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Filing Details

Accession Number:: 0001213900-21-008810
Form Type:: 13G Filing
Publication Date:: 2021-02-12 13:02:27

Filed By:: Dievini Hopp Biotech Holding Gmbh & Co Kg
Company:: Immatics N.v. (NASDAQ:IMTX)
Filing Date:: 2021-02-12
SEC Url:: 13G Filing

Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name	Sole Voting Power	Shared Voting Power	Sole Dispositive Power	Shared Dispositive Power	Aggregate Amount Owned Power	Percent of Class
dievini Hopp BioTech holding GmbH Co. KG	0	16,476,073	0	16,476,073	16,476,073	26.2%
DH-Capital GmbH Co. KG	0	16,476,073	0	16,476,073	16,476,073	26.2%
OH Beteiligungen GmbH Co. KG	0	16,476,073	0	16,476,073	16,476,073	26.2%
Dietmar Hopp	0	16,476,073	0	16,476,073	16,476,073	26.2%
Oliver Hopp	0	16,476,073	0	16,476,073	16,476,073	26.2%
Daniel Hopp	0	16,476,073	0	16,476,073	16,476,073	26.2%
Prof. Dr. Friedrich von Bohlen und Halbach	0	16,476,073	0	16,476,073	16,476,073	26.2%
Prof. Dr. Christof Hettich	0	16,476,073	0	16,476,073	16,476,073	26.2 (3) 12. Type of Reporting Person (See Instructions) IN (1) This Schedule 13G is filed by dievini Hopp BioTech holding GmbH Co. KG ( dievini ), DH-Capital GmbH Co. KG ( DH-Capital ), OH Beteiligungen GmbH Co. KG ( OH Beteiligungen ), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach ( Dr. von Bohlen ), Prof. Dr. Christof Hettich ( Dr. Hettich ), Dr. Mathias Hothum ( Dr. Hothum and together with dievini, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the Reporting Persons ). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. (2) Represents shares held of record by dievini. (3) This percentage is calculated based on 62,908,617 shares of the Issuer s ordinary shares reported to be issued by the Issuer in its Form F-1 Registration Statement filed with the Securities and Exchange Commission on July 31, 2020. CUSIP NO. N44445109 13 G Page 10 of 14 Pages 1. Name of Reporting Persons Dr. Mathias Hothum 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) (1) 3. SEC USE ONLY 4. Citizenship or Place of Organization Germany Number of Shares Beneficially Owned by Each Reporting Person With 5. Sole Voting Power 0 ordinary shares 6. Shared Voting Power 16,476,073 ordinary shares (2) 7. Sole Dispositive Power 0 ordinary shares 8. Shared Dispositive Power 16,476,073 ordinary shares (2) 9. Aggregate Amount Beneficially Owned by Each Reporting Person 16,476,073 ordinary shares 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9) 26.2 (3) 12. Type of Reporting Person (See Instructions) IN (1) This Schedule 13G is filed by dievini Hopp BioTech holding GmbH Co. KG ( dievini ), DH-Capital GmbH Co. KG ( DH-Capital ), OH Beteiligungen GmbH Co. KG ( OH Beteiligungen ), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach ( Dr. von Bohlen ), Prof. Dr. Christof Hettich ( Dr. Hettich ), Dr. Mathias Hothum ( Dr. Hothum and together with dievini, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the Reporting Persons ). