Filing Details
- Accession Number:
- 0001123292-21-000240
- Form Type:
- 13G Filing
- Publication Date:
- 2021-02-12 16:25:25
- Filed By:
- MSDC Management
- Company:
- National General Holdings Corp. (NASDAQ:NGHC)
- Filing Date:
- 2021-02-12
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
MSD Partners | 0 | 0 | 0 | 0 | 0 | 0% |
MSD Capital | 0 | 0 | 0 | 0 | 0 | 0% |
Black Marlin Investments | 0 | 0 | 0 | 0 | 0 | 0% |
MSD Credit Opportunity Master Fund | 0 | 0 | 0 | 0 | 0 | 0% |
Coral Rock Investments | 0 | 0 | 0 | 0 | 0 | 0% |
MSD Sparrowhawk | 0 | 0 | 0 | 0 | 0 | 0% |
Vermeer Investments | 0 | 0 | 0 | 0 | 0 | 0% |
Michael S. Dell | 0 | 0 | 0 | 0 | 0 | 0% |
Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO § 240.13d-2.
(Amendment No. 1)*
National General Holdings Corp.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
636220 303
(CUSIP Number)
December 31, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ | Rule 13d-1(b) |
| |
☒ | Rule 13d-1(c) |
| |
☐ | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. | 636220 303 | 13G | | |
1 | NAMES OF REPORTING PERSONS | | | |
| | | ||
MSD Partners, L.P. | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | | ||
| (a) | ☐ | ||
(b) | ☒ | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Delaware | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
6 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
7 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
8 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | ☐ | |
| | | ||
| | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | |
0% | | | ||
| | |||
12 | TYPE OF REPORTING PERSON* | | | |
PN | | | ||
| |
* SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP NO. | 636220 303 | 13G | | |
1 | NAMES OF REPORTING PERSONS | | | |
| | | ||
MSD Capital, L.P. | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | | ||
| (a) | ☐ | ||
(b) | ☒ | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Delaware | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
6 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
7 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
8 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | ☐ | |
| | | ||
| | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | |
0% | | | ||
| | |||
12 | TYPE OF REPORTING PERSON* | | | |
PN | | | ||
| |
* SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP NO. | 636220 303 | 13G | | |
1 | NAMES OF REPORTING PERSONS | | | |
| | | ||
Black Marlin Investments, LLC | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | | ||
| (a) | ☐ | ||
(b) | ☒ | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Delaware | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
6 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
7 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
8 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | ☐ | |
| | | ||
| | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | |
0% | | | ||
| | |||
12 | TYPE OF REPORTING PERSON* | | | |
OO | | | ||
| |
* SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP NO. | 636220 303 | 13G | | |
1 | NAMES OF REPORTING PERSONS | | | |
| | | ||
MSD Credit Opportunity Master Fund, L.P. | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | | ||
| (a) | ☐ | ||
(b) | ☒ | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Cayman Islands | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
6 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
7 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
8 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | ☐ | |
| | | ||
| | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | |
0% | | | ||
| | |||
12 | TYPE OF REPORTING PERSON* | | | |
PN | | | ||
| |
* SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP NO. | 636220 303 | 13G | | |
1 | NAMES OF REPORTING PERSONS | | | |
| | | ||
Coral Rock Investments, L.P. | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | | ||
| (a) | ☐ | ||
(b) | ☒ | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Delaware | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
6 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
7 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
8 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | ☐ | |
| | | ||
| | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | |
0% | | | ||
| | |||
12 | TYPE OF REPORTING PERSON* | | | |
PN | | | ||
| |
* SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP NO. | 636220 303 | 13G | | |
1 | NAMES OF REPORTING PERSONS | | | |
| | | ||
MSD Sparrowhawk, LP. | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | | ||
| (a) | ☐ | ||
(b) | ☒ | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Delaware | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
6 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
7 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
8 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | ☐ | |
| | | ||
| | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | |
0% | | | ||
| | |||
12 | TYPE OF REPORTING PERSON* | | | |
PN | | | ||
| |
* SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP NO. | 636220 303 | 13G | | |
1 | NAMES OF REPORTING PERSONS | | | |
| | | ||
Vermeer Investments, LLC | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | | ||
| (a) | ☐ | ||
(b) | ☒ | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Delaware | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
6 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
7 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
8 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | ☐ | |
| | | ||
| | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | |
0% | | | ||
| | |||
12 | TYPE OF REPORTING PERSON* | | | |
OO | | | ||
| |
* SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP NO. | 636220 303 | 13G | | |
1 | NAMES OF REPORTING PERSONS | | | |
| | | ||
Michael S. Dell | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | | ||
| (a) | ☐ | ||
(b) | ☒ | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
United States | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
6 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
7 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
8 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | ☐ | |
| | | ||
| | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | |
0% | | | ||
| | |||
12 | TYPE OF REPORTING PERSON* | | | |
IN | | | ||
| |
* SEE INSTRUCTIONS BEFORE FILLING OUT.
