Filing Details
- Accession Number:
- 0001104659-21-023850
- Form Type:
- 13G Filing
- Publication Date:
- 2021-02-16 16:01:18
- Filed By:
- Morningside China Tmt Fund Iv, L.p.
- Company:
- Xpeng Inc. (NYSE:XPEV)
- Filing Date:
- 2021-02-16
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
TMT General Partner Ltd | 37,860,700 | 0 | 37,860,700 | 0 | 37,860,700 | 4.0 % |
Morningside China TMT GP IV | 37,860,700 | 0 | 37,860,700 | 0 | 37,860,700 | 4.0 % |
Morningside China TMT Fund IV | 30,573,450 | 0 | 30,573,450 | 0 | 30,573,450 | 3.2 % |
Morningside TMT Holding IV Limited | 30,573,450 | 0 | 30,573,450 | 0 | 30,573,450 | 3.2 % |
Morningside China TMT Special Opportunity Fund II | 7,287,250 | 0 | 7,287,250 | 0 | 7,287,250 | 0.8 % |
Morningside Special IV Hong Kong Limited | 7,287,250 | 0 | 7,287,250 | 0 | 7,287,250 | 0.8 % |
5Y Capital GP Limited | 2,653,025 | 0 | 2,653,025 | 0 | 2,653,025 | 0.3 % |
Evolution Fund I Co-investment | 346,050 | 0 | 346,050 | 0 | 346,050 | 0.04 % |
Evolution Special Opportunity Fund I | 2,306,975 | 0 | 2,306,975 | 0 | 2,306,975 | 0.2 % |
Shanghai Xingpan Investment Management Consulting Co., Ltd | 11,362,975 | 0 | 11,362,975 | 0 | 11,362,975 | 1.2 % |
Shanghai Chenxi Venture Capital Center (Limited Partnership) | 11,362,975 | 0 | 11,362,975 | 0 | 11,362,975 | 1.2 % |
CX TMT Holding IV Limited | 11,362,975 | 0 | 11,362,975 | 0 | 11,362,975 | 1.2 % |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
XPeng Inc.
(Name of Issuer)
Class A ordinary shares, par value US$0.00001 per share
(Title of Class of Securities)
98422D105**
(CUSIP Number)
December 31, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
x Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
** There is no CUSIP number assigned to the Class A Ordinary Shares. CUSIP number 98422D105 has been assigned to the American Depositary Shares (ADSs) of the Company, which are quoted on the New York Stock Exchange under the symbol XPEV. Each ADS represents two Class A Ordinary Shares.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 98422D105
|
| |
1. | Names of Reporting Persons. | |
| I.R.S. Identification Nos. of above persons (entities only). | |
|
| |
| TMT General Partner Ltd. | |
|
| |
|
| |
2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |
|
| |
| (a) o | |
| (b) o | |
|
| |
|
| |
3. | SEC Use Only | |
|
| |
|
| |
4. | Citizenship or Place of Organization | |
|
| |
| Cayman Islands | |
|
| |
|
| |
Number of | 5. Sole Voting Power 37,860,700
| |
6. Shared Voting Power 0
| ||
7. Sole Dispositive Power 37,860,700
| ||
8. Shared Dispositive Power 0
| ||
|
| |
|
| |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |
|
| |
| 37,860,700 1 | |
|
| |
|
| |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares | |
|
| |
| o | |
|
| |
|
| |
11. | Percent of Class Represented by Amount in Row (9) | |
|
| |
| 4.0% 2 | |
|
| |
|
| |
12. | Type of Reporting Person (See Instructions) | |
|
| |
| CO | |
|
| |
(1) TMT General Partner Ltd. is the general partner of Morningside China TMT GP IV, L.P.. Morningside China TMT GP IV, L.P. is the general partner of Morningside China TMT Fund IV, L.P., or Morningside Fund IV, and Morningside China TMT Special Opportunity Fund II, L.P., or Morningside Sidecar II. Morningside Fund IV controls Morningside TMT Holding IV Limited. Morningside Sidecar II controls Morningside Special IV Hong Kong Limited. Morningside TMT Holding IV Limited and Morningside Special IV Hong Kong Limited are the record owner of 30,573,450 Class A Ordinary Shares and the record owner of 7,287,250 Class A Ordinary Shares.
