to each of the Reporting Persons.

SIGNATURE

After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this Schedule 13D is true, complete and correct.

Dated as of December 22, 2021.

 

THE GOLDMAN SACHS GROUP, INC.
By:   /s/ Crystal Orgill
  Name: Crystal Orgill
  Title: Attorney-in-fact
GOLDMAN SACHS & CO. LLC
By:   /s/ Crystal Orgill
  Name: Crystal Orgill
  Title: Attorney-in-fact
WEST STREET STRATEGIC SOLUTIONS FUND I, L.P.
By:   /s/ Crystal Orgill
  Name: Crystal Orgill
  Title: Attorney-in-fact
WEST STREET STRATEGIC SOLUTIONS FUND I-(C), L.P.
By:   /s/ Crystal Orgill
  Name: Crystal Orgill
  Title: Attorney-in-fact
WSSS INVESTMENTS W, LLC
By:   /s/ Crystal Orgill
  Name: Crystal Orgill
  Title: Attorney-in-fact
WSSS INVESTMENTS X, LLC
By:   /s/ Crystal Orgill
  Name: Crystal Orgill
  Title: Attorney-in-fact
WSSS INVESTMENTS I, LLC
By:   /s/ Crystal Orgill
  Name: Crystal Orgill
  Title: Attorney-in-fact
WSSS INVESTMENTS U, LLC
By:   /s/ Crystal Orgill
  Name: Crystal Orgill
  Title: Attorney-in-fact
BROAD STREET PRINCIPAL INVESTMENTS, L.L.C.
By:   /s/ Crystal Orgill
  Name: Crystal Orgill
  Title: Attorney-in-fact

 

WEST STREET CT PRIVATE CREDIT PARTNERSHIP, L.P.
By:   /s/ Crystal Orgill
  Name: Crystal Orgill
  Title: Attorney-in-fact

SCHEDULE I

The name of each director of The Goldman Sachs Group, Inc. is set forth below.

The business address of each person listed below is c/o Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282.

Each person is a citizen of the United States of America except for Lakshmi N. Mittal, who is a citizen of India, and Mark O. Winkelman, who is a citizen of the Netherlands. Philip R. Berlinski is also a citizen of Belgium and the United Kingdom, and Adebayo O. Ogunlesi is also a citizen of Nigeria. The present principal occupation or employment of each of the listed persons is set forth below.

 

NAME

  

PRESENT PRINCIPAL OCCUPATION

David M. Solomon    Chairman and Chief Executive Officer of The Goldman Sachs Group, Inc.
Philip R. Berlinski    Global Treasurer of The Goldman Sachs Group, Inc.
M. Michele Burns    Former Chairman and Chief Executive Officer, Mercer LLC; Former Chief Financial Officer of each of: Marsh & McLennan Companies, Inc., Mirant Corp. and Delta Air Lines, Inc.
Drew G. Faust    Professor and Former President of Harvard University
Mark A. Flaherty    Former Vice Chairman, Wellington Management Company
Sheara J. Fredman    Chief Accounting Officer of The Goldman Sachs Group, Inc.
Kimberley D. Harris    Executive Vice President of Comcast Corporation; Executive Vice President and General Counsel of NBCUniversal
Ellen J. Kullman    President and Chief Executive Officer of Carbon, Inc.
Brian J. Lee    Chief Risk Officer of The Goldman Sachs Group, Inc.
Lakshmi N. Mittal    Executive Chairman of ArcelorMittal S.A.
Adebayo O. Ogunlesi    Chairman and Managing Partner of Global Infrastructure Partners
Peter Oppenheimer    Former Senior Vice President and Chief Financial Officer of Apple, Inc.
John F.W. Rogers    Executive Vice President of The Goldman Sachs Group, Inc.
Kathryn H. Ruemmler    Executive Vice President, Chief Legal Officer and General Counsel of The Goldman Sachs Group, Inc.
Stephen M. Scherr    Chief Financial Officer of The Goldman Sachs Group, Inc.
Laurence Stein    Chief Administrative Officer of The Goldman Sachs Group, Inc.
Jan E. Tighe    Former Vice Admiral, United States Navy
Jessica R. Uhl    Chief Financial Officer of Royal Dutch Shell plc
David A. Viniar    Former Chief Financial Officer of The Goldman Sachs Group, Inc.
John E. Waldron    President and Chief Operating Officer of The Goldman Sachs Group, Inc.
Mark O. Winkelman    Private Investor

SCHEDULE II-A

The name and principal occupation of each member of the Goldman Sachs Asset Management Private Credit Investment Committee, which exercises the authority of Goldman Sachs & Co. LLC in managing BSPI and each of the GS Funds.

The business address for each member listed below is c/o Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282, except as follows: The business address of James Reynolds and Edward Forbes is Plumtree Court, 25 Shoe Lane, London EC4A 4AU, England. The business address of David Gribble is Governor Phillip Tower, 1 Farrer Pl, Sydney NSW 2000, Australia. The business address of David Miller is 11605 Haynes Bridge Rd. Suite 695, Alpharetta, GA 30009.

All members listed below are United States citizens, except as follows: James Reynolds is a citizen of France; David Gribble is a citizen of New Zealand ; Edward Forbes is a citizen of the United Kingdom; Beat Cabiallavetta is a citizen of Switzerland; and Nicole Agnew and Gregory Olafson are citizens of Canada.

 

NAME

  

PRESENT PRINCIPAL OCCUPATION

Richard A. Friedman    Managing Director of Goldman Sachs & Co. LLC
Julian Salisbury    Managing Director of Goldman Sachs & Co. LLC
Nicole Agnew    Managing Director of Goldman Sachs & Co. LLC
Beat Cabiallavetta    Managing Director of Goldman Sachs & Co. LLC
Alex Chi    Managing Director of Goldman Sachs & Co. LLC
Thomas G. Connolly    Managing Director of Goldman Sachs & Co. LLC
Hristo D. Dimitrov    Managing Director of Goldman Sachs & Co. LLC
Edward Forbes    Vice President of Goldman Sachs International
Wendy J. Gorman    Managing Director of Goldman Sachs & Co. LLC
David Gribble    Managing Director of Goldman Sachs Australia Pty Ltd
Michael E. Koester    Managing Director of Goldman Sachs & Co. LLC
David Miller    Managing Director of Goldman Sachs & Co. LLC
Gregory Olafson    Managing Director of Goldman Sachs & Co. LLC
James Reynolds    Managing Director of Goldman Sachs International
Gaurav Seth    Managing Director of Goldman Sachs & Co. LLC
Harvey Shapiro    Managing Director of Goldman Sachs & Co. LLC
Maxine Sleeper    Managing Director of Goldman Sachs & Co. LLC

SCHEDULE II-B

The name, position and present principal occupation of each executive officer of BSPI is set forth below.

