Filing Details
- Accession Number:
- 0001104659-21-016271
- Form Type:
- 13G Filing
- Publication Date:
- 2021-02-09 06:10:51
- Filed By:
- Advantech Capital L.p.
- Company:
- Zai Lab Ltd (NASDAQ:ZLAB)
- Filing Date:
- 2021-02-09
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Advantech Capital Partners Ltd | 0 | 2,222,681 | 0 | 2,222,681 | 2,222,681 | 2.5 % |
| Advantech Capital | 0 | 2,222,681 | 0 | 2,222,681 | 2,222,681 | 2.5 % |
| Advantech Master Investment Limited | 0 | 2,222,681 | 0 | 2,222,681 | 2,222,681 | 2.5 % |
| Maxway Investment Limited | 0 | 2,072,969 | 0 | 2,072,969 | 2,072,969 | 2.4 % |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
Zai Lab Limited
(Name of Issuer)
Ordinary shares, par value US $0.00006 per share
(Title of Class of Securities)
98887Q104
(CUSIP Number)
December 31, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
x Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Schedule 13G/A
| CUSIP No. 98887Q104 | ||
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| 1. Names of Reporting Persons.
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2. Check the Appropriate Box if a Member of a Group (a) o (b) o | ||
| 3. SEC Use Only | ||
| 4. Citizenship or Place of Organization Cayman Islands | ||
| Number of Shares | 5. Sole Voting Power | 0 |
| 6. Shared Voting Power | 2,222,681 | |
| 7. Sole Dispositive Power | 0 | |
| 8. Shared Dispositive Power | 2,222,681 | |
| 9. Aggregate Amount Beneficially Owned by Each Reporting Person | 2,222,6811 | |
| 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares | o | |
| 11. Percent of Class Represented by Amount in Row (9)
| 2.5%2 | |
| 12. Type of Reporting Person PN |
| |
1 Represents (i) 2,072,969 ordinary shares, par value $0.00006 per share (the shares) of Zai Lab Limited (the Issuer) held by Maxway Investment Limited and (ii) 149,712 shares held by Harbor Front Investment Limited (Harbor Front), a wholly-owned subsidiary of Advantech Master Investment Limited, as of December 31, 2020.
2 Based upon 88,024,161 shares outstanding as of October 9, 2020, as described in the Issuers Form 6-K, filed with the SEC on October 9, 2020.
2
| CUSIP No. 98887Q104 | ||
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| ||
| 1. Names of Reporting Persons.
| ||
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2. Check the Appropriate Box if a Member of a Group (a) o (b) o | ||
| 3. SEC Use Only | ||
| 4. Citizenship or Place of Organization Cayman Islands | ||
| Number of Shares | 5. Sole Voting Power | 0 |
| 6. Shared Voting Power | 2,222,681 | |
| 7. Sole Dispositive Power | 0 | |
| 8. Shared Dispositive Power | 2,222,681 | |
| 9. Aggregate Amount Beneficially Owned by Each Reporting Person | 2,222,6813 | |
| 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares | o | |
| 11. Percent of Class Represented by Amount in Row (9)
| 2.5%4 | |
| 12. Type of Reporting Person PN |
| |
3 Represents (i) 2,072,969 shares held by Maxway Investment Limited and (ii) 149,712 shares held by Harbor Front.
4 Based upon 88,024,161 shares outstanding as of October 9, 2020, as described in the Issuers Form 6-K, filed with the SEC on October 9, 2020.
3
| CUSIP No. 98887Q104 | ||
|
| ||
| 1. Names of Reporting Persons.
| ||
|
2. Check the Appropriate Box if a Member of a Group (a) o (b) o | ||
| 3. SEC Use Only | ||
| 4. Citizenship or Place of Organization Cayman Islands | ||
| Number of Shares | 5. Sole Voting Power | 0 |
| 6. Shared Voting Power | 2,222,681 | |
| 7. Sole Dispositive Power | 0 | |
| 8. Shared Dispositive Power | 2,222,681 | |
| 9. Aggregate Amount Beneficially Owned by Each Reporting Person | 2,222,6815 | |
| 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares | o | |
| 11. Percent of Class Represented by Amount in Row (9)
| 2.5%6 | |
| 12. Type of Reporting Person PN |
| |
5 Represents (i) 2,072,969 shares held by Maxway Investment Limited and (ii) 149,712 shares held by Harbor Front.
6 Based upon 88,024,161 shares outstanding as of October 9, 2020, as described in the Issuers Form 6-K, filed with the SEC on October 9, 2020.