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. (2) Represents shares held of record by dievini. (3) This percentage is calculated based on 62,908,617 shares of the Issuer s ordinary shares reported to be issued by the Issuer in its Form F-1 Registration Statement filed with the Securities and Exchange Commission on July 31, 2020. CUSIP NO. N44445109 13 G Page 11 of 14 Pages Introductory Note This Schedule 13G is filed by dievini Hopp BioTech holding GmbH Co. KG ( dievini ), DH-Capital GmbH Co. KG ( DH-Capital ), OH Beteiligungen GmbH Co. KG ( OH Beteiligungen ), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach ( Dr. von Bohlen ), Prof. Dr. Christof Hettich ( Dr. Hettich ), Dr. Mathias Hothum ( Dr. Hothum and together with dievini, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the Reporting Persons ) in respect of ordinary shares of Immatics N.V. Item 1(a) Name of Issuer Immatics N.V. Item 1(b) Address of Issuer s principal executive offices Paul-Ehrlich-Stra e 15 72076 T bingen, Germany Items 2(a) Name of Reporting Persons filing dievini Hopp BioTech holding GmbH Co. KG ( dievini ) DH-Capital GmbH Co. KG ( DH-Capital ) OH Beteiligungen GmbH Co. KG ( OH Beteiligungen ) Dietmar Hopp Oliver Hopp Daniel Hopp Prof. Dr. Friedrich von Bohlen und Halbach ( Dr. von Bohlen ) Prof. Dr. Christof Hettich ( Dr. Hettich ) Dr. Mathias Hothum ( Dr. Hothum ) Item 2(b) Address or principal business office or, if none, residence The address of the principal business office of dievini, Dietmar Hopp, Dr. von Bohlen, Dr. Hettich and Dr. Hothum is c o dievini Hopp BioTech holding GmbH Co. KG, Johann-Jakob-Astor Stra e 57, 69190 Walldorf, Germany. The address of the principal business office of DH-Capital GmbH Co. KG and OH Beteiligungen GmbH Co. KG is Opelstra e 28, 68789 St. Leon-Rot, Germany. The address of the principal business office of Oliver Hopp is Johann-Jakob-Astor-Stra e 59, 69190 Walldorf, Germany. The address of the principal business office of Daniel Hopp is Johann-Jakob-Astor-Stra e 59, 69190 Walldorf, Germany. Item 2(c) Citizenship Name Citizenship or Place of Organization Dievini Germany DH-Capital Germany OH Beteiligungen Germany Dietmar Hopp Germany Oliver Hopp Germany Daniel Hopp Germany Dr. von Bohlen Germany Dr. Hettich Germany Dr. Hothum Germany CUSIP NO. N44445109 13 G Page 12 of 14 Pages Item 2(d) Title of class of securities Ordinary shares, nominal value 0.01 per share. Item 2(e) CUSIP No. N44445109 Item 3 If this statement is filed pursuant to 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filings is a Not applicable. Item 4 Ownership The following information with respect to the ownership of ordinary shares of the Issuer by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2020. Reporting Persons Common Shares Held Directly Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Beneficial Ownership Percentage of Class (1) dievini Hopp BioTech holding GmbH Co. KG (2) 16,476,073 0 16,476,073 0 16,476,073 16,476,073 26.2 %
Dr. Mathias Hothum	0	16,476,073	0	16,476,073	16,476,073
filing dievini Hopp BioTech holding GmbH Co. KG ( dievini ) DH-Capital GmbH Co. KG ( DH-Capital ) OH Beteiligungen GmbH Co. KG ( OH Beteiligungen ) Dietmar Hopp Oliver Hopp Daniel Hopp Prof. Dr. Friedrich von Bohlen und Halbach ( Dr. von Bohlen ) Prof. Dr. Christof Hettich ( Dr. Hettich ) Dr. Mathias Hothum ( Dr. Hothum ) Item

Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

(Rule 13d-102)

Under the Securities Exchange Act of 1934

IMMATICS N.V.

(Name of Issuer)

Ordinary shares, nominal value €0.01 per share

(Title of Class of Securities)

N44445109

(CUSIP Number)

December 31, 2020

(Date of Event Which Requires Filing of This Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐

Rule 13d-1(b)

☐

Rule 13d-1(c)

☒

Rule 13d-1(d)

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP NO. N44445109		13 G		Page 2 of 14 Pages

1.		Name of Reporting Persons dievini Hopp BioTech holding GmbH & Co. KG
2.		Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐ ⁽¹⁾
3.		SEC USE ONLY
4.		Citizenship or Place of Organization Germany

Number of Shares Beneficially Owned by Each Reporting Person With:	5.	Sole Voting Power 0 ordinary shares
	6.	Shared Voting Power 16,476,073 ordinary shares ⁽²⁾
	7.	Sole Dispositive Power 0 ordinary shares
	8.	Shared Dispositive Power 16,476,073 ordinary shares ⁽²⁾

9.		Aggregate Amount Beneficially Owned by Each Reporting Person 16,476,073 ordinary shares ⁽²⁾
10.		Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
11.		Percent of Class Represented by Amount in Row (9) 26.2%⁽³⁾
12.		Type of Reporting Person (See Instructions) OO

(1)

This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH & Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2)

Represents shares held of record by dievini.

(3)

This percentage is calculated based on 62,908,617 shares of the Issuer’s ordinary shares reported to be issued by the Issuer in its Form F-1 Registration Statement filed with the Securities and Exchange Commission on July 31, 2020.


CUSIP NO. N44445109		13 G		Page 3 of 14 Pages

1.		Name of Reporting Persons DH-Capital GmbH & Co. KG
2.		Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐ ⁽¹⁾
3.		SEC USE ONLY
4.		Citizenship or Place of Organization Germany

Number of Shares Beneficially Owned by Each Reporting Person With:	5.	Sole Voting Power 0 ordinary shares
	6.	Shared Voting Power 16,476,073 ordinary shares ⁽²⁾
	7.	Sole Dispositive Power 0 ordinary shares
	8.	Shared Dispositive Power 16,476,073 ordinary shares ⁽²⁾

9.		Aggregate Amount Beneficially Owned by Each Reporting Person 16,476,073 ordinary shares common shares ⁽²⁾
10.		Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
11.		Percent of Class Represented by Amount in Row (9) 26.2%⁽³⁾
12.		Type of Reporting Person (See Instructions) OO

(1)

(2)

Represents shares held of record by dievini.

(3)


CUSIP NO. N44445109		13 G		Page 4 of 14 Pages

1.		Name of Reporting Persons OH Beteiligungen GmbH & Co. KG
2.		Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐ ⁽¹⁾
3.		SEC USE ONLY
4.		Citizenship or Place of Organization Germany

Number of Shares Beneficially Owned by Each Reporting Person With:	5.	Sole Voting Power 0 ordinary shares
	6.	Shared Voting Power 16,476,073 ordinary shares ⁽²⁾
	7.	Sole Dispositive Power 0 ordinary shares
	8.	Shared Dispositive Power 16,476,073 ordinary shares⁽²⁾

9.		Aggregate Amount Beneficially Owned by Each Reporting Person 16,476,073 ordinary shares⁽²⁾
10.		Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
11.		Percent of Class Represented by Amount in Row (9) 26.2%⁽³⁾
12.		Type of Reporting Person (See Instructions) OO

(1)

(2)

Represents shares held of record by dievini.

(3)


CUSIP NO. N44445109		13 G		Page 5 of 14 Pages

1.		Name of Reporting Persons Dietmar Hopp
2.		Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐ ⁽¹⁾
3.		SEC USE ONLY
4.		Citizenship or Place of Organization Germany

Number of Shares Beneficially Owned by Each Reporting Person With:	5.	Sole Voting Power 0 ordinary shares
	6.	Shared Voting Power 16,476,073 ordinary shares ⁽²⁾
	7.	Sole Dispositive Power 0 ordinary shares
	8.	Shared Dispositive Power 16,476,073 ordinary shares ⁽²⁾

9.		Aggregate Amount Beneficially Owned by Each Reporting Person 16,476,073 ordinary shares⁽²⁾
10.		Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
11.		Percent of Class Represented by Amount in Row (9) 26.2%⁽³⁾
12.		Type of Reporting Person (See Instructions) IN

(1)

(2)

Represents shares held of record by dievini.

