Filing Details
- Accession Number:
- 0001104659-21-024018
- Form Type:
- 13G Filing
- Publication Date:
- 2021-02-16 16:15:46
- Filed By:
- Cifc Corp.
- Company:
- Summit Midstream Partners Lp (NYSE:SMLP)
- Filing Date:
- 2021-02-16
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
CIFC | 0 | 4,563 | 0 | 4,563 | 4,563 | 0.1% |
CIFC | 0 | 3,574 | 0 | 3,574 | 3,574 | 0.1% |
CIFC | 0 | 1,876 | 0 | 1,876 | 1,876 | 0.1% |
CIFC | 0 | 7,525 | 0 | 7,525 | 7,525 | 0.1% |
CIFC | 0 | 4,146 | 0 | 4,146 | 4,146 | 0.1% |
CIFC | 0 | 4,095 | 0 | 4,095 | 4,095 | 0.1% |
CIFC | 0 | 3,556 | 0 | 3,556 | 3,556 | 0.1% |
CIFC | 0 | 7,047 | 0 | 7,047 | 7,047 | 0.1% |
CIFC | 0 | 7,190 | 0 | 7,190 | 7,190 | 0.1% |
CIFC | 0 | 5,382 | 0 | 5,382 | 5,382 | 0.1% |
CIFC | 0 | 3,961 | 0 | 3,961 | 3,961 | 0.1% |
CIFC | 0 | 2,864 | 0 | 2,864 | 2,864 | 0.1% |
CIFC | 0 | 2,606 | 0 | 2,606 | 2,606 | 0.1% |
CIFC | 0 | 3,974 | 0 | 3,974 | 3,974 | 0.1% |
CIFC | 0 | 19,612 | 0 | 19,612 | 19,612 | 0.3% |
CIFC | 0 | 11,662 | 0 | 11,662 | 11,662 | 0.2% |
CIFC | 0 | 13,687 | 0 | 13,687 | 13,687 | 0.2% |
CIFC | 0 | 8,422 | 0 | 8,422 | 8,422 | 0.1% |
CIFC | 0 | 16,330 | 0 | 16,330 | 16,330 | 0.3% |
CIFC | 0 | 8,621 | 0 | 8,621 | 8,621 | 0.1% |
CIFC | 0 | 9,398 | 0 | 9,398 | 9,398 | 0.2% |
CIFC | 0 | 6,444 | 0 | 6,444 | 6,444 | 0.1% |
CIFC | 0 | 19,692 | 0 | 19,692 | 19,692 | 0.3% |
CIFC | 0 | 29,091 | 0 | 29,091 | 29,091 | 0.5% |
CIFC | 0 | 29,952 | 0 | 29,952 | 29,952 | 0.5% |
CIFC | 0 | 11,468 | 0 | 11,468 | 11,468 | 0.2% |
CIFC Loan Opportunity Fund Blocker | 0 | 10,225 | 0 | 10,225 | 10,225 | 0.2% |
CIFC Loan Opportunity Fund II Blocker | 0 | 7,668 | 0 | 7,668 | 7,668 | 0.1% |
JSS Special Investments FCP (SIF) - JSS Senior Loan Fund | 0 | 30,435 | 0 | 30,435 | 30,435 | 0.5% |
CIFC Funding | 0 | 4,563 | 0 | 4,563 | 4,563 | 0.1% |
CIFC Funding | 0 | 3,574 | 0 | 3,574 | 3,574 | 0.1% |
CIFC Funding | 0 | 1,876 | 0 | 1,876 | 1,876 | 0.1% |
CIFC Funding | 0 | 7,525 | 0 | 7,525 | 7,525 | 0.1% |
CIFC Funding | 0 | 4,146 | 0 | 4,146 | 4,146 | 0.1% |
CIFC Funding | 0 | 4,095 | 0 | 4,095 | 4,095 | 0.1% |
CIFC Funding | 0 | 3,556 | 0 | 3,556 | 3,556 | 0.1% |
CIFC Funding | 0 | 7,047 | 0 | 7,047 | 7,047 | 0.1% |
CIFC Funding | 0 | 7,190 | 0 | 7,190 | 7,190 | 0.1% |
CIFC Funding | 0 | 5,382 | 0 | 5,382 | 5,382 | 0.1% |
CIFC Funding | 0 | 3,961 | 0 | 3,961 | 3,961 | 0.1% |
CIFC Funding | 0 | 2,864 | 0 | 2,864 | 2,864 | 0.1% |
CIFC Funding | 0 | 2,606 | 0 | 2,606 | 2,606 | 0.1% |
CIFC Funding | 0 | 3,974 | 0 | 3,974 | 3,974 | 0.1% |
CIFC Funding | 0 | 19,612 | 0 | 19,612 | 19,612 | 0.3% |
CIFC Funding | 0 | 11,662 | 0 | 11,662 | 11,662 | 0.2% |
CIFC Funding | 0 | 13,387 | 0 | 13,387 | 13,387 | 0.2% |
CIFC Funding | 0 | 8,422 | 0 | 8,422 | 8,422 | 0.1% |
CIFC Funding | 0 | 16,330 | 0 | 16,330 | 16,330 | 0.3% |
CIFC Funding | 0 | 8,621 | 0 | 8,621 | 8,621 | 0.1% |
CIFC Funding | 0 | 9,398 | 0 | 9,398 | 9,398 | 0.2% |
CIFC Funding | 0 | 6,444 | 0 | 6,444 | 6,444 | 0.1% |
CIFC Funding | 0 | 19,692 | 0 | 19,692 | 19,692 | 0.3% |
CIFC Funding | 0 | 29,091 | 0 | 29,091 | 29,091 | 0.5% |
CIFC Funding | 0 | 29,952 | 0 | 29,952 | 29,952 | 0.5% |
CIFC Funding | 0 | 11,468 | 0 | 11,468 | 11,468 | 0.2% |
CIFC Loan Opportunity Fund, Ltd | 0 | 10,225 | 0 | 10,225 | 10,225 | 0.2% |
CIFC Loan Opportunity Fund II, Ltd | 0 | 7,668 | 0 | 7,668 | 7,668 | 0.1% |
CIFC Asset Management | 0 | 295,080 | 0 | 295,080 | 295,080 | 4.9% |
CIFC Asset Management Holdings | 0 | 295,080 | 0 | 295,080 | 295,080 | 4.9% |
CIFC Corp | 0 | 295,080 | 0 | 295,080 | 295,080 | 4.9% |
CIFC | 0 | 295,080 | 0 | 295,080 | 295,080 | 4.9% |
Centricus Holdings I | 0 | 295,080 | 0 | 295,080 | 295,080 | 4.9% |
Centricus Financial Investments GP Limited | 0 | 295,080 | 0 | 295,080 | 295,080 | 4.9% |
Nizar Al-Bassam | 0 | 295,080 | 0 | 295,080 | 295,080 | 4.9% |
Dalinc Ariburnu | 0 | 295,080 | 0 | 295,080 | 295,080 | 4.9% |
| UNITED STATES |
|
| SECURITIES AND EXCHANGE COMMISSION |
|
| Washington, D.C. 20549 |
|
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )
Summit Midstream Partners, LP
(Name of Issuer)
Common Units
(Title of Class of Securities)
866142409
(CUSIP Number)
November 17, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x | Rule 13d-1(b) |
o | Rule 13d-1(c) |
o | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2012-II-R Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
4,563 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
4,563 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
4,563 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
2
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2013-III-R Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
3,574.48 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
3,574.48 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
3,574.48 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
3
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2013-IV Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
1,876.14 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
1,876.14 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
1,876.14 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
4
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2014 Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
7,525.31 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
7,525.31 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
7,525.31 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
5
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2014-III Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
4,146.17 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
4,146.17 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
4,146.17 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
6
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2014-II-R Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
4,095.16 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
4,095.16 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
4,095.16 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
7
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2014-IV-R Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
3,556.14 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
3,556.14 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
3,556.14 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
8
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2014-V Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
7,047.7 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
7,047.7 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
7,047.7 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
9
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2015-I Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
7,190.42 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
7,190.42 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
7,190.42 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
10