CUSIP NO. | 636220 303 | 13G | | |
Item 1(a) | Name of Issuer: |
| |
| The name of the issuer is National General Holdings Corp. (the "Company"). |
| |
Item 1(b) | Address of Issuer's Principal Executive Offices: |
| |
| The Company's principal executive office is located at 59 Maiden Lane, 38th Floor, New York, New York, 10038. |
| |
Item 2(a) | Name of Person Filing: |
| |
| This Amendment No. 1 to Schedule 13G (“Amendment No. 1”) is being jointly filed by and on behalf of each of MSD Capital, L.P. ("MSD Capital"), MSD
Partners, L.P. ("MSD Partners"), Black Marlin Investments, LLC ("Black Marlin Investments"), MSD Credit Opportunity Master Fund, L.P. ("MSD Credit Opportunity Master Fund"), Coral Rock Investments, L.P. ("Coral Rock Investments"), MSD
Sparrowhawk, LP. ("MSD Sparrowhawk"), Vermeer Investments, LLC ("Vermeer Investments) and Michael S. Dell (collectively, the "Reporting Persons"). Each of Black Marlin Investments, MSD Credit Opportunity Master Fund, Coral Rock
Investments, MSD Sparrowhawk and Vermeer Investments is the direct owner of the securities covered by this statement. MSD Capital is a member of, and may be deemed to beneficially own securities beneficially owned by, Black Marlin Investments and Vermeer Investments.
MSD Capital is the general partner of, and may be deemed to beneficially own securities beneficially owned by, Coral Rock Investments and MSD Sparrowhawk. MSD Capital Management, LLC ("MSD Capital Management") is the general partner of,
and may be deemed to beneficially own securities beneficially owned by MSD Capital. Each of John C. Phelan and Marc R. Lisker is a manager of, and may be deemed to beneficially own securities beneficially owned by MSD Capital Management.
Michael S. Dell is the controlling member of, and may be deemed to beneficially own securities beneficially owned by MSD Capital Management. MSD Partners is the investment manager of, and may be deemed to beneficially own securities beneficially owned by, MSD Credit Opportunity Master Fund.
MSD Partners (GP), LLC ("MSD GP") is the general partner of, and may be deemed to beneficially own securities beneficially owned by, MSD Partners. Each of John C. Phelan, Marc R. Lisker and Brendan Rogers is a manager of, and may be deemed
to beneficially own securities beneficially owned by, MSD GP. The Reporting Persons have entered into a Joint Filing Agreement, dated February 12, 2021, a copy of which is filed with this Amendment No. 1 as Exhibit
99.1, pursuant to which the Reporting Persons have agreed to file this statement jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act. Neither the filing of this statement nor anything herein shall be construed as an admission that any person other than the Reporting Persons is, for the
purposes of Section 13(d) or 13(g) of the Act or any other purpose, the beneficial owner of any securities covered by this statement. |
| |
Item 2(b) | Address of Principal Business Office or, if none, Residence: |
| |
| The principal business address of MSD Capital, MSD Partners, Black Marlin Investments, Coral Rock Investments, MSD Sparrowhawk and Vermeer Investments is 645 Fifth Avenue, 21st Floor, New York, New
York 10022. The address of the principal business office of MSD Credit Opportunity Master Fund is c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands. The address of the principal business office of Michael S. Dell is c/o Dell, Inc., One Dell Way, Round Rock, Texas 78682. |
| |
Item 2(c) | Citizenship: |
MSD Capital, MSD Partners, Coral Rock Investments and MSD Sparrowhawk are organized as limited partnerships under the laws of the State