(2) The ownership percentage of the Reporting Person is calculated based on a total of 956,941,066 as reported to be outstanding in the Companys prospectus on Form 424B4 filed with the Securities Exchange Commission on December 10th, 2020.
2
CUSIP No. 98422D105
|
| |
1. | Names of Reporting Persons. | |
| I.R.S. Identification Nos. of above persons (entities only). | |
|
| |
| Morningside China TMT GP IV, L.P. | |
|
| |
|
| |
2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |
|
| |
| (a) o | |
| (b) o | |
|
| |
|
| |
3. | SEC Use Only | |
|
| |
|
| |
4. | Citizenship or Place of Organization | |
|
| |
| Cayman Islands | |
|
| |
|
| |
Number of | 5. Sole Voting Power 37,860,700
| |
6. Shared Voting Power 0
| ||
7. Sole Dispositive Power 37,860,700
| ||
8. Shared Dispositive Power 0
| ||
|
| |
|
| |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |
|
| |
| 37,860,700 3 | |
|
| |
|
| |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares | |
|
| |
| o | |
|
| |
|
| |
11. | Percent of Class Represented by Amount in Row (9) | |
|
| |
| 4.0% 4 | |
|
| |
|
| |
12. | Type of Reporting Person (See Instructions) | |
|
| |
| PN | |
|
| |
(3) TMT General Partner Ltd. is the general partner of Morningside China TMT GP IV, L.P.. Morningside China TMT GP IV, L.P. is the general partner of Morningside China TMT Fund IV, L.P., or Morningside Fund IV, and Morningside China TMT Special Opportunity Fund II, L.P., or Morningside Sidecar II. Morningside Fund IV controls Morningside TMT Holding IV Limited. Morningside Sidecar II controls Morningside Special IV Hong Kong Limited. Morningside TMT Holding IV Limited and Morningside Special IV Hong Kong Limited are the record owner of 30,573,450 Class A Ordinary Shares and the record owner of 7,287,250 Class A Ordinary Shares.
(4) The ownership percentage of the Reporting Person is calculated based on a total of 956,941,066 as reported to be outstanding in the Companys prospectus on Form 424B4 filed with the Securities Exchange Commission on December 10th, 2020.
3
CUSIP No. 98422D105
|
| |
1. | Names of Reporting Persons. | |
| I.R.S. Identification Nos. of above persons (entities only). | |
|
| |
| Morningside China TMT Fund IV, L.P | |
|
| |
|
| |
2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |
|
| |
| (a) o | |
| (b) o | |
|
| |
|
| |
3. | SEC Use Only | |
|
| |
|
| |
4. | Citizenship or Place of Organization | |
|
| |
| Cayman Islands | |
|
| |
|
| |
Number of | 5. Sole Voting Power 30,573,450
| |
6. Shared Voting Power 0
| ||
7. Sole Dispositive Power 30,573,450
| ||
8. Shared Dispositive Power 0
| ||
|
| |
|
| |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |
|
| |
| 30,573,450 5 | |
|
| |
|
| |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares | |
|
| |
| o | |
|
| |
|
| |
11. | Percent of Class Represented by Amount in Row (9) | |
|
| |
| 3.2% 6 | |
|
| |
|
| |
12. | Type of Reporting Person (See Instructions) | |
|
| |
| PN | |
|
| |
(5) TMT General Partner Ltd. is the general partner of Morningside China TMT GP IV, L.P.. Morningside China TMT GP IV, L.P. is the general partner of Morningside China TMT Fund IV, L.P., or Morningside Fund IV. Morningside Fund IV controls Morningside TMT Holding IV Limited. Morningside TMT Holding IV Limited is the record owner of 30,573,450 Class A Ordinary Shares.
(6) The ownership percentage of the Reporting Person is calculated based on a total of 956,941,066 as reported to be outstanding in the Companys prospectus on Form 424B4 filed with the Securities Exchange Commission on December 10th, 2020.
