Filing Details
- Accession Number:
- 0001140361-21-022069
- Form Type:
- 13D Filing
- Publication Date:
- 2021-06-22 20:00:00
- Filed By:
- Inversiones Y Rentas S.a.
- Company:
- Compania Cervecerias Unidas S A (NYSE:CCU)
- Filing Date:
- 2021-06-23
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Inversiones y Rentas S.A | 243,389,264 | 9 | 243,389,264 | 11 | 65.87% | |
Inversiones | 25,279,991 | 9 | 25,279,991 | 11 | 65.87% | |
Qui enco S.A | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Heineken N.V | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Luksburg Foundation | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Lanzville Investments Establishment | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Dolberg Finance Corporation Establishment | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Andsberg Ltd | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Andsberg Inversiones Ltd | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Andsberg Inversiones SpA | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Ruana Copper Corporation Establishment | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Emian Foundation | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Nicol s Luksic Puga | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Inmobiliaria e Inversiones R o Claro S.A | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Andr nico Luksic Craig | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Inversiones Consolidadas Ltda | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Inversiones Salta S.p.A | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Andr nico Luksic Lederer | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Davor Luksic Lederer | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Maximiliano Luksic Lederer | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Dax Luksic Lederer | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Inversiones R o Claro Ltda | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Inversiones Orengo S.A | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Inversiones Alaska Ltda | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Antonia Luksic Puga | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Isidora Luksic Prieto | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Mara Luksic Prieto | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Elisa Luksic Prieto | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% | |
Fernanda Luksic Lederer | 8 | 243,389,264 | 10 | 243,389,264 | 65.87% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 6)*
Compañía Cervecerías Unidas S.A. (United Breweries Company, Inc.) |
(Name of Issuer) |
Common stock without nominal (par) value |
Title of Class of Securities |
204429104 |
(CUSIP Number) |
Rosita Covarrubias Gatica |
Enrique Foster Sur 20, 14th Floor |
Santiago, Chile |
(56 22 750 7210) |
(Name, Address and Telephone Number of Person |
Authorized to Receive Notices and Communications) |
June 23, 2021 |
(Date of Event Which Requires Filing of This Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. □
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures
provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Inversiones y Rentas S.A. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
243,389,264 | | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
| | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARE* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
CO | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Inversiones IRSA Limitada | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
25,279,991 | | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
| | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
25,279,991 | | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
CO | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Quiñenco S.A. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
CO | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Heineken N.V. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
The Netherlands | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
CO | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Luksburg Foundation | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Liechtenstein | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
HC | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Lanzville Investments Establishment | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Liechtenstein | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
HC | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Dolberg Finance Corporation Establishment | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Liechtenstein | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
HC | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Andsberg Ltd. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Jersey, Channel Islands | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
HC | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Andsberg Inversiones Ltd. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Jersey, Channel Islands | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
HC | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Andsberg Inversiones SpA. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
HC | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Ruana Copper Corporation Establishment | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Liechtenstein | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
HC | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Emian Foundation | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Liechtenstein | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
HC | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Nicolás Luksic Puga | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
IN | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Inmobiliaria e Inversiones Río Claro S.A. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
HC | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Andrónico Luksic Craig | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
IN | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Inversiones Consolidadas Ltda. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
HC | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Inversiones Salta S.p.A. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | | |||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
HC | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Andrónico Luksic Lederer | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
IN | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Davor Luksic Lederer | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
IN | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Maximiliano Luksic Lederer | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
IN | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Dax Luksic Lederer | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
IN | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Inversiones Río Claro Ltda. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
HC | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Inversiones Orengo S.A. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
HC | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Inversiones Alaska Ltda. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
HC | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Antonia Luksic Puga | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
IN | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Isidora Luksic Prieto | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
IN | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Mara Luksic Prieto | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
IN | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Elisa Luksic Prieto | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
IN | | | |||
| |
CUSIP No. 204429104 |
1 | NAME OF REPORTING PERSON | | | ||
S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON | |||||
Fernanda Luksic Lederer | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | ☒ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS* | | | ||
BK | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Chile | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
| | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
243,389,264 | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
| | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
243,389,264 | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | | | ||
243,389,264 | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
65.87% | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON* | | | ||
IN | | | |||
| |
The statement on Schedule 13D filed on September 30, 2005, as amended and supplemented on April 3, 2006, as further amended and supplemented on December 1, 2014, as further amended and supplemented on March 1, 2021, as
further amended and supplemented on March 26, 2021, and as further amended and supplemented on May 17, 2021 (the “Schedule 13D”), relating to the common stock without nominal (par) value (the “Common Stock”), of Compañía Cervecerías Unidas S.A.