of Delaware. Black Marlin Investments and Vermeer Investments are organized as limited liability companies under the laws of the State of Delaware. MSD Credit Opportunity Master Fund is a limited partnership organized under the laws of the
Cayman Islands. Michael S. Dell is a citizen of the United States. | |
Item 2(d) | Title of Class of Securities: |
| |
| Common Stock, par value $0.01 per share |
| |
Item 2(e) | CUSIP No.: |
| |
| 636220 303 |
| |
Item 3 | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
| |
| Not applicable. |
| |
Item 4 | Ownership: | |||||||||||||||
| | | ||||||||||||||
| A. | MSD Partners, L.P. | ||||||||||||||
| ||||||||||||||||
| | | (a) | Amount beneficially owned: -0- | ||||||||||||
| ||||||||||||||||
| | | (b) | Percent of class: 0% | ||||||||||||
| ||||||||||||||||
| | | (c) | Number of shares as to which such person has: | ||||||||||||
| ||||||||||||||||
| (i) | Sole power to vote or direct the vote: -0- | ||||||||||||||
| | |||||||||||||||
| (ii) | Shared power to vote or direct the vote: -0- | ||||||||||||||
| | |||||||||||||||
| (iii) | Sole power to dispose or direct the disposition: -0- | ||||||||||||||
| | |||||||||||||||
| (iv) | |||||||||||||||
| | | ||||||||||||||
| B. | | MSD Capital, L.P. | |||||||||||||
| ||||||||||||||||
| | | (a) | Amount beneficially owned: -0- | ||||||||||||
| ||||||||||||||||
| | | (b) | |||||||||||||
| ||||||||||||||||
| | | (c) | Number of shares as to which such person has: | ||||||||||||
| ||||||||||||||||
| (i) | Sole power to vote or direct the vote: -0- | ||||||||||||||
| | |||||||||||||||
| (ii) | Shared power to vote or direct the vote: -0- | ||||||||||||||
| | |||||||||||||||
| (iii) | Sole power to dispose or direct the disposition: 0 | ||||||||||||||
| | |||||||||||||||
| (iv) | |||||||||||||||
| | | ||||||||||||||
| C. | | Black Marlin Investments, LLC | |||||||||||||
| ||||||||||||||||
| | | (a) | |||||||||||||
| ||||||||||||||||
| | | (b) | |||||||||||||
| ||||||||||||||||
| | | (c) | Number of shares as to which such person has: | ||||||||||||
| ||||||||||||||||
| (i) | Sole power to vote or direct the vote: -0- | ||||||||||||||
| | |||||||||||||||
| (ii) | |||||||||||||||
| | |||||||||||||||
| (iii) | Sole power to dispose or direct the disposition: -0- | ||||||||||||||
| | |||||||||||||||
| (iv) | |||||||||||||||
| D. | | MSD Credit Opportunity Master Fund, L.P. | ||
| |||||
| | | (a) | ||
| |||||
| | | (b) | ||
| |||||
| | | (c) | Number of shares as to which such person has: | |
| |||||
| (i) | Sole power to vote or direct the vote: -0- | |||
| | ||||
| (ii) | ||||
| | ||||
| (iii) | Sole power to dispose or direct the disposition: -0- | |||
| | ||||
| (iv) | ||||
| | | |||
| E. | | Coral Rock Investments, L.P. | ||
| |||||
| | | (a) | ||
| |||||
| | | (b) | ||
| |||||
| | | (c) | Number of shares as to which such person has: | |
| |||||
| (i) | Sole power to vote or direct the vote: -0- | |||
| | ||||
| (ii) | ||||
| | ||||
| (iii) | Sole power to dispose or direct the disposition: -0- | |||
| | ||||
| (iv) |
| F. | | MSD Sparrowhawk, L.P. | ||
| |||||
| | | (a) | ||
| |||||
| | | (b) | ||
| |||||
| | | (c) | Number of shares as to which such person has: | |
| |||||
| (i) | Sole power to vote or direct the vote: -0- | |||
| | ||||
| (ii) | ||||
| | ||||
| (iii) | Sole power to dispose or direct the disposition: -0- | |||
| | ||||
| (iv) |
| G. | | Vermeer Investments, LLC | ||
| |||||
| | | (a) | ||
| |||||
| | | (b) | ||
| |||||