4
CUSIP No. 98422D105
|
| |
1. | Names of Reporting Persons. | |
| I.R.S. Identification Nos. of above persons (entities only). | |
|
| |
| Morningside TMT Holding IV Limited | |
|
| |
|
| |
2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |
|
| |
| (a) o | |
| (b) o | |
|
| |
|
| |
3. | SEC Use Only | |
|
| |
|
| |
4. | Citizenship or Place of Organization | |
|
| |
| Hong Kong | |
|
| |
|
| |
Number of | 5. Sole Voting Power 30,573,450
| |
6. Shared Voting Power 0
| ||
7. Sole Dispositive Power 30,573,450
| ||
8. Shared Dispositive Power 0
| ||
|
| |
|
| |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |
|
| |
| 30,573,450 | |
|
| |
|
| |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares | |
|
| |
| o | |
|
| |
|
| |
11. | Percent of Class Represented by Amount in Row (9) | |
|
| |
| 3.2% 7 | |
|
| |
|
| |
12. | Type of Reporting Person (See Instructions) | |
|
| |
| CO | |
|
| |
(7)The ownership percentage of the Reporting Person is calculated based on a total of 956,941,066 as reported to be outstanding in the Companys prospectus on Form 424B4 filed with the Securities Exchange Commission on December 10th, 2020.
5
CUSIP No. 98422D105
|
| |
1. | Names of Reporting Persons. | |
| I.R.S. Identification Nos. of above persons (entities only). | |
|
| |
| Morningside China TMT Special Opportunity Fund II, L.P. | |
|
| |
|
| |
2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |
|
| |
| (a) o | |
| (b) o | |
|
| |
|
| |
3. | SEC Use Only | |
|
| |
|
| |
4. | Citizenship or Place of Organization | |
|
| |
| Cayman | |
|
| |
|
| |
Number of | 5. Sole Voting Power 7,287,250
| |
6. Shared Voting Power 0
| ||
7. Sole Dispositive Power 7,287,250
| ||
8. Shared Dispositive Power 0
| ||
|
| |
|
| |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |
|
| |
| 7,287,250 8 | |
|
| |
|
| |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares | |
|
| |
| o | |
|
| |
|
| |
11. | Percent of Class Represented by Amount in Row (9) | |
|
| |
| 0.8% 9 | |
|
| |
|
| |
12. | Type of Reporting Person (See Instructions) | |
|
| |
| PN | |
|
| |
(8)TMT General Partner Ltd. is the general partner of Morningside China TMT GP IV, L.P.. Morningside China TMT GP IV, L.P. is the general partner of Morningside China TMT Special Opportunity Fund II, L.P., or Morningside Sidecar II. Morningside Sidecar II controls Morningside Special IV Hong Kong Limited. Morningside Special IV Hong Kong Limited is the record owner of 7,287,250 Class A Ordinary Shares.
(9)The ownership percentage of the Reporting Person is calculated based on a total of 956,941,066 as reported to be outstanding in the Companys prospectus on Form 424B4 filed with the Securities Exchange Commission on December 10th, 2020.
6
CUSIP No. 98422D105
|
| |
1. | Names of Reporting Persons. | |
| I.R.S. Identification Nos. of above persons (entities only). | |
|
| |
| Morningside Special IV Hong Kong Limited | |
|
| |
|
| |
2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |
|
| |
| (a) o | |
| (b) o | |
|
| |
|
| |
3. | SEC Use Only | |
|
| |
|
| |
4. | Citizenship or Place of Organization | |
|
| |
| Hong Kong | |
|
| |
|
| |
Number of | 5. Sole Voting Power 7,287,250
| |
6. Shared Voting Power 0
| ||
7. Sole Dispositive Power 7,287,250
| ||
8. Shared Dispositive Power 0
| ||
|
| |
|
| |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |
|
| |
| 7,287,250 | |
|
| |
|
| |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares | |
|
| |
| o | |
|
| |
|
| |
11. | Percent of Class Represented by Amount in Row (9) | |
|
| |
| 0.8% 10 | |
|
| |
|
| |
12. | Type of Reporting Person (See Instructions) | |
|
| |
| CO | |
|
| |
(10) The ownership percentage of the Reporting Person is calculated based on a total of 956,941,066 as reported to be outstanding in the Companys prospectus on Form 424B4 filed with the Securities Exchange Commission on December 10th, 2020.