(United Breweries Company, Inc., or “CCU”), a company organized under the laws of Chile, is hereby amended as set forth below by this Amendment No. 6 to the Schedule 13D. Capitalized terms used herein and not otherwise defined herein shall have the
respective meanings assigned to such terms in the Schedule 13D.
Item 3. | Source and Amount of Funds or Other Consideration. |
Item 3 of the Schedule 13D is hereby supplemented as follows:
On June 23, 2021, Inversiones y Rentas S.A. (“IRSA”), pursuant to its previously announced tender offer, completed the purchase of 15,907,548 additional shares of Common Stock of CCU (including
shares of Common Stock represented by American Depositary Shares of CCU) at a purchase price of 6,800 Chilean pesos (or Ch$) per share, for an aggregate purchase price of Ch$108,171,326,400. The purchase price of the shares was financed by
borrowings under the Credit Facility entered into with Scotiabank Chile in February 2021 (as amended in March 2021).
Item 4. | Purpose of the Transaction. |
Item 4 of the Schedule 13D is hereby amended and restated in its entirety as follows:
IRSA completed the purchase of the shares of Common Stock of CCU on June 23, 2021 to increase its ownership interest in CCU. Furthermore, IRSA is currently considering, subject to market and other conditions,
opportunistic acquisitions of shares of CCU via open market purchases, privately negotiated transactions, tender offers or otherwise, in order to further increase its ownership interest in CCU by up to an additional approximately 0.13% of the
outstanding Common Stock from its current approximately 65.87% ownership interest, to return to its historical ownership level of approximately 66% prevailing prior to CCU’s capital increase in 2013.
Except as otherwise disclosed herein, the Reporting Persons do not currently have any plans or proposals that relate to, or would result in, any actions or events specified in clauses (a) through (j) of Item 4 of
Schedule 13D. However, the Reporting Persons regularly monitor and evaluate their respective business strategies and investments, including their direct or indirect ownership of equity investments or participation in strategic joint ventures, such
as their investment in CCU (including through their ownership of IRSA). Based upon such review, as well as general economic, market and industry conditions and prospects existing at the time, the Reporting Persons may consider from time to time
alternative courses of action with respect to their interests in IRSA or CCU, including actions that may differ from those disclosed in the preceding paragraph. Subject to the applicable terms and restrictions under the Shareholder Agreement,
previously filed as an exhibit hereto, these actions may include, without limitation, one or more Reporting Persons, together or separately: (i) acquiring additional Common Stock and/or other equity, debt, notes, other securities or derivative or
other instruments that are based upon or relate to the value of Common Stock (collectively, “Securities”) in the open market or otherwise, including in connection with business development or M&A transactions or financing commitments in
relation thereto, whether through IRSA or otherwise; (ii) disposing of any or all of their Securities in the open market, among Reporting Persons, or otherwise; (iii) engaging in any hedging or similar transactions with respect to the Securities;
(iv) restructuring arrangements between or among Reporting Persons, including the arrangements regarding IRSA; or (v) proposing or considering one or more of the actions described in clauses (a) through (j) of Item 4 of Schedule 13D. In determining
whether to carry out any of the above-mentioned actions, including the actions described in the preceding paragraph, the Reporting Persons may consider factors such as CCU’s financial position and strategic direction, actions taken by CCU’s board
of directors, price levels of the Common Stock, conditions in the securities market and general economic and industry conditions. Each of the Reporting Persons may, at any time, together or separately, review or reconsider its respective position
with respect to CCU or IRSA and reserves the right to develop such plans or proposals, including discussing, proposing or taking one or more of the actions described in clauses (a) through (j) of Item 4 of Schedule 13D and may discuss such actions
with CCU and CCU’s management and CCU’s board of directors, other stockholders of CCU (including IRSA) and/or other interested parties. The Reporting Persons may change their intentions with regard to all matters referred to in Item 4 of Schedule
13D.
