Filing Details
- Accession Number:
- 0001104659-21-020169
- Form Type:
- 13G Filing
- Publication Date:
- 2021-02-11 06:18:08
- Filed By:
- Helion Venture Partners Ii, Llc
- Company:
- Azure Power Global Ltd (NYSE:AZRE)
- Filing Date:
- 2021-02-11
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Helion Venture Partners II | 2,220,205 | 0 | 2,220,205 | 0 | 2,220,205 | 4.7% |
Helion Investment Management | 2,220,205 | 0 | 2,220,205 | 0 | 2,220,205 | 4.7% |
SA Holdings Global Ltd | 2,220,205 | 0 | 2,220,205 | 0 | 2,220,205 | 4.7% |
Sanjeev Aggarwal | 2,220,205 | 0 | 2,220,205 | 0 | 2,220,205 | 4.7% |
filing (i) Helion Venture Partners II |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO § 240.13d-2
Under the Securities Exchange Act of 1934
(Amendment No. )*
Azure Power Global Limited
(Name of Issuer)
Equity shares, par value US$0.000625 per share
(Title of Class of Securities)
V0393H103
(CUSIP Number)
February 3, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
x Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. V0393H103
1 | NAMES OF REPORTING PERSONS | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
| ||
NUMBER OF SHARES | 5 | SOLE VOTING POWER | |
6 | SHARED VOTING POWER | ||
7 | SOLE DISPOSITIVE POWER 2,220,205(1) | ||
8 | SHARED DISPOSITIVE POWER
| ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH 2,220,205(1) | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||
(1) Represents 2,220,205 equity shares held by Helion Venture Partners II, LLC, as further disclosed in Item 4.
(2) This percentage is calculated based on 47,650,750 equity shares issued and outstanding as of March 31, 2020, as reported in the Issuers annual report on Form 20-F for the fiscal year ended December 31, 2019.
2
CUSIP NO. V0393H103
1 | NAMES OF REPORTING PERSONS | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
| ||
NUMBER OF SHARES | 5 | SOLE VOTING POWER | |
6 | SHARED VOTING POWER | ||
7 | SOLE DISPOSITIVE POWER 2,220,205(1) | ||
8 | SHARED DISPOSITIVE POWER
| ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH 2,220,205(1) | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||
(1) Represents 2,220,205 equity shares held by Helion Venture Partners II, LLC, which is controlled by Helion Investment Management, LLC, as further disclosed in Item 4.
(2) This percentage is calculated based on 47,650,750 equity shares issued and outstanding as of March 31, 2020, as reported in the Issuers annual report on Form 20-F for the fiscal year ended December 31, 2019.
3
CUSIP NO. V0393H103
1 | NAMES OF REPORTING PERSONS | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
| ||
NUMBER OF SHARES | 5 | SOLE VOTING POWER | |
6 | SHARED VOTING POWER | ||
7 | SOLE DISPOSITIVE POWER 2,220,205(1) | ||
8 | SHARED DISPOSITIVE POWER
| ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH 2,220,205(1) | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||
(1) Represents 2,220,205 equity shares held by Helion Venture Partners II, LLC, which is controlled by Helion Investment Management, LLC, which is in turn controlled by SA Holdings Global Ltd, as further disclosed in Item 4.
(2) This percentage is calculated based on 47,650,750 equity shares issued and outstanding as of March 31, 2020, as reported in the Issuers annual report on Form 20-F for the fiscal year ended December 31, 2019.
4
CUSIP NO. V0393H103
1 | NAMES OF REPORTING PERSONS | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
| ||
NUMBER OF SHARES | 5 | SOLE VOTING POWER | |
6 | SHARED VOTING POWER | ||
7 | SOLE DISPOSITIVE POWER 2,220,205(1) | ||
8 | SHARED DISPOSITIVE POWER
| ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH 2,220,205(1) | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||
(1) Represents 2,220,205 equity shares held by Helion Venture Partners II, LLC, which is controlled by Helion Investment Management, LLC, which is in turn controlled by SA Holdings Global Ltd, which is in turn wholly owned by Mr. Sanjeev Aggarwal, as further disclosed in Item 4.
(2) This percentage is calculated based on 47,650,750 equity shares issued and outstanding as of March 31, 2020, as reported in the Issuers annual report on Form 20-F for the fiscal year ended December 31, 2019.