(3)


CUSIP NO. N44445109		13 G		Page 6 of 14 Pages

1.		Name of Reporting Persons Oliver Hopp
2.		Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐ ⁽¹⁾
3.		SEC USE ONLY
4.		Citizenship or Place of Organization Germany

Number of Shares Beneficially Owned by Each Reporting Person With:	5.	Sole Voting Power 0 ordinary shares
	6.	Shared Voting Power 16,476,073 ordinary shares ⁽²⁾
	7.	Sole Dispositive Power 0 ordinary shares
	8.	Shared Dispositive Power 16,476,073 ordinary shares ⁽²⁾

9.		Aggregate Amount Beneficially Owned by Each Reporting Person 16,476,073 ordinary shares⁽²⁾
10.		Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
11.		Percent of Class Represented by Amount in Row (9) 26.2%⁽³⁾
12.		Type of Reporting Person (See Instructions) IN

(1)

(2)

Represents shares held of record by dievini.

(3)


CUSIP NO. N44445109		13 G		Page 7 of 14 Pages

1.		Name of Reporting Persons Daniel Hopp
2.		Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐ ⁽¹⁾
3.		SEC USE ONLY
4.		Citizenship or Place of Organization Germany

Number of Shares Beneficially Owned by Each Reporting Person With:	5.	Sole Voting Power 0 ordinary shares
	6.	Shared Voting Power 16,476,073 ordinary shares ⁽²⁾
	7.	Sole Dispositive Power 0 ordinary shares
	8.	Shared Dispositive Power 16,476,073 ordinary shares ⁽²⁾

9.		Aggregate Amount Beneficially Owned by Each Reporting Person 16,476,073 ordinary shares ⁽²⁾
10.		Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
11.		Percent of Class Represented by Amount in Row (9) 26.2%⁽³⁾
12.		Type of Reporting Person (See Instructions) IN

(1)

(2)

Represents shares held of record by dievini.

(3)


CUSIP NO. N44445109		13 G		Page 8 of 14 Pages

1.		Name of Reporting Persons Prof. Dr. Friedrich von Bohlen und Halbach
2.		Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐ ⁽¹⁾
3.		SEC USE ONLY
4.		Citizenship or Place of Organization Germany

Number of Shares Beneficially Owned by Each Reporting Person With:	5.	Sole Voting Power 0 ordinary shares
	6.	Shared Voting Power 16,476,073 ordinary shares ⁽²⁾
	7.	Sole Dispositive Power 0 ordinary shares
	8.	Shared Dispositive Power 16,476,073 ordinary shares ⁽²⁾

9.		Aggregate Amount Beneficially Owned by Each Reporting Person 16,476,073 ordinary shares ⁽³⁾
10.		Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
11.		Percent of Class Represented by Amount in Row (9) 26.2%⁽⁵⁾
12.		Type of Reporting Person (See Instructions) IN

(1)

(2)

Represents shares held of record by dievini.

(5)


CUSIP NO. N44445109		13 G		Page 9 of 14 Pages

1.		Name of Reporting Persons Prof. Dr. Christof Hettich
2.		Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐ ⁽¹⁾
3.		SEC USE ONLY
4.		Citizenship or Place of Organization Germany

Number of Shares Beneficially Owned by Each Reporting Person With:	5.	Sole Voting Power 0 ordinary shares
	6.	Shared Voting Power 16,476,073 ordinary shares ⁽²⁾
	7.	Sole Dispositive Power 0 ordinary shares
	8.	Shared Dispositive Power 16,476,073 ordinary shares ⁽²⁾

9.		Aggregate Amount Beneficially Owned by Each Reporting Person 16,476,073 ordinary shares
10.		Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
11.		Percent of Class Represented by Amount in Row (9) 26.2⁽³⁾
12.		Type of Reporting Person (See Instructions) IN

(1)

(2)

Represents shares held of record by dievini.

