Filing Details

Accession Number:
0001193125-21-140680
Form Type:
13D Filing
Publication Date:
2021-04-29 16:46:00
Filed By:
Cbg Holdings Llc
Company:
Canopy Growth Corp (NYSE:CGC)
Filing Date:
2021-04-29
SEC Url:
13D Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
CBG Holdings 0 244,245,453 0 244,245,453 244,245,453 47.3%
Greenstar II 0 244,245,453 0 244,245,453 244,245,453 47.3%
Greenstar II Holdings 0 244,245,453 0 244,245,453 244,245,453 47.3%
Constellation Brands, Inc 0 281,999,255 0 281,999,255 281,999,255 54.6%
Filing

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 6)

 

 

Canopy Growth Corporation

(Name of Issuer)

Common Shares, no par value

(Title of Class of Securities)

901164

(CUSIP Number)

Lloyd H. Spencer, Esq.

Nixon Peabody LLP

799 9th Street NW, Suite 500

Washington, D.C. 20001

(202) 585-8000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

April 29, 2021

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box  ☐.

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

 

 

*

The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 901164    SCHEDULE 13D    Page 2 of 17

 

  1     

NAME OF REPORTING PERSONS

 

CBG Holdings LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

WC

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

244,245,453

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

244,245,453

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

244,245,453

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

47.3%

14  

TYPE OF REPORTING PERSON

 

CO


CUSIP No. 901164    SCHEDULE 13D    Page 3 of 17

 

  1     

NAME OF REPORTING PERSONS

 

Greenstar II LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

244,245,453

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

244,245,453

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

244,245,453

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

47.3%

14  

TYPE OF REPORTING PERSON

 

HC and CO


CUSIP No. 901164    SCHEDULE 13D    Page 4 of 17

 

  1     

NAME OF REPORTING PERSONS

 

Greenstar II Holdings LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

244,245,453

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

244,245,453

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

244,245,453

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

47.3%

14  

TYPE OF REPORTING PERSON

 

HC and CO


CUSIP No. 901164    SCHEDULE 13D    Page 5 of 17

 

  1     

NAME OF REPORTING PERSONS

 

Constellation Brands, Inc.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

WC

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7      

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

281,999,255

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

281,999,255

11    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

281,999,255

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

54.6%

14  

TYPE OF REPORTING PERSON

 

HC and CO


This Amendment No. 6 (this Amendment) is being filed by CBG Holdings LLC (CBG), Greenstar II LLC (GII), a Delaware limited liability company, Greenstar II Holdings LLC (GIIH), a Delaware limited liability company, and Constellation Brands, Inc. (Constellation) (collectively, the Reporting Persons), pursuant to Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the Exchange Act).

This Amendment amends the Schedule 13D filed on July 17, 2018 by Greenstar Canada Investment Limited Partnership (Greenstar LP), Greenstar Canada Investment Corporation (GCIC), Constellation Brands Canada Holdings ULC, Constellation Capital LLC, Constellation International Holdings Limited and Constellation (the Initial Schedule 13D), as the Initial Schedule 13D was amended by (i) Amendment No. 1 filed on August 16, 2018 (the First Amendment), by Greenstar LP, GCIC, Constellation Brands Canada Holdings ULC, Constellation Capital LLC, Constellation International Holdings Limited, CBG, and Constellation, (ii) Amendment No. 2 filed on November 2, 2018 (the Second Amendment) by CBG and Constellation, (iii) Amendment No. 3 filed on December 3, 2018 (the Third Amendment) by Greenstar LP, GCIC, Constellation Brands Canada Holdings ULC, Constellation Capital LLC, Constellation International Holdings Limited and Constellation, (iv) Amendment No. 4 filed on July 3, 2019 (the Fourth Amendment) by Greenstar LP, GCIC, Constellation Brands Canada Holdings ULC, Constellation Capital LLC, Constellation International Holdings Limited, CBG, and Constellation, and (v) Amendment No. 5 filed on May 4, 2020 (the Fifth Amendment and together with the First Amendment, the Second Amendment, the Third Amendment, the Fourth Amendment and the Initial Schedule 13D, the Schedule 13D) by Greenstar LP, GCIC, Constellation Brands Canada Holdings ULC, Constellation Capital LLC, Constellation International Holdings Limited, and Constellation.

Item 1. Security and Issuer.