4
| CUSIP No. 98887Q104 | ||
|
| ||
| 1. Names of Reporting Persons.
| ||
|
2. Check the Appropriate Box if a Member of a Group (a) o (b) o | ||
| 3. SEC Use Only | ||
| 4. Citizenship or Place of Organization Cayman Islands | ||
| Number of Shares | 5. Sole Voting Power | 0 |
| 6. Shared Voting Power | 2,072,969 | |
| 7. Sole Dispositive Power | 0 | |
| 8. Shared Dispositive Power | 2,072,969 | |
| 9. Aggregate Amount Beneficially Owned by Each Reporting Person | 2,072,969 | |
| 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares | o | |
| 11. Percent of Class Represented by Amount in Row (9)
| 2.4%7 | |
| 12. Type of Reporting Person PN |
| |
7 Based upon 88,024,161 shares outstanding as of October 9, 2020, as described in the Issuers Form 6-K, filed with the SEC on October 9, 2020.
5
Schedule 13G/A
CUSIP 98887Q104
ITEM 1.
(a) Name of Issuer: Zai Lab Limited
(b) Address of Issuers Principal Executive Offices: 4560 Jinke Road, Bldg. 1, 4F, Pudong, Shanghai, China 201210
ITEM 2.
(a) Name of Person Filing:
Advantech Capital Partners Ltd., Advantech Capital L.P., Advantech Master Investment Limited, and Maxway Investment Limited (collectively, the Reporting Persons).
The Reporting Persons have entered into a Joint Filing Agreement, a copy of which is filed with this Amendment No. 2 to Schedule 13G
as Exhibit 99.1. Pursuant to the Joint Filing Agreement, the Reporting Persons have agreed to file this Schedule 13G jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the Exchange Act).
(b) Address of Principal Business Office, or if None, Residence:
The address of the principal business office of each of the Reporting Persons is:
Suite 5B201, 2nd Floor, One Nexus Way, Camana Bay, Grand Cayman KY1-1103, Cayman Islands
(c) Citizenship:
See Row 4 of cover page.
(d) Title of Class of Securities:
Ordinary shares, par value US $0.00006 per share.
(e) CUSIP Number: 98887Q104
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
Not Applicable.
ITEM 4. OWNERSHIP.
(a) Amount Beneficially Owned by each Reporting Person: See Row 9 of cover page.
(b) Percent of Class Beneficially Owned by each Reporting Person: See Row 11 of cover page.
(c) Number of shares as to which each Reporting Person has:
i. Sole power to vote or to direct the vote: See Row 5 of cover page.
ii. Shared power to vote or to direct the vote: See Row 6 of cover page.
iii. Sole power to dispose of or to direct the disposition of: See Row 7 of cover page.
iv. Shared power to dispose or to direct the disposition of: See Row 8 of cover page.
6
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
If this statement is being filed to report the fact that as of the date hereof each of the Reporting Persons has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ý.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not applicable.
ITEM 10. CERTIFICATIONS.
Not applicable.
7
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Date: February 9, 2021 |
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| Advantech Capital Partners Ltd. | |
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| By: |
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| /s/ Roger Howard Hanson |
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| Name: Roger Howard Hanson |
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| Title: Director |
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| Advantech Capital L.P. | |
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| By its general partner, Advantech Capital Partners Ltd. | |
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| By: |
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| /s/ Roger Howard Hanson |
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| Name: Roger Howard Hanson |
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| Title: Director |
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| Advantech Master Investment Limited | |
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| By: |
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| /s/ Neil Colin Gray |
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| Name: Neil Colin Gray |
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| Title: Director |
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| Maxway Investment Limited | |
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| By: |
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| /s/ Neil Colin Gray |
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| Name: Neil Colin Gray |
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| Title: Authorized Signatory |
8
Exhibit Index
| Exhibit No. |
| Exhibit |
| 99.1 |
| Joint Filing Agreement |
9