Filing Details
- Accession Number:
- 0001567619-21-004382
- Form Type:
- 13G Filing
- Publication Date:
- 2021-02-18 13:37:11
- Filed By:
- Silver Creek Capital Management Llc
- Company:
- Portman Ridge Finance Corp (NASDAQ:PTMN)
- Filing Date:
- 2021-02-18
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
SILVER CREEK CAPITAL MANAGEMENT | 6 | 384 | 8 | 384 | 384 | 5.12% |
Silver Creek SOC3 Sub-Fund, Ltd | 6 | 384 | 8 | 384 | 384 | 5.12% |
Filing
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment No.
n/a
)*
Portman Ridge Finance Corp
(Name
of Issuer)
Common Stock, par value $0.01 per share
73688F102
October 29, 2020
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x
Rule
13d-1(b)
o
Rule
13d-1(c)
o
Rule
13d-1(d)
*
The remainder of this cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. | 73688F102 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
SILVER CREEK CAPITAL MANAGEMENT LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) o | |||||
(b) x | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Washington | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
6 | SHARED VOTING POWER | ||||
3846872 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
8 | SHARED DISPOSITIVE POWER | ||||
3846872 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
3846872 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
5.12% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IA , IA | |||||
FOOTNOTES | |||||
This Schedule 13G is being filed pursuant to Rule 13d-1(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), on behalf of Silver Creek Capital Management LLC, a Washington limited liability company (“Silver Creek” or the “Reporting Person”) and Silver Creek SOC3 Sub-Fund, Ltd., a Cayman Islands exempted company (“SOC3Sub”). Silver Creek serves as the investment adviser for SOC3Sub. Silver Creek is also the investment manager or adviser to a variety of other private investment funds. This Schedule 13G relates to the Common Stock, par value $.01 per share, of Portman Ridge Finance Corporation (the “Company”). Unless the context otherwise requires, references herein to the “Common Stock” are to such Common Stock of the Company. SOC3Sub directly owns the Common Stock to which this Schedule 13G relates, and Silver Creek may be deemed to have beneficial ownership over such Common Stock by virtue of the authority granted to it by SOC3Sub to vote and to dispose of the securities held by SOC3Sub, including the Common Stock. |
CUSIP No. | 73688F102 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Silver Creek SOC3 Sub-Fund, Ltd. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) o | |||||
(b) x | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
6 | SHARED VOTING POWER | ||||
3846872 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
8 | SHARED DISPOSITIVE POWER | ||||
3846872 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
3846872 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
5.12% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN , PN | |||||
FOOTNOTES | |||||
Please refer to footnote above for Silver Creek Capital Management LLC. |
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and correct.
Silver Creek Capital Management LLC | |||
Date:
February 18, 2021 | By:
| /s/ Eric E. Dillon | |
Name: Eric E. Dillon | |||
Title: Manager | |||
Silver Creek SOC3 Sub-Fund, Ltd. | |||
Date:
February 18, 2021 | By:
| /s/ Eric E. Dillon | |
Name: Eric E. Dillon | |||
Title: Director | |||
Footnotes: |
Attention: | Intentional
misstatements or omissions of fact constitute Federal criminal violations (See
18 U.S.C. 1001) |