Item 1 of the Schedule 13D is hereby amended and restated in its entirety as follows:

The title and class of equity securities to which this Amendment relates is the Common Shares, no par value (the Common Shares), of Canopy Growth Corporation, a company organized and existing under the laws of Canada (the Issuer or Canopy). The principal executive offices of the Issuer are located at 1 Hershey Drive, Smiths Falls, Ontario Canada, K7A 0A8.

Item 2. Identity and Background.

Item 2 of the Schedule 13D is hereby amended and restated in it entirety as follows:

(a) (c) This Statement is being filed by the following beneficial owners of Common Shares (each, a Reporting Person):

 

  1.

Greenstar Canada Investment Limited Partnership (Greenstar LP)

 

  2.

Greenstar Canada Investment Corporation (GCIC)

 

  3.

Constellation Brands Canada Holdings ULC

 

  4.

Constellation Capital LLC

 

  5.

Constellation International Holdings Limited

 

  6.

CBG Holdings LLC (CBG)

 

  7.

Greenstar II LLC (GII)

 

  8.

Greenstar II Holdings LLC (GIIH)

 

  9.

Constellation Brands, Inc. (Constellation)

The principal office address or business address of Greenstar LP and of GCIC is 1055 West Hastings Street, Suite 1700, Vancouver, British Columbia V6E 2E9; of Constellation Brands Canada Holdings ULC is

 

Page 6 of 17


Queens Marque, 600-1741 Lower Water Street, Halifax, Nova Scotia B3J 0J2; and of each of the other Reporting Persons identified above is 207 High Point Drive, Victor, New York 14564.

The principal business of: (i) CBG is private investment; (ii) GII is private investment; (iii) GIIH is private investment; (iv) Greenstar LP is private investment; (v) GCIC is to serve as the general partner of Greenstar LP; (vi) Constellation Brands Canada Holdings ULC is private investment; (vii) Constellation Capital LLC is private investment; (viii) Constellation International Holdings Limited is private investment; and (ix) Constellation is a leading international producer and marketer of beer, wine, and spirits with operations in the U.S., Mexico, New Zealand, and Italy.

Current information concerning the identity and background of each executive officer and director of CBG, GII, GIIH, GCIC, Constellation Brands Canada Holdings ULC, Constellation Capital LLC, Constellation International Holdings Limited and Constellation is set forth on Annex A (collectively, the Covered Persons), attached hereto and incorporated herein by reference.

(d) (e) None of the Reporting Persons or, to the best knowledge of CBG and Greenstar LP, any of the Covered Persons has, during the past five years, been (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he, she or it is or was subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

(f) CBG, GII, and GIIH are each Delaware limited liability companies; Greenstar LP and GCIC were each formed in British Columbia; Constellation Brands Canada Holdings ULC was formed in Nova Scotia; Constellation Capital LLC is a Delaware limited liability company; Constellation International Holdings Limited is a New York corporation; and Constellation Brands, Inc. is a Delaware corporation.

Item 4. Purpose of Transaction

Item 4 of the Schedule 13D is hereby revised and supplemented with the following:

Prior to April 29, 2021, CBG, GII and GIIH were each wholly-owned direct subsidiaries of Constellation. As previously reported and also as of April 29, 2021, CBG beneficially owned (i) 104,500,000 Common Shares of the Issuer, (ii) 88,472,861 Modified Tranche A Warrants exercisable at a price of C$50.40 per Common Share and expiring, in accordance with their terms, on November 1, 2023, (iii) 38,454,444 Modified Tranche B Warrants exercisable upon the exercise, in full, of the Modified Tranche A Warrants, at an exercise price of C$76.68 per share, and (iv) 12,818,148 Tranche C Warrants exercisable upon the exercise, in full, of the Modified Tranche A Warrants, at an exercise price based on the five-day volume-weighted trading price of the Issuers common shares on the Toronto Stock Exchange immediately prior to exercise. The Modified Tranche B Warrants and the Tranche C Warrants will expire on November 1, 2026. Additionally, the exercise price of the Tranche B Warrants and the Tranche C Warrants may be reduced in certain circumstances.