The business address for all the executive officers listed below is c/o Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282, except as follows: The business address of each of Joseph P. DiSabato, Mark Midle, Jason Kreuziger, and David Campbell is 555 California Street, San Francisco, CA 94104. The business address of each of Oksana Beard, David Bell, Justin Betzen, Katherine Bloom, Michael Dalton, Michael Watts, Christopher (Chance) Monroe, Kyle Kendall, James Huckaby, Christopher Nelson, Clayton Wilmer and Daniel Farrar is 2001 Ross Avenue, Suite 2800, Dallas, TX 75201. The business address of Johanna Volpi is 30 Hudson Street, Jersey City, NJ 07302. The business address of each of David Miller, Taylor Mefford and Gregory Watts is 11605 Haynes Bridge Rd. Suite 695, Alpharetta, GA 30009. The business address of Ryan Flanagan is 8105 Irvine Center Dr #560, Irvine, CA 92618.

All executive officers listed below are United States citizens, except as follows: Cedric Lucas is a citizen of France; Adrian M. Jones is a citizen of Ireland; Anthony Arnold is a citizen of the United Kingdom; Beat Cabiallavetta is a citizen of Switzerland; Harsh Nanda is a citizen of India, David Campbell is a citizen of Australia; Nicole Agnew, Gregory Olafson, Chris Kojima and Sebastien Gagnon are citizens of Canada.

 

NAME

  

POSITION

  

PRESENT PRINCIPAL OCCUPATION

Richard A. Friedman    President    Managing Director of Goldman Sachs & Co. LLC
Nicole Agnew    Vice President    Managing Director of Goldman Sachs & Co. LLC
Anthony Arnold    Vice President    Managing Director of Goldman Sachs & Co. LLC
Alex Chi    Vice President    Managing Director of Goldman Sachs & Co. LLC
Darren Cohen    Vice President    Managing Director of Goldman Sachs & Co. LLC
Thomas G. Connolly    Vice President    Managing Director of Goldman Sachs & Co. LLC
Christopher A. Crampton    Vice President    Managing Director of Goldman Sachs & Co. LLC
Joseph P. DiSabato    Vice President    Managing Director of Goldman Sachs & Co. LLC
Jeffrey M. Fine    Vice President    Managing Director of Goldman Sachs & Co. LLC
Charles H. Gailliot    Vice President    Managing Director of Goldman Sachs & Co. LLC
Bradley J. Gross    Vice President    Managing Director of Goldman Sachs & Co. LLC
Adrian M. Jones    Vice President    Managing Director of Goldman Sachs & Co. LLC
Alan S. Kava    Vice President    Managing Director of Goldman Sachs & Co. LLC
Michael E. Koester    Vice President    Managing Director of Goldman Sachs & Co. LLC
Scott Lebovitz    Vice President    Managing Director of Goldman Sachs & Co. LLC
David Miller    Vice President    Managing Director of Goldman Sachs & Co. LLC
Hillel Moerman    Vice President    Managing Director of Goldman Sachs & Co. LLC
Jo Natauri    Vice President    Managing Director of Goldman Sachs & Co. LLC
Gregory Olafson    Vice President    Managing Director of Goldman Sachs & Co. LLC
Kenneth Pontarelli    Vice President    Managing Director of Goldman Sachs & Co. LLC
Laurie E. Schmidt    Vice President & Treasurer    Managing Director of Goldman Sachs & Co. LLC
Leonard Seevers    Vice President    Managing Director of Goldman Sachs & Co. LLC
Gaurav Seth    Vice President    Managing Director of Goldman Sachs & Co. LLC
Michael Ungari    Vice President    Managing Director of Goldman Sachs & Co. LLC
Vikas Agrawal    Vice President    Managing Director of Goldman Sachs & Co. LLC
Daniel Alger    Vice President    Managing Director of Goldman Sachs & Co. LLC
Kirsten Anthony (Hagen)    Vice President    Managing Director of Goldman Sachs & Co. LLC
Patrick Armstrong    Vice President    Managing Director of Goldman Sachs & Co. LLC
Oksana Beard    Vice President    Managing Director of Goldman Sachs & Co. LLC
Lee Becker    Vice President    Managing Director of Goldman Sachs & Co. LLC
David Bell    Vice President    Managing Director of Goldman Sachs & Co. LLC
Allison Beller    Vice President    Managing Director of Goldman Sachs & Co. LLC
Jeffrey Bernstein    Vice President    Managing Director of Goldman Sachs & Co. LLC
Justin Betzen    Vice President    Managing Director of Goldman Sachs & Co. LLC

