Filing Details

Accession Number:
0000899140-21-000670
Form Type:
13G Filing
Publication Date:
2021-10-06 20:00:00
Filed By:
Boston Omaha Corp
Company:
Dream Finders Homes Inc.
Filing Date:
2021-10-07
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Boston Omaha Corporation 0 2,868,037 0 2,868,037 2,868,037 8.88%
United Casualty Surety Insurance Company 0 120,000 0 120,000 120,000 0.4%
BOC DFH 0 2,748,037 0 2,748,037 2,748,037 8.51%
Filing



SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
 

Dream Finders Homes, Inc.
(Name of Issuer)
Class A Common Stock, par value $0.01 per share
(Title of Class of Securities)
26154D100
(CUSIP Number)
September 30, 2021
(Date of Event Which Requires Filing of this Statement)
 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




CUSIP No. 26154D100
 
 
 
13G
 
 
 
Page  2  of  5 Pages

1.
NAMES OF REPORTING PERSONS
 
Boston Omaha Corporation
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a)          (b) 
3.
SEC USE ONLY
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
 BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH 
5.
SOLE VOTING POWER
 
0
6.
SHARED VOTING POWER
 
2,868,037
7.
SOLE DISPOSITIVE POWER
 
0
8.
SHARED DISPOSITIVE POWER
 
2,868,037
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
2,868,037
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
8.88%(1)
12.
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
CO

 
(1)
Calculations are based upon 32,295,329 shares of Class A Common Stock outstanding as of August 10, 2021, as set forth in the Form 10-Q of the Issuer filed with the Securities and Exchange Commission on August 10, 2021.



CUSIP No. 26154D100
 
 
 
13G
 
 
 
Page  3  of  5 Pages

1.
NAMES OF REPORTING PERSONS
 
United Casualty & Surety Insurance Company
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a)          (b) 
3.
SEC USE ONLY
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Nebraska
NUMBER OF
SHARES
 BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH 
5.
SOLE VOTING POWER
 
0
6.
SHARED VOTING POWER
 
120,000
7.
SOLE DISPOSITIVE POWER
 
0
8.
SHARED DISPOSITIVE POWER
 
120,000
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
120,000
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0.4%(1)
12.
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
IC

 
(1)
Calculations are based upon 32,295,329 shares of Class A Common Stock outstanding as of August 10, 2021, as set forth in the Form 10-Q of the Issuer filed with the Securities and Exchange Commission on August 10, 2021.



CUSIP No. 26154D100
 
 
 
13G
 
 
 
Page  4  of  5 Pages

1.
NAMES OF REPORTING PERSONS
 
BOC DFH LLC
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a)          (b) 
3.
SEC USE ONLY
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
 BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH 
5.
SOLE VOTING POWER
 
0
6.
SHARED VOTING POWER
2,748,037
7.
SOLE DISPOSITIVE POWER
 
0
8.
SHARED DISPOSITIVE POWER
 
2,748,037
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
2,748,037
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
8.51%(1)
12.
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
PN

 
(1)
Calculations are based upon 32,295,329 shares of Class A Common Stock outstanding as of August 10, 2021, as set forth in the Form 10-Q of the Issuer filed with the Securities and Exchange Commission on August 10, 2021.


This Amendment No. 1 (“Amendment No. 1”) is filed pursuant to Rule 13d-2(a) promulgated under the Securities Exchange Act of 1934, as amended, with respect to the Class A Common Stock, par value $0.01 per share (the “Shares”), of Dream Finders Homes, Inc. (the “Issuer”) beneficially owned by Boston Omaha Corporation, United Casualty & Surety Insurance Company and BOC DFH LLC (collectively, the “Reporting Persons”), and amends and supplements the Schedule 13G filed January 29, 2021 (the “Schedule 13G”). Except as set forth herein, the Schedule 13G is unmodified.

Item 4.
Ownership.
Item 4 is hereby amended as follows:
Boston Omaha has shared voting power and shared dispositive power with regard to 2,868,037 Shares. UC&S has shared voting power and shared dispositive power with regard to 120,000 Shares. BOC DFH has shared voting power and shared dispositive power with regard to 2,748,037 Shares.

Item 10.
Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.




SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:  October 6, 2021

BOSTON OMAHA CORPORATION


By:    /s/ Joshua P. Weisenburger                                    
 Name: Joshua P. Weisenburger
 Title:  Chief Financial Officer

UNITED CASUALTY & SURETY INSURANCE COMPANY


By:     /s/ Robert F. Thomas                                            
 Name: Robert F. Thomas
 Title:  President

BOC DFH LLC


By:     /s/ Joshua P. Weisenburger                                   
 Name: Joshua P. Weisenburger
 Title:  Treasurer
















[Signature Page to Schedule 13G/A]
EXHIBIT INDEX
 
 
 
Exhibit 99.1
  
Joint Filing Agreement, as required by Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended





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