Filing Details
- Accession Number:
- 0001140361-21-025781
- Form Type:
- 13G Filing
- Publication Date:
- 2021-07-26 20:00:00
- Filed By:
- Alvin Fund, Llc
- Company:
- Unique Fabricating Inc. (NYSEMKT:UFAB)
- Filing Date:
- 2021-07-27
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| ALVIN FUND | 550,018 | 550,018 | 550,018 | 5.62% |
Filing
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED
IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND
(d) AND AMENDMENTS THERETO
FILED PURSUANT TO RULE 13d-2
| Unique Fabricating |
| (Name of Issuer) |
| Common Stock, Par Value $0.001 |
| (Title of Class of Securities) |
| 90915J103 |
| (CUSIP Number) |
| July 26, 2021 |
| (Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ☐ | Rule 13d-1(b) |
| ☑ | Rule 13d-1(c) |
| ☐ | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| 1 | NAMES OF REPORTING PERSONS | | | ||
| ALVIN FUND LLC | | | |||
| | | ||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
| (a)☐ | |||||
| (b)☐ | | | |||
| 3 | SEC USE ONLY | | | ||
| | | | |||
| | | ||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
| None | | | |||
| | | ||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
| 550,018 | | | |||
| | | ||||
| 6 | SHARED VOTING POWER | | | ||
| None | | | |||
| | | ||||
| 7 | SOLE DISPOSITIVE POWER | | | ||
| 550,018 | | | |||
| | | ||||
| 8 | SHARED DISPOSITIVE POWER | | | ||
| None | | | |||
| | | ||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
| 550,018 | | | |||
| | | ||||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
| ☐ | | | |||
| | | ||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
| 5.62% | | | |||
| | | ||||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
| OO | | | |||
| | | ||||
| Item 1(a). | Name of Issuer: |
Unique Fabricating
| Item 1(b). | Address of Issuer's Principal Executive Offices: |
800 Standard Parkway
Auburn Hills, MI 48326
| Item 2(a). | Name of Person Filing: |
ALVIN FUND LLC
| Item 2(b). | Address of Principal Business Office or, if none, Residence: |
215 West 98th Street, Apt 10A, New York, NY 10025
| Item 2(c). | Citizenship: |
ALVIN FUND LLC is a Delaware limited liability company
| Item 2(d). | Title of Class of Securities: |
Common Stock, Par Value $0.001 per share
| Item 2(e). | CUSIP Number: |
90915J103
| Item 3. | If This Statement Is Filed Pursuant to Sections 240.13d-1(b) or |
240.13d-2(b) or (c), Check Whether the Person Filing Is a(n):
| (a) | ☐ Broker or dealer registered under Section 15 of
the Act (15 U.S.C. 78o); |
| (b) | ☐ Bank as defined in Section 3(a)(6) of the Act
(15 U.S.C. 78c); |
| (c) | ☐ Insurance company as defined in Section
3(a)(19) of the Act (15 U.S.C. 78c); |
| (d) | ☐ Investment company registered under Section 8
of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
| (e) | ☐ Investment adviser in accordance with Section
240.13d-1(b)(1)(ii)(E); |
| (f) | ☐ Employee benefit plan or endowment fund in
accordance with Section 240.13d-1(b)(1)(ii)(F); |
| (g) | ☐ Parent holding company or control person in
accordance with Section 240.13d-1(b)(1)(ii)(G); |
| (h) | ☐ Savings association as defined in Section 3(b)
of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
| (i) | ☐ Church plan that is excluded from the
definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
| (j) | ☐ A non-U.S. institution in accordance with
Section 240.13d-1(b)(1)(ii)(J); |
| (k) | ☐ Group, in accordance with Section
240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____________________________ . |
| Item 4. | Ownership. |
| (a) | Amount beneficially owned: | 550,018 |
| (b) | Percent of class: | 5.62% |
| (c) | Number of shares as to which the person has: |
| (i) | Sole power to vote or to direct the vote: | 550,018 |
| (ii) | Shared power to vote or to direct the vote: | None |
| (iii) | Sole power to dispose or to direct the disposition of: | 550,018 |
| (iv) | Shared power to dispose or to direct the disposition of: | None |
| Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.
| Item 6. | Ownership of More Than Five Percent on Behalf of Another Person. |
Not applicable
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
| Item 8. | Identification and Classification of Members of the Group. |
| Item 9. | Notice of Dissolution of Group. |
| Item 10. | Certification. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and
are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or
effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: July 27, 2021
| ALVIN FUNDS LLC | ||
| By: | /s/ George Melas-Kyriazi | |
| Name: George Melas-Kyriazi | ||
| Title: Managing Partner, Alvin Funds LLC | ||