5
CUSIP NO. V0393H103
Item 1(a) | Name of Issuer: |
|
|
| Azure Power Global Limited |
|
|
Item 1(b) | Address of Issuers principal executive offices: |
|
|
| c/o AAA Global Services Ltd., 1st Floor, The Exchange 18 Cybercity, Ebene, Mauritius |
|
|
Items 2(a) | Name of Reporting Persons filing: |
|
|
| (i) Helion Venture Partners II, LLC, |
| (ii) Helion Investment Management, LLC, |
| (iii) SA Holdings Global Ltd, and |
| (iv) Sanjeev Aggarwal |
| (collectively, the Reporting Persons). |
|
|
Item 2(b) | Address or principal business office or, if none, residence: |
|
|
| (i) Helion Venture Partners II, LLC 33, Edith Cavell Street, Port Louis, Mauritius |
| (ii) Helion Investment Management, LLC 33, Edith Cavell Street, Port Louis, Mauritius |
| (iii) SA Holdings Global Ltd Palm Grove House, P.O. Box 438, Road Town Tortola, British Virgin Islands |
| (iv) Sanjeev Aggarwal F-1/10, DLF Phase I, Arjun Marg, Gurugram 122002, Haryana, India |
|
|
Item 2(c) | Citizenship: |
|
|
| (i) Helion Venture Partners II, LLC Mauritius |
| (ii) Helion Investment Management, LLC Mauritius |
| (iii) SA Holdings Global Ltd British Virgin Islands |
| (iv) Sanjeev Aggarwal India |
|
|
Item 2(d) | Title of class of securities: |
|
|
| Equity shares, par value US$0.000625 per share |
|
|
Item 2(e) | CUSIP No.: |
|
|
| V0393H103 |
|
|
Item 3 | If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the persons filing is a: |
|
|
| Not applicable. |
|
|
Item 4 | Ownership |
|
|
| The following information with respect to the ownership of equity shares of the Issuer by the Reporting Persons filing this statement on Schedule 13G was provided as of February 3, 2021. |
Reporting Persons |
| Amount |
| Percent of |
| Sole Voting |
| Shared |
| Sole |
| Shared |
|
Helion Venture Partners II, LLC |
| 2,220,205 | (2) | 4.7 | % | 2,220,205 |
| 0 |
| 2,220,205 |
| 0 |
|
Helion Investment Management, LLC |
| 2,220,205 | (2) | 4.7 | % | 2,220,205 |
| 0 |
| 2,220,205 |
| 0 |
|
SA Holdings Global Ltd |
| 2,220,205 | (2) | 4.7 | % | 2,220,205 |
| 0 |
| 2,220,205 |
| 0 |
|
Sanjeev Aggarwal |
| 2,220,205 | (2) | 4.7 | % | 2,220,205 |
| 0 |
| 2,220,205 |
| 0 |
|
6
(1) Calculation is based on 47,650,750 equity shares issued and outstanding as of March 31, 2020, as reported in the Issuers annual report on Form 20-F for the fiscal year ended December 31, 2019.
(2) Represents 2,220,205 equity shares held by Helion Venture Partners II, LLC, whose principal address is 33, Edith Cavell Street, Port Louis, Mauritius. Helion Venture Partners II, LLC is controlled by Helion Investment Management, LLC by holding Class D shares of, and the power to change the composition of the board of directors of, Helion Venture Partners II, LLC. Helion Investment Management, LLC is in turn controlled by SA Holdings Global Ltd as the controlling shareholder. SA Holdings Global Ltd is in turn wholly owned by Mr. Sanjeev Aggarwal. Pursuant to Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder, each of Helion Investment Management, LLC, SA Holdings Global Ltd and Mr. Sanjeev Aggarwal may be deemed to beneficially own all of the shares of the Issuer owned by Helion Venture Partners II, LLC. Mr. Sanjeev Aggarwal disclaims beneficial ownership of the shares held by Helion Venture Partners II, LLC, except to the extent of his pecuniary interests therein.
Item 5 | Ownership of Five Percent or Less of a Class |
|
|
| If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [X]. |
|
|
Item 6 | Ownership of More than Five Percent on Behalf of Another Person |
|
|
| Not applicable. |
|
|
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person |
|
|
| Not applicable. |
|
|
Item 8 | Identification and Classification of Members of the Group |
|
|
| Not applicable. |
|
|
Item 9 | Notice of Dissolution of Group |
|
|
| Not applicable. |
|
|
Item 10 | Certifications |
|
|
| Not applicable. |
7
CUSIP NO. V0393H103
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in the attached statement on Schedule 13G is true, complete and correct.
Dated: February 11, 2021
Helion Venture Partners II, LLC
By: | /s/ Dourvesh Kumar Chumun |
|
Name: | Dourvesh Kumar Chumun |
|
Title: | Director |
|
Helion Investment Management, LLC
By: | /s/ Kamila Vythilingum |
|
Name: | Kamila Vythilingum |
|
Title: | Director |
|
SA Holdings Global Ltd
By: Chronos Ltd., its Director
By: | /s/ Dourvesh Kumar Chumun |
|
/s/ Kamalam Pillay Rungapadiachy |
| |
Name: | Dourvesh Kumar Chumun & Kamalam Pillay Rungapadiachy |
|
Title: | Authorized signatories |
|
Sanjeev Aggarwal
/s/ Sanjeev Aggarwal |
| |
Name: | Sanjeev Aggarwal |
|
8
CUSIP NO. V0393H103
LIST OF EXHIBITS
Exhibit No. |
| Description |
99.1 |
| Joint Filing Agreement |
9