Filing Details
- Accession Number:
- 0001193125-21-124757
- Form Type:
- 13D Filing
- Publication Date:
- 2021-04-21 16:24:16
- Filed By:
- Vedanta Resources Ltd
- Company:
- Vedanta Limited (NYSE:VEDL)
- Filing Date:
- 2021-04-21
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Vedanta Resources Limited | 0 | 2,422,689,293 | 0 | 2,422,689,293 | 2,422,689,293 | 65.2% |
Vedanta Resources Holdings Limited | 0 | 2,315,346,588 | 0 | 2,315,346,588 | 2,315,346,588 | 62.3% |
Twin Star Holdings Limited | 0 | 1,620,820,572 | 0 | 1,620,820,572 | 1,620,820,572 | 43.6% |
Volcan Investments Limited | 0 | 2,422,689,293 | 0 | 2,422,689,293 | 2,422,689,293 | 65.2% |
Anil Agarwal Discretionary Trust | 0 | 2,422,689,293 | 0 | 2,422,689,293 | 2,422,689,293 | 65.2% |
Conclave PTC Limited | 0 | 2,422,689,293 | 0 | 2,422,689,293 | 2,422,689,293 | 65.2% |
Anil Agarwal | 0 | 2,422,689,293 | 0 | 2,422,689,293 | 2,422,689,293 | 65.2% |
Vedanta Resources Finance Limited | 0 | 694,526,016 | 0 | 694,526,016 | 694,526,016 | 18.7% |
Vedanta Resources Cyprus Limited | 0 | 694,526,016 | 0 | 694,526,016 | 694,526,016 | 18.7% |
Welter Trading Limited | 0 | 38,241,056 | 0 | 38,241,056 | 38,241,056 | 1.0% |
Richter Holding Limited | 0 | 656,284,960 | 0 | 656,284,960 | 656,284,960 | 17.7% |
Westglobe Limited | 0 | 44,343,139 | 0 | 44,343,139 | 44,343,139 | 1.2% |
Finsider International Company Limited | 0 | 611,941,821 | 0 | 611,941,821 | 611,941,821 | 16.5% |
Vedanta Holdings Mauritius II Limited | 0 | 210,445,341 | 0 | 210,445,341 | 210,445,341 | 5.7% |
Vedanta Holdings Jersey Limited | 0 | 107,342,705 | 0 | 107,342,705 | 107,342,705 | 2.9% |
Vedanta Holdings Mauritius Limited | 0 | 107,342,705 | 0 | 107,342,705 | 107,342,705 | 2.9% |
United States
Securities and Exchange Commission
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
Information to be Included in Statements Filed Pursuant to § 240.13d-1(a) and Amendments Thereto Filed Pursuant to § 240.13d-2(a)
Under the Securities Exchange Act of 1934
(Amendment No. 6)*
Vedanta Limited
(Name of Issuer)
Equity shares, par value Re. 1 per equity share
(Title of Class of Securities)
92242Y100
(CUSIP Number)
Vedanta Resources Limited
Attention: Mr. Deepak Kumar
30 Berkeley Square, 4th Floor,
London, W1J 6EX
United Kingdom
+44 20 7499 5900
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
April 16, 2021
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 92242Y100 | 13D | Page 1 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Vedanta Resources Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
2,422,689,293 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
2,422,689,293 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,422,689,293 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
65.2% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 2 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Vedanta Resources Holdings Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
2,315,346,588 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
2,315,346,588 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,315,346,588 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
62.3% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 3 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Twin Star Holdings Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Mauritius |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
1,620,820,572 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
1,620,820,572 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,620,820,572 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
43.6% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 4 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Volcan Investments Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Bahamas |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
2,422,689,293 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
2,422,689,293 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,422,689,293 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
65.2% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 5 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Anil Agarwal Discretionary Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Bahamas |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
2,422,689,293 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
2,422,689,293 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,422,689,293 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
65.2% | |||||
14 | TYPE OF REPORTING PERSON
OO (private trust) |
CUSIP No. 92242Y100 | 13D | Page 6 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Conclave PTC Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Bahamas |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
2,422,689,293 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
2,422,689,293 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,422,689,293 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
65.2% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 7 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Anil Agarwal | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
India |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
2,422,689,293 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
2,422,689,293 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,422,689,293 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
65.2% | |||||
14 | TYPE OF REPORTING PERSON
IN |
CUSIP No. 92242Y100 | 13D | Page 8 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Vedanta Resources Finance Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
694,526,016 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
694,526,016 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
694,526,016 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
18.7% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 9 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Vedanta Resources Cyprus Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cyprus |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
694,526,016 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
694,526,016 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
694,526,016 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
