Filing Details
- Accession Number:
- 0001104659-21-021888
- Form Type:
- 13G Filing
- Publication Date:
- 2021-02-12 16:02:22
- Filed By:
- Dag Ventures Iv-qp, L.p.
- Company:
- 1Life Healthcare Inc (NASDAQ:ONEM)
- Filing Date:
- 2021-02-12
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| DAG Ventures IV-QP | 6 | 6,782,072 | 8 | 6,782,072 | 6,782,072 | 5.1% |
| DAG Ventures IV-A | 6 | 6,782,072 | 8 | 6,782,072 | 6,782,072 | 5.1% |
| DAG Ventures IV | 6 | 6,782,072 | 8 | 6,782,072 | 6,782,072 | 5.1% |
| DAG Ventures Management IV | 6 | 6,782,072 | 8 | 6,782,072 | 6,782,072 | 5.1% |
| R. Thomas Goodrich | 6 | 6,782,072 | 8 | 6,782,072 | 6,782,072 | 5.1% |
| John J. Cadeddu | 6 | 6,782,072 | 8 | 6,782,072 | 6,782,072 | 5.1% |
| filing DAG Ventures IV-QP |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2
(Amendment No. _____)*
1LIFE HEALTHCARE, INC.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
68269G 10 7
(CUSIP Number)
December 31, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ¨ | Rule 13d-1(b) |
| ¨ | Rule 13d-1(c) |
| x | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP NO. 68269G 10 7 | 13 G | Page 2 of 11 Pages |
| 1 | NAMES OF REPORTING PERSONS DAG Ventures IV-QP, L.P. | |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) ¨ (b) x (1) |
| 3 | SEC USE ONLY
| |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States of America | |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER |
| 6 | SHARED VOTING POWER 6,782,072 shares of Common Stock (2) | |
| 7 | SOLE DISPOSITIVE POWER | |
| 8 | SHARED DISPOSITIVE POWER 6,782,072 shares of Common Stock (2) |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 6,782,072 shares of Common Stock (2) |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ¨ |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
| 5.1% (3) |
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
| PN |
| (1) | This statement on Schedule 13G is filed by DAG Ventures IV-QP, L.P. (“DAG IV-QP”), DAG Ventures IV-A, LLC (“DAG IV-A”), DAG Ventures IV, L.P. (“DAG IV”), DAG Ventures Management IV, LLC (“DAG IV LLC”), Messrs. R. Thomas Goodrich and John J. Cadeddu (collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G. |
| (2) | The shares consist of (i) 5,301,302 shares of Common Stock held by DAG IV-QP, (ii) 920,514 shares of Common Stock held by DAG IV-A and (iii) 560,256 shares of Common Stock held by DAG IV. DAG IV LLC serves as the general partner of DAG IV-QP and DAG IV, and serves as the manager of DAG IV-A. As such, DAG IV LLC possesses power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. DAG IV LLC owns no securities of the Issuer directly. Messrs. R. Thomas Goodrich and John J. Cadeddu are Managing Directors of DAG IV LLC. As such, Messrs. R. Thomas Goodrich and John J. Cadeddu possess power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. Messrs. R. Thomas Goodrich and John J. Cadeddu own no securities of the Issuer directly. |
| (3) | This percentage is calculated based upon 133,012,658 (as of October 30, 2020) shares of the Common Stock outstanding as set forth in the Issuer’s Form 10-Q for quarterly period ended September 30, 2020 as filed with the Securities and Exchange Commission on November 10, 2020. |
| CUSIP NO. 68269G 10 7 | 13 G | Page 3 of 11 Pages |
| 1 | NAMES OF REPORTING PERSONS DAG Ventures IV-A, LLC | |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) ¨ (b) x (1) |
| 3 | SEC USE ONLY
| |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States of America | |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER |
| 6 | SHARED VOTING POWER 6,782,072 shares of Common Stock (2) | |
| 7 | SOLE DISPOSITIVE POWER | |
| 8 | SHARED DISPOSITIVE POWER 6,782,072 shares of Common Stock (2) |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 6,782,072 shares of Common Stock (2) |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ¨ |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
| 5.1% (3) |
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
| OO |
| (1) | This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G. |
| (2) | The shares consist of (i) 5,301,302 shares of Common Stock held by DAG IV-QP, (ii) 920,514 shares of Common Stock held by DAG IV-A and (iii) 560,256 shares of Common Stock held by DAG IV. DAG IV LLC serves as the general partner of DAG IV-QP and DAG IV, and serves as the manager of DAG IV-A. As such, DAG IV LLC possesses power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. DAG IV LLC owns no securities of the Issuer directly. Messrs. R. Thomas Goodrich and John J. Cadeddu are Managing Directors of DAG IV LLC. As such, Messrs. R. Thomas Goodrich and John J. Cadeddu possess power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. Messrs. R. Thomas Goodrich and John J. Cadeddu own no securities of the Issuer directly. |
