Filing Details
- Accession Number:
- 0001504304-21-000003
- Form Type:
- 13G Filing
- Publication Date:
- 2021-02-12 14:49:46
- Filed By:
- Bulldog Investors
- Company:
- Eaton Vance Floating-Rate Income Plus Fund (ETR:EFF)
- Filing Date:
- 2021-02-12
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Bulldog Investors L | 4,162 | 406,811 | 4,162 | 406,811 | 410,973 | ( 9 ) 5.40% |
Phillip Goldstein | 4,162 | 627,744 | 4,162 | 627,744 | 631,906 | ( 9 ) 8.31% |
Andrew Dakos | 4,162 | 627,744 | 4,162 | 627,744 | 631,906 | ( 9 ) 8.31% |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Eaton Vance Floating-Rate Income Plus Fund (Name of Issuer) Common Stock (Title of Class of Securities) 278284104 (CUSIP Number) 12/31/20 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: _X_ Rule 13d-1(b) __ Rule 13d-1(c) __ Rule 13d-1(d) CUSIP No.: 278284104 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Bulldog Investors LLP, 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) 3. SEC Use Only 4. Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each reporting Person With: 5. Sole Voting Power 4,162 6. Shared Voting Power 406,811 7. Sole Dispositive Power 4,162 8. Shared Dispositive Power 406,811 9. Aggregate Amount Beneficially Owned by Each Reporting Person 410,973 (footnote 1) 10. Check if the Aggregate Amount in Row ( 9 ) Excludes Certain Shares (See Instructions) N/A 11. Percent of Class Represented by Amount in Row ( 9 ) 5.40% 12. Type of Reporting Person (See Instructions) IA 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Phillip Goldstein 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) 3. SEC Use Only 4. Citizenship or Place of Organization USA Number of Shares Beneficially Owned by Each reporting Person With: 5. Sole Voting Power 4,162 6. Shared Voting Power 627,744 7. Sole Dispositive Power 4,162 8. Shared Dispositive Power 627,744 9. Aggregate Amount Beneficially Owned by Each Reporting Person 631,906 (footnote 1) 10. Check if the Aggregate Amount in Row ( 9 ) Excludes Certain Shares (See Instructions) N/A 11. Percent of Class Represented by Amount in Row ( 9 ) 8.31% 12. Type of Reporting Person (See Instructions) IN 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Andrew Dakos 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) 3. SEC Use Only 4. Citizenship or Place of Organization USA Number of Shares Beneficially Owned by Each reporting Person With: 5. Sole Voting Power 4,162 6. Shared Voting Power 627,744 7. Sole Dispositive Power 4,162 8. Shared Dispositive Power 627,744 9. Aggregate Amount Beneficially Owned by Each Reporting Person 631,906 (footnote 1) 10. Check if the Aggregate Amount in Row ( 9 ) Excludes Certain Shares (See Instructions) N/A 11. Percent of Class Represented by Amount in Row ( 9 ) 8.31% 12. Type of Reporting Person (See Instructions) IN Item 1. (a) The Name of the Issuer is: Eaton Vance Floating-Rate Income Plus Fund (b) The Address of the Issuer's Principal Executive Office is: TWO INTERNATIONAL PLACE BOSTON MA 02110 Item 2. (a) The names of the Persons Filing are: Bulldog Investors LLP, Phillip Goldstein and Andrew Dakos (b) The address of principal place of business and principal office is: Park 80 West, 250 Pehle Ave. Suite 708 Saddle Brook, NJ 07663 (c) Citizenship or Place of Organization: Delaware (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 278284104 Item 3. This statement is filed pursuant to 240.13d-1(b). The person filing is: (e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E). Item 4. (a) Amount beneficially owned: 410,973 (b) Percent of class: 5.40% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 4,162 (ii) Shared power to vote or to direct the vote: 406,811 (iii) Sole power to dispose or to direct the disposition of: 4,162 (iv) Shared power to dispose or to direct the disposition of: 406,811 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ____. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Clients of Bulldog Investors, LLP, and other accounts for which Messrs. Dakos and Goldstein are deemed to be the beneficial owners, are entitled to receive dividends and sales proceeds. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. As per the N-CSRS filing on 01/26/21, there were 7,606,422 shares of common stock outstanding as of 11/30/20. The percentages set forth herein were derived using such number. Phillip Goldstein and Andrew Dakos own Bulldog Investors, LLP, a registered investment adviser. As of December 31, 2020 Bulldog Investors, LLP is deemed to be the beneficial owner of 410,973 shares of EFF by virtue of Bulldog Investors, LLP's power to direct the vote of, and dispose of, these shares. These 410,973 shares of EFF include 4,162 shares (representing 0.05% of EFF's outstanding shares) that are beneficially owned by accounts in which certain principals of Bulldog Investors have a beneficial interest. All other shares included in the aforementioned 410,973 shares of EFF owned by Bulldog Investors, LLP (solely by virtue of its power to sell or direct the vote of these shares) are also beneficially owned by clients of Bulldog Investors, LLP who are not members of any group. The total number of these "non-group" shares is 406,811 shares (representing 5.35% of EFF's outstanding shares). As of December 31, 2020, each of Messrs. Goldstein and Dakos is deemed to be the beneficial owner of 631,906 shares of EFF (representing 8.31% of EFF's outstanding shares) by virtue of their power to direct the vote of, and dispose of, these shares. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. By: /s/ Name: Phillip Goldstein Title: Principal, Bulldog Investors LLP Date: February 12, 2021 By: /s/ Name: Andrew Dakos Title: Principal, Bulldog Investors LLP Date: February 12, 2021 Bulldog Investors, LLP By: /s/ Andrew Dakos Andrew Dakos, Partner Date: February 12, 2021 Footnote 1: The reporting persons disclaim beneficial ownership except to the extent of any pecuniary interest therein. E