On April 29, 2021, in connection with an internal subsidiary reorganization Constellation contributed its entire interest in CBG to GII in exchange for additional common and new preferred membership interest units in GII, and then, also on April 29, 2021, Constellation contributed all the common and preferred membership interest units it held in GII to GIIH in exchange for additional common membership interests in GIIH. As a result of these membership interest contributions, GII and GIIH became Reporting Persons, GIIH remained a wholly-owned direct subsidiary of Constellation, and CBG and GII became wholly-owned indirect subsidiaries of Constellation. CBG continues to directly beneficially own the previously reported 104,500,000 Common Shares, the Modified Tranche A Warrants, the Modified Tranche B Warrants and the Tranche C Warrants.

Except as set forth in this Amendment, the Reporting Persons have no present plans or proposals that relate to or would result in any of the actions described in Item 4(a) through (j) of Schedule 13D. The Reporting Persons may evaluate on a continuing basis their investment in the Issuer and expect that they may from time to time acquire or dispose of Common Shares or other securities of the Issuer. The Reporting Persons may purchase or sell Common Shares or exercise the warrants in the future, either on the open market or in private transactions, in each case, depending on a number of factors, including general market and economic conditions

 

Page 7 of 17


and other available investment opportunities. Depending on market conditions, general economic and industry conditions, the Issuers business and financial condition and/or other relevant factors, the Reporting Persons may develop other plans or intentions in the future relating to one or more of the actions described in Item 4(a) through (j) of Schedule 13D.

Item 5. Interest in Securities of the Issuer

Paragraphs (a) (c) of Item 5 of the Schedule 13D is hereby revised and supplemented as follows:

(a) (c) Except as set forth in the Schedule 13D, to the best knowledge of the Reporting Persons and other than as previously disclosed, the Covered Persons do not beneficially own any Common Shares as of April 29, 2021 other than Judy A. Schmeling, who holds 13,911 Common Shares which were acquired following the vesting of restricted stock units acquired as compensation for her position as a director of the Issuer. The Reporting Persons disclaim beneficial ownership of each Covered Persons Common Shares and such Common Shares are excluded from the aggregate amounts reported by the Reporting Persons in this Amendment and Schedule 13D.

None of the Reporting Persons, nor to the best knowledge of the Reporting Persons, any of the Covered Persons, has engaged in any transaction involving any Common Shares during the 60-day period ended April 29, 2021.

The aggregate percentage of Common Shares reported owned by the Reporting Persons is based upon 376,840,247 Common Shares outstanding, which is the total number of Common Shares outstanding as of February 8, 2021, as reported by the Issuer in its Quarterly Report on Form 10-Q for the fiscal quarter ended December 31, 2020, filed on February 9, 2021, plus in the case of Constellation, GII, GIIH, and CBG, 139,745,453 Common Shares underlying the warrants held by CBG that are exercisable within 60 days of the date hereof and are treated as issued and outstanding only for the purpose of computing the percentage ownership of the Reporting Persons pursuant to Rule 13d-3(1)(i) under the Exchange Act.

Item 7. Material to Be Filed as Exhibits

 

Exhibit 99.1    Joint Filing Agreement among the Reporting Persons dated April 29, 2021.

 

Page 8 of 17


Signature

After reasonable inquiry and to the best of the undersigneds knowledge and belief I certify that the information set forth in this statement is true, complete and correct.

Dated: April 29, 2021

 

CBG Holdings LLC
By:  

/s/ Garth Hankinson

Name:   Garth Hankinson
Title:   President
Greenstar II LLC
By:  

/s/ Garth Hankinson

Name:   Garth Hankinson
Title:   President
Greenstar II Holdings LLC
By:  

/s/ Garth Hankinson

Name:   Garth Hankinson
Title:   President
Greenstar Canada Investment Limited Partnership
By:   Greenstar Canada Investment Corporation, its general partner
By:  

/s/ Garth Hankinson

Name:   Garth Hankinson
Title:   President
Greenstar Canada Investment Corporation
By:  

/s/ Garth Hankinson

Name:   Garth Hankinson
Title:   President
Constellation Brands Canada Holdings ULC
By:  

/s/ Garth Hankinson

Name:   Garth Hankinson
Title:   President
Constellation Capital LLC
By:  

/s/ Oksana S. Dominach

Name:   Oksana S. Dominach
Title:   Vice President and Treasurer

Constellation International Holdings Limited
By:  

/s/ Oksana S. Dominach

Name:   Oksana S. Dominach
Title:   Vice President and Treasurer
Constellation Brands, Inc.
By:  