Katherine Bloom    Vice President    Managing Director of Goldman Sachs & Co. LLC
Jeff Boyd    Vice President    Managing Director of Goldman Sachs & Co. LLC
Steven Budig    Vice President    Managing Director of Goldman Sachs & Co. LLC
Beat Cabiallavetta    Vice President    Managing Director of Goldman Sachs & Co. LLC
David Campbell    Vice President    Managing Director of Goldman Sachs & Co. LLC
David Castelblanco    Vice President    Managing Director of Goldman Sachs & Co. LLC
Omar Chaudhary    Vice President    Managing Director of Goldman Sachs & Co. LLC
Alexander Cheek    Vice President    Managing Director of Goldman Sachs & Co. LLC
William Chen    Vice President    Managing Director of Goldman Sachs & Co. LLC
Michael Dalton    Vice President    Managing Director of Goldman Sachs & Co. LLC
Dirk Degenaars    Vice President    Managing Director of Goldman Sachs & Co. LLC
Johanna Diaz    Vice President    Managing Director of Goldman Sachs & Co. LLC
Terence Doherty    Vice President    Managing Director of Goldman Sachs & Co. LLC
Ryan Flanagan    Vice President    Managing Director of Goldman Sachs & Co. LLC
Sebastien Gagnon    Vice President    Managing Director of Goldman Sachs & Co. LLC
Andrea Gift    Vice President    Managing Director of Goldman Sachs & Co. LLC
Philip Grovit    Vice President    Managing Director of Goldman Sachs & Co. LLC
Ashwin Gupta    Vice President    Managing Director of Goldman Sachs & Co. LLC
James Huckaby    Vice President    Managing Director of Goldman Sachs & Co. LLC
Jonathan Hunt    Vice President    Managing Director of Goldman Sachs & Co. LLC
Kyle Kendall    Vice President    Managing Director of Goldman Sachs & Co. LLC
Christopher Kojima    Vice President    Managing Director of Goldman Sachs & Co. LLC
Jason Kreuziger    Vice President    Managing Director of Goldman Sachs & Co. LLC
Lee Levy    Vice President    Managing Director of Goldman Sachs & Co. LLC
Christina Sun Li    Vice President    Managing Director of Goldman Sachs & Co. LLC
Cedric Lucas    Vice President    Managing Director of Goldman Sachs & Co. LLC
Taylor Mefford    Vice President    Managing Director of Goldman Sachs & Co. LLC
Mark Midle    Vice President    Managing Director of Goldman Sachs & Co. LLC
Christopher Monroe    Vice President    Managing Director of Goldman Sachs & Co. LLC
Antoine Munfa    Vice President    Managing Director of Goldman Sachs & Co. LLC
Harsh Nanda    Vice President    Managing Director of Goldman Sachs & Co. LLC
Christopher Nelson    Vice President    Managing Director of Goldman Sachs & Co. LLC
Jeff Possick    Vice President    Managing Director of Goldman Sachs & Co. LLC
Andrew Rhee    Vice President    Managing Director of Goldman Sachs & Co. LLC
Brady Schuck    Vice President    Managing Director of Goldman Sachs & Co. LLC
Cleaver Sower    Vice President    Managing Director of Goldman Sachs & Co. LLC
Gabriella Skirnick    Vice President    Managing Director of Goldman Sachs & Co. LLC
Holger Staude    Vice President    Managing Director of Goldman Sachs & Co. LLC
Joseph Sumberg    Vice President    Managing Director of Goldman Sachs & Co. LLC
Peter Vermette    Vice President    Managing Director of Goldman Sachs & Co. LLC
Sherry Wang    Vice President    Managing Director of Goldman Sachs & Co. LLC
Gregory Watts    Vice President    Managing Director of Goldman Sachs & Co. LLC
Letitia Webster    Vice President    Managing Director of Goldman Sachs & Co. LLC
Mark Wetzel    Vice President    Managing Director of Goldman Sachs & Co. LLC
Andrew White    Vice President    Managing Director of Goldman Sachs & Co. LLC
Charles Cognata    Vice President    Managing Director of Goldman Sachs & Co. LLC
William Y. Eng    Vice President    Vice President of Goldman Sachs & Co. LLC
Scott Kilpatrick    Vice President    Vice President of Goldman Sachs & Co. LLC
Michael Watts    Vice President    Managing Director of Goldman Sachs & Co. LLC
Clayton Wilmer    Vice President    Vice President of Goldman Sachs & Co. LLC
Carey Ziegler    Vice President & Secretary    Vice President of Goldman Sachs & Co. LLC
David Thomas    Vice President, Assistant Secretary & Assistant General Counsel    Managing Director of Goldman Sachs & Co. LLC

Getty Chin    Vice President & Assistant Treasurer    Managing Director of Goldman Sachs & Co. LLC
Daniel Farrar    Vice President & Assistant Treasurer    Vice President of Goldman Sachs & Co. LLC
Kirsten Frivold Imohiosen    Vice President & Assistant Treasurer    Managing Director of Goldman Sachs & Co. LLC
Larry Kleinman    Vice President & Assistant Treasurer    Managing Director of Goldman Sachs & Co. LLC
Harvey Shapiro    Vice President & Assistant Treasurer    Managing Director of Goldman Sachs & Co. LLC
Johanna Volpi    Vice President & Assistant Treasurer    Vice President of Goldman Sachs & Co. LLC

SCHEDULE III

On October 22, 2020, The Goldman Sachs Group, Inc. (GS Group) entered into an order instituting cease and desist proceedings with the SEC, which alleged GS Group failed to reasonably maintain a sufficient system of internal accounting controls between 2012 and 2015 with respect to the process by which it reviewed and approved the commitment of firm capital in large, significant and complex transitions, such as the three bond offerings for 1Malaysia Development Berhad (1MBD), and that documentation prepared in connection with the 1MDB transactions did not accurately reflect certain aspects of the bond offerings, including the involvement of a third party intermediary in the offerings. GS Group agreed to pay a civil money penalty in the amount of $400,000,000 and disgorgement of $606,300,000.


SCHEDULE IV

All transactions disclosed in this Schedule IV were effected by Goldman Sachs & Co. LLC acting as a market maker in the Issuers Common Stock in the ordinary course of business. The transactions were for cash and effected in open market transactions on the NYSE.

 