| | | (c) | Number of shares as to which such person has: | |
| |||||
| (i) | Sole power to vote or direct the vote: -0- | |||
| | ||||
| (ii) | ||||
| | ||||
| (iii) | Sole power to dispose or direct the disposition: -0- | |||
| | ||||
| (iv) |
| H. | | MSD Capital Management, LLC | ||
| |||||
| | | (a) | ||
| |||||
| | | (b) | ||
| |||||
| | | (c) | Number of shares as to which such person has: | |
| |||||
| (i) | Sole power to vote or direct the vote: -0- | |||
| | ||||
| (ii) | ||||
| | ||||
| (iii) | Sole power to dispose or direct the disposition: -0- | |||
| | ||||
| (iv) |
| I. | | MSD Partners (GP), LLC | ||
| |||||
| | | (a) | ||
| |||||
| | | (b) | ||
| |||||
| | | (c) | Number of shares as to which such person has: | |
| |||||
| (i) | Sole power to vote or direct the vote: -0- | |||
| | ||||
| (ii) | ||||
| | ||||
| (iii) | Sole power to dispose or direct the disposition: -0- | |||
| | ||||
| (iv) |
| J. | | John C. Phelan | ||
| |||||
| | | (a) | ||
| |||||
| | | (b) | ||
| |||||
| | | (c) | Number of shares as to which such person has: | |
| |||||
| (i) | Sole power to vote or direct the vote: -0- | |||
| | ||||
| (ii) | ||||
| | ||||
| (iii) | Sole power to dispose or direct the disposition: -0- | |||
| | ||||
| (iv) |
| K. | | Marc R. Lisker | ||
| |||||
| | | (a) | ||
| |||||
| | | (b) | ||
| |||||
| | | (c) | Number of shares as to which such person has: | |
| |||||
| (i) | Sole power to vote or direct the vote: -0- | |||
| | ||||
| (ii) | ||||
| | ||||
| (iii) | Sole power to dispose or direct the disposition: -0- | |||
| | ||||
| (iv) |
| L. | | Michael S. Dell | ||
| |||||
| | | (a) | Amount beneficially owned: -0- | |
| |||||
| | | (b) | Percent of class: 0% | |
| |||||
| | | (c) | Number of shares as to which such person has: | |
| |||||
| (i) | Sole power to vote or direct the vote: -0- | |||
| | ||||
| (ii) | Shared power to vote or direct the vote: -0- | |||
| | ||||
| (iii) | Sole power to dispose or direct the disposition: -0- | |||
| | ||||
| (iv) | Shared power to dispose or direct the disposition: -0- |
| M. | | Brendan Rogers | ||
| |||||
| | | (a) | Amount beneficially owned: -0- | |
| |||||
| | | (b) | Percent of class: 0% | |
| |||||
| | | (c) | Number of shares as to which such person has: | |
| |||||
| (i) | Sole power to vote or direct the vote: -0- | |||
| | ||||
| (ii) | Shared power to vote or direct the vote: -0- | |||
| | ||||
| (iii) | Sole power to dispose or direct the disposition: -0- | |||
| | ||||
| (iv) | Shared power to dispose or direct the disposition: -0- |
Item 5 | Ownership of Five Percent or Less of a Class: |
| |
| If this statement is being filed to report the fact that as of the date hereof each of the Reporting Persons has ceased to be the beneficial owner of more than five percent of the class of securities, check
the following [X]. |
| |
Item 6 | Ownership of More Than Five Percent on Behalf of Another Person: |
| |
| Not applicable. |
| |
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent
Holding Company or Control Person: |
| |
| Not applicable. |
| |
Item 8 | Identification and Classification of Members of the Group: |
| |
| Not applicable. |
| |
Item 9 | Notice of Dissolution of Group: |
| |
| Not applicable. |
| |
Item 10 | Certification: |
| |
| By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as participant in any transaction having that purpose or effect, other than activities solely in connection with a
nomination under § 240.14a-11. |
| |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this
Amendment No. 1 to Schedule 13G is true, complete and correct.
