Filing Details
- Accession Number:
- 0001213900-21-052992
- Form Type:
- 13G Filing
- Publication Date:
- 2021-10-14 20:00:00
- Filed By:
- Gerald D. Hosier Revocable Trust
- Company:
- Orion Biotech Opportunities Corp.
- Filing Date:
- 2021-10-15
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Gerald D. Hosier | 1,500,000 | 1,500,000 | 1,500,000 | 7.5% | ||
| Gerald D. Hosier Revocable Trust | 1,500 | 1,500 | 1,500,000 | 7.5% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Orion Biotech Opportunities Corp.
(Name of Issuer)
Class A ordinary shares, $0.0001 par value per share, included as part of the Units
(Title of Class of Securities)
G6780C125**
(CUSIP Number)
May 14, 2021
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ☐ | Rule 13d-1(b) |
| ☒ | Rule 13d-1(c) |
| ☐ | Rule 13d-1(d) |
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page |
| ** | The CUSIP provided is for units that consist of one Class A Ordinary Share, $0.0001 par value, and one-fifth of one redeemable warrant |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Exchange Act (however, see the Notes).
Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications:
Amy Bowler
Holland & Hart LLP
555 17th Street, Suite 3200
Denver, Colorado 80202
(303) 295-8000
CUSIP No. G6780C125
| 1 | Names of Reporting Person.
Gerald D. Hosier |
| 2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒ |
| 3 | SEC Use Only
|
| 4 | Citizenship or Place of Organization |
| USA |
| Number
of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
1,500,000 (1) |
| 6 | Shared Voting Power (see Item 5 below)
0 | |
| 7 | Sole Dispositive Power
1,500,000 (1) | |
| 8 | Shared Dispositive Power (see Item 5 below)
0 |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
1,500,000 |
| 10 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ |
| 11 | Percent of Class Represented by Amount in Row (11)
7.5% (2) |
| 12 | Type of Reporting Person
IN |
| (1) | Represents 1,500,000 Ordinary Shares (as defined herein) held by the Gerald D. Hosier Revocable Trust. Mr. Hosier, the trustee of the Gerald D. Hosier Revocable Trust, has sole and dispositive power over the Ordinary Shares held by the Gerald D. Hosier Revocable Trust. |
| (2) | Based on a total of 20,000,000 Ordinary Shares issued and outstanding as of August 12, 2021 as reported by the Issuer in its Quarterly Report on Form 10-Q for the quarter ended June 30, 2021, filed by the Issuer with the SEC on August 12, 2021. |
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CUSIP No. G6780C125
| 1 | Names of Reporting Person.
Gerald D. Hosier Revocable Trust |
| 2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒ |
| 3 | SEC Use Only
|
| 4 | Citizenship or Place of Organization |
| State of Nevada |
| Number
of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
1,500.000 (1) |
| 6 | Shared Voting Power (see Item 5 below)
0 | |
| 7 | Sole Dispositive Power
1,500.000 (1) | |
| 8 | Shared Dispositive Power (see Item 5 below)
0 |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
1,500,000 |
| 10 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ |
| 11 | Percent of Class Represented by Amount in Row (11)
7.5% (2) |
| 12 | Type of Reporting Person
OO |
| (1) | Represents 1,500,000 Ordinary Shares held by the Gerald D. Hosier Revocable Trust. Mr. Hosier, the trustee of the Gerald D. Hosier Revocable Trust, has sole and dispositive power over the Ordinary Shares held by the Gerald D. Hosier Revocable Trust. |
| (2) | Based on a total of 20,000,000 Ordinary Shares issued and outstanding as of August 12, 2021 as reported by the Issuer in its Quarterly Report on Form 10-Q for the quarter ended June 30, 2021, filed by the Issuer with the SEC on August 12, 2021. |
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SCHEDULE 13G
This Schedule 13G is filed jointly on behalf of the Gerald D. Hosier Revocable Trust, a trust formed in the State of Nevada (the “Trust”) and Gerald D. Hosier, the sole trustee of the Trust (together with the Trust, the “Reporting Persons”).
| Item 1(a). | Name of Issuer | |
| Orion Biotech Opportunities Corp. (“Issuer”) | ||
| Item 1(b). | Address of the Issuer’s Principal Executive Offices | |
645 Fifth Avenue 21st Floor New York, New York 10022
| ||
| Item 2(a). | Names of Persons Filing | |
| This Statement is filed on behalf of each of the following persons (collectively, the “Reporting Persons”): | ||
| (i) | Gerald D. Hosier Revocable Trust | |
| (ii) | Gerald D. Hosier | |
| Item 2(b). | Address of the Principal Business Office, or if none, Residence: | |
2020 Red Mountain Rd. Aspen, Colorado 81611 | ||
| Item 2(c). | Citizenship | |
| (i) | Gerald D. Hosier Revocable Trust, a trust formed in the State of Nevada. | |
| (ii) | Gerald D. Hosier is a citizen of the United States. | |
| Item 2(d). | Title of Class of Securities | |
| Class A Ordinary Shares, $0.0001 par value (the “Ordinary Shares”) | ||
| Item 2(e). | CUSIP Number | |
| G6780C125 | ||
| Item 3. | If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: | |
| (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | ||
| (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | ||
| (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | ||
| (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | ||
| (e) An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | ||
| (f) An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | ||
| (g) A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | ||
| (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||
(i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the institution: ________________; | ||
| (k) Group, in accordance with §240.13d-1(b)(1)(ii)(K). | ||
| Not Applicable | ||
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| Item 4. | Ownership |
The responses to Items 5-11 of the cover pages of this Schedule 13G are incorporated herein by reference.
(a) Amount beneficially owned: 1,500,000 Ordinary Shares (b) Percent of class: 7.5% (c) Number of shares to which the person has: (i) Sole power to vote or to direct the vote: 1,500,000 Ordinary Shares (ii) Shared power to vote or to direct the vote: (iii) Sole power to dispose or direct the disposition: 1,500,000 Ordinary Shares (iv) Shared power to dispose or to direct the disposition: | |
| Item 5. | Ownership of Five Percent or Less of a Class |
| If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐. | |
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
| Not Applicable | |
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
| Not Applicable | |
| Item 8. | Identification and Classification of Members of the Group |
| Not Applicable | |
| Item 9. | Notice of Dissolution of Group |
| Not Applicable | |
| Item 10. | Certification |
By signing below the undersigned certifies that, to the best of its or his knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. |
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Date: October 15, 2021 | Gerald D. Hosier Revocable Trust | ||
| By: | /s/ Gerald D. Hosier | ||
| Name: | Gerald D. Hosier | ||
| Title: | Trustee of Gerald D. Hosier Revocable Trust | ||
| Date: October 15, 2021 | By: | /s/ Gerald D. Hosier | |
| Gerald D. Hosier | |||
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