18.7% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 10 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Welter Trading Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cyprus |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
38,241,056 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
38,241,056 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
38,241,056 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
1.0% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 11 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Richter Holding Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cyprus |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
656,284,960 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
656,284,960 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
656,284,960 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
17.7% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 12 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Westglobe Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Mauritius |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
44,343,139 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
44,343,139 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
44,343,139 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
1.2% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 13 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Finsider International Company Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
611,941,821 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
611,941,821 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
611,941,821 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
16.5% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 14 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Vedanta Holdings Mauritius II Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Mauritius |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
210,445,341 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
210,445,341 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
210,445,341 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
5.7% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 15 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Vedanta Holdings Jersey Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Jersey |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
107,342,705 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
107,342,705 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
107,342,705 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
2.9% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 16 of 24 Pages |
1 | NAMES OF REPORTING PERSONS
Vedanta Holdings Mauritius Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Mauritius |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
107,342,705 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
107,342,705 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
107,342,705 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
2.9% | |||||
14 | TYPE OF REPORTING PERSON
CO |
CUSIP No. 92242Y100 | 13D | Page 17 of 24 Pages |
Explanatory Note
This Amendment No. 6 to Schedule 13D (Amendment No. 6) amends and supplements the Schedule 13D filed with the United States Securities and Exchange Commission (the SEC) on September 3, 2014 (as amended to date, the Statement), relating to the equity shares, par value Re. 1 per equity share (the Equity Shares) of Vedanta Limited (formerly known as Sesa Sterlite Limited), a corporation incorporated under the laws of the Republic of India (the Issuer). Capitalized terms used herein without definition shall have the meaning set forth in the Statement.
ITEM 2. | Identity and Background |
Item 2 of the Schedule 13D is hereby amended and supplemented as follows to add the following Reporting Persons:
Vedanta Holdings Jersey Limited (Jersey); and
Vedanta Holdings Mauritius Limited (Mauritius)
Vedanta Holdings Jersey Limited is the sole shareholder of Vedanta Holdings Mauritius Limited.
The address of the principal business office of Jersey is: 47 Esplanade, St Helier, JE1 0BD.
The address of the principal business office of Mauritius is: c/o Amicorp (Mauritius) Limited, 6th Floor, Tower 1, NexTeracom Building, Ebene, Mauritius.
Information with respect to the directors and officers of Jersey and Mauritius, including the name, business address, present principal occupation or employment and citizenship of each of their directors and officers is listed on the attached Annex A, which is incorporated herein by reference.
During the past five years, none of the Reporting Persons or Related Persons (i) has been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
ITEM 4. | Purpose of Transaction |
Item 4 of the Statement is hereby amended and supplemented as follows:
On April 16, 2021, Vedanta, Twin Star Holdings Limited (Twin Star), Mauritius and Vedanta Holdings Mauritius II Limited (Mauritius II and, together with Vedanta, Twin Star and Mauritius II, the Acquirer Group) completed a tender offer to acquire up to 651,000,000 Equity Shares representing 17.51% of the fully diluted voting share capital of the Issuer, at a price per Equity Share of INR 235 (the Tender Offer). A total of 374,231,161 Equity Shares (the Tendered Shares) were tendered and not validly withdrawn prior to the expiration of the Tender Offer, representing approximately 10.1% of the Equity Shares outstanding as of April 16, 2021 on a fully diluted basis. The total consideration paid by the Acquirer Group for the Tendered Shares was INR 87,944,322,835.
CUSIP No. 92242Y100 | 13D | Page 18 of 24 Pages |
ITEM 5. | Interest in Securities of the Issuer |
Item 5 of the Statement is hereby amended and restated in its entirety by inserting the following information:
(a) (b)
The following sets forth, as of the date of this Schedule 13D, the aggregate number and percentage of Equity Shares beneficially owned by each of the Reporting Persons, as well as the number of Equity Shares as to which each Reporting Person has the sole power to vote or to direct the vote, sole power to dispose or to direct the disposition, or shared power to dispose or to direct the disposition of as of the date hereof, based on 3,717,196,639 Equity Shares outstanding as of April 16, 2021.