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2015-II Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
5,382.05 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
5,382.05 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
5,382.05 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
11
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2015-III Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
3,961.98 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
3,961.98 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
3,961.98 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
12
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2015-IV Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
2,864.84 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
2,864.84 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,864.84 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
13
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2015-V Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
2,606.51 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
2,606.51 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,606.51 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
14
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2016-I Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
3,974.75 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
3,974.75 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
3,974.75 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
15
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2017-I Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
19,612.21 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
19,612.21 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
19,612.21 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.3% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
16
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2017-II Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
11,662.7 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
11,662.7 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
11,662.7 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.2% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
17
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2017-III Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
13,687.96 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
13,687.96 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
13,687.96 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.2% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
18
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2017-IV Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
8,422.32 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
8,422.32 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
8,422.32 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
19
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2017-V Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
16,330.34 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
16,330.34 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
16,330.34 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.3% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
20
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization | |||||
|
|
| |||||
Number of | 5 | Sole Voting Power | |||||
| |||||||
6 | Shared Voting Power | ||||||
| |||||||
7 | Sole Dispositive Power | ||||||
| |||||||
8 | Shared Dispositive Power | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9 | |||||
| |||||||
| 12 | Type of Reporting Person | |||||
|
|
|
|
|
|
|
|
21
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2018-III Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
9,398.25 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
9,398.25 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
9,398.25 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.2% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
|
|
|
|
|
|
|
|
22
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2018-V Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
6,444.11 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
6,444.11 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
6,444.11 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
|
|
|
|
|
|
|
|
23
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2019-I Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
19,692.74 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
19,692.74 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
19,692.74 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.3% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
|
|
|
|
|
|
|
|
24
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2019-II Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
29,091.79 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
29,091.79 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
29,091.79 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.5% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
|
|
|
|
|
|
|
|
25
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2019-III Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
29,952.92 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
29,952.92 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
29,952.92 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.5% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
|
|
|
|
|
|
|
|
26
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC 2019-IV Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
11,468.96 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
11,468.96 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
11,468.96 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.2% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
|
|
|
|
|
|
|
|
27
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Loan Opportunity Fund Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
10,225.1 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
10,225.1 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
10,225.1 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.2% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
|
|
|
|
|
|
|
|
28
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Loan Opportunity Fund II Blocker 1 LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
7,668.82 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
7,668.82 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
7,668.82 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
OO (Limited Liability Company) | |||||
|
|
|
|
|
|
|
|
29
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
JSS Special Investments FCP (SIF) - JSS Senior Loan Fund | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Luxembourg | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
30,435.3 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
30,435.3 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
30,435.3 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.5% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
