Filing Details
- Accession Number:
- 0001193125-21-037720
- Form Type:
- 13G Filing
- Publication Date:
- 2021-02-11 10:27:51
- Filed By:
- Medicxi Growth I Lp
- Company:
- Obseva Sa (NASDAQ:OBSV)
- Filing Date:
- 2021-02-11
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Medicxi Growth I | 1,533,568 | 0 | 1,533,568 | 0 | 1,533,568 | 2.79% |
| Medicxi Growth Co-Invest I | 36,432 | 0 | 36,432 | 0 | 36,432 | 0.06% |
| Medicxi Growth I GP Limited | 1,570,000 | 0 | 1,570,000 | 0 | 1,570,000 | 2.85% |
| Medicxi Ventures Management (Jersey) Limited | 1,570,000 | 0 | 1,570,000 | 0 | 1,570,000 | 2.85% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1)*
ObsEva SA
(Name of Issuer)
Common Shares, par value CHF 0.0769 per share
(Title of Class of Securities)
H5861P103
(CUSIP Number)
December 31, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. H5861P103 | SCHEDULE 13G/A | Page 2 of 10 Pages |
| 1. | NAMES OF REPORTING PERSONS
Medicxi Growth I LP | |||||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒
| |||||
| 3. | SEC USE ONLY
| |||||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Jersey | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
1,533,568 | ||||
| 6. | SHARED VOTING POWER
0 | |||||
| 7. | SOLE DISPOSITIVE POWER
1,533,568 | |||||
| 8. | SHARED DISPOSITIVE POWER
0 | |||||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,533,568 | |||||
| 10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
☐ | |||||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.79% (1) | |||||
| 12. | TYPE OF REPORTING PERSON
PN | |||||
| (1) | The percentage of class was calculated based on 55,015,024 shares of the Issuers common shares, par value CHF 0.0769 per share (Common Stock), as of September 30, 2020, as set forth the Issuers Form 6-K, and filed with the Securities and Exchange Commission (the Commission) on November 5, 2020. |
| CUSIP No. H5861P103 | SCHEDULE 13G/A | Page 3 of 10 Pages |
| 1. | NAMES OF REPORTING PERSONS
Medicxi Growth Co-Invest I LP | |||||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒
| |||||
| 3. | SEC USE ONLY
| |||||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Jersey | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
36,432 | ||||
| 6. | SHARED VOTING POWER
0 | |||||
| 7. | SOLE DISPOSITIVE POWER
36,432 | |||||
| 8. | SHARED DISPOSITIVE POWER
0 | |||||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
36,432 | |||||
| 10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
☐ | |||||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.06% (1) | |||||
| 12. | TYPE OF REPORTING PERSON
PN | |||||
| CUSIP No. H5861P103 | SCHEDULE 13G/A | Page 4 of 10 Pages |
| 1. | NAMES OF REPORTING PERSONS
Medicxi Growth I GP Limited | |||||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒
| |||||
| 3. | SEC USE ONLY
| |||||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Jersey | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
1,570,000 | ||||
| 6. | SHARED VOTING POWER
0 | |||||
| 7. | SOLE DISPOSITIVE POWER
1,570,000 | |||||
| 8. | SHARED DISPOSITIVE POWER
0 | |||||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,570,000 | |||||
| 10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
☐ | |||||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.85% (1) | |||||
| 12. | TYPE OF REPORTING PERSON
OO | |||||
| CUSIP No. H5861P103 | SCHEDULE 13G/A | Page 5 of 10 Pages |
| 1. | NAMES OF REPORTING PERSONS
Medicxi Ventures Management (Jersey) Limited | |||||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒
| |||||
| 3. | SEC USE ONLY
| |||||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Jersey | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
1,570,000 | ||||
| 6. | SHARED VOTING POWER
0 | |||||
| 7. | SOLE DISPOSITIVE POWER
1,570,000 | |||||
| 8. | SHARED DISPOSITIVE POWER
0 | |||||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,570,000 | |||||
| 10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
☐ | |||||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.85% (1) | |||||
| 12. | TYPE OF REPORTING PERSON
OO | |||||
| CUSIP No. H5861P103 | SCHEDULE 13G/A | Page 6 of 10 Pages |
| Item 1. | Issuer |
| (a) | Name of Issuer: | |
| ObsEva SA (the Issuer) | ||
| (b) | Address of Issuers Principal Executive Offices: | |
| Chenin des Aulx, 12 1228 Plan-les-Quates Geneva, Switzerland | ||
| Item 2. | Filing Person |
| (a) (c) | Name of Persons Filing; Address; Citizenship: | |
| (i) Medicxi Growth I LP (Growth I);
(ii) Medicxi Growth Co-Invest I LP (Growth Co-Invest I);
(iii) Medicxi Growth I GP Limited (Growth I GP), which is the sole general partner of Growth I and Growth Co-Invest I;
(iv) Medicxi Ventures Management (Jersey) Limited (Manager), which is appointed by Growth I GP as the manager of Growth I and Growth Co-Invest I.