Reporting Person | Amount beneficially owned | Percent of class: | Sole power to vote or to direct the vote: | Shared power to vote or to direct the vote: | Sole power to dispose or to direct the disposition of: | Shared power to dispose or to direct the disposition of: | ||||||||||||||||||
Mr. Anil Agarwal | 2,422,689,293 | 65.2 | % | 0 | 2,422,689,293 | 0 | 2,422,689,293 | |||||||||||||||||
Conclave PTC Limited (Conclave) | 2,422,689,293 | 65.2 | % | 0 | 2,422,689,293 | 0 | 2,422,689,293 | |||||||||||||||||
Anil Agarwal Discretionary Trust (the Trust) | 2,422,689,293 | 65.2 | % | 0 | 2,422,689,293 | 0 | 2,422,689,293 | |||||||||||||||||
Volcan Investments Limited (Volcan) | 2,422,689,293 | 65.2 | % | 0 | 2,422,689,293 | 0 | 2,422,689,293 | |||||||||||||||||
Vedanta Resources Limited (Vedanta) | 2,422,689,293 | 65.2 | % | 0 | 2,422,689,293 | 0 | 2,422,689,293 | |||||||||||||||||
Vedanta Resources Holdings Limited (VRHL) | 2,315,346,588 | 62.3 | % | 0 | 2,315,346,588 | 0 | 2,315,346,588 | |||||||||||||||||
Twin Star Holdings Limited (Twin Star) | 1,620,820,572 | 43.6 | % | 0 | 1,620,820,572 | 0 | 1,620,820,572 | |||||||||||||||||
Vedanta Resources Finance Limited (VRFL) | 694,526,016 | 18.7 | % | 0 | 694,526,016 | 0 | 694,526,016 | |||||||||||||||||
Vedanta Resources Cyprus Limited (VRCL) | 694,526,016 | 18.7 | % | 0 | 694,526,016 | 0 | 694,526,016 | |||||||||||||||||
Welter Trading Limited (Welter) | 38,241,056 | 1.0 | % | 0 | 38,241,056 | 0 | 38,241,056 | |||||||||||||||||
Richter Holding Limited (Richter) | 656,284,960 | 17.7 | % | 0 | 656,284,960 | 0 | 656,284,960 | |||||||||||||||||
Westglobe Limited (Westglobe) | 44,343,139 | 1.2 | % | 0 | 44,343,139 | 0 | 44,343,139 | |||||||||||||||||
Finsider International Company Limited (Finsider) | 611,941,821 | 16.5 | % | 0 | 611,941,821 | 0 | 611,941,821 | |||||||||||||||||
Vedanta Holdings Mauritius II Limited (Mauritius II) | 210,445,341 | 5.7 | % | 0 | 210,445,341 | 0 | 210,445,341 | |||||||||||||||||
Vedanta Holdings Jersey Limited (Jersey) | 107,342,705 | 2.9 | % | 0 | 107,342,705 | 0 | 107,342,705 | |||||||||||||||||
Vedanta Holdings Mauritius Limited (Mauritius) | 107,342,705 | 2.9 | % | 0 | 107,342,705 | 0 | 107,342,705 |
CUSIP No. 92242Y100 | 13D | Page 19 of 24 Pages |
Vedanta is the beneficial owner of 2,422,689,293 Equity Shares, consisting of:
(i) | 1,620,820,572 Equity Shares held by Twin Star; |
(ii) | 401,496,480 Equity Shares held by Finsider; |
(iii) | 44,343,139 Equity Shares held by Westglobe; |
(iv) | 38,241,056 Equity Shares held by Welter; |
(v) | 210,445,341 Equity Shares held by Mauritius II; and |
(vi) | 107,342,705 Equity Shares held by Mauritius. |
Vedanta is the sole shareholder of VRHL, which is the sole shareholder of Twin Star and VRFL. VRFL is the sole shareholder of VRCL, which is the sole shareholder of each of Welter and Richter. Richter is the sole shareholder of Westglobe and the majority shareholder of Finsider. Finsider is the sole shareholder of Mauritius II. Vedanta is also the sole shareholder of Jersey, which is the sole shareholder of Mauritius.
Volcan is the sole shareholder of Vedanta, and is wholly owned by the Trust. Conclave is the trustee of the Trust and the sole registered shareholder of Volcan. Mr. Anil Agarwal, the Executive Chairman of Vedanta and protector of the Trust, may be deemed to have beneficial ownership of securities that are beneficially owned by the Trust. Mr. Agarwal disclaims any such beneficial ownership.