30
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2012-II-R, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
4,563 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
4,563 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
4,563 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
31
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2013-III-R, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
3,574.48 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
3,574.48 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
3,574.48 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
32
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2013-IV, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
1,876.14 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
1,876.14 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
1,876.14 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
33
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2014, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
7,525.31 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
7,525.31 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
7,525.31 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
34
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2014-III, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
4,146.17 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
4,146.17 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
4,146.17 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
35
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2014-II-R, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
4,095.16 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
4,095.16 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
4,095.16 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
36
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2014-IV-R, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
3,556.14 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
3,556.14 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
3,556.14 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
37
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2014-V, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
7,047.7 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
7,047.7 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
7,047.7 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
38
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2015-I, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
7,190.42 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
7,190.42 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
7,190.42 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
39
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2015-II, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
5,382.05 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
5,382.05 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
5,382.05 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
40
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2015-III, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
3,961.98 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
3,961.98 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
3,961.98 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
41
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2015-IV, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
2,864.84 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
2,864.84 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,864.84 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
42
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2015-V, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
2,606.51 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
2,606.51 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,606.51 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
43
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2016-I, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
3,974.75 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
3,974.75 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
3,974.75 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
44
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2017-I, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
19,612.21 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
19,612.21 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
19,612.21 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.3% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
45
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2017-II, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
11,662.7 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
11,662.7 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
11,662.7 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.2% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
46
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2017-III, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
13,387.96 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
13,387.96 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
13,387.96 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.2% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
47
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2017-IV, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
8,422.32 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
8,422.32 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
8,422.32 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
48
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2017-V, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
16,330.34 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
16,330.34 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
16,330.34 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.3% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
49
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2018-I, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
8,621.65 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
8,621.65 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
8,621.65 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
50
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2018-III, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
9,398.35 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
9,398.35 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
9,398.35 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.2% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
51
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2018-V, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
6,444.11 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
6,444.11 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
6,444.11 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