TRADE DATE

   BUY/SELL    QUANTITY      PRICE  

10/22/2021

   B      85      $  12.1000  

10/25/2021

   S      101      $ 10.7550  

10/25/2021

   S      100      $ 10.7600  

10/25/2021

   S      59      $ 10.7600  

10/25/2021

   S      26      $ 10.7900  

10/25/2021

   S      55      $ 10.8200  

10/25/2021

   S      18      $ 10.8300  

10/25/2021

   S      50      $ 10.8300  

10/25/2021

   S      25      $ 10.8350  

10/25/2021

   S      25      $ 10.8350  

10/25/2021

   S      4      $ 10.8400  

10/25/2021

   S      3      $ 10.8400  

10/25/2021

   S      22      $ 10.8400  

10/25/2021

   S      25      $ 10.8400  

10/25/2021

   S      7      $ 10.8400  

10/25/2021

   S      23      $ 10.8600  

10/25/2021

   S      25      $ 10.8600  

10/25/2021

   S      22      $ 10.8850  

10/25/2021

   S      100      $ 10.9000  

10/25/2021

   S      100      $ 10.9000  

10/25/2021

   S      45      $ 10.9000  

10/25/2021

   S      30      $ 10.9000  

10/25/2021

   S      70      $ 10.9000  

10/25/2021

   S      60      $ 10.9100  

10/25/2021

   S      3      $ 11.2900  

10/25/2021

   S      3      $ 11.4800  

10/25/2021

   S      2      $ 11.4900  

10/25/2021

   S      10      $ 11.5000  

10/25/2021

   S      24      $ 11.5100  

10/25/2021

   S      20      $ 11.5100  

10/25/2021

   S      100      $ 11.5200  

10/25/2021

   S      20      $ 11.5450  

10/25/2021

   S      35      $ 11.5500  

10/25/2021

   S      36      $ 11.5600  

10/25/2021

   S      5      $ 11.5700  

10/25/2021

   S      3      $ 11.6000  

10/25/2021

   S      19      $ 11.6200  

10/25/2021

   S      53      $ 11.6200  

10/25/2021

   S      16      $ 11.6500  

10/25/2021

   S      15      $ 11.6650  

10/25/2021

   S      25      $ 11.6800  

10/25/2021

   S      4      $ 11.8500  

10/26/2021

   S      4      $ 10.9600  

10/27/2021

   S      4      $ 10.6300  

10/28/2021

   S      4      $ 10.3000  

TRADE DATE

   BUY/SELL    QUANTITY      PRICE  

10/29/2021

   S      4      $  10.4800  

11/1/2021

   S      4      $ 10.4200  

11/2/2021

   S      4      $ 10.5300  

11/3/2021

   S      4      $ 10.4000  

11/3/2021

   B      100      $ 10.5400  

11/3/2021

   B      300      $ 10.5400  

11/4/2021

   S      4      $ 10.5500  

11/5/2021

   S      4      $ 10.4800  

11/5/2021

   B      100      $ 10.7600  

11/5/2021

   B      100      $ 10.7600  

11/5/2021

   S      84      $ 10.9000  

11/5/2021

   S      16      $ 10.9000  

11/5/2021

   S      100      $ 10.9500  

11/8/2021

   S      4      $ 11.3100  

11/9/2021

   S      4      $ 10.7000  

11/10/2021

   S      4      $ 10.9000  

11/10/2021

   S      40      $ 11.6800  

11/11/2021

   S      4      $ 11.5800  

11/12/2021

   S      4      $ 10.8800  

11/12/2021

   S      58      $ 11.0900  

11/12/2021

   S      29      $ 11.0900  

11/12/2021

   S      17      $ 11.0900  

11/12/2021

   S      66      $ 11.0900  

11/12/2021

   S      100      $ 11.1200  

11/12/2021

   S      109      $ 11.1300  

11/12/2021

   S      100      $ 11.1300  

11/12/2021

   S      61      $ 11.1300  

11/12/2021

   S      27      $ 11.1300  

11/12/2021

   S      5      $ 11.1300  

11/12/2021

   S      10      $ 11.1400  

11/12/2021

   S      54      $ 11.1400  

11/12/2021

   S      3      $ 11.1500  

11/12/2021

   S      30      $ 11.1500  

11/12/2021

   S      100      $ 11.1500  

11/12/2021

   B      32      $ 11.1600  

11/12/2021

   S      100      $ 11.1600  

11/12/2021

   S      100      $ 11.1600  

11/12/2021

   S      24      $ 11.1600  

11/12/2021

   S      10      $ 11.1600  

11/12/2021

   S      100      $ 11.1600  

11/12/2021

   S      4      $ 11.1600  

11/12/2021

   S      14      $ 11.1600  

11/12/2021

   S      12      $ 11.1600  

11/12/2021

   S      10      $ 11.1600  

11/12/2021

   S      82      $ 11.1600  

11/12/2021

   S      19      $ 11.1600  

11/12/2021

   S      100      $ 11.1600  

11/12/2021

   S      45      $ 11.1600  

11/12/2021

   S      38      $ 11.1600  

11/12/2021

   S      100      $ 11.1650  

TRADE DATE

   BUY/SELL    QUANTITY      PRICE  

11/12/2021

   S      60      $  11.1700  

11/12/2021

   S      20      $ 11.1700  

11/12/2021

   S      59      $ 11.1700  

11/12/2021

   S      19      $ 11.1700  

11/12/2021

   S      8      $ 11.1700  

11/12/2021

   S      2      $ 11.1700  

11/12/2021

   S      1      $ 11.1700  

11/12/2021

   S      1      $ 11.1700  

11/12/2021

   S      1      $ 11.1700  

11/12/2021

   S      1      $ 11.1700  

11/12/2021

   S      1      $ 11.1700  

11/12/2021

   S      32      $ 11.1700  

11/12/2021

   S      68      $ 11.1700  

11/12/2021

   S      19      $ 11.1700  

11/12/2021

   S      50      $ 11.1700  

11/12/2021

   B      100      $ 11.1800  

11/12/2021

   S      100      $ 11.1800  

11/12/2021

   S      74      $ 11.1800  

11/12/2021

   S      19      $ 11.1800  

11/12/2021

   S      77      $ 11.1800  

11/12/2021

   S      15      $ 11.1800  

11/12/2021

   S      100      $ 11.1800  

11/12/2021

   S      22      $ 11.1800  

11/12/2021

   S      29      $ 11.1800  

11/12/2021

   S      17      $ 11.1800  

11/12/2021

   S      70      $ 11.1800  

11/12/2021

   S      66      $ 11.1800  

11/12/2021

   S      100      $ 11.1800  

11/12/2021

   S      26      $ 11.1800  

11/12/2021

   S      1      $ 11.1800  

11/12/2021

   S      19      $ 11.1800  

11/12/2021

   S      100      $ 11.1800  

11/12/2021

   S      33      $ 11.1800  

11/12/2021

   S      12      $ 11.1800  

11/12/2021

   S      46      $ 11.1800  

11/12/2021

   S      54      $ 11.1800  

11/12/2021

   S      46      $ 11.1800  

11/12/2021

   S      100      $ 11.1800  

11/12/2021

   S      87      $ 11.1800  

11/12/2021

   S      100      $ 11.1900  

11/12/2021

   B      100      $ 11.1950  

11/12/2021

   S      4      $ 11.2000  

11/12/2021

   S      96      $ 11.2000  

11/12/2021

   S      4      $ 11.2000  

11/12/2021

   S      11      $ 11.2050  

11/12/2021

   S      100      $ 11.2050  

11/12/2021