The address of the principal business office of each of the Reporting Persons is Andrew Jeanne c/o Intertrust Fund Services (Jersey) Limited, 44 Esplanade, St. Helier, Jersey JE4 9WG.
Each of Growth I and Growth Co-Invest I is a Jersey limited partnership. Each of Growth I GP and Manager is a Jersey limited liability company. | ||
| (d) | Title of Class of Securities: | |
| Common shares, par value CHF 0.0769 per share | ||
| (e) | CUSIP Number:
H5861P103 | |
| Item 3. | If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
| (a) | ☐ | Broker or dealer registered under Section 15 of the Act; | ||
| (b) | ☐ | Bank as defined in Section 3(a)(6) of the Act; | ||
| (c) | ☐ | Insurance company as defined in Section 3(a)(19) of the Act; | ||
| (d) | ☐ | Investment company registered under Section 8 of the Investment Company Act of 1940; | ||
| (e) | ☐ | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); | ||
| (f) | ☐ | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); | ||
| (g) | ☐ | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); | ||
| (h) | ☐ | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||
| (i) | ☐ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; | ||
| (j) | ☐ | A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); | ||
| (k) | ☐ | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: | ||
| If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: | ||||
| CUSIP No. H5861P103 | SCHEDULE 13G/A | Page 7 of 10 Pages |
| Item 4. | Ownership. |
| (a) and (b) | Amount beneficially owned: | |||
| (i) | Growth I directly owns 1,533,568 shares of Common Stock (the Growth I Shares), which represents approximately 2.79% of the outstanding shares of Common Stock. | |||
| (ii) | Growth Co-Invest I directly owns 36,432 shares of Common Stock (the Growth Co-Invest I Shares), which represents approximately 0.06% of the outstanding shares of Common Stock. | |||
| (iii) | Growth I GP is the general partner of Growth I and Growth Co-Invest I and may be deemed to beneficially own the Growth I Shares and the Growth Co-Invest I Shares (the Shares), which in the aggregate is 1,570,000 shares of Common Stock and represents approximately 2.85% of the outstanding shares of Common Stock. | |||
| (iv) | As Manager has been appointed by Growth I GP as manager of Growth I and Growth Co-Invest I, Manager may be deemed to beneficially own the Shares. | |||
| (c) | Number of shares as to which such person has: | |||
| Number of Shares of Common Stock | ||||||||||||||||
| Reporting Person | (i) | (ii) | (iii) | (iv) | ||||||||||||
| Growth I | 1,533,568 | 0 | 1,533,568 | 0 | ||||||||||||
| Growth Co-Invest I | 36,432 | 0 | 36,432 | 0 | ||||||||||||
| Growth I GP | 1,570,000 | 0 | 1,570,000 | 0 | ||||||||||||
| Manager | 1,570,000 | 0 | 1,570,000 | 0 | ||||||||||||
| (i) | Sole power to vote or direct the vote |
| (ii) | Shared power to vote or to direct the vote |
| (iii) | Sole power to dispose or to direct the disposition of |
| (iv) | Shared power to dispose or to direct the disposition of |
The percentage of class was calculated based on 55,015,024 shares of the Issuers common shares, par value CHF 0.0769 per share (Common Stock), as of September 30, 2020, as set forth the Issuers Form 6-K, and filed with the Securities and Exchange Commission (the Commission) on November 5, 2020.
| Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. ☒
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable.
| CUSIP No. H5861P103 | SCHEDULE 13G/A | Page 8 of 10 Pages |
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Not applicable.
| Item 8. | Identification and Classification of Members of the Group. |
Not applicable.
| Item 9. | Notice of Dissolution of Group. |
Not applicable.
| Item 10. | Certification. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
| CUSIP No. H5861P103 | SCHEDULE 13G/A | Page 9 of 10 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 11, 2021
| Medicxi Growth I LP | ||
| By: | /s/ Andrew Jeanne | |
| Name: Andrew Jeanne | ||
| Title: Director | ||
| For and on behalf of | ||
| Medicxi Ventures Management (Jersey) Limitedas manager of Medicxi Growth I LP | ||
| Medicxi Growth Co-Invest I LP | ||
| By: | /s/ Andrew Jeanne | |
| Name: Andrew Jeanne | ||
| Title: Director | ||
| For and on behalf of | ||
| Medicxi Ventures Management (Jersey) Limitedas manager of Medicxi Growth Co-Invest I LP | ||
| Medicxi Growth I GP Limited | ||
| By: | /s/ Andrew Jeanne | |
| Name: Andrew Jeanne | ||
| Title: Director | ||
| Medicxi Ventures Management (Jersey) Limited | ||
| By: | /s/ Andrew Jeanne | |
| Name: Andrew Jeanne | ||
| Title: Director | ||
| CUSIP No. H5861P103 | SCHEDULE 13G/A | Page 10 of 10 Pages |
EXHIBIT INDEX
| Exhibit | ||
| 99.1 | Joint Filing Statement | |