Filing Details

Accession Number:
0001193125-21-041474
Form Type:
13G Filing
Publication Date:
2021-02-12 16:07:51
Filed By:
Miklas Andrew G
Company:
Pagerduty Inc. (NYSE:PD)
Filing Date:
2021-02-12
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
A. Miklas Revocable Trust created U D T dated August 8 2,366,865 0 2,366,865 0 2,366,865 2.9%
Andrew G. Miklas, as Trustee of the A. Miklas Revocable Trust created U D T dated August 8 2,366,865 0 2,366,865 0 2,366,865 2.9%
AM GRAT dated January 16 1,154,104 0 1,154,104 0 1,154,104 1.4%
Andrew G. Miklas, as Trustee of the AM GRAT dated January 16 1,154,104 0 1,154,104 0 1,154,104 1.4%
AM 750,000 0 750,000 0 750,000 0.9%
Andrew G. Miklas, as Trustee of the AM 750,000 0 750,000 0 750,000 0.9%
Filing

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

PagerDuty, Inc.

(Name of Issuer)

Common Stock, $0.000005

(Title of Class of Securities)

69553P 100

(CUSIP Number)

December 31, 2020

(Date of Event which Requires Filing of Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 69553P 100

 

  1    

NAMES OF REPORTING PERSONS:

 

A. Miklas Revocable Trust created U/D/T dated August 8, 2016

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☐

 

  3  

SEC Use Only

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

California

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5     

SOLE VOTING POWER

 

2,366,865

   6   

SHARED VOTING POWER

 

0

   7   

SOLE DISPOSITIVE POWER

 

2,366,865

   8   

SHARED DISPOSITIVE POWER

 

0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,366,865

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

2.9%1

12    

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO

 

1 

The percentage of Common Stock (as hereinafter defined) beneficially owned is based on 81,932,793 shares of the Issuers Common Stock outstanding as of December 1, 2020, as reported in the Issuers Form 10-Q filed with the Securities and Exchange Commission (the SEC) on December 4, 2020.

 

Page 2 of 12


CUSIP No. 69553P 100

 

  1    

NAMES OF REPORTING PERSONS:

 

Andrew G. Miklas, as Trustee of the A. Miklas Revocable Trust created U/D/T dated August 8, 2016

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  ☐        (b)  ☐

 

  3  

SEC Use Only

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Canada

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5     

SOLE VOTING POWER

 

2,366,865

   6   

SHARED VOTING POWER

 

0

   7   

SOLE DISPOSITIVE POWER

 

2,366,865

   8   

SHARED DISPOSITIVE POWER

 

0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,366,865

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

2.9%1

12    

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

 

Page 3 of 12


CUSIP No. 69553P 100

 

  1    

NAMES OF REPORTING PERSONS:

 

AM GRAT dated January 16, 2019

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  ☐        (b)  ☐

 

  3  

SEC Use Only

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

California

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5     

SOLE VOTING POWER

 

1,154,104

   6   

SHARED VOTING POWER

 

0

   7   

SOLE DISPOSITIVE POWER

 

1,154,104

   8   

SHARED DISPOSITIVE POWER

 

0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,154,104

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

1.4%1

12    

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO

 

Page 4 of 12


CUSIP No. 69553P 100

 

  1    

NAMES OF REPORTING PERSONS:

 

Andrew G. Miklas, as Trustee of the AM GRAT dated January 16, 2019

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  ☐        (b)  ☐

 

  3  

SEC Use Only

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Canada

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5     

SOLE VOTING POWER

 

1,154,104

   6   

SHARED VOTING POWER

 

0

   7   

SOLE DISPOSITIVE POWER

 

1,154,104

   8   

SHARED DISPOSITIVE POWER

 

0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,154,104

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

1.4%1

12    

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

 

Page 5 of 12


CUSIP No. 69553P 100

 

  1    

NAMES OF REPORTING PERSONS:

 

AM 2020 GRAT 2 dated March 24, 2020

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  ☐        (b)  ☐

 

  3  

SEC Use Only

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

California

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5     

SOLE VOTING POWER

 

750,000

   6   

SHARED VOTING POWER

 

0

   7   

SOLE DISPOSITIVE POWER

 

750,000

   8   

SHARED DISPOSITIVE POWER

 

0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

750,000

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.9%1

12    

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO

 

Page 6 of 12


CUSIP No. 69553P 100

 

  1    

NAMES OF REPORTING PERSONS:

 

Andrew G. Miklas, as Trustee of the AM 2020 GRAT 2 dated March 24, 2020

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  ☐        (b)  ☐

 

  3  

SEC Use Only

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Canada

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5     

SOLE VOTING POWER

 

750,000

   6   

SHARED VOTING POWER

 

0

   7   

SOLE DISPOSITIVE POWER

 

750,000

   8   

SHARED DISPOSITIVE POWER

 

0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

750,000

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.9%1

12    

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

 

Page 7 of 12


Item 1

(a) Name of Issuer:

PagerDuty, Inc.

