Filing Details

Accession Number:
0001567619-21-004382
Form Type:
13G Filing
Publication Date:
2021-02-18 13:37:11
Filed By:
Silver Creek Capital Management Llc
Company:
Portman Ridge Finance Corp (NASDAQ:PTMN)
Filing Date:
2021-02-18
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
SILVER CREEK CAPITAL MANAGEMENT 6 384 8 384 384 5.12%
Silver Creek SOC3 Sub-Fund, Ltd 6 384 8 384 384 5.12%
Filing


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
 
 
Under the Securities Exchange Act of 1934
(Amendment No. n/a )*
 
Portman Ridge Finance Corp 

(Name of Issuer)
 
Common Stock, par value $0.01 per share

(Title of Class of Securities)
 
73688F102

(CUSIP Number)
 
October 29, 2020

(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
     x  Rule 13d-1(b)
 
     o  Rule 13d-1(c)
 
     o  Rule 13d-1(d)
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 
CUSIP No.  73688F102      
 
      
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 SILVER CREEK CAPITAL MANAGEMENT LLC
   
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 (a)   o
 (b)   x
   
3 SEC USE ONLY
  
  
   
4 CITIZENSHIP OR PLACE OF ORGANIZATION
  
 Washington
    
NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER
  
 
   
6 SHARED VOTING POWER
  
 3846872
   
7 SOLE DISPOSITIVE POWER
  
 
   
8 SHARED DISPOSITIVE POWER
  
 3846872
   
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  
 3846872
   
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
  
 o
   
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  
 5.12%
   
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
  
 IA ,  IA
 
FOOTNOTES
  
 This Schedule 13G is being filed pursuant to Rule 13d-1(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), on behalf of Silver Creek Capital Management LLC, a Washington limited liability company (“Silver Creek” or the “Reporting Person”) and Silver Creek SOC3 Sub-Fund, Ltd., a Cayman Islands exempted company (“SOC3Sub”). Silver Creek serves as the investment adviser for SOC3Sub. Silver Creek is also the investment manager or adviser to a variety of other private investment funds. This Schedule 13G relates to the Common Stock, par value $.01 per share, of Portman Ridge Finance Corporation (the “Company”). Unless the context otherwise requires, references herein to the “Common Stock” are to such Common Stock of the Company. SOC3Sub directly owns the Common Stock to which this Schedule 13G relates, and Silver Creek may be deemed to have beneficial ownership over such Common Stock by virtue of the authority granted to it by SOC3Sub to vote and to dispose of the securities held by SOC3Sub, including the Common Stock.
 
CUSIP No.  73688F102      
 
      
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 Silver Creek SOC3 Sub-Fund, Ltd.
   
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 (a)   o
 (b)   x
   
3 SEC USE ONLY
  
  
   
4 CITIZENSHIP OR PLACE OF ORGANIZATION
  
 Cayman Islands
    
NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER
  
 
   
6 SHARED VOTING POWER
  
 3846872
   
7 SOLE DISPOSITIVE POWER
  
 
   
8 SHARED DISPOSITIVE POWER
  
 3846872
   
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  
 3846872
   
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
  
 o
   
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  
 5.12%
   
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
  
 PN ,  PN
 
FOOTNOTES
  
 Please refer to footnote above for Silver Creek Capital Management LLC.
 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 Silver Creek Capital Management LLC
 
    
Date: February 18, 2021
By:
/s/  Eric E. Dillon 
   Name: Eric E. Dillon 
   Title:  Manager 
    
 
 
 
 Silver Creek SOC3 Sub-Fund, Ltd.
 
    
Date: February 18, 2021
By:
/s/  Eric E. Dillon 
   Name: Eric E. Dillon 
   Title:  Director 
    
 
Footnotes:

Attention:
Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)