/s/ James O. Bourdeau

Name:   James O. Bourdeau
Title:   Executive Vice President, Chief Legal Officer and Secretary

Annex A

The following is a list, as of April 29, 2021, of the executive officers and directors of each of CBG Holdings LLC, Greenstar II LLC, Greenstar II Holdings LLC, Greenstar Canada Investment Corporation, Constellation Brands Canada Holdings ULC, Constellation Capital LLC, Constellation International Holdings Limited and Constellation Brands, Inc. (collectively, the Covered Persons), setting forth the present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted and citizenship for each such person. Each Covered Person is a citizen of the United States, unless otherwise noted, and does not have any other principal occupation (outside of similar positions held with respect to other entities directly or indirectly affiliated with Constellation Brands, Inc.) unless otherwise noted.

Executive Officers of CBG Holdings LLC:

 

Name

  

Position

  

Business Address

  

Citizenship

Garth Hankinson    President    207 High Point Drive, Building 100, Victor, New York 14564    US
Oksana S. Dominach    Vice President and Treasurer    207 High Point Drive, Building 100, Victor, New York 14564    US
Jeffrey H. LaBarge    Vice President and Assistant Secretary    207 High Point Drive, Building 100, Victor, New York 14564    US
Barbara J. LaVerdi    Secretary and Assistant Treasurer    207 High Point Drive, Building 100, Victor, New York 14564    US
Kenneth W. Metz    Vice President    207 High Point Drive, Building 100, Victor, New York 14564    US
Michael Reitz    Vice President and Assistant Treasurer    207 High Point Drive, Building 100, Victor, New York 14564    US
Timothy D. Robins    Vice President    207 High Point Drive, Building 100, Victor, New York 14564    US
Janet Stewart    Vice President    207 High Point Drive, Building 100, Victor, New York 14564    US

Directors of CBG Holdings LLC:

 

Name

  

Principal Occupation or Employment

  

Business Address

  

Citizenship

James O. Bourdeau    Executive Vice President, Chief Legal Officer and Secretary of Constellation Brands, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US

Executive Officers of Greenstar II LLC

 

Name

  

Position

  

Business Address

  

Citizenship

Garth Hankinson    President    207 High Point Drive, Building 100, Victor, New York 14564    US
Oksana S. Dominach    Vice President and Treasurer    207 High Point Drive, Building 100, Victor, New York 14564    US
Jeffrey H. LaBarge    Vice President and Assistant Secretary    207 High Point Drive, Building 100, Victor, New York 14564    US
Barbara J. LaVerdi    Secretary and Assistant Treasurer    207 High Point Drive, Building 100, Victor, New York 14564    US
Kenneth W. Metz    Vice President    207 High Point Drive, Building 100, Victor, New York 14564    US
Michael Reitz    Vice President and Assistant Treasurer    207 High Point Drive, Building 100, Victor, New York 14564    US
Timothy D. Robins    Vice President    207 High Point Drive, Building 100, Victor, New York 14564    US
Janet Stewart    Vice President    207 High Point Drive, Building 100, Victor, New York 14564    US

Directors of Greenstar II LLC:

 

Name

  

Principal Occupation or Employment

  

Business Address

  

Citizenship

James O. Bourdeau    Executive Vice President, Chief Legal Officer and Secretary of Constellation Brands, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US
Oksana S. Dominach    Senior Vice President and Treasurer of Constellation Brands, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US
Garth Hankinson    Executive Vice President and Chief Financial Officer of Constellation Brands, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US

Executive Officers of Greenstar II Holdings LLC:

 

Name

  

Position

  

Business Address

  

Citizenship

Garth Hankinson    President    207 High Point Drive, Building 100, Victor, New York 14564    US
Oksana S. Dominach    Vice President and Treasurer    207 High Point Drive, Building 100, Victor, New York 14564    US
Jeffrey H. LaBarge    Vice President and Assistant Secretary    207 High Point Drive, Building 100, Victor, New York 14564    US
Barbara J. LaVerdi    Secretary and Assistant Treasurer    207 High Point Drive, Building 100, Victor, New York 14564    US
Kenneth W. Metz    Vice President    207 High Point Drive, Building 100, Victor, New York 14564    US
Michael Reitz    Vice President and Assistant Treasurer    207 High Point Drive, Building 100, Victor, New York 14564    US
Timothy D. Robins    Vice President    207 High Point Drive, Building 100, Victor, New York 14564    US
Janet Stewart    Vice President    207 High Point Drive, Building 100, Victor, New York 14564    US