   S      11      $ 11.2050  

11/12/2021

   S      21      $ 11.2100  

11/12/2021

   S      66      $ 11.2100  

11/12/2021

   S      34      $ 11.2100  

TRADE DATE

   BUY/SELL    QUANTITY      PRICE  

11/12/2021

   S      28      $  11.2100  

11/12/2021

   S      38      $ 11.2100  

11/12/2021

   S      32      $ 11.2100  

11/12/2021

   S      68      $ 11.2100  

11/12/2021

   S      22      $ 11.2100  

11/12/2021

   S      10      $ 11.2150  

11/12/2021

   S      8      $ 11.2150  

11/12/2021

   B      3      $ 11.2200  

11/12/2021

   S      83      $ 11.2200  

11/12/2021

   S      100      $ 11.2200  

11/12/2021

   S      66      $ 11.2200  

11/12/2021

   S      110      $ 11.2200  

11/12/2021

   S      100      $ 11.2200  

11/12/2021

   S      50      $ 11.2200  

11/12/2021

   S      75      $ 11.2200  

11/12/2021

   S      11      $ 11.2300  

11/12/2021

   S      50      $ 11.2300  

11/12/2021

   S      12      $ 11.2300  

11/12/2021

   S      22      $ 11.2400  

11/12/2021

   S      100      $ 11.2400  

11/12/2021

   S      10      $ 11.2450  

11/12/2021

   S      22      $ 11.2500  

11/12/2021

   S      65      $ 11.2600  

11/12/2021

   S      35      $ 11.2600  

11/12/2021

   S      65      $ 11.2600  

11/12/2021

   S      100      $ 11.2600  

11/12/2021

   S      100      $ 11.2600  

11/12/2021

   S      8      $ 11.2600  

11/12/2021

   S      22      $ 11.2700  

11/12/2021

   S      5      $ 11.2800  

11/12/2021

   S      18      $ 11.2900  

11/12/2021

   S      9      $ 11.2900  

11/12/2021

   S      60      $ 11.2900  

11/12/2021

   S      12      $ 11.2900  

11/12/2021

   S      8      $ 11.2900  

11/12/2021

   B      64      $ 11.2950  

11/12/2021

   B      13      $ 11.2950  

11/12/2021

   S      20      $ 11.2950  

11/12/2021

   S      39      $ 11.2950  

11/12/2021

   B      100      $ 11.3000  

11/12/2021

   B      108      $ 11.3000  

11/12/2021

   B      66      $ 11.3000  

11/12/2021

   B      34      $ 11.3000  

11/12/2021

   B      100      $ 11.3000  

11/12/2021

   B      100      $ 11.3000  

11/12/2021

   S      100      $ 11.3000  

11/12/2021

   S      40      $ 11.3000  

11/12/2021

   S      60      $ 11.3000  

11/12/2021

   S      59      $ 11.3000  

11/12/2021

   S      24      $ 11.3100  

TRADE DATE

   BUY/SELL    QUANTITY      PRICE  

11/12/2021

   S      66      $  11.3100  

11/12/2021

   B      46      $ 11.3200  

11/12/2021

   B      46      $ 11.3200  

11/12/2021

   B      32      $ 11.3300  

11/12/2021

   B      66      $ 11.3300  

11/12/2021

   B      32      $ 11.3300  

11/12/2021

   S      81      $ 11.3300  

11/12/2021

   S      100      $ 11.3300  

11/12/2021

   B      42      $ 11.3400  

11/12/2021

   S      11      $ 11.3450  

11/12/2021

   S      81      $ 11.3700  

11/12/2021

   S      26      $ 11.3700  

11/12/2021

   S      100      $ 11.3700  

11/12/2021

   S      28      $ 11.3700  

11/12/2021

   S      100      $ 11.3700  

11/12/2021

   S      10      $ 11.3700  

11/12/2021

   S      3      $ 11.3800  

11/12/2021

   S      3      $ 11.3800  

11/15/2021

   B      12      $ 10.9100  

11/15/2021

   S      4      $ 11.0000  

11/16/2021

   S      4      $ 11.0700  

11/16/2021

   B      4      $ 11.8300  

11/16/2021

   B      10      $ 11.9200  

11/16/2021

   B      4      $ 11.9350  

11/16/2021

   S      50      $ 12.0000  

11/16/2021

   B      5      $ 12.0400  

11/16/2021

   B      250      $ 12.0700  

11/17/2021

   S      4      $ 11.6100  

11/17/2021

   B      100      $ 12.9050  

11/17/2021

   B      100      $ 12.9050  

11/17/2021

   B      700      $ 12.9050  

11/17/2021

   B      100      $ 12.9050  

11/17/2021

   B      100      $ 12.9050  

11/17/2021

   B      200      $ 12.9050  

11/17/2021

   B      200      $ 12.9100  

11/17/2021

   B      400      $ 12.9100  

11/17/2021

   B      200      $ 12.9100  

11/17/2021

   B      100      $ 12.9100  

11/17/2021

   B      400      $ 12.9100  

11/17/2021

   B      100      $ 12.9150  

11/17/2021

   B      100      $ 12.9200  

11/17/2021

   B      100      $ 12.9200  

11/17/2021

   B      100      $ 12.9200  

11/17/2021

   B      100      $ 12.9300  

11/17/2021

   B      200      $ 12.9300  

11/17/2021

   B      100      $ 12.9300  

11/17/2021

   B      100      $ 12.9350  

11/17/2021

   B      100      $ 12.9400  

11/17/2021

   B      100      $ 12.9400  

11/17/2021

   B      100      $ 12.9450  

TRADE DATE

   BUY/SELL    QUANTITY      PRICE  

11/17/2021

   B      200      $  12.9450  

11/17/2021

   B      100      $ 12.9450  

11/17/2021

   B      100      $ 12.9550  

11/17/2021

   B      100      $ 12.9550  

11/17/2021

   B      100      $ 12.9550  

11/17/2021

   B      100      $ 12.9600  

11/17/2021

   B      100      $ 12.9600  

11/17/2021

   B      100      $ 12.9600  

11/17/2021

   B      100      $ 12.9600  

11/17/2021

   B      100      $ 12.9600  

11/17/2021

   B      100      $ 12.9600  

11/17/2021

   B      150      $ 12.9600  

11/17/2021

   B      100      $ 12.9600  

11/17/2021

   B      50      $ 12.9600  

11/17/2021

   B      100      $ 12.9600  

11/17/2021

   B      100      $ 12.9600  

11/17/2021

   B      100      $ 12.9600  

11/17/2021

   B      100      $ 12.9600  

11/17/2021

   B      60      $ 12.9600  

11/17/2021

   B      40      $ 12.9600  

11/17/2021

   B      100      $ 12.9600  

11/17/2021

   B      100      $ 12.9600  

11/17/2021

   B      100      $ 12.9600  

11/17/2021

   B      100      $ 12.9600  

11/17/2021

   B      100      $ 12.9650  

11/17/2021

   B      100      $ 12.9650  

11/17/2021

   B      100      $ 12.9650  

11/17/2021

   B      100      $ 12.9650  

11/17/2021

   B      100      $ 12.9650  

11/17/2021

   B      100      $ 12.9650  

11/17/2021

   B      100      $ 12.9650  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      140      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      200      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      200      $ 12.9700  