| (3) | This percentage is calculated based upon 133,012,658 (as of October 30, 2020) shares of the Common Stock outstanding as set forth in the Issuer’s Form 10-Q for quarterly period ended September 30, 2020 as filed with the Securities and Exchange Commission on November 10, 2020. |
| CUSIP NO. 68269G 10 7 | 13 G | Page 4 of 11 Pages |
| 1 | NAMES OF REPORTING PERSONS DAG Ventures IV, L.P. | |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) ¨ (b) x (1) |
| 3 | SEC USE ONLY
| |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States of America | |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER |
| 6 | SHARED VOTING POWER 6,782,072 shares of Common Stock (2) | |
| 7 | SOLE DISPOSITIVE POWER | |
| 8 | SHARED DISPOSITIVE POWER 6,782,072 shares of Common Stock (2) |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 6,782,072 shares of Common Stock (2) |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ¨ |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
| 5.1% (3) |
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
| PN |
| (1) | This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G. |
| (2) | The shares consist of (i) 5,301,302 shares of Common Stock held by DAG IV-QP, (ii) 920,514 shares of Common Stock held by DAG IV-A and (iii) 560,256 shares of Common Stock held by DAG IV. DAG IV LLC serves as the general partner of DAG IV-QP and DAG IV, and serves as the manager of DAG IV-A. As such, DAG IV LLC possesses power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. DAG IV LLC owns no securities of the Issuer directly. Messrs. R. Thomas Goodrich and John J. Cadeddu are Managing Directors of DAG IV LLC. As such, Messrs. R. Thomas Goodrich and John J. Cadeddu possess power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. Messrs. R. Thomas Goodrich and John J. Cadeddu own no securities of the Issuer directly. |
| (3) | This percentage is calculated based upon 133,012,658 (as of October 30, 2020) shares of the Common Stock outstanding as set forth in the Issuer’s Form 10-Q for quarterly period ended September 30, 2020 as filed with the Securities and Exchange Commission on November 10, 2020. |
| CUSIP NO. 68269G 10 7 | 13 G | Page 5 of 11 Pages |
| 1 | NAMES OF REPORTING PERSONS DAG Ventures Management IV, LLC | |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) ¨ (b) x (1) |
| 3 | SEC USE ONLY
| |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States of America | |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER |
| 6 | SHARED VOTING POWER 6,782,072 shares of Common Stock (2) | |
| 7 | SOLE DISPOSITIVE POWER | |
| 8 | SHARED DISPOSITIVE POWER 6,782,072 shares of Common Stock (2) |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 6,782,072 shares of Common Stock (2) |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ¨ |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
| 5.1% (3) |
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
| OO |
| (1) | This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G. |
| (2) | The shares consist of (i) 5,301,302 shares of Common Stock held by DAG IV-QP, (ii) 920,514 shares of Common Stock held by DAG IV-A and (iii) 560,256 shares of Common Stock held by DAG IV. DAG IV LLC serves as the general partner of DAG IV-QP and DAG IV, and serves as the manager of DAG IV-A. As such, DAG IV LLC possesses power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. DAG IV LLC owns no securities of the Issuer directly. Messrs. R. Thomas Goodrich and John J. Cadeddu are Managing Directors of DAG IV LLC. As such, Messrs. R. Thomas Goodrich and John J. Cadeddu possess power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. Messrs. R. Thomas Goodrich and John J. Cadeddu own no securities of the Issuer directly. |
| (3) | This percentage is calculated based upon 133,012,658 (as of October 30, 2020) shares of the Common Stock outstanding as set forth in the Issuer’s Form 10-Q for quarterly period ended September 30, 2020 as filed with the Securities and Exchange Commission on November 10, 2020. |
| CUSIP NO. 68269G 10 7 | 13 G | Page 6 of 11 Pages |
| 1 | NAMES OF REPORTING PERSONS R. Thomas Goodrich | |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) ¨ (b) x (1) |
| 3 | SEC USE ONLY
| |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States of America | |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER |
| 6 | SHARED VOTING POWER 6,782,072 shares of Common Stock (2) | |
| 7 | SOLE DISPOSITIVE POWER | |
