Filing Details
- Accession Number:
- 0001654954-21-011636
- Form Type:
- 13G Filing
- Publication Date:
- 2021-11-02 20:00:00
- Filed By:
- Mint Capital Advisors Ltd
- Company:
- Lm Funding America Inc. (NASDAQ:LMFA)
- Filing Date:
- 2021-11-03
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Mint Capital Advisors Ltd | 1,040,000 | 7. | 1,040,000 | 9. | 1,040,000 | 8.204 (Based on 12,677,4443 shares of Common Stock of the issuer outstanding as of October 20, 2021, as disclosed in the Form 10-Q filed with the Securities and Exchange Commission ( Commission ) for the period ended June 30, 2021, as supplemented by the form 8-K filed with the Commission on October 20, 2021) 12. Type of Reporting Person (See Instructions) OO ITEM 1 (a) Name of Issuer LM FUNDING AMERICA INC. (b) Address of Issur s Principal Executive Offices 1200 West Platt Street, 100, Tampa, FL 33606 United States ITEM 2 (a) Name of Person Filing a. This statement is being filed by Mint Capital Advisors, Ltd. (the Reporting Person ) (b) Address of Principal Business Office or, if None, Residence The principal business address of the Reporting Person is Western Road, Nassau, The Bahamas (c) Citizenship The Bahamas (d) Title of Class of Securities Common Stock (e) CUSIP Number 502074404 ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO 240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o) (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c) (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c) (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8) (e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E) (f) An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F) (g) A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G) (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) (j) A non-U.S. institution, in accordance with 240.13d-1(b)(1)(ii)(J) (k) Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), please specify the type of institution . ITEM 4 OWNERSHIP. (a) Amount beneficially owned 1,040,000 (b) Percent of class 8.204% |
Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Amendment
No N/A)
Under
the Securities Exchange Act of 1934
| | LM
FUNDING AMERICA , INC. | |
| | (Name
of Issuer) | |
| | | |
| | COMMON | |
| | (Title
of Class of Securities) | |
| | | |
| | 502074404 | |
| | (CUSIP
Number) | |
| | | |
| | October
19, 2021 | |
| | (Date
of Event Which Requires Filing of this Statement) | |
| | | |
Check
the appropriate box to designate the rule pursuant to which this
Schedule is filed
| ☐ | Rule
13d-1(b) |
| ☒ | Rule
13d-1(c) |
| ☐ | Rule
13d-1(d) |
The
remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior
cover page.
The
information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
CUSIP
No.
| 1. | Names
of Reporting Persons. I.R.S.
Identification Nos. of above persons (entities only).
Mint Capital Advisors Ltd. | |
| 2. | Check
the Appropriate Box if a Member of a Group (See
Instructions) (a)
☐ (b)
☐ | |
| 3. | SEC Use
Only | |
| 4. | Citizenship
of Place of Organization The
Bahamas | |
| Number
of Shares Beneficially Owned
by Each Reporting
Person With | 5. | Sole
Voting Power
1,040,000 |
| 6. | Shared
Voting Power | |
| 7. | Sole
Dispositive Power
1,040,000 | |
| 8. | Shared
Dispositive Power | |
| 9. | Aggregate
Amount Beneficially Owned by each Reporting Person 1,040,000 | |
| 10. | Check
if the Aggregate Amount in Row (9) Excludes Certain Shares
☐ | |
| 11. | Percent
of Class Represented by Amount in Row 9 8.204
(Based on 12,677,4443 shares of Common Stock of the issuer
outstanding as of October 20, 2021, as disclosed in the Form 10-Q
filed with the Securities and Exchange Commission
(“Commission”) for the period ended June 30, 2021, as
supplemented by the form 8-K filed with the Commission on October
20, 2021) | |
| 12. | Type of
Reporting Person (See Instructions)
OO | |
ITEM 1:
(a) Name of Issuer:
LM FUNDING
AMERICA INC.
(b) Address
of Issur’s Principal Executive Offices:
1200
West Platt Street, #100, Tampa, FL 33606 United States
ITEM 2:
(a) Name of Person Filing:
a.
This
statement is being filed by Mint Capital Advisors, Ltd. (the
“Reporting Person”)
(b) Address of Principal Business Office or, if None,
Residence:
The
principal business address of the Reporting Person is Western Road,
Nassau, The Bahamas
(c) Citizenship:
The
Bahamas
(d) Title of Class of Securities:
Common
Stock
(e) CUSIP Number:
502074404
ITEM 3: IF THIS STATEMENT IS FILED PURSUANT TO
§§240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE
PERSON FILING IS A:
| | (a) | ☐ | Broker
or dealer registered under section 15 of the Act (15 U.S.C.
78o); |
| | | | |
| | (b) | ☐ | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C.
78c); |
| | | | |
| | (c) | ☐ | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c); |
| | | | |
| | (d) | ☐ | Investment
company registered under section 8 of the Investment Company Act of
1940 (15 U.S.C 80a-8); |
| | | | |
| | (e) | ☐ | An
investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E); |
| | | | |
| | (f) | ☐ | An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F); |
| | | | |
| | (g) | ☐ | A
parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G); |
| | | | |
| | (h) | ☐ | A
savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813); |
| | | | |
| | (i) | ☐ | A
church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3); |
| | | | |
| | (j) | ☐ | A
non-U.S. institution, in accordance with
§240.13d-1(b)(1)(ii)(J); |
| | | | |
| | (k) | ☐ | Group,
in accordance with §240.13d-1(b)(1)(ii)(K). |
| | | | If
filing as a non-U.S. institution in accordance with
§240.13d-1(b)(1)(ii)(J), please specify the type of
institution: ___________________________. |
ITEM 4: OWNERSHIP.
(a) Amount beneficially owned:
1,040,000
(b) Percent of class:
8.204%
of the 12,677,4443 shares of Common Stock of the issuer outstanding
as of October 20, 2021, as disclosed in the Form 10-Q filed with
the Securities and Exchange Commission (“Commission”)
for the period ended June 30, 2021, as supplemented by the form 8-K
filed with the Commission on October 20, 2021.
(c) Number of shares as to which the person
has:
| | (i) | Sole
power to vote or to direct the vote – 1,040,000 | | |
| | (ii) | Shared
power to vote or to direct the vote - 0 | | |
| | (iii) | Sole
power to dispose or to direct the disposition of
1,040,000 | | |
| | (iv) | Shared power to dispose or to direct the disposition of |
0 | |
ITEM 5: OWNERSHIP OF FIVE PERCENT OR LESS OF A
CLASS.
Not
Applicable
ITEM 6: OWNERSHIP OF MORE THAN FIVE PERCENT ON
BEHALF OF ANOTHER PERSON.
Not
Applicable
ITEM 7: IDENTIFICATION AND CLASSIFICATION OF THE
SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE
PARENT HOLDING COMPANY.
Not
Applicable
ITEM 8: IDENTIFICATION AND CLASSIFICATION OF
MEMBERS OF THE GROUP.
Not
Applicable
ITEM 9: NOTICE OF DISSOLUTION OF
GROUP.
Not
Applicable
ITEM 10: CERTIFICATIONS.
By
signing below, I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired nor are
held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and not held in connection with or as a participant in
any transaction having that purpose or effect.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
| | | | |
| | | | |
| Dated:
October 29,2021 | By: | /s/
Eric Strachan | |
| | | Eric
Strachan | |
| | | | |