11/17/2021

   B      300      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

TRADE DATE

   BUY/SELL    QUANTITY      PRICE  

11/17/2021

   B      100      $  12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      100      $ 12.9700  

11/17/2021

   B      967      $ 12.9900  

11/17/2021

   B      100      $ 12.9900  

11/17/2021

   B      100      $ 12.9900  

11/17/2021

   B      66      $ 12.9900  

11/17/2021

   B      60      $ 12.9900  

11/17/2021

   B      6      $ 12.9900  

11/17/2021

   B      200      $ 12.9900  

11/17/2021

   B      300      $ 12.9900  

11/17/2021

   B      200      $ 12.9900  

11/17/2021

   B      100      $ 12.9900  

11/17/2021

   B      7      $ 12.9900  

11/17/2021

   B      63      $ 12.9900  

11/17/2021

   B      6      $ 12.9900  

11/17/2021

   B      203      $ 12.9900  

11/17/2021

   B      300      $ 12.9900  

11/17/2021

   B      6      $ 12.9900  

11/17/2021

   B      6      $ 12.9900  

11/17/2021

   B      6      $ 12.9900  

11/17/2021

   B      6      $ 12.9900  

11/17/2021

   B      6      $ 12.9900  

11/17/2021

   B      6      $ 12.9900  

11/17/2021

   B      6      $ 12.9900  

11/17/2021

   B      1,066      $ 12.9900  

11/17/2021

   B      6      $ 12.9900  

11/17/2021

   B      6      $ 12.9900  

11/17/2021

   B      577      $ 12.9900  

11/17/2021

   B      200      $ 12.9900  

11/17/2021

   B      400      $ 12.9900  

11/17/2021

   B      6      $ 12.9900  

11/17/2021

   B      6      $ 12.9900  

11/17/2021

   B      6      $ 12.9900  

11/17/2021

   B      32      $ 12.9900  

11/17/2021

   B      5      $ 12.9900  

11/17/2021

   B      6      $ 12.9900  

11/17/2021

   B      6      $ 12.9900  

11/17/2021

   B      867      $ 12.9900  

11/17/2021

   B      600      $ 12.9900  

11/17/2021

   B      99      $ 12.9900  

11/17/2021

   B      100      $ 12.9900  

11/17/2021

   B      297      $ 12.9900  

11/17/2021

   B      200      $ 12.9900  

11/17/2021

   B      89      $ 12.9900  

TRADE DATE

   BUY/SELL    QUANTITY      PRICE  

11/17/2021

   B      400      $  12.9900  

11/17/2021

   B      6      $ 12.9900  

11/17/2021

   B      6      $ 12.9900  

11/17/2021

   B      100      $ 12.9900  

11/17/2021

   B      200      $ 12.9900  

11/17/2021

   B      5      $ 12.9900  

11/17/2021

   B      10      $ 12.9900  

11/17/2021

   B      200      $ 12.9900  

11/17/2021

   B      1,739      $ 12.9900  

11/17/2021

   S      100      $ 12.9950  

11/17/2021

   S      100      $ 12.9950  

11/17/2021

   S      211      $ 13.0300  

11/18/2021

   B      82      $ 13.3600  

11/18/2021

   B      155      $ 13.5300  

11/18/2021

   B      45      $ 13.5300  

11/18/2021

   B      300      $ 13.5300  

11/18/2021

   S      100      $ 13.5600  

11/19/2021

   S      45      $ 12.7000  

11/19/2021

   S      9      $ 12.7000  

11/19/2021

   S      4      $ 12.7800  

11/19/2021

   S      11      $ 12.7900  

11/19/2021

   S      6      $ 12.7900  

11/19/2021

   S      7      $ 12.8000  

11/19/2021

   S      10      $ 12.8000  

11/19/2021

   S      14      $ 12.8000  

11/19/2021

   S      11      $ 12.8000  

11/19/2021

   S      16      $ 12.8000  

11/19/2021

   S      200      $ 12.8000  

11/19/2021

   S      87      $ 12.8100  

11/19/2021

   S      1      $ 12.8100  

11/19/2021

   S      16      $ 12.8100  

11/19/2021

   S      12      $ 12.8100  

11/19/2021

   S      100      $ 12.8100  

11/19/2021

   S      9      $ 12.8300  

11/19/2021

   S      100      $ 12.8300  

11/19/2021

   S      100      $ 12.8300  

11/19/2021

   S      100      $ 12.8400  

11/19/2021

   S      100      $ 12.8400  

11/19/2021

   S      7      $ 12.8400  

11/19/2021

   S      9      $ 12.8400  

11/19/2021

   S      6      $ 12.8400  

11/19/2021

   S      4      $ 12.8400  

11/19/2021

   S      31      $ 12.8400  

11/19/2021

   S      36      $ 12.8400  

11/19/2021

   S      40      $ 12.8500  

11/19/2021

   S      13      $ 12.8500  

11/19/2021

   S      13      $ 12.8500  

11/19/2021

   S      100      $ 12.8500  

11/19/2021

   S      100      $ 12.8500  

11/19/2021

   S      7      $ 12.8500  

TRADE DATE

   BUY/SELL    QUANTITY      PRICE  

11/19/2021

   S      13      $  12.8500  

11/19/2021

   S      15      $ 12.8500  

11/19/2021

   S      5      $ 12.8500  

11/19/2021

   S      6      $ 12.8500  

11/19/2021

   S      78      $ 12.8500  

11/19/2021

   S      5      $ 12.8500  

11/19/2021

   S      5      $ 12.8500  

11/19/2021

   S      12      $ 12.8500  

11/19/2021

   S      11      $ 12.8500  

11/19/2021

   S      7      $ 12.8500  

11/19/2021

   S      3      $ 12.8500  

11/19/2021

   S      9      $ 12.8500  

11/19/2021

   S      3      $ 12.8500  

11/19/2021

   S      10      $ 12.8500  

11/19/2021

   S      2      $ 12.8500  

11/19/2021

   S      12      $ 12.8500  

11/19/2021

   S      10      $ 12.8500  

11/19/2021

   S      13      $ 12.8500  

11/19/2021

   S      7      $ 12.8500  

11/19/2021

   S      9      $ 12.8500  

11/19/2021

   S      13      $ 12.8500  

11/19/2021

   S      100      $ 12.8500  

11/19/2021

   S      53      $ 12.8500  

11/19/2021

   S      9      $ 12.8500  

11/19/2021

   S      10      $ 12.8500  