7
CUSIP No. 98422D105
|
| |
1. | Names of Reporting Persons. | |
| I.R.S. Identification Nos. of above persons (entities only). | |
|
| |
| 5Y Capital GP Limited | |
|
| |
|
| |
2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |
|
| |
| (a) o | |
| (b) o | |
|
| |
|
| |
3. | SEC Use Only | |
|
| |
|
| |
4. | Citizenship or Place of Organization | |
|
| |
| Cayman Islands | |
|
| |
|
| |
Number of | 5. Sole Voting Power 2,653,025
| |
6. Shared Voting Power 0
| ||
7. Sole Dispositive Power 2,653,025
| ||
8. Shared Dispositive Power 0
| ||
|
| |
|
| |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |
|
| |
| 2,653,025 11 | |
|
| |
|
| |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares | |
|
| |
| o | |
|
| |
|
| |
11. | Percent of Class Represented by Amount in Row (9) | |
|
| |
| 0.3% 12 | |
|
| |
|
| |
12. | Type of Reporting Person (See Instructions) | |
|
| |
| CO | |
|
| |
(11) 5Y Capital GP Limited is the general partner of Evolution Special Opportunity Fund I, L.P. and Evolution Fund I Co-investment, L.P.. Evolution Special Opportunity Fund I, L.P. and Evolution Fund I Co-investment, L.P. are the record owner of 2,306,975 Class A Ordinary Shares and the record owner of 346,050 Class A Ordinary Shares.
(12) The ownership percentage of the Reporting Person is calculated based on a total of 956,941,066 as reported to be outstanding in the Companys prospectus on Form 424B4 filed with the Securities Exchange Commission on December 10th, 2020.
8
CUSIP No. 98422D105
|
| |
1. | Names of Reporting Persons. | |
| I.R.S. Identification Nos. of above persons (entities only). | |
|
| |
| Evolution Fund I Co-investment, L.P. | |
|
| |
|
| |
2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |
|
| |
| (a) o | |
| (b) o | |
|
| |
|
| |
3. | SEC Use Only | |
|
| |
|
| |
4. | Citizenship or Place of Organization | |
|
| |
| Cayman Islands | |
|
| |
|
| |
Number of | 5. Sole Voting Power 346,050
| |
6. Shared Voting Power 0
| ||
7. Sole Dispositive Power 346,050
| ||
8. Shared Dispositive Power 0
| ||
|
| |
|
| |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |
|
| |
| 346,050 | |
|
| |
|
| |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares | |
|
| |
| o | |
|
| |
|
| |
11. | Percent of Class Represented by Amount in Row (9) | |
|
| |
| 0.04% 13 | |
|
| |
|
| |
12. | Type of Reporting Person (See Instructions) | |
|
| |
| PN | |
|
| |
(13) The ownership percentage of the Reporting Person is calculated based on a total of 956,941,066 as reported to be outstanding in the Companys prospectus on Form 424B4 filed with the Securities Exchange Commission on December 10th, 2020.
9
CUSIP No. 98422D105
|
| |
1. | Names of Reporting Persons. | |
| I.R.S. Identification Nos. of above persons (entities only). | |
|
| |
| Evolution Special Opportunity Fund I, L.P. | |
|
| |
|
| |
2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |
|
| |
| (a) o | |
| (b) o | |
|
| |
|
| |
3. | SEC Use Only | |
|
| |
|
| |
4. | Citizenship or Place of Organization | |
|
| |
| Cayman Islands | |
|
| |
|
| |
Number of | 5. Sole Voting Power 2,306,975
| |
6. Shared Voting Power 0
| ||
7. Sole Dispositive Power 2,306,975
| ||
8. Shared Dispositive Power 0
| ||
|
| |
|
| |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |
|
| |
| 2,306,975 | |
|
| |
|
| |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares | |
|
| |
| o | |
|
| |
|
| |
11. | Percent of Class Represented by Amount in Row (9) | |
|
| |
| 0.2% 14 | |
|
| |
|
| |
12. | Type of Reporting Person (See Instructions) | |
|
| |
| PN | |
|
| |
(14)The ownership percentage of the Reporting Person is calculated based on a total of 956,941,066 as reported to be outstanding in the Companys prospectus on Form 424B4 filed with the Securities Exchange Commission on December 10th, 2020.