52
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2019-I, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
19,692.74 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
19,692.74 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
19,692.74 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.3% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
53
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2019-II, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
29,091.79 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
29,091.79 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
29,091.79 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.5% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
54
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2019-III, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
29,952.92 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
29,952.92 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
29,952.92 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.5% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
55
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Funding 2019-IV, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
11,468.96 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
11,468.96 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
11,468.96 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.2% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
56
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Loan Opportunity Fund, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
10,225.1 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
10,225.1 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
10,225.1 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.2% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
57
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Loan Opportunity Fund II, Ltd. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Cayman Islands | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
7,668.82 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
7,668.82 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
7,668.82 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
0.1% | |||||
| |||||||
| 12 | Type of Reporting Person
FI | |||||
|
|
|
|
|
|
|
|
58
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Asset Management LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
295,080 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
295,080 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
295,080 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
4.9% | |||||
| |||||||
| 12 | Type of Reporting Person
IA | |||||
|
|
|
|
|
|
|
|
59
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Asset Management Holdings LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
295,080 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
295,080 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
295,080 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
4.9% | |||||
| |||||||
| 12 | Type of Reporting Person
HC | |||||
|
|
|
|
|
|
|
|
60
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC Corp. | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
295,080 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
295,080 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
295,080 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
4.9% | |||||
| |||||||
| 12 | Type of Reporting Person
HC, CO | |||||
|
|
|
|
|
|
|
|
61
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
CIFC LLC | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
295,080 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
295,080 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
295,080 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
4.9% | |||||
| |||||||
| 12 | Type of Reporting Person
HC | |||||
|
|
|
|
|
|
|
|
62
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
Centricus Holdings I LP | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Delaware | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
295,080 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
295,080 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
295,080 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
4.9% | |||||
| |||||||
| 12 | Type of Reporting Person
HC, PN | |||||
|
|
|
|
|
|
|
|
63
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
Centricus Financial Investments GP Limited | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Jersey | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
295,080 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
295,080 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
295,080 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
4.9% | |||||
| |||||||
| 12 | Type of Reporting Person
HC, FI | |||||
|
|
|
|
|
|
|
|
64
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
Nizar Al-Bassam | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Saudi Arabia & United Kingdom | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
295,080 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
295,080 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
295,080 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
4.9% | |||||
| |||||||
| 12 | Type of Reporting Person
HC, IN | |||||
|
|
|
|
|
|
|
|
65
CUSIP No. 866142409 | Schedule 13G |
| |||||
| |||||||
| 1 | Names of Reporting Persons
Dalinc Ariburnu | |||||
| |||||||
| 2 | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3 | SEC Use Only | |||||
| |||||||
| 4 | Citizen or Place of Organization
Turkey & United Kingdom | |||||
|
|
| |||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With | 5 | Sole Voting Power
0 | |||||
| |||||||
6 | Shared Voting Power
295,080 | ||||||
| |||||||
7 | Sole Dispositive Power
0 | ||||||
| |||||||
8 | Shared Dispositive Power
295,080 | ||||||
| |||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
295,080 | |||||
| |||||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
Not Applicable | |||||
| |||||||
| 11 | Percent of Class Represented by Amount in Row 9
4.9% | |||||
| |||||||
| 12 | Type of Reporting Person
HC, IN | |||||
|
|
|
|
|
|
|
|
66
Item 1. | ||
| (a) | Name of Issuer:
Summit Midstream Partners, LP (the Issuer) |
| (b) | Address of Issuers Principal Executive Offices:
910 Louisiana Street, Suite 4200 Houston, TX 77002 |
| ||
Item 2. | ||
| (a) | Name of Person Filing:
Each of the following is hereinafter individually referred to as a CIFC Reporting Person and collectively as the CIFC Reporting Persons: the CIFC Direct Holders (as defined below), the CIFC Lenders of Record (as defined below), CIFC Asset Management LLC, CIFC Asset Management Holdings LLC (CIFC Asset Management Holdings), CIFC Corp. and CIFC LLC.
Each of the following is hereinafter individually referred to as a Centricus Reporting Person and collectively as the Centricus Reporting Persons: Centricus Holdings I LP and Centricus Financial Investments GP Limited.