CUSIP No. 92242Y100 | 13D | Page 20 of 24 Pages |
None of the other Related Persons beneficially owns any Equity Shares.
Except as set forth in this Item 5(a)-(b), each of the persons named in this Item 5(a)-(b) disclaims beneficial ownership of any Equity Shares owned beneficially or of record by any other person named in this Item 5(a)-(b).
(c) | Except as described in Item 4, during the past 60 days none of the Reporting Persons or Related Persons has effected any transactions in the Equity Shares. |
(d) | None. |
(e) | Not Applicable. |
ITEM 7. | Materials to be Filed as Exhibits |
Item 7 of the Schedule 13D is hereby amended and restated in its entirety as follows:
Exhibit | Description | |
1 | Joint Filing Agreement. |
CUSIP No. 92242Y100 | 13D | Page 21 of 24 Pages |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: April 21, 2021
VEDANTA RESOURCES LIMITED | ||
By: | /s/ Deepak Kumar | |
Name: | Deepak Kumar | |
Title: | Company Secretary | |
VEDANTA RESOURCES HOLDINGS LIMITED | ||
By: | /s/ Deepak Kumar | |
Name: | Deepak Kumar | |
Title: | Director | |
TWIN STAR HOLDINGS LIMITED | ||
By: | /s/ Sevin Chendriah | |
Name: | Sevin Chendriah | |
Title: | Director | |
VOLCAN INVESTMENTS LIMITED | ||
By: | /s/ E. Isaac Collie | |
Name: | E. Isaac Collie | |
Title: | Director | |
ANIL AGARWAL DISCRETIONARY TRUST | ||
By: | /s/ E. Isaac Collie | |
Name: | E. Isaac Collie | |
Title: | Director of Trustee |
CUSIP No. 92242Y100 | 13D | Page 22 of 24 Pages |
CONCLAVE PTC LIMITED | ||
By: | /s/ E. Isaac Collie | |
Name: | E. Isaac Collie | |
Title: | Director | |
FINSIDER INTERNATIONAL COMPANY LIMITED | ||
By: | /s/ Deepak Kumar | |
Name: | Deepak Kumar | |
Title: | Director | |
WESTGLOBE LIMITED | ||
By: | /s/ Sevin Chendriah | |
Name: | Sevin Chendriah | |
Title: | Director | |
WELTER TRADING LIMITED | ||
By: | /s/ Alexis Tsielepis | |
Name: | Alexis Tsielepis | |
Title: | Director | |
RICHTER HOLDING LIMITED | ||
By: | /s/ Sanjay Pandit | |
Name: | Sanjay Pandit | |
Title: | Director | |
VEDANTA RESOURCES CYPRUS LIMITED | ||
By: | /s/ Sanjay Pandit | |
Name: | Sanjay Pandit | |
Title: | Director |
CUSIP No. 92242Y100 | 13D | Page 23 of 24 Pages |
VEDANTA RESOURCES FINANCE LIMITED | ||
By: | /s/ Deepak Kumar | |
Name: | Deepak Kumar | |
Title: | Director | |
VEDANTA HOLDINGS MAURITIUS II LIMITED | ||
By: | /s/ Shakill Ahmad Toorabally | |
Name: | Shakill Ahmad Toorabally | |
Title: | Director | |
VEDANTA HOLDINGS JERSEY LIMITED | ||
By: | /s/ Stephanie Rose Marriott | |
Name: | Stephanie Rose Marriott | |
Title: | Director | |
VEDANTA HOLDINGS MAURITIUS LIMITED | ||
By: | /s/ Shakill Ahmad Toorabally | |
Name: | Shakill Ahmad Toorabally | |
Title: | Director | |
ANIL AGARWAL | ||
By: | /s/ Anil Agarwal |
CUSIP No. 92242Y100 | 13D | Page 24 of 24 Pages |
Annex A
Annex A of the Schedule 13D is hereby amended and supplemented by the following:
Vedanta Holdings Jersey Limited
Name | Present Principal Occupation or Employment | Citizenship | ||
Stephanie Rose Marriott | Director | British | ||
Danny Cole | Director | British | ||
Vedanta Holdings Mauritius Limited | ||||
Name | Present Principal Occupation or Employment | Citizenship | ||
Shakill Ahmad Toorabally | Director | Mauritian | ||
Mr. Ashwanee Ramsurrun | Director | Mauritian |