Filing Details

Accession Number:
0001193125-21-038467
Form Type:
13G Filing
Publication Date:
2021-02-11 16:15:57
Filed By:
Neves Jose
Company:
Farfetch Ltd (NYSE:FTCH)
Filing Date:
2021-02-11
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Jos Neves 2,772,308 42,858,080 2,772,308 42,858,080 45,630,388 12.9%
TGF Participations Limited 0 42,858,080 0 42,858,080 42,858,080 12.2%
Filing

 

 

United States

Securities and Exchange Commission

Washington, D.C. 20549

 

 

Schedule 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)*

 

 

Farfetch Limited

(Name of Issuer)

Class A Ordinary Shares

(Title of Class of Securities)

30744W107

(CUSIP Number)

December 31, 2020

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 30744W107    Schedule 13G    Page 1 of 7

 

  1    

  Names of Reporting Persons

 

  José Neves

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Portugal

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5     

  Sole Voting Power

 

  2,772,308

   6   

  Shared Voting Power

 

  42,858,080

   7   

  Sole Dispositive Power

 

  2,772,308

   8   

  Shared Dispositive Power

 

  42,858,080

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  45,630,388

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  12.9%

12  

  Type of Reporting Person

 

  IN


CUSIP No. 30744W107    Schedule 13G    Page 2 of 7

 

  1    

  Names of Reporting Persons

 

  TGF Participations Limited

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Isle of Man

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5     

  Sole Voting Power

 

  0

   6   

  Shared Voting Power

 

  42,858,080

   7   

  Sole Dispositive Power

 

  0

   8   

  Shared Dispositive Power

 

  42,858,080

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  42,858,080

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  12.2%

12  

  Type of Reporting Person

 

  OO (limited company)


CUSIP No. 30744W107    Schedule 13G    Page 3 of 7

 

ITEM 1.

(a) Name of Issuer:

Farfetch Limited (the Issuer)

 

  (b)

Address of Issuers Principal Executive Offices:

The Bower, 211 Old Street, London EC1V 9NR, United Kingdom

 

ITEM 2.

(a) Name of Person Filing:

Each of the following is hereinafter individually referred to as a Reporting Person and collectively as the Reporting Persons. This statement is filed on behalf of:

José Neves

TGF Participations Limited

 

  (b)

Address or Principal Business Office:

The address of Mr. Neves is c/o Farfetch Limited, The Bower, 211 Old Street, London EC1V 9NR, United Kingdom. The address of TGF Participations Limited is Grosvenor House, 66-67 Athol Street, Douglas, Isle of Man IM1 1JE.

 

  (c)

Citizenship of each Reporting Person is:

Mr. Neves is a Portuguese citizen. TGF Participations Limited is organized under the laws of the Isle of Man.

 

  (d)

Title of Class of Securities:

Class A Ordinary Shares, par value $0.04 per share (Class A Ordinary Shares)

 

  (e)

CUSIP Number:

30744W107

 

ITEM 3.

Not applicable.


CUSIP No. 30744W107    Schedule 13G    Page 4 of 7

 

ITEM 4.

Ownership.

(a-c)

The ownership information presented below represents beneficial ownership of Class A Ordinary Shares of the Issuer as of the date hereof, based upon 307,786,868 Class A Ordinary Shares outstanding as of November 23, 2020 and assumes the conversion of the Class B Ordinary Shares, par value $0.04 per share (Class B Ordinary Shares) of the Issuer held by the Reporting Person into Class A Ordinary Shares on a one-to-one basis.

 

Reporting Person   

Amount

beneficially

owned

    

Percent

of class:

    Sole
power
to vote or
to direct
the vote:
     Shared
power to
vote or to
direct the
vote:
    

Sole
power to
dispose or
to direct
the
disposition

of:

    

Shared

power to

dispose or

to direct

the

disposition

of:

 

José Neves

     45,630,388        12.9     2,772,308        42,858,080        2,772,308        42,858,080  

TGF Participations Limited

     42,858,080        12.2     0        42,858,080        0        42,858,080  

José Neves is the beneficial owner of 45,630,388 Class A Ordinary Shares, which includes: (i) 318,650 Class A Ordinary Shares, (ii) 2,453,658 Class A Ordinary Shares issuable upon vesting and exercise of restricted stock units and stock options held of record by Mr. Neves that are exercisable within 60 days of the date of this filing and (iii) 42,858,080 Class A Ordinary Shares issuable upon conversion on a one-for-one basis of Class B Ordinary Shares held of record by TGF Participations Limited.

Mr. Neves exercises voting and investment power over the securities held of record by TGF Participations Limited and may be deemed to share beneficial ownership of the Class B Ordinary Shares held of record by TGF Participations Limited. The amounts reported in the table above do not include (i) 17,500 Class A Ordinary Shares and 147,160 Class A Ordinary Shares underlying vested stock options held of record by Mr. Neves spouse, of which Mr. Neves may be deemed to share beneficial ownership, but as to which Mr. Neves disclaims any such beneficial ownership.

 

ITEM 5.

Ownership of Five Percent or Less of a Class.

Not applicable.

 

ITEM 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

ITEM 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.


CUSIP No. 30744W107    Schedule 13G    Page 5 of 7

 

ITEM 8.

Identification and Classification of Members of the Group.

Not applicable.

 

ITEM 9.

Notice of Dissolution of Group.

Not applicable.

 

ITEM 10.

Certification.

Not applicable.


CUSIP No. 30744W107    Schedule 13G    Page 6 of 7

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 11, 2021

 

José Neves

/s/ José Neves

TGF Participations Limited
By:  

/s/ Philip Carlton

  Philip Carlton
  Authorised signatory for and on behalf of Rouge 2004 Limited (Director)
By:  

/s/ Naomi Rive

  Naomi Rive
  Authorised signatory for and on behalf of Rouge 2004 Limited (Director)

CUSIP No. 30744W107    Schedule 13G    Page 7 of 7

 

LIST OF EXHIBITS

 

Exhibit No.

  

Description

99    Joint Filing Agreement (incorporated by reference to Exhibit 99 to the Schedule 13G filed by the Reporting Persons on February  12, 2019).