(3)


CUSIP NO. N44445109		13 G		Page 10 of 14 Pages

1.		Name of Reporting Persons Dr. Mathias Hothum
2.		Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐ ⁽¹⁾
3.		SEC USE ONLY
4.		Citizenship or Place of Organization Germany

Number of Shares Beneficially Owned by Each Reporting Person With:	5.	Sole Voting Power 0 ordinary shares
	6.	Shared Voting Power 16,476,073 ordinary shares ⁽²⁾
	7.	Sole Dispositive Power 0 ordinary shares
	8.	Shared Dispositive Power 16,476,073 ordinary shares ⁽²⁾

9.		Aggregate Amount Beneficially Owned by Each Reporting Person 16,476,073 ordinary shares
10.		Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
11.		Percent of Class Represented by Amount in Row (9) 26.2⁽³⁾
12.		Type of Reporting Person (See Instructions) IN

(1)

(2)

Represents shares held of record by dievini.

(3)


CUSIP NO. N44445109		13 G		Page 11 of 14 Pages

Introductory Note: This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH & Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”) in respect of ordinary shares of Immatics N.V.

Item 1(a)

Name of Issuer:

Immatics N.V.

Item 1(b)

Address of Issuer’s principal executive offices:

Paul-Ehrlich-Straße 15

72076 Tübingen, Germany

Items 2(a)

Name of Reporting Persons filing:

dievini Hopp BioTech holding GmbH & Co. KG (“dievini”)

DH-Capital GmbH & Co. KG (“DH-Capital”)

OH Beteiligungen GmbH & Co. KG (“OH Beteiligungen”)

Dietmar Hopp

Oliver Hopp

Daniel Hopp

Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”)

Prof. Dr. Christof Hettich (“Dr. Hettich”)

Dr. Mathias Hothum (“Dr. Hothum”)

Item 2(b)

Address or principal business office or, if none, residence:

The address of the principal business office of dievini, Dietmar Hopp, Dr. von Bohlen, Dr. Hettich and Dr. Hothum is c/o dievini Hopp BioTech holding GmbH & Co. KG, Johann-Jakob-Astor Straße 57, 69190 Walldorf, Germany.

The address of the principal business office of DH-Capital GmbH & Co. KG and OH Beteiligungen GmbH & Co. KG is Opelstraße 28, 68789 St. Leon-Rot, Germany.

The address of the principal business office of Oliver Hopp is Johann-Jakob-Astor-Straße 59, 69190 Walldorf, Germany.

The address of the principal business office of Daniel Hopp is Johann-Jakob-Astor-Straße 59, 69190 Walldorf, Germany.

Item 2(c)

Citizenship:

Name		Citizenship or Place of Organization
Dievini		Germany
DH-Capital		Germany
OH Beteiligungen		Germany
Dietmar Hopp		Germany
Oliver Hopp		Germany
Daniel Hopp		Germany
Dr. von Bohlen		Germany
Dr. Hettich		Germany
Dr. Hothum		Germany


CUSIP NO. N44445109		13 G		Page 12 of 14 Pages

Item 2(d)

Title of class of securities:

Ordinary shares, nominal value €0.01 per share.

Item 2(e)

CUSIP No.:

N44445109

Item 3

If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filings is a:

Not applicable.

Item 4

Ownership

The following information with respect to the ownership of ordinary shares of the Issuer by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2020.

Reporting Persons	Common Shares Held Directly		Sole Voting Power		Shared Voting Power		Sole Dispositive Power		Shared Dispositive Power		Beneficial Ownership		Percentage of Class⁽¹⁾
dievini Hopp BioTech holding GmbH & Co. KG⁽²⁾		16,476,073		0		16,476,073		0		16,476,073		16,476,073		26.2	%
DH-Capital GmbH & Co. KG⁽³⁾		0		0		16,476,073		0		16,476,073		16,476,073		26.2	%
OH Beteiligungen GmbH & Co. KG⁽³⁾		0		0		16,476,073		0		16,476,073		16,476,073		26.2	%
Dietmar Hopp⁽³⁾⁽⁴⁾		0		0		16,476,073		0		16,476,073		16,476,073		26.2	%
Oliver Hopp⁽³⁾		0		0		16,476,073		0		16,476,073		16,476,073		26.2	%
Daniel Hopp⁽³⁾		0		0		16,476,073		0		16,476,073		16,476,073		26.2	%
Prof. Dr. Friedrich von Bohlen und Halbach⁽³⁾⁽⁴⁾		0		0		16,476,073		0		16,476,073		16,476,073		26.2	%
Prof. Dr. Christof Hettich⁽³⁾⁽⁴⁾		0		0		16,476,073		0		16,476,073		16,476,073		26.2	%
Dr. Mathias Hothum⁽⁴⁾		0		0		16,476,073		0		16,476,073		16,476,073		26.2	%

(1)

(2)

16,476,073 ordinary shares of the Issuer are held of record by dievini.