This statement is filed on behalf of the CIFC Reporting Persons, the Centricus Reporting Persons, Nizar Al-Bassam and Dalinc Ariburnu (each, a Reporting Person and collectively, the Reporting Persons).
|
| (b) | Address or Principal Business Office:
The business address of each CIFC Reporting Person is 250 Park Avenue, 4th Floor, New York, New York 10177.
The business address of each Centricus Reporting Person is IFC 5, St Helier, Jersey JE1 1ST.
The business address of each of Nizar Al-Bassam and Dalinc Ariburnu is Byron House, 7-9 St Jamess Street, London SW1A 1EE.
|
| (c) | Citizenship of each Reporting Person is:
Each of the CIFC Direct Holders (other than JSS Senior Loan Fund), CIFC Asset Management LLC, CIFC Asset Management Holdings, CIFC Corp., CIFC LLC and Centricus Holdings I LP is organized in the State of Delaware.
Centricus Financial Investments GP Limited is organized in Jersey.
Nizar Al-Bassam is a citizen of Saudi Arabia and the United Kingdom.
Dalinc Ariburnu is a citizen of Turkey and the United Kingdom.
JSS Senior Loan Fund is organized in Luxembourg.
Each of the CIFC Lenders of Record is organized in the Cayman Islands. |
| (d) | Title of Class of Securities:
Common Units |
| (e) | CUSIP Number:
866142409 |
Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
67
(d) o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
(e) x An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f) o An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g) x A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j) o A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
(k) o Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____
Item 4. | Ownership |
Ownership (a-b)
Pursuant to the Transaction Support Agreement (the TSA), dated as of September 29, 2020, by and among the Issuer, Summit Midstream Partners Holdings, LLC (SMP Holdings), Summit Midstream Partners, LLC (Summit Investments) (each subsidiaries of the Issuer), and the Directing Lenders (as defined therein), the parties to the TSA agreed to discharge and restructure certain indebtedness under the Term Loan Agreement (the Term Loan), dated as of March 21, 2017, by and among SMP Holdings, as borrower, and the lenders party thereto, including certain of the Reporting Persons (the Term Loan Lenders).
As contemplated by the TSA and pursuant to the terms of the Strict Foreclosure Agreement (the Strict Foreclosure Agreement), dated as of November 17, 2020 (the Closing Date), by and among SMP Holdings, Summit Investments and the Term Loan Agent (as defined therein), the Directing Lenders directed the Term Loan Agent to execute a strict foreclosure on behalf of the Directing Lenders on 2,306,972 Common Units pledged as collateral under the Term Loan (the Specified Collateral) due to SMP Holdings failure to pay certain required amortization payments. Pursuant to the Strict Foreclosure Agreement, SMP Holdings and Summit Investments entered into a General Assignment and Bill of Sale on the Closing Date, pursuant to which SMP Holdings and Summit Investments assigned, transferred and conveyed the Specified Collateral to all Term Loan Lenders on a pro rata basis (the Assignment). As a result of the Assignment, the CIFC Direct Holders (as defined below) acquired beneficial ownership of the Common Units described in this Schedule 13G.
The ownership information presented below sets forth the number and percentage of the Issuers Common Units that each Reporting Person beneficially owns or may be deemed to beneficially own as of the filing date of this Schedule 13G, based on (i) 3,774,992 Common Units issued and outstanding as of November 9, 2020 (as disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission on November 10, 2020) plus (ii) 2,306,972 Common Units transferred to the Term Loan Lenders in connection with the Assignment. As of December 31, 2020 and as of the filing date of this Schedule 13G, the Reporting Persons collectively beneficially own or may be deemed to beneficially own an aggregate of 370,080 Common Units and 295,080 Common Units, respectively. As of the date hereof, such Common Units are held of record by the Reporting Persons listed under the heading CIFC Direct Holder in the table below (each, an CIFC Direct Holder, and collectively, the CIFC Direct Holders) in the amounts set forth opposite each such CIFC Direct Holders respective name. Each of the Reporting Persons listed under the heading CIFC Lender of Record in the table below (each, an CIFC Lender of Record, and collectively, CIFC Lenders of Record) directly controls the CIFC Direct Holder set forth opposite its respective name.
