Filing Details
- Accession Number:
- 0001157523-16-005143
- Form Type:
- 13D Filing
- Publication Date:
- 2016-04-20 06:56:57
- Filed By:
- Sand Grove Capital Partners
- Company:
- Alliance Fiber Optic Products Inc (NASDAQ:AFOP)
- Filing Date:
- 2016-04-20
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Sand Grove Capital Management L | 850,000 | 9. | 850,000 | 11. | 850,000 | 5.4% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. ________)*
(Amendment No. ________)*
ALLIANCE FIBER OPTIC PRODUCT
(Name of Issuer)
Common Stock, $0.001 par value per share
(Title of Class of Securities)
018680306
(CUSIP Number)
Penelope Brudenell-Bruce
0203 770 8614
4th floor, 35 Dover Street
London
W1S 4NQ
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
Authorized to Receive Notices and Communications)
11 April 2016
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 018680306 | | 13D | | Page 2 of 4 Pages | ||||||||
| | | | ||||||||||
| 1. | | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Sand Grove Capital Management LLP | | | ||||||||
| 2. | | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) ☒ | | | ||||||||
| 3. | | SEC USE ONLY | | | ||||||||
| 4. | | SOURCE OF FUNDS (see instructions) OO | | | ||||||||
| 5. | | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | | | ||||||||
| 6. | | CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom | | | ||||||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | | 7. | | SOLE VOTING POWER 850,000 | ||||||||
| | 8. | | SHARED VOTING POWER | |||||||||
| | 9. | | SOLE DISPOSITIVE POWER 850,000 | |||||||||
| | 10. | | SHARED DISPOSITIVE POWER | |||||||||
| 11. | | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 850,000 | | | ||||||||
| 12. | | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) | | | ||||||||
| 13. | | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.4% | | | ||||||||
| 14. | | TYPE OF REPORTING PERSON (see instructions) PN | | | ||||||||
| CUSIP No. 018680306 | | 13D | | Page 3 of 4 Pages |
| | | | ||
| |
Item 1. Security and Issuer.
Item 2. Identity and Background.
Item 3. Source or Amount of Funds or Other Consideration.
Item 4. Purpose of Transaction.
Item 5. Interest in Securities of the Issuer.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
Item 7. Material to Be Filed as Exhibits.
| CUSIP No. 018680306 | | 13D | | Page 4 of 4 Pages |
| | | |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| COMPANY NAME | ||
| Sand Grove Capital Management LLP | ||
| Insert Name | ||
| Daniel McLachlan – Operations Analyst | ||
| Insert Title | ||
| 20th April 2016 | ||
| Insert Date |