The foregoing statements are for informational purposes only and are not an offer to buy or the solicitation of an offer to sell any securities of CCU.
Item 5. | Interests in Securities of the Issuer. |
Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:
(a)-(b) See pages 1-29 of this Amendment No. 6 to the Schedule 13D for the aggregate number and percentage of Common Shares beneficially owned by each Reporting Person, the number of shares of Common Stock as to which
there is sole or shared power to vote, or to direct the vote, and sole or shared power to dispose or to direct the disposition.
(c) On June 23, 2021, IRSA completed the purchase of 15,907,548 additional shares of Common Stock of CCU (including shares of Common Stock represented by American Depositary Shares of CCU) at a purchase price of 6,800
Chilean pesos (or Ch$) per share, for an aggregate purchase price of Ch$108,171,326,400. The shares were purchased pursuant to a tender offer, and the purchase occurred through the Santiago Stock Exchange.
(d) Not applicable.
(e) Not applicable.
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.
Date: June 23, 2021
INVERSIONES Y RENTAS S.A. | |||
INVERSIONES IRSA LIMITADA | |||
By: | /s/ Alessandro Bizzarri Carvallo |
Name: | Alessandro Bizzarri Carvallo | |
Title: | Authorized signatory | |
By: | /s/ Rodrigo Hinzpeter Kirberg |
Name: | Rodrigo Hinzpeter Kirberg | |
Title: | Attorney-in-fact | |
QUIÑENCO S.A. |
By: | /s/ Luis Fernando Antúnez Bories |
Name: | Luis Fernando Antúnez Bories | |
Title: | Chief Financial Officer |
By: | /s/ Diego Bacigalupo Aracena |
Name: | Diego Bacigalupo Aracena | |
Title: | Managing Director, Business Development | |
LUKSBURG FOUNDATION |
By: | /s/ Andrónico Luksic Craig |
Name: | Andrónico Luksic Craig | |
Title: | Member of Foundation counsel |
By: | /s/ Jean-Paul Luksic Fontbona |
Name: | Jean-Paul Luksic Fontbona | |
Title: | Member of Foundation counsel |
INVERSIONES ORENGO S.A. | |||
By: | /s/ Andrónico Luksic Craig |
Name: | Andrónico Luksic Craig | |
Title: | Attorney-in-fact |
By: | /s/ Jean-Paul Luksic Fontbona |
Name: | Jean-Paul Luksic Fontbona | |
Title: | Attorney-in-fact | |
DOLBERG FINANCE CORPORATION ESTABLISHMENT | ||
LANZVILLE INVESTMENTS ESTABLISHMENT | ||
RUANA COPPER CORPORATION ESTABLISHMENT | ||
ANDSBERG LTDA. | ||
ANDSBERG INVERSIONES LTD. |
By: | /s/ Gonzalo Molina Ariztía |
Name: | Gonzalo Molina Ariztía | |
Title: | Attorney-in-fact | |
ANDSBERG INVERSIONES SpA. |
By: | /s/ Andronico Luksic Lederer |
Name: | Andronico Luksic Lederer | |
Title: | Authorized signatory |
By: | /s/ Maximiliano Luksic Lederer |
Name: | Maximiliano Luksic Lederer | |
Title: | Authorized signatory | |
HEINEKEN N.V. |
By: | /s/ Ernst Willem Arnold van de Weert |
Name: | Ernst Willem Arnold van de Weert | |
Title: | Attorney-in-fact |
By: | /s/ Guido de Boer |
Name: | Guido de Boer | |
Title: | Attorney-in-fact |
ANDRÓNICO LUKSIC CRAIG | |||
ANDRÓNICO LUKSIC LEDERER | |||
DAVOR LUKSIC LEDERER | |||
MAXIMILIANO LUKSIC LEDERER | |||
DAX LUKSIC LEDERER | |||
INVERSIONES ALASKA LTDA. | |||
FERNANDA LUKSIC LEDERER | |||