68
CIFC Direct Holder |
| Number of Common |
| Percent of |
| CIFC Lender of Record |
|
CIFC 2012-II-R Blocker 1 LLC |
| 4,563 |
| 0.1 | % | CIFC Funding 2012-II-R, Ltd. |
|
CIFC 2013-III-R Blocker 1 LLC |
| 3,574.48 |
| 0.1 | % | CIFC Funding 2013-III-R, Ltd. |
|
CIFC 2013-IV Blocker 1 LLC |
| 1,876.14 |
| 0.1 | % | CIFC Funding 2013-IV, Ltd. |
|
CIFC 2014 Blocker 1 LLC |
| 7,525,31 |
| 0.1 | % | CIFC Funding 2014, Ltd. |
|
CIFC 2014-III Blocker 1 LLC |
| 4,146.17 |
| 0.1 | % | CIFC Funding 2014-III, Ltd. |
|
CIFC 2014-II-R Blocker 1 LLC |
| 4,095.16 |
| 0.1 | % | CIFC Funding 2014-II-R, Ltd. |
|
CIFC 2014-IV-R Blocker 1 LLC |
| 3,556.14 |
| 0.1 | % | CIFC Funding 2014-IV-R, Ltd. |
|
CIFC 2014-V Blocker 1 LLC |
| 7,047.7 |
| 0.1 | % | CIFC Funding 2014-V, Ltd. |
|
CIFC 2015-I Blocker 1 LLC |
| 7,190.42 |
| 0.1 | % | CIFC Funding 2015-I, Ltd. |
|
CIFC 2015-II Blocker 1 LLC |
| 5,382.05 |
| 0.1 | % | CIFC Funding 2015-II, Ltd. |
|
CIFC 2015-III Blocker 1 LLC |
| 3,961.98 |
| 0.1 | % | CIFC Funding 2015-III, Ltd. |
|
CIFC 2015-IV Blocker 1 LLC |
| 2,864.84 |
| 0.1 | % | CIFC Funding 2015-IV, Ltd. |
|
CIFC 2015-V Blocker 1 LLC |
| 2,606.51 |
| 0.1 | % | CIFC Funding 2015-V, Ltd. |
|
CIFC 2016-I Blocker 1 LLC |
| 3,974.75 |
| 0.1 | % | CIFC Funding 2016-I, Ltd. |
|
CIFC 2017-I Blocker 1 LLC |
| 19,612.21 |
| 0.3 | % | CIFC Funding 2017-I, Ltd. |
|
CIFC 2017-II Blocker 1 LLC |
| 11,662.7 |
| 0.2 | % | CIFC Funding 2017-II, Ltd. |
|
CIFC 2017-III Blocker 1 LLC |
| 13,687.96 |
| 0.2 | % | CIFC Funding 2017-III, Ltd. |
|
CIFC 2017-IV Blocker 1 LLC |
| 8,422.32 |
| 0.1 | % | CIFC Funding 2017-IV, Ltd. |
|
CIFC 2017-V Blocker 1 LLC |
| 16,330.34 |
| 0.3 | % | CIFC Funding 2017-V, Ltd. |
|
CIFC 2018-I Blocker 1 LLC |
| 8,621.65 |
| 0.1 | % | CIFC Funding 2018-I, Ltd. |
|
CIFC 2018-III Blocker 1 LLC |
| 9,398.25 |
| 0.2 | % | CIFC Funding 2018-III, Ltd. |
|
CIFC 2018-V Blocker 1 LLC |
| 6,444.11 |
| 0.1 | % | CIFC Funding 2018-V, Ltd. |
|
CIFC 2019-I Blocker 1 LLC |
| 19,962.74 |
| 0.3 | % | CIFC Funding 2019-I, Ltd. |
|
CIFC 2019-II Blocker 1 LLC |
| 29,091.79 |
| 0.5 | % | CIFC Funding 2019-II, Ltd. |
|
CIFC 2019-III Blocker 1 LLC |
| 29,952.92 |
| 0.5 | % | CIFC Funding 2019-III, Ltd. |
|
CIFC 2019-IV Blocker 1 LLC |
| 11,468.96 |
| 0.2 | % | CIFC Funding 2019-IV, Ltd. |
|
69
CIFC Loan Opportunity Fund Blocker 1 LLC |
| 10,225.1 |
| 0.2 | % | CIFC Loan Opportunity Fund, Ltd. |
|
CIFC Loan Opportunity Fund II Blocker 1 LLC |
| 7,668.82 |
| 0.1 | % | CIFC Loan Opportunity Fund II, Ltd. |
|
SMA - JSS Senior Loan Fund |
| 30,435.3 |
| 0.5 | % | Not applicable |
|
CIFC Asset Management LLC controls, directly or indirectly, each CIFC Lender of Record. The sole member of CIFC Asset Management LLC is CIFC Management Holdings. The sole member of CIFC Asset Management Holdings LLC is CIFC Corp. The sole stockholder of CIFC Corp. is CIFC LLC. The sole member of CIFC LLC is Centricus Holdings I LP. The general partner of Centricus Holdings I LP is Centricus Financial Investments GP Limited. Nizar Al-Bassam and Dalinc Ariburnu, through a series of holding companies, each beneficially own 50% of the equity of Centricus Financial Investments GP Limited.
