Filing Details
- Accession Number:
- 0001085146-21-000517
- Form Type:
- 13G Filing
- Publication Date:
- 2021-02-08 14:02:09
- Filed By:
- Corre Partners Management, Llc
- Company:
- Mesa Air Group Inc (NASDAQ:MESA)
- Filing Date:
- 2021-02-08
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Corre Opportunities Qualified Master Fund | 0 | 2,014,363 | 0 | 2,014,363 | 2,014,363 | 5.7% |
Corre Partners Management | 0 | 2,617,794 | 0 | 2,617,794 | 2,617,794 | 7.4% |
Corre Partners Advisors | 0 | 2,617,794 | 0 | 2,617,794 | 2,617,794 | 7.4% |
John Barrett | 0 | 2,617,794 | 0 | 2,617,794 | 2,617,794 | 7.4% |
Eric Soderlund | 0 | 2,617,794 | 0 | 2,617,794 | 2,617,794 | 7.4% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Mesa Air Group, Inc.
(Name of Issuer)
Common Stock, no par value
(Title of Class of Securities)
590479135
(CUSIP Number)
December 31, 2020
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on
this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed"
for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject
to the liabilities of that section of the Act but shall be subject to all other provisions of the
Act (however, see Instructions).
CUSIP No.: 590479135
1 | NAME OF REPORTING PERSON Corre Partners Management, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) 26-4570258 | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 | |
6 | SHARED VOTING POWER 2,617,794 | ||
7 | SOLE DISPOSITIVE POWER 0 | ||
8 | SHARED DISPOSITIVE POWER 2,617,794 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,617,794 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
| ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.4% | ||
12 | TYPE OF REPORTING PERSON IA, OO |
CUSIP No.: 590479135
1 | NAME OF REPORTING PERSON John Barrett I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION USA | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 | |
6 | SHARED VOTING POWER 2,617,794 | ||
7 | SOLE DISPOSITIVE POWER 0 | ||
8 | SHARED DISPOSITIVE POWER 2,617,794 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,617,794 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
| ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.4% | ||
12 | TYPE OF REPORTING PERSON IN, HC |
CUSIP No.: 590479135
ITEM 1(a). | NAME OF ISSUER:
Mesa Air Group, Inc.
| |
ITEM 1(b). | ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
410 North 44th Street, Suite 700, Phoenix, AZ 85008
| |
ITEM 2(a). | NAME OF PERSON FILING:
Corre Opportunities Qualified Master Fund, LP Corre Partners Advisors, LLC Corre Partners Management, LLC John Barrett Eric Soderlund (collectively the "Reporting Persons") | |
ITEM 2(b). | ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
12 East 49th Street, 40th Floor, New York, NY 10017
| |
ITEM 2(c). | CITIZENSHIP:
Corre Opportunities Qualified Master Fund, LP - Cayman Islands Corre Partners Advisors, LLC - Delaware Corre Partners