Date: February 12, 2021
| MSD Partners, L.P. | | Coral Rock Investments, L.P. | | ||
| | | | | | |
| By: | MSD Partners (GP), LLC | | By: | MSD Capital, L.P. | |
| Its: | General Partner | | Its: | General Partner | |
| | | | | | |
| By: | /s/ Marc R. Lisker | | By: | MSD Capital Management, LLC |
| Name: | Marc R. Lisker | | Its: | General Partner | |
| Title: | Manager | | |
| | By: | /s/ Marc R. Lisker | |
| | Name: | Marc R. Lisker | |
| Title: | Manager | |
| MSD Capital, L.P. | | | MSD Sparrowhwk, L.P. | |
| | | | | | |
| By: | MSD Capital Management, LLC | | By: | MSD Capital, L.P. | |
| Its: | General Partner | | Its: | General Partner | |
| | | | | | |
| By: | /s/ Marc R. Lisker | | By: | MSD Capital Management, LLC | |
| Name: | Marc R. Lisker | | Its: | General Partner | |
| Title: | Manager | | | | |
| | | | By: | /s/ Marc R. Lisker | |
| | | | Name: | Marc R. Lisker | |
| | | | Title: | Manager | |
| Black Marlin Investments, LLC | | Vermeer Investments, LLC | | ||
| | | | | | |
| By: | MSD Capital, L.P | | By: | MSD Capital, L.P. | |
| Its: | Member | | Its: | Member | |
| | | | | | |
| By: | MSD Capital Management, LLC | | By: | MSD Capital Management, LLC | |
| Its: | General Partner | | Its: | General Partner | |
| | | | | | |
| By: | /s/ Marc R. Lisker | | By: | /s/ Marc R. Lisker | |
| Name: | Marc R. Lisker | | Name: | Marc R. Lisker | |
| Title: | Manager | | Title: | Manager | |
| MSD Credit Opportunity Fund, L.P. | | Michael S. Dell | |
| | | | | | |
| By: | MSD Partners, L.P | | By: | /s/ Marc R. Lisker | |
| Its: | Investment Adviser | | Name: | Marc R. Lisker | |
| | | | Title: | Attorney-in-Fact | |
| By: | MSD Partners (GP), LLC | | |
| Its: | General Partner | | |
| | | | | | |
| By: | MSD Partners (GP), LLC | | |
| Name: | Marc R. Lisker | | |
| Title: | Manager | | |
EXHIBIT INDEX
Exhibit | | Description of Exhibit |
| | |
| Joint Filing Agreement dated February 12, 2021 | |
99.2 | Power of Attorney (incorporated herein by reference to Exhibit 24.1 to the Schedule 13G filed by MSD Capital, MSD Energy Investments,
L.P. and Michael S. Dell with the Securities and Exchange Commission on February 22, 2011 relating to the common units of Atlas Energy, L.P.). |
Exhibit 99.1
AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G
The undersigned hereby agree as follows:
(i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule
13G is filed on behalf of each of them; and
(ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the
completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or
has reason to believe that such information is inaccurate.
Date: February 12, 2021
| MSD Partners, L.P. | | Coral Rock Investments, L.P. | | ||
| | | | | | |
| By: | MSD Partners (GP), LLC | | By: | MSD Capital, L.P. | |
| Its: | General Partner | | Its: | General Partner | |
| | | | | | |
| By: | /s/ Marc R. Lisker | | By: | MSD Capital Management, LLC |
| Name: | Marc R. Lisker | | Its: | General Partner | |
| Title: | Manager | | |
| | By: | /s/ Marc R. Lisker | |
| | Name: | Marc R. Lisker | |
| Title: | Manager | |
| MSD Capital, L.P. | | | MSD Sparrowhwk, L.P. | |
| | | | | | |
| By: | MSD Capital Management, LLC | | By: | MSD Capital, L.P. | |
| Its: | General Partner | | Its: | General Partner | |
| | | | | | |
| By: | /s/ Marc R. Lisker | | By: | MSD Capital Management, LLC | |
| Name: | Marc R. Lisker | | Its: | General Partner | |
| Title: | Manager | | | | |
| | | | By: | /s/ Marc R. Lisker | |
| | | | Name: | Marc R. Lisker | |
| | | | Title: | Manager | |
| Black Marlin Investments, LLC | | Vermeer Investments, LLC | | ||
| | | | | | |
| By: | MSD Capital, L.P | | By: | MSD Capital, L.P. | |
| Its: | Member | | Its: | Member | |
| | | | | | |
| By: | MSD Capital Management, LLC | | By: | MSD Capital Management, LLC | |
| Its: | General Partner | | Its: | General Partner | |
| | | | | | |
| By: | /s/ Marc R. Lisker | | By: | /s/ Marc R. Lisker | |
| Name: | Marc R. Lisker | | Name: | Marc R. Lisker | |
| Title: | Manager | | Title: | Manager | |
| MSD Credit Opportunity Fund, L.P. | | Michael S. Dell | |
| | | | | | |
| By: | MSD Partners, L.P | | By: | /s/ Marc R. Lisker | |
| Its: | Investment Adviser | | Name: | Marc R. Lisker | |
| | | | Title: | Attorney-in-Fact | |
| By: | MSD Partners (GP), LLC | | |
| Its: | General Partner | | |
| | | | | | |
| By: | MSD Partners (GP), LLC | | |
| Name: | Marc R. Lisker | | |
| Title: | Manager | | |