10
CUSIP No. 98422D105
|
| |
1. | Names of Reporting Persons. | |
| I.R.S. Identification Nos. of above persons (entities only). | |
|
| |
| Shanghai Xingpan Investment Management Consulting Co., Ltd. | |
|
| |
|
| |
2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |
|
| |
| (a) o | |
| (b) o | |
|
| |
|
| |
3. | SEC Use Only | |
|
| |
|
| |
4. | Citizenship or Place of Organization | |
|
| |
| Peoples Republic of China | |
|
| |
|
| |
Number of | 5. Sole Voting Power 11,362,975
| |
6. Shared Voting Power 0
| ||
7. Sole Dispositive Power 11,362,975
| ||
8. Shared Dispositive Power 0
| ||
|
| |
|
| |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |
|
| |
| 11,362,975 15 | |
|
| |
|
| |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares | |
|
| |
| o | |
|
| |
|
| |
11. | Percent of Class Represented by Amount in Row (9) | |
|
| |
| 1.2% 16 | |
|
| |
|
| |
12. | Type of Reporting Person (See Instructions) | |
|
| |
| CO | |
|
| |
(15) Shanghai Xingpan Investment Management Consulting Co., Ltd. is the general partner of Shanghai Chenxi Venture Capital Center (Limited Partnership). Shanghai Chenxi Venture Capital Center (Limited Partnership) is the owner of CX TMT Holding IV Limited. CX TMT Holding IV Limited is the record owner of 11,362,975 Class A Ordinary Shares.
(16) The ownership percentage of the Reporting Person is calculated based on a total of 956,941,066 as reported to be outstanding in the Companys prospectus on Form 424B4 filed with the Securities Exchange Commission on December 10th, 2020.
11
CUSIP No. 98422D105
|
| |
1. | Names of Reporting Persons. | |
| I.R.S. Identification Nos. of above persons (entities only). | |
|
| |
| Shanghai Chenxi Venture Capital Center (Limited Partnership) | |
|
| |
|
| |
2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |
|
| |
| (a) o | |
| (b) o | |
|
| |
|
| |
3. | SEC Use Only | |
|
| |
|
| |
4. | Citizenship or Place of Organization | |
|
| |
| Peoples Republic of China | |
|
| |
|
| |
Number of | 5. Sole Voting Power 11,362,975
| |
6. Shared Voting Power 0
| ||
7. Sole Dispositive Power 11,362,975
| ||
8. Shared Dispositive Power 0
| ||
|
| |
|
| |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |
|
| |
| 11,362,975 17 | |
|
| |
|
| |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares | |
|
| |
| o | |
|
| |
|
| |
11. | Percent of Class Represented by Amount in Row (9) | |
|
| |
| 1.2% 18 | |
|
| |
|
| |
12. | Type of Reporting Person (See Instructions) | |
|
| |
| PN | |
|
| |
(17) Shanghai Xingpan Investment Management Consulting Co., Ltd. is the general partner of Shanghai Chenxi Venture Capital Center (Limited Partnership). Shanghai Chenxi Venture Capital Center (Limited Partnership) is the owner of CX TMT Holding IV Limited. CX TMT Holding IV Limited is the record owner of 11,362,975 Class A Ordinary Shares.
(18) The ownership percentage of the Reporting Person is calculated based on a total of 956,941,066 as reported to be outstanding in the Companys prospectus on Form 424B4 filed with the Securities Exchange Commission on December 10th, 2020.
12
CUSIP No. 98422D105
|
| |
1. | Names of Reporting Persons. | |
| I.R.S. Identification Nos. of above persons (entities only). | |
|
| |
| CX TMT Holding IV Limited | |
|
| |
|
| |
2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |
|
| |
| (a) o | |
| (b) o | |
|
| |
|
| |
3. | SEC Use Only | |
|
| |
|
| |
4. | Citizenship or Place of Organization | |
|
| |
| British Virgin Islands | |
|
| |
|
| |
Number of | 5. Sole Voting Power 11,362,975
| |
6. Shared Voting Power 0
| ||
7. Sole Dispositive Power 11,362,975
| ||
8. Shared Dispositive Power 0
| ||
|
| |
|
| |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |
|
| |
| 11,362,975 | |
|
| |
|
| |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares | |
|
| |
| o | |
|
| |
|
| |
11. | Percent of Class Represented by Amount in Row (9) | |
|
| |
| 1.2% 19 | |
|
| |
|
| |
12. | Type of Reporting Person (See Instructions) | |
|
| |
| CO | |
|
| |
(19) The ownership percentage of the Reporting Person is calculated based on a total of 956,941,066 as reported to be outstanding in the Companys prospectus on Form 424B4 filed with the Securities Exchange Commission on December 10th, 2020.