| 8 | SHARED DISPOSITIVE POWER 6,782,072 shares of Common Stock (2) |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 6,782,072 shares of Common Stock (2) |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ¨ |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
| 5.1% (3) |
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
| IN |
| (1) | This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G. |
| (2) | The shares consist of (i) 5,301,302 shares of Common Stock held by DAG IV-QP, (ii) 920,514 shares of Common Stock held by DAG IV-A and (iii) 560,256 shares of Common Stock held by DAG IV. DAG IV LLC serves as the general partner of DAG IV-QP and DAG IV, and serves as the manager of DAG IV-A. As such, DAG IV LLC possesses power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. DAG IV LLC owns no securities of the Issuer directly. Messrs. R. Thomas Goodrich and John J. Cadeddu are Managing Directors of DAG IV LLC. As such, Messrs. R. Thomas Goodrich and John J. Cadeddu possess power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. Messrs. R. Thomas Goodrich and John J. Cadeddu own no securities of the Issuer directly. |
| (3) | This percentage is calculated based upon 133,012,658 (as of October 30, 2020) shares of the Common Stock outstanding as set forth in the Issuer’s Form 10-Q for quarterly period ended September 30, 2020 as filed with the Securities and Exchange Commission on November 10, 2020. |
| CUSIP NO. 68269G 10 7 | 13 G | Page 7 of 11 Pages |
| 1 | NAMES OF REPORTING PERSONS John J. Cadeddu | |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) ¨ (b) x (1) |
| 3 | SEC USE ONLY
| |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States of America | |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER |
| 6 | SHARED VOTING POWER 6,782,072 shares of Common Stock (2) | |
| 7 | SOLE DISPOSITIVE POWER | |
| 8 | SHARED DISPOSITIVE POWER 6,782,072 shares of Common Stock (2) |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | 6,782,072 shares of Common Stock (2) |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ¨ |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
| 5.1% (3) |
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
| IN |
| (1) | This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G. |
| (2) | The shares consist of (i) 5,301,302 shares of Common Stock held by DAG IV-QP, (ii) 920,514 shares of Common Stock held by DAG IV-A and (iii) 560,256 shares of Common Stock held by DAG IV. DAG IV LLC serves as the general partner of DAG IV-QP and DAG IV, and serves as the manager of DAG IV-A. As such, DAG IV LLC possesses power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. DAG IV LLC owns no securities of the Issuer directly. Messrs. R. Thomas Goodrich and John J. Cadeddu are Managing Directors of DAG IV LLC. As such, Messrs. R. Thomas Goodrich and John J. Cadeddu possess power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. Messrs. R. Thomas Goodrich and John J. Cadeddu own no securities of the Issuer directly. |
| (3) | This percentage is calculated based upon 133,012,658 (as of October 30, 2020) shares of the Common Stock outstanding as set forth in the Issuer’s Form 10-Q for quarterly period ended September 30, 2020 as filed with the Securities and Exchange Commission on November 10, 2020. |
| CUSIP NO. 68269G 10 7 | 13 G | Page 8 of 11 Pages |
Introductory Note: This statement on Schedule 13G is filed on behalf of the Reporting Persons, in respect of shares of Common Stock, par value $0.001 per share (“Common Stock”), of 1LIFE HEALTHCARE, INC. (the “Issuer”).
| Item 1(a) | Name of Issuer: |
| Item 1(b) | Address of issuer's principal executive offices: |
1LIFE HEALTHCARE, INC.
One Embarcadero Center, Suite 1900
San Francisco, California 94111, United States of America
| Items 2(a) | Name of Reporting Persons filing: |
| DAG Ventures IV-QP, L.P. (“DAG IV-QP”) | |
| DAG Ventures IV-A, LLC (“DAG IV-A”) | |
| DAG Ventures IV, L.P. (“DAG IV”) | |
| DAG Ventures Management IV, LLC (“DAG IV LLC”) | |
| R. Thomas Goodrich | |
| John J. Cadeddu |
| Item 2(b) | Address or principal business office or, if none, residence: |
DAG Ventures
251 Lytton Avenue, Suite 200
Palo Alto, California 94301, United States of America
| Item 2(c) | Citizenship: |
| Name | Citizenship or Place of Organization | |
| DAG IV-QP | Delaware, United States of America | |
| DAG IV-A | Delaware, United States of America | |
| DAG IV | Delaware, United States of America | |
| DAG IV LLC | Delaware, United States of America | |
| R. Thomas Goodrich | United States of America | |
| John J. Cadeddu | United States of America |
| Item 2(d) | Title of class of securities: |
Common Stock
| Item 2(e) | CUSIP No.: |
68269G 10 7
| Item 3 | If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filings is a: |
Not applicable.