(b) Address of Issuers Principal Executive Offices:

600 Townsend St., Suite 200

San Francisco, CA 94103

 

Item 2

(a) Name of Persons Filing:

A. Miklas Revocable Trust created U/D/T dated August 8, 2016

AM GRAT dated January 16, 2019

AM 2020 GRAT 2 dated March 24, 2020

Andrew G. Miklas

(b) Address of Principal Business Office or, if none, Residence:

c/o PagerDuty, Inc.,

600 Townsend St., Suite 200

San Francisco, CA 94103

(c) Citizenship:

A. Miklas Revocable Trust created U/D/T dated August 8, 2016, AM GRAT dated January 16, 2019, and AM 2020 GRAT 2 dated March 24, 2020 are trusts formed under the laws of the State of California.

Andrew G. Miklas is a citizen of Canada and a permanent resident of the United States.

(d) Title of Class of Securities:

This Schedule 13G/A report relates to the Common Stock, par value $0.000005 per share (the Common Stock), of PagerDuty, Inc.

(e) CUSIP Number: 69553P 100

 

Item 3.

If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:

Not applicable.

 

Page 8 of 12


Item 4.

Ownership

Unless otherwise noted, the following information is as of December 31, 20120:

(a) Amount beneficially owned:

 

A. Miklas Revocable

Trust created U/D/T

dated August 8, 2016:

   2,366,865

AM GRAT dated

January 16, 2019:

   1,154,104

AM 2020 GRAT 2

dated March 24, 2020

   750,000
Andrew G. Miklas    4,270,969

(b) Percent of Class:2

 

A. Miklas Revocable

Trust created U/D/T

dated August 8, 2016:

   2.9%

AM GRAT dated

January 16, 2019:

   1.4%

AM 2020 GRAT 2

dated March 24, 2020

   0.9%
Andrew G. Miklas    5.2%

(c) Number of shares as to which such person has:

(i) Sole power to vote or to direct the vote:

 

A. Miklas Revocable

Trust created U/D/T

dated August 8, 2016:

   2,366,865

AM GRAT dated

January 16, 2019:

   1,154,104

AM 2020 GRAT 2

dated March 24, 2020

   750,000
Andrew G. Miklas    4,270,969

 

2 

The percentage of Common Stock beneficially owned is based on 81,932,793 shares outstanding as of December 1, 2020, as reported in the Issuers Form 10-Q filed with the SEC on December 4, 2020

 

Page 9 of 12


(ii) Shared power to vote or to direct the vote:

 

A. Miklas Revocable

Trust created U/D/T

dated August 8, 2016:

   0

AM GRAT dated

January 16, 2019:

   0

AM 2020 GRAT 2

dated March 24, 2020

   0
Andrew G. Miklas    0

(iii) Sole power to dispose or to direct the disposition of:

 

A. Miklas Revocable

Trust created U/D/T

dated August 8, 2016:

   2,366,865

AM GRAT dated

January 16, 2019:

   1,154,104

AM 2020 GRAT 2

dated March 24, 2020

   750,000
Andrew G. Miklas    4,270,969

(iv) Shared power to dispose or to direct the disposition of:

 

A. Miklas Revocable

Trust created U/D/T

dated August 8, 2016:

   0

AM GRAT dated

January 16, 2019:

   0

AM 2020 GRAT 2

dated March 24, 2020

   0
Andrew G. Miklas    0

The 4,270,969 shares beneficially owned by Andrew G. Miklas consist solely of 2,366,865 shares held by the A. Miklas Revocable Trust created U/D/T dated August 8, 2016, 1,154,104 shares held by AM GRAT dated January 16, 2019, and 750,000 shares held by AM 2020 GRAT 2 dated March 24, 2020. Andrew G. Miklas is the trustee of the A. Miklas Revocable Trust created U/D/T dated August 8, 2016, AM GRAT dated January 16, 2019, and AM 2020 GRAT 2 dated March 24, 2020.

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following.  ☐

 

Page 10 of 12


Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

Not applicable.

 

Item 9.

Notice of Dissolution of Group

Not applicable.

 

Item 10.

Certification

Not applicable.

 

Page 11 of 12


SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

   

A. Miklas Revocable Trust created U/D/T

dated August 8, 2016

Dated: February 12, 2021                /s/ Andrew G. Miklas
      By: Andrew G. Miklas, Trustee
    AM GRAT dated January 16, 2019
Dated: February 12, 2021                /s/ Andrew G. Miklas
      By: Andrew G. Miklas, Trustee
    AM 2020 GRAT 2 dated March 24, 2020
Dated: February 12, 2021                /s/ Andrew G. Miklas
      By: Andrew G. Miklas, Trustee
Dated: February 12, 2021                /s/ Andrew G. Miklas
      By: Andrew G. Miklas

 

Page 12 of 12