13
Item 1.
(a) Name of Issuer:
XPENG INC.
(b) Address of Issuers Principal Executive Offices:
No. 8 Songgang Road, Changxing Street
Cencun, Tianhe District, Guangzhou
Guangdong 510640
Peoples Republic of China
Item 2.
(a) Name of Person Filing:
I. TMT General Partner Ltd.
II. Morningside China TMT GP IV, L.P.
III. Morningside China TMT Fund IV, L.P
IV. Morningside TMT Holding IV Limited
V. Morningside China TMT Special Opportunity Fund II, L.P.
VI. Morningside Special IV Hong Kong Limited
VII. 5Y Capital GP Limited
VIII.Evolution Fund I Co-investment, L.P.
IX. Evolution Special Opportunity Fund I, L.P.
X. Shanghai Xingpan Investment Management Consulting Co., Ltd.
XI. Shanghai Chenxi Venture Capital Center (Limited Partnership)
XII. CX TMT Holding IV Limited
(b) Address of Principal Business Office or, if none, Residence:
I. II. III. IV.
V. VI. VII.
VIII. & IX.
c/o Suite 905-6, 9th Floor
ICBC Tower, Three Garden Road
Hong Kong
X. Room 4025, 128 North Zhangjiabang Road, China (Shanghai) Pilot Free Trade Zone
XI. No. 828-838, Floor 26, Zhangyang Road, China (Shanghai) Pilot Free Trade Zone
XII. Trinity Chambers, PO Box 4301, Road Town, Tortola, British Virgin Islands
(c) Citizenship:
I. II. & III. Cayman Islands
IV. Hong Kong
V. Cayman Islands
VI. Hong Kong
VII, VIII, IX Cayman Islands
X&XI Peoples Republic of China
XII. British Virgin Islands
(d) Title of Class of Securities:
Class A ordinary shares, par value US$0.00001 per share
(e) CUSIP Number:
There is no CUSIP number assigned to the Class A Ordinary Shares. CUSIP number 98422D105 has been assigned to the American Depositary Shares (ADSs) of the Company, which are quoted on the New York Stock Exchange under the symbol XPEV. Each ADS represents two Class A Ordinary Shares.
14
Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
Not applicable
Item 4. Ownership
(a) Amount beneficially owned:
The information required by Items 4(a) is set forth in Row 9 of the cover page for each Reporting Person and is incorporated herein by reference.
(b) Percent of class:
The information required by Items 4(a) is set forth in Row 11 of the cover page for each Reporting Person and is incorporated herein by reference.
(c) Number of shares as to which the person has:
The information required by Items 4(c) is set forth in Rows 5-8 of the cover page for each Reporting Person and is incorporated herein by reference.
TMT General Partner Ltd. is the general partner of Morningside China TMT GP IV, L.P.. Morningside China TMT GP IV, L.P. is the general partner of Morningside China TMT Fund IV, L.P., or Morningside Fund IV, Morningside China TMT Fund IV Co-Investment, L.P., or Morningside Fund IV Co-Investment, Morningside China TMT Special Opportunity Fund II, L.P., or Morningside Sidecar II. Morningside Fund IV and Morningside Fund IV Co-Investment are owners of Morningside TMT Holding IV Limited. Morningside Sidecar II and Morningside Fund IV Co-Investment are owners of Morningside Special IV Hong Kong Limited. Morningside TMT Holding IV Limited and Morningside Special IV Hong Kong Limited are the record owner of 30,573,450 Class A Ordinary Shares and the record owner of 7,287,250 Class A Ordinary Shares. TMT General Partner Ltd. is controlled by its board consisting of five individuals, including Jianming Shi, Qin Liu, Gerald Lokchung Chan, Maria K. Lam and Makim Wai On Andrew Ma, who have the voting and dispositive powers over the shares held by Morningside TMT Holding IV Limited and Morningside Special IV Hong Kong Limited.
5Y Capital GP Limited is the general partner of Evolution Special Opportunity Fund I, L.P. and Evolution Fund I Co-investment, L.P.. Evolution Special Opportunity Fund I, L.P. and Evolution Fund I Co-investment, L.P. are the record owner of 2,306,975 Class A Ordinary Shares and the record owner of 346,050 Class A Ordinary Shares. 5Y Capital GP Limited is controlled by its board consisting of three individuals, including Qin Liu, Wai Shan Wong and Riyaz Hussain Nooruddin, who have the voting and dispositive powers over the shares held by Evolution Special Opportunity Fund I, L.P. and Evolution Fund I Co-investment, L.P..