11/19/2021

   S      14      $ 12.8500  

11/19/2021

   S      8      $ 12.8500  

11/19/2021

   S      59      $ 12.8500  

11/19/2021

   S      11      $ 12.8500  

11/19/2021

   S      11      $ 12.8500  

11/19/2021

   S      14      $ 12.8500  

11/19/2021

   S      10      $ 12.8500  

11/19/2021

   S      6      $ 12.8500  

11/19/2021

   S      5      $ 12.8500  

11/19/2021

   S      7      $ 12.8500  

11/19/2021

   S      13      $ 12.8500  

11/19/2021

   S      8      $ 12.8500  

11/19/2021

   S      6      $ 12.8500  

11/19/2021

   S      8      $ 12.8500  

11/19/2021

   S      5      $ 12.8500  

11/19/2021

   S      12      $ 12.8500  

11/19/2021

   S      14      $ 12.8500  

11/19/2021

   S      6      $ 12.8500  

11/19/2021

   S      1      $ 12.8500  

11/19/2021

   S      18      $ 12.8500  

11/19/2021

   S      100      $ 12.8550  

11/19/2021

   S      26      $ 12.8600  

11/19/2021

   S      7      $ 12.8600  

11/19/2021

   S      12      $ 12.8600  

11/19/2021

   S      69      $ 12.8600  

TRADE DATE

   BUY/SELL    QUANTITY      PRICE  

11/19/2021

   S      14      $  12.8600  

11/19/2021

   S      17      $ 12.8600  

11/19/2021

   S      12      $ 12.8600  

11/19/2021

   S      100      $ 12.8600  

11/19/2021

   S      35      $ 12.8600  

11/19/2021

   S      29      $ 12.8600  

11/19/2021

   S      51      $ 12.8600  

11/19/2021

   S      18      $ 12.8600  

11/19/2021

   S      62      $ 12.8700  

11/19/2021

   S      38      $ 12.8700  

11/19/2021

   S      56      $ 12.8700  

11/19/2021

   S      35      $ 12.8700  

11/19/2021

   S      8      $ 12.8700  

11/19/2021

   S      44      $ 12.8700  

11/19/2021

   S      81      $ 12.8700  

11/19/2021

   S      100      $ 12.8700  

11/19/2021

   S      8      $ 12.8800  

11/19/2021

   S      100      $ 12.8800  

11/19/2021

   S      8      $ 12.8800  

11/19/2021

   S      100      $ 12.8800  

11/19/2021

   S      100      $ 12.8800  

11/19/2021

   S      100      $ 12.8850  

11/19/2021

   S      100      $ 12.8850  

11/19/2021

   S      30      $ 12.8900  

11/19/2021

   S      100      $ 12.8900  

11/19/2021

   S      94      $ 12.8900  

11/19/2021

   S      81      $ 12.8900  

11/19/2021

   S      100      $ 12.8900  

11/19/2021

   S      100      $ 12.8900  

11/19/2021

   S      8      $ 12.8900  

11/19/2021

   S      1      $ 12.8900  

11/19/2021

   S      1      $ 12.8900  

11/19/2021

   S      100      $ 12.8900  

11/19/2021

   S      100      $ 12.8900  

11/19/2021

   S      50      $ 12.8900  

11/19/2021

   S      100      $ 12.8950  

11/19/2021

   S      100      $ 12.9000  

11/19/2021

   S      100      $ 12.9000  

11/19/2021

   S      100      $ 12.9200  

11/19/2021

   S      100      $ 12.9200  

11/19/2021

   S      100      $ 12.9250  

11/19/2021

   S      100      $ 12.9400  

11/19/2021

   S      62      $ 12.9400  

11/19/2021

   S      100      $ 12.9400  

11/19/2021

   S      24      $ 12.9400  

11/19/2021

   S      1      $ 12.9400  

11/19/2021

   S      10      $ 12.9400  

11/19/2021

   S      25      $ 12.9400  

11/19/2021

   S      5      $ 12.9400  

11/19/2021

   S      1      $ 12.9400  

TRADE DATE

   BUY/SELL    QUANTITY      PRICE  

11/19/2021

   S      1      $  12.9400  

11/19/2021

   S      54      $ 12.9500  

11/19/2021

   S      62      $ 12.9500  

11/19/2021

   S      36      $ 12.9500  

11/19/2021

   S      64      $ 12.9500  

11/19/2021

   S      100      $ 12.9500  

11/19/2021

   S      1      $ 12.9500  

11/19/2021

   S      92      $ 12.9500  

11/19/2021

   S      54      $ 12.9600  

11/19/2021

   S      8      $ 12.9700  

11/19/2021

   S      100      $ 13.0050  

11/19/2021

   S      100      $ 13.0050  

11/19/2021

   S      100      $ 13.0300  

11/19/2021

   S      81      $ 13.2100  

11/19/2021

   S      1      $ 13.2600  

11/19/2021

   S      100      $ 13.2600  

11/19/2021

   S      34      $ 13.2600  

11/19/2021

   S      89      $ 13.4300  

11/19/2021

   S      100      $ 13.4500  

11/19/2021

   S      54      $ 13.4600  

11/19/2021

   S      45      $ 13.5000  

11/19/2021

   S      44      $ 13.5000  

11/19/2021

   S      4      $ 13.5100  

11/19/2021

   S      100      $ 13.6500  

11/19/2021

   B      7,300      $ 12.9361  

11/22/2021

   S      90      $ 12.6500  

11/22/2021

   S      70      $ 12.7100  

11/22/2021

   S      4      $ 12.7300  

11/22/2021

   S      100      $ 12.7500  

11/22/2021

   S      80      $ 12.7600  

11/22/2021

   S      60      $ 12.7600  

11/22/2021

   S      30      $ 12.7600  

11/22/2021

   S      80      $ 12.7600  

11/22/2021

   S      10      $ 12.7800  

11/22/2021

   S      50      $ 12.7800  

11/22/2021

   S      40      $ 12.7950  

11/22/2021

   S      50      $ 12.7950  

11/22/2021

   S      50      $ 12.8000  

11/22/2021

   S      10      $ 12.8100  

11/22/2021

   S      20      $ 12.8100  

11/22/2021

   S      10      $ 12.8200  

11/22/2021

   S      10      $ 12.8200  

11/22/2021

   S      40      $ 12.8200  

11/22/2021

   S      20      $ 12.8200  

11/22/2021

   S      80      $ 12.8200  

11/22/2021

   S      10      $ 12.8200  

11/22/2021

   S      5      $ 12.8300  

11/22/2021

   S      45      $ 12.8300  