Each of the Reporting Persons (other than the CIFC Direct Holders, in each case, solely with respect to the Common Units held of record by each such CIFC Direct Holder as set forth above), the directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Units for purposes of Section 13(d) of the Act and the rules under Section 13(d) of the Act.
(c) The information contained on the cover pages to this Schedule 13G is incorporated herein by reference.
Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: x
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Not applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company |
CIFC Asset Management LLC is a registered investment adviser.
Item 8. | Identification and Classification of Members of the Group |
Not applicable.
Item 9. | Notice of Dissolution of Group |
Not applicable.
70
Item 10. | Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 16, 2021
| CIFC 2012-II-R Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2012-II-R, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2013-III-R Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2013-III-R, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2013-IV Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2013-IV, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
71
| CIFC 2014 Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2014, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2014-III Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2014-III, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2014-II-R Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2014-II-R, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2014-IV-R Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2014-IV-R, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2014-V Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
72
| CIFC Funding 2014-V, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2015-I Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2015-I, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2015-II Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2015-II, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2015-III Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2015-III, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2015-IV Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2015-IV, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
73
| CIFC 2015-V Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2015-V, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2016-I Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2016-I, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2017-I Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2017-I, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2017-II Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2017-II, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2017-III Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
74
| CIFC Funding 2017-III, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2017-IV Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2017-IV, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2017-V Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2017-V, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2018-I Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2018-I, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
| CIFC 2018-III Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2018-III, Ltd. | |
|
| |
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
75
| CIFC 2018-V Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2018-V, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2019-I Blocker 1 LLC | |
|
|
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| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2019-I, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2019-II Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
| |
| CIFC Funding 2019-II, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2019-III Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Funding 2019-III, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC 2019-IV Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
76
| CIFC Funding 2019-IV, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Loan Opportunity Fund Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Loan Opportunity Fund, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Loan Opportunity Fund II Blocker 1 LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Loan Opportunity Fund II, Ltd. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| JSS Senior Loan Fund | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Asset Management LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Asset Management Holdings LLC | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
|
|
|
| CIFC Corp. | |
|
|
|
| Signed: | /s/ Julian Weldon |
| Name: | Julian Weldon |
| Title: | Secretary |
77
| CIFC LLC | ||
|
|
| |
| Signed: | /s/ Julian Weldon | |
| Name: | Julian Weldon | |
| Title: | Secretary | |
|
|
| |
| Centricus Holdings I LP | ||
|
| ||
| By: Centricus Financial Investments GP Limited, its general partner | ||
|
| ||
| Signed: | /s/ Tamara Williams | |
| Name: | Tamara Williams | |
| Title: | Director | |
|
| ||
| Centricus Financial Investments GP Limited | ||
|
| ||
| Signed: | /s/ Tamara Williams | |
| Name: | Tamara Williams | |
| Title: | Director | |
|
| |
| Nizar Al-Bassam | |
|
| |
| Signed: | /s/ Nizar Al-Bassam |
|
| |
| Dalinc Ariburnu | |
|
| |
| Signed: | /s/ Dalinc Ariburnu |
78
LIST OF EXHIBITS
Exhibit No. |
| Description |
|
|
|
99.1 |
| Joint Filing Agreement |
79