By: | /s/ Rodrigo Terré Fontbona |
Name: | Rodrigo Terré Fontbona | |
Title: | Attorney-in-fact | |
INVERSIONES CONSOLIDADAS LTDA. |
By: | /s/ Rodrigo Swett Brown |
Name: | Rodrigo Swett Brown | |
Title: | Chief Executive Officer | |
INVERSIONES SALTA S.p.A. |
By: | /s/ Rodrigo Terré Fontbona |
Name: | Rodrigo Terré Fontbona | |
Title: | Chief Executive Officer | |
EMIAN FOUNDATION | ||
NICOLÁS LUKSIC PUGA | ||
ANTONIA LUKSIC PUGA | ||
ISIDORA LUKSIC PRIETO | ||
MARA LUKSIC PRIETO | ||
ELISA LUKSIC PRIETO |
By: | /s/ Gloria Vergara |
Name: | Gloria Vergara | |
Title: | Attorney-in-fact |
INMOBILIARIA E INVERSIONES RÍO CLARO S.A. | |||
INVERSIONES RÍO CLARO LTDA. | |||
By: | /s/ Gloria Vergara |
Name: | Gloria Vergara | |
Title: | Chief Executive Officer |
EXHIBIT INDEX
Exhibit | Description | |
1 | Joint Filing Agreements, together with Powers of Attorney from each of Luksburg Foundation, Dolberg Finance Corporation Establishment, Lanzville Investments Establishment, Ruana Copper Corporation Establishment, Andsberg Ltd.,
Andsberg Inv. Ltd., Andsberg Inversiones SpA., Nicolas Luksic Puga, Andronico Luksic Craig, Inmobiliaria e Inversiones Rio Claro S.A., Inversiones Salta S.p.A., Inversiones Consolidadas Limitada, Andronico Luksic Lederer, Davor Luksic
Lederer, Maximiliano Luksic Lederer, Dax Luksic Lederer and LQ Inversiones Financieras S.A. * | |
2 | Amended Shareholder's Agreement dated January 13, 2003 between Quiñenco and Heineken Chile.* | |
6 | Joint Filing Agreements for each of Inversiones y Rentas S.A., Inversiones IRSA Limitada, Inmobiliaria e Inversiones Río Claro S.A., Inversiones Río Claro Ltda., Inversiones Orengo S.A., Inversiones Alaska Ltda., Nicolás Luksic Puga,
Antonia Luksic Puga, Isidora Luksic Prieto, Mara Luksic Prieto, Elisa Luksic Prieto and Fernanda Luksic Lederer; and Powers of Attorney for each of Inversiones y Rentas S.A., Inversiones IRSA Limitada, Inmobiliaria e Inversiones Río Claro S.A., Inversiones Río Claro Ltda., Inversiones Orengo S.A., Inversiones Alaska Ltda., Nicolás Luksic Puga, Antonia
Luksic Puga, Isidora Luksic Prieto, Mara Luksic Prieto, Elisa Luksic Prieto and Fernanda Luksic Lederer.* | |
7 | Loan Agreement, dated July 25, 2013, between Inversiones y Rentas S.A. and Banco del Estado de Chile* | |
8 | Credit Line Agreement, dated August 6, 2013, between Inversiones y Rentas S.A. and Banco de Crédito e Inversiones.* | |
9 | Joint Filing Agreements for each of Quiñenco S.A., Heineken N.V., and the Emian Foundation; and Powers of Attorney for Heineken N.V., the Emian Foundation, Nicolás Luksic Puga, Antonia Luksic Puga, Isidora Luksic Prieto, Mara Luksic
Prieto, Elisa Luksic Prieto, Lanzville Investments Establishment, Dolberg Finance Corporation Establishment, Ruana Copper Corporation Establishment, Andsberg Limited, and Andsberg Inversiones Limited.* | |
10 | Credit Facility Agreement, dated February 5, 2021, between Inversiones y Rentas S.A. and Scotiabank Chile.* | |
11 | Amendment, dated March 24, 2021, to Credit Facility Agreement between Inversiones y Rentas S.A. and Scotiabank Chile.* |
* Exhibit previously filed