11/22/2021

   S      40      $ 12.8400  

11/22/2021

   S      10      $ 12.8400  

TRADE DATE

   BUY/SELL    QUANTITY      PRICE  

11/22/2021

   S      10      $  12.8500  

11/22/2021

   S      10      $ 12.8600  

11/22/2021

   S      10      $ 12.8600  

11/22/2021

   S      20      $ 12.8600  

11/22/2021

   S      10      $ 12.8700  

11/22/2021

   S      60      $ 12.8750  

11/22/2021

   S      20      $ 12.8850  

11/22/2021

   S      20      $ 12.8850  

11/22/2021

   S      10      $ 12.9100  

11/22/2021

   S      30      $ 12.9100  

11/22/2021

   S      10      $ 12.9100  

11/22/2021

   S      20      $ 12.9200  

11/22/2021

   S      20      $ 12.9200  

11/22/2021

   S      10      $ 12.9200  

11/22/2021

   S      50      $ 12.9200  

11/22/2021

   S      10      $ 12.9300  

11/22/2021

   S      10      $ 12.9300  

11/22/2021

   S      20      $ 12.9300  

11/22/2021

   S      60      $ 12.9300  

11/22/2021

   S      10      $ 12.9400  

11/22/2021

   S      10      $ 12.9400  

11/22/2021

   S      40      $ 12.9800  

11/22/2021

   S      50      $ 12.9800  

11/22/2021

   S      30      $ 12.9800  

11/22/2021

   S      30      $ 12.9900  

11/22/2021

   S      20      $ 13.0000  

11/22/2021

   S      40      $ 13.0000  

11/22/2021

   S      67      $ 13.0000  

11/22/2021

   S      23      $ 13.0000  

11/22/2021

   S      50      $ 13.0100  

11/22/2021

   S      80      $ 13.0200  

11/22/2021

   S      40      $ 13.0200  

11/22/2021

   S      90      $ 13.0200  

11/22/2021

   S      100      $ 13.0400  

11/22/2021

   S      100      $ 13.0600  

11/22/2021

   S      20      $ 13.0600  

11/22/2021

   S      20      $ 13.0700  

11/22/2021

   S      100      $ 13.0700  

11/22/2021

   S      10      $ 13.0800  

11/22/2021

   S      70      $ 13.0800  

11/22/2021

   S      100      $ 13.0850  

11/22/2021

   S      10      $ 13.0900  

11/22/2021

   S      10      $ 13.0900  

11/22/2021

   S      1      $ 13.0900  

11/22/2021

   S      20      $ 13.1150  

11/22/2021

   S      100      $ 13.1300  

11/22/2021

   S      50      $ 13.1300  

11/22/2021

   S      100      $ 13.1300  

11/22/2021

   S      80      $ 13.1300  

11/22/2021

   S      20      $ 13.1400  

TRADE DATE

   BUY/SELL    QUANTITY      PRICE  

11/22/2021

   B      35,000      $  13.1500  

11/22/2021

   S      26      $ 13.1500  

11/22/2021

   S      10      $ 13.1500  

11/22/2021

   S      35,000      $ 13.1500  

11/22/2021

   S      10      $ 13.1600  

11/22/2021

   S      70      $ 13.1700  

11/22/2021

   S      73      $ 13.1700  

11/22/2021

   S      50      $ 13.1700  

11/22/2021

   S      30      $ 13.1800  

11/22/2021

   S      10      $ 13.1800  

11/22/2021

   S      50      $ 13.1800  

11/22/2021

   S      10      $ 13.1900  

11/22/2021

   S      190      $ 13.1900  

11/22/2021

   S      100      $ 13.2000  

11/22/2021

   S      110      $ 13.2000  

11/22/2021

   S      46      $ 13.2000  

11/22/2021

   S      14      $ 13.2000  

11/22/2021

   S      10      $ 13.2100  

11/22/2021

   S      30      $ 13.2200  

11/22/2021

   S      20      $ 13.2500  

11/22/2021

   S      20      $ 13.2550  

11/22/2021

   S      40      $ 13.2550  

11/22/2021

   S      10      $ 13.2650  

11/22/2021

   S      1      $ 13.2800  

11/22/2021

   S      1      $ 13.2800  

11/22/2021

   S      80      $ 13.2900  

11/22/2021

   B      7,200      $ 13.0250  

11/22/2021

   S      43,500      $ 13.1383  

11/23/2021

   S      100      $ 12.5000  

11/23/2021

   S      100      $ 12.5050  

11/23/2021

   S      100      $ 12.5400  

11/23/2021

   S      100      $ 12.5750  

11/23/2021

   S      100      $ 12.5750  

11/23/2021

   S      100      $ 12.6300  

11/23/2021

   S      100      $ 12.6350  

11/23/2021

   S      100      $ 12.6500  

11/23/2021

   S      100      $ 12.6500  

11/23/2021

   S      100      $ 12.6600  

11/23/2021

   S      100      $ 12.6650  

11/23/2021

   S      100      $ 12.7900  

11/23/2021

   S      100      $ 12.7900  

11/23/2021

   S      100      $ 12.8000  

11/23/2021

   S      100      $ 12.8750  

11/23/2021

   S      100      $ 12.9150  

11/23/2021

   S      100      $ 12.9150  

11/23/2021

   S      100      $ 12.9150  

11/23/2021

   S      100      $ 12.9200  

11/23/2021

   S      100      $ 12.9250  

11/23/2021

   S      28      $ 12.9300  

11/23/2021

   S      100      $ 12.9450  

TRADE DATE

   BUY/SELL    QUANTITY      PRICE  

11/23/2021

   S      100      $  12.9550  

11/23/2021

   S      100      $ 12.9550  

11/23/2021

   S      100      $ 12.9700  

11/23/2021

   S      100      $ 12.9700  

11/23/2021

   S      100      $ 12.9750  

11/23/2021

   S      100      $ 12.9750  

11/23/2021

   S      100      $ 12.9800  

11/23/2021

   S      100      $ 12.9800  

11/23/2021

   S      100      $ 12.9850  

11/23/2021

   S      100      $ 12.9850  

11/23/2021

   S      100      $ 13.0000  

11/23/2021

   S      30      $ 13.0100  

11/23/2021

   S      10      $ 13.0100  

11/23/2021

   S      60      $ 13.0100  

11/23/2021

   S      4      $ 13.1000  

11/23/2021

   S      100      $ 13.1500  

11/23/2021

   B      7,200      $ 12.9121  

11/23/2021

   S      54,998      $ 12.9475