| Item 4 | Ownership The following information with respect to the ownership of Common Stock of the Issuer by the Reporting Persons filing this statement on Schedule 13G as of December 31, 2020: |
| CUSIP NO. 68269G 10 7 | 13 G | Page 9 of 11 Pages |
| Reporting Persons | Shares Held Directly (1) | Shared Voting Power | Shared Dispositive Power | Beneficial Ownership | Percentage of Class (3)(4) | |||||||||||||||
| DAG IV-QP | 6,782,072 | 6,782,072 | 6,782,072 | 6,782,072 | 5.1 | % | ||||||||||||||
| DAG IV-A | 6,782,072 | 6,782,072 | 6,782,072 | 6,782,072 | 5.1 | % | ||||||||||||||
| DAG IV | 6,782,072 | 6,782,072 | 6,782,072 | 6,782,072 | 5.1 | % | ||||||||||||||
| DAG IV LLC (2) | 0 | 6,782,072 | 6,782,072 | 6,782,072 | 5.1 | % | ||||||||||||||
| R. Thomas Goodrich (2) | 0 | 6,782,072 | 6,782,072 | 6,782,072 | 5.1 | % | ||||||||||||||
| John J. Cadeddu (2) | 0 | 6,782,072 | 6,782,072 | 6,782,072 | 5.1 | % | ||||||||||||||
| (1) | Represents the number of shares of Common Stock currently underlying all Securities held by the Reporting Persons. |
| (2) | DAG IV LLC serves as the general partner of DAG IV-QP and DAG IV, and serves as the manager of DAG IV-A. As such, DAG IV LLC possesses power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. DAG IV LLC owns no securities of the Issuer directly. Messrs. R. Thomas Goodrich and John J. Cadeddu are Managing Directors of DAG IV LLC. As such, Messrs. R. Thomas Goodrich and John J. Cadeddu possess power to direct the voting and disposition of the shares owned by DAG IV-QP, DAG IV and DAG IV-A and may be deemed to have indirect beneficial ownership of the shares held by DAG IV-QP, DAG IV and DAG IV-A. Messrs. R. Thomas Goodrich and John J. Cadeddu own no securities of the Issuer directly. |
| (3) | This percentage is calculated based upon 133,012,658 (as of October 30, 2020) shares of the Common Stock outstanding as set forth in the Issuer’s Form 10-Q for quarterly period ended September 30, 2020 as filed with the Securities and Exchange Commission on November 10, 2020. |
| (4) | As of January 20, 2021, the Reporting Persons beneficially owns 6,482,072 shares. Therefore, at the time of this filing the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities. |
| Item 5 | Ownership of 5 Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x. As of January 20, 2021, the Reporting Persons beneficially owns 6,482,072 shares, representing less than 5% of the outstanding common stock. |
| Item 6 | Ownership of More than 5 Percent on Behalf of Another Person
Not applicable. |
| Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
Not applicable. |
| Item 8 | Identification and Classification of Members of the Group
Not applicable. |
| Item 9 | Notice of Dissolution of Group
Not applicable. |
| Item 10 | Certifications
Not applicable. |
| CUSIP NO. 68269G 10 7 | 13 G | Page 10 of 11 Pages |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Dated: | February 12, 2021 |
| dag ventures iv-qp, l.p. | |||
| BY: | DAG VENTURES MANAGEMENT IV, LLC | ||
| ITS: | GENERAL PARTNER | ||
| By: | /s/ R. Thomas Goodrich | ||
| R. Thomas Goodrich | |||
| Managing Director | |||
| dag ventures iv-A, LLC | |||
| BY: | DAG VENTURES MANAGEMENT IV, LLC | ||
| ITS: | MANAGER | ||
| By: | /s/ R. Thomas Goodrich | ||
| R. Thomas Goodrich | |||
| Managing Director | |||
| dag ventures iv, l.p. | |||
| BY: | DAG VENTURES MANAGEMENT IV, LLC | ||
| ITS: | GENERAL PARTNER | ||
| By: | /s/ R. Thomas Goodrich | ||
| R. Thomas Goodrich | |||
| Managing Director | |||
| DAG VENTURES MANAGEMENT IV, LLC | |
| /s/ R. Thomas Goodrich | |
| R. Thomas Goodrich | |
| Managing Director | |
| /s/ R. Thomas Goodrich | |
| R. Thomas Goodrich | |
| /s/ John J. Cadeddu | |
| John J. Cadeddu |
| CUSIP NO. 68269G 10 7 | 13 G | Page 11 of 11 Pages |
Exhibit(s):
Exhibit 99.1: Joint Filing Statement