Filing Details

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

(Amendment No. ___)*

 

Enveric Biosciences, Inc.

(Name of Issuer)

Common Stock, $0.01 par value per share

(Title of Class of Securities)

29405E109

(CUSIP Number)

December 30, 2020

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

☐

Rule 13d-1(b)

 

☒

Rule 13d-1(c)

 

☐

Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

SCHEDULE 13G

 

CUSIP No.

29405E109

 

1	Names of Reporting Persons
	TO Pharmaceuticals LLC
2	Check the appropriate box if a member of a Group (see instructions)
	(a) ☐ (b) ☐
3	Sec Use Only
4	Citizenship or Place of Organization
	Delaware

Number of Shares Beneficially Owned by Each Reporting Person With:	5	Sole Voting Power
		2,299,001
	6	Shared Voting Power
		0
	7	Sole Dispositive Power
		2,299,001
	8	Shared Dispositive Power
		0

9	Aggregate Amount Beneficially Owned by Each Reporting Person
	2,299,001
10	Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
	☐
11	Percent of class represented by amount in row (9)
	19.8% (1)
12	Type of Reporting Person (See Instructions)
	PN

 

(1)

Beneficial ownership calculated based on Rule 13d-3 and in reliance upon the information contained in the Issuer’s Form 8-K, filed by the Issuer with the U.S. Securities and Exchange Commission on January 12, 2021.

 

 

SCHEDULE 13G

  

CUSIP No.

29405E109

 

1	Names of Reporting Persons
	TOP Invest LLC
2	Check the appropriate box if a member of a Group (see instructions)
	(a) ☐ (b) ☐
3	Sec Use Only
4	Citizenship or Place of Organization
	Delaware

Number of Shares Beneficially Owned by Each Reporting Person With:	5	Sole Voting Power
		2,299,001
	6	Shared Voting Power
		0
	7	Sole Dispositive Power
		2,299,001
	8	Shared Dispositive Power
		0

9	Aggregate Amount Beneficially Owned by Each Reporting Person
	2,299,001
10	Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
	☐
11	Percent of class represented by amount in row (9)
	19.8% (1)
12	Type of Reporting Person (See Instructions)
	PN

 

(1)

Beneficial ownership calculated based on Rule 13d-3 and in reliance upon the information contained in the Issuer’s Form 8-K, filed by the Issuer with the U.S. Securities and Exchange Commission on January 12, 2021.

 

 

Item 1.

 

(a)

Name of Issuer: Enveric Biosciences, Inc., a Delaware corporation

 

(b)

Address of Issuer’s Principal Executive Offices: 4851 Tamiami Trail N, Suite 200, Naples, Florida 34103

 

Item 2.

 

(a)

Name of Person Filing:

 

TO Pharmaceuticals LLC

 

TOP Invest LLC

 

(b)

Address of Principal Business Office or, if None, Residence: The address of the principal business office of each of the reporting persons is c/o TO Pharmaceuticals, 77 Water Street, 8th Floor, New York, New York 10005.

 

(c)

Citizenship: See Item 4 on the cover pages hereto.

 

(d)

Title and Class of Securities: Common Stock, $0.01 par value per share

 

(e)

CUSIP No.: 29405E109

 

Item 3.

If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

☐

Broker or dealer registered under Section 15 of the Act;

 

(b)

☐

Bank as defined in Section 3(a)(6) of the Act;

 

(c)

☐

Insurance company as defined in Section 3(a)(19) of the Act;

 

(d)

☐

Investment company registered under Section 8 of the Investment Company Act of 1940;

 

(e)

☐

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 

(f)

☐

An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

 

(g)

☐

A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

 

(h)

☐

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

☐

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;

 

(j)

☐

A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);

 

(k)

☐

Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____

 

 

Item 4.

Ownership

 

(a)

Amount Beneficially Owned: See Item 9 on the cover pages hereto.

 

(b)

Percent of Class: See Item 11 on the cover pages hereto.

 

(c)

Number of shares as to which such person has:

 

(i)

Sole power to vote or to direct the vote: See Item 5 on the cover pages hereto.

 

(ii)

Shared power to vote or to direct the vote: See Item 6 on the cover pages hereto.

 

(iii)

Sole power to dispose or to direct the disposition of: See Item 7 on the cover pages hereto.

 

(iv)

Shared power to dispose or to direct the disposition of: See Item 8 on the cover pages hereto.

 

Item 5.

Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [         ].

 

Item 6.

Ownership of more than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7.

Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person.

 

Not applicable.

 

Item 8.

Identification and classification of members of the group.

 

Not applicable.

 

Item 9.

Notice of Dissolution of Group.

 

Not applicable.

 

Item 10.

Certifications.

 

Each of the undersigned reporting persons makes the following certification:

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect other than activities solely in connection with a nomination under § 240.14a-11.

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 5, 2021

 

	TO PHARMACEUTICALS LLC
	By:	/s/ David Ritchie
		David Ritchie
		Chief Executive Officer
	TOP INVEST LLC
	By:	TO Pharmaceuticals LLC, its manager
	By:	/s/ David Ritchie
		David Ritchie
		Chief Executive Officer

 

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of this filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

 

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).