(3)

DH-Capital, OH Beteiligungen, Dr. von Bohlen and Dr. Hettich are collectively the holders of 100% of the limited partner interest in dievini. DH-Capital and OH Beteiligungen each hold a 40% limited partner interest in dievini and therefore, control the voting and dispositive decisions of dievini together and may be deemed to beneficially own the shares held by dievini. Dietmar Hopp, Daniel Hopp and Oliver Hopp are the ultimate controlling persons of dievini, DH-Capital and OH Beteiligungen, and control the voting and investment decisions of the ultimate parent company of dievini and therefore, may be deemed to beneficially own the shares held by dievini by virtue of their status as controlling persons of dievini.

(4)

The sole general partner of dievini with the authorization to represent is dievini Verwaltungs GmbH; however, 100% of the shares of dievini Verwaltungs GmbH are held by dievini so dievini Verwaltungs GmbH is not considered to have control over dievini. The managing directors of dievini Verwaltungs GmbH are Dietmar Hopp, Dr. von Bohlen, Dr. Hettich and Dr. Hothum. Voting and dispositive decisions made within dievini Verwaltungs GmbH regarding the securities held by dievini are made by at least two managing directors acting together; however, Dietmar Hopp is entitled to represent dievini Verwaltungs GmbH solely. Therefore, in their capacity as managing directors, Dietmar Hopp, Dr. von Bohlen, Dr. Hettich and Dr. Hothum share voting and dispositive power over the shares held by dievini, and may be deemed to beneficially own such shares held by dievini; however, each of Dietmar Hopp, Dr. von Bohlen, Dr. Hettich and Dr. Hothum disclaims beneficial ownership of the shares held by dievini except to the extent of their pecuniary interests therein.


CUSIP NO. N44445109		13 G		Page 13 of 14 Pages

Item 5

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ☐

Item 6

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

Not applicable.

Item 8

Identification and Classification of Members of the Group

Not applicable.

Item 9

Notice of Dissolution of Group

Not applicable.

Item 10

Certifications

Not applicable.


CUSIP NO. N44445109		13 G		Page 14 of 14 Pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 11, 2021

DIEVINI HOPP BIOTECH HOLDING GMBH & CO. KG

By:	dievini Verwaltungs GmbH
	its General Partner

By:	/s/ Dr. Marc Hauser
	Name:	Dr. Marc Hauser
	Title:	Attorney-in-fact

DH-CAPITAL GMBH & CO. KG

By:	DH Verwaltungs GmbH
	its General Partner

By:	/s/ Dr. Marc Hauser
	Name:	Dr. Marc Hauser
	Title:	Attorney-in-fact

OH BETEILIGUNGEN GMBH & CO. KG

By:	OH Verwaltungs GmbH
	its General Partner

By:	/s/ Dr. Marc Hauser
	Name:	Dr. Marc Hauser
	Title:	Attorney-in-fact

	/s/ Dr. Marc Hauser as attorney-in-fact
	DIETMAR HOPP

	/s/ Dr. Marc Hauser as attorney-in-fact
	OLIVER HOPP

	/s/ Dr. Marc Hauser as attorney-in-fact
	DANIEL HOPP

	/s/ Dr. Marc Hauser as attorney-in-fact
	FRIEDRICH VON BOHLEN UND HALBACH

	/s/ Dr. Marc Hauser as attorney-in-fact
	CHRISTOF HETTICH

	/s/ Dr. Marc Hauser as attorney-in-fact
	MATHIAS HOTHUM

Exhibit(s):

1 – Power of Attorney

2 – Joint Filing Statement