Shanghai Xingpan Investment Management Consulting Co., Ltd. is the general partner of Shanghai Chenxi Venture Capital Center (Limited Partnership). Shanghai Chenxi Venture Capital Center (Limited Partnership) is the owner of CX TMT Holding IV Limited. CX TMT Holding IV Limited is the record owner of 11,362,975 Class A Ordinary Shares. Shanghai Xingpan Investment Management Consulting Co., Ltd. is controlled by its investment committee consisting of three individuals, including Qin Liu, Jianming Shi and Yu Cheng who have the voting and dispositive powers over the shares held by CX TMT Holding IV Limited.
Item 5. Ownership of Five Percent or Less of a Class
Not applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
Not applicable
Item 8. Identification and Classification of Members of the Group
Not applicable
Item 9. Notice of Dissolution of Group
Not applicable
Item 10. Certifications
Not applicable
15
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct.
Date: February 16, 2021
| TMT General Partner Ltd. | |
|
|
|
| By: | /s/ LIU, Qin |
|
| Name: LIU, Qin |
|
| Title: Director |
|
|
|
| Morningside China TMT GP IV, L.P. | |
|
|
|
| By: TMT General Partner Ltd., as its general partner | |
|
|
|
| By: | /s/ LIU, Qin |
|
| Name: LIU, Qin |
|
| Title: Director |
|
|
|
| Morningside China TMT Fund IV, L.P. | |
|
|
|
| By: Morningside China TMT GP IV, L.P., as its general partner | |
|
|
|
| By: TMT General Partner Ltd., as its general partner | |
|
|
|
| By: | /s/ LIU, Qin |
|
| Name: LIU, Qin |
|
| Title: Director |
|
|
|
| Morningside TMT Holding IV Limited | |
|
|
|
| By: | /s/ TANG, Miu Yee |
|
| Name: TANG, Miu Yee |
|
| Title: Director |
|
|
|
| Morningside China TMT Special Opportunity Fund II, L.P. | |
|
|
|
| By: Morningside China TMT GP IV, L.P., as its general partner | |
|
|
|
| By: TMT General Partner Ltd., as its general partner | |
|
|
|
| By: | /s/ LIU, Qin |
|
| Name: LIU, Qin |
|
| Title: Director |
|
|
|
| Morningside Special IV Hong Kong Limited | |
|
|
|
| By: | /s/ TANG, Miu Yee |
|
| Name: TANG, Miu Yee |
|
| Title: Director |
|
|
|
| 5Y Capital GP Limited | |
|
|
|
| By: | /s/ LIU, Qin |
|
| Name: LIU, Qin |
|
| Title: Director |
|
|
|
| Evolution Fund I Co-investment, L.P. | |
|
|
|
| By: 5Y Capital GP Limited, as its general partner | |
|
|
|
| By: | /s/ LIU, Qin |
|
| Name: LIU, Qin |
|
| Title: Director |
16
| Evolution Special Opportunity Fund I, L.P. | |
|
|
|
| By: 5Y Capital GP Limited, as its general partner | |
|
|
|
| By: | /s/ LIU, Qin |
|
| Name: LIU, Qin |
|
| Title: Director |
|
|
|
| Shanghai Xingpan Investment Management Consulting Co., Ltd. | |
|
|
|
| By: | /s/ XUE, Qiong |
|
| Name: XUE, Qiong |
|
| Title: Director |
|
|
|
| Shanghai Chenxi Venture Capital Center (Limited Partnership) | |
|
|
|
| By: Shanghai Xingpan Investment Management Consulting Co., Ltd., as its general partner | |
|
|
|
| By: | /s/ XUE, Qiong |
|
| Name: XUE, Qiong |
|
| Title: Director |
|
|
|
| CX TMT Holding IV Limited | |
|
|
|
| By: | /s/ TANG, Miu Yee |
|
| Name: TANG, Miu Yee |
|
| Title: Director |
17
Exhibit Index
Exhibit No. |
| Exhibit |
99.1 |
| Joint Filing Agreement |
18