Directors of Greenstar II Holdings LLC:

 

Name

  

Principal Occupation or Employment

  

Business Address

  

Citizenship

James O. Bourdeau    Executive Vice President, Chief Legal Officer and Secretary of Constellation Brands, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US
Oksana S. Dominach    Senior Vice President and Treasurer of Constellation Brands, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US
Garth Hankinson    Executive Vice President and Chief Financial Officer of Constellation Brands, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US

Executive Officers of Greenstar Canada Investment Corporation:

 

Name

  

Position

  

Business Address

  

Citizenship

Garth Hankinson    President    207 High Point Drive, Building 100, Victor, New York 14564    US
Oksana S. Dominach    Vice President and Treasurer    207 High Point Drive, Building 100, Victor, New York 14564    US
Barbara J. LaVerdi    Secretary    207 High Point Drive, Building 100, Victor, New York 14564    US
Janet Stewart    Vice President    207 High Point Drive, Building 100, Victor, New York 14564    US

Directors of Greenstar Canada Investment Corporation:

 

Name

  

Principal Occupation or Employment

  

Business Address

  

Citizenship

James O. Bourdeau    Executive Vice President, Chief Legal Officer and Secretary of Constellation Brands, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US
Oksana S. Dominach    Senior Vice President and Treasurer of Constellation Brands, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US
Garth Hankinson    Executive Vice President and Chief Financial Officer of Constellation Brands, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US

Executive Officers of Constellation Brands Canada Holdings ULC:

 

Name

  

Position

  

Business Address

  

Citizenship

Garth Hankinson    President    207 High Point Drive, Building 100, Victor, New York 14564    US
Oksana S. Dominach    Vice President and Treasurer    207 High Point Drive, Building 100, Victor, New York 14564    US
Barbara J. LaVerdi    Secretary and Assistant Treasurer    207 High Point Drive, Building 100, Victor, New York 14564    US
Janet Stewart    Vice President    207 High Point Drive, Building 100, Victor, New York 14564    US

Directors of Constellation Brands Canada Holdings ULC:

 

Name

  

Principal Occupation or Employment

  

Business Address

  

Citizenship

Oksana S. Dominach    Senior Vice President and Treasurer of Constellation Brands, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US
Janet Stewart    Senior Vice President, Tax of Constellation Brands, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US

Executive Officers of Constellation Capital LLC:

 

Name

  

Position

  

Business Address

  

Citizenship

Garth Hankinson    President    207 High Point Drive, Building 100, Victor, New York 14564    US
Oksana S. Dominach    Vice President and Treasurer    207 High Point Drive, Building 100, Victor, New York 14564    US
Barbara J. LaVerdi    Secretary and Assistant Treasurer    207 High Point Drive, Building 100, Victor, New York 14564    US
Kenneth W. Metz    Vice President    207 High Point Drive, Building 100, Victor, New York 14564    US
Michael Reitz    Vice President and Assistant Treasurer    207 High Point Drive, Building 100, Victor, New York 14564    US
Timothy D. Robins    Vice President    207 High Point Drive, Building 100, Victor, New York 14564    US
Janet Stewart    Vice President    207 High Point Drive, Building 100, Victor, New York 14564    US

Directors of Constellation Capital LLC:

 

Name

  

Principal Occupation or Employment

  

Business Address

  

Citizenship

James O. Bourdeau    Executive Vice President, Chief Legal Officer and Secretary of Constellation Brands, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US
Garth Hankinson    Executive Vice President and Chief Financial Officer of Constellation Brands, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US

Executive Officers of Constellation International Holdings Limited:

 

Name

  

Position

  

Business Address

  

Citizenship

F. Paul Hetterich    President    207 High Point Drive, Building 100, Victor, New York 14564    US
Garth Hankinson    Executive Vice President    207 High Point Drive, Building 100, Victor, New York 14564    US
Robert L. Hanson    Executive Vice President    101 Mission Street, San Francisco, California 94105    US
Oksana S. Dominach    Vice President and Treasurer    207 High Point Drive, Building 100, Victor, New York 14564    US
Barbara J. LaVerdi    Secretary and Assistant Treasurer    207 High Point Drive, Building 100, Victor, New York 14564    US
Janet Stewart    Vice President    207 High Point Drive, Building 100, Victor, New York 14564    US

Directors of Constellation International Holdings Limited:

 

Name

  

Principal Occupation or Employment

  

Business Address

  

Citizenship

James O. Bourdeau    Executive Vice President, Chief Legal Officer and Secretary of Constellation Brands, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US
F. Paul Hetterich    Executive Vice President and President, Beer Division of Constellation Brands, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US
Garth Hankinson    Executive Vice President and Chief Financial Officer of Constellation Brands, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US

Executive Officers of Constellation Brands, Inc.:

 

Name

  

Position

  

Business Address

  

Citizenship

William A. Newlands    President and Chief Executive Officer    131 S. Dearborn Street, Chicago, Illinois 60603    US
Robert Sands    Executive Chairman of the Board    207 High Point Drive, Building 100, Victor, New York 14564    US
Richard Sands    Executive Vice Chairman of the Board    207 High Point Drive, Building 100, Victor, New York 14564    US
Garth Hankinson    Executive Vice President and Chief Financial Officer    207 High Point Drive, Building 100, Victor, New York 14564    US
James O. Bourdeau    Executive Vice President, Chief Legal Officer and Secretary    207 High Point Drive, Building 100, Victor, New York 14564    US
Thomas M. Kane    Executive Vice President and Chief Human Resources Officer    207 High Point Drive, Building 100, Victor, New York 14564    US
James A. Sabia, Jr.    Executive Vice President and Managing Director, Beer Division    131 S. Dearborn Street, Chicago, Illinois 60603    US
F. Paul Hetterich    Executive Vice President and President, Beer Division    207 High Point Drive, Building 100, Victor, New York 14564    US
Robert L. Hanson    Executive Vice President and President, Wine & Spirits Division    101 Mission Street, San Francisco, California 94105    US
Michael McGrew    Executive Vice President and Chief Communications, Corporate Social Responsibility and Diversity Officer    131 S. Dearborn Street, Chicago, Illinois 60603    US
Mallika Monteiro    Executive Vice President and Chief Growth, Strategy, and Digital Officer    131 S. Dearborn Street, Chicago, Illinois 60603    US

Directors of Constellation Brands, Inc.:

 

Name

  

Principal Occupation or Employment

  

Business Address

  

Citizenship

Christy Clark    Senior Advisor, Bennett Jones LLP    207 High Point Drive, Building 100, Victor, New York 14564    Canada
Jennifer M. Daniels    Chief Legal Officer and Secretary of Colgate-Palmolive Company    207 High Point Drive, Building 100, Victor, New York 14564    US
Nicholas I. Fink    Chief Executive Officer of Fortune Brands Home & Security, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US
Jeremy S. G. Fowden    Chairman of the Board of Primo Water Corporation    207 High Point Drive, Building 100, Victor, New York 14564    United Kingdom
Ernesto M. Hernández    Former President and Managing Director of General Motors de Mexico, S. de R.L. de C.V.    207 High Point Drive, Building 100, Victor, New York 14564    Mexico
Susan Somersille Johnson    Chief Marketing Officer of Prudential Financial, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US
James A. Locke III    Senior Counsel to the law firm of Nixon Peabody LLP    207 High Point Drive, Building 100, Victor, New York 14564    US
Daniel J. McCarthy    Former President and Chief Executive Officer of Frontier Communications Corporation    207 High Point Drive, Building 100, Victor, New York 14564    US
Jose Manuel Madero Garza    Independent Business Consultant and Former Chief Executive Officer of Grupo Bepensa    207 High Point Drive, Building 100, Victor, New York 14564    Mexico
William A. Newlands    President and Chief Executive Officer of Constellation Brands, Inc.    131 S. Dearborn Street, Chicago, Illinois 60603    US
Richard Sands    Executive Vice Chairman of the Board of Constellation Brands, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US
Robert Sands    Executive Chairman of the Board of Constellation Brands, Inc.    207 High Point Drive, Building 100, Victor, New York 14564    US
Judy A. Schmeling    Former Chief Operating Officer of HSN, Inc., and former President of HSNs Cornerstone Brands    207 High Point Drive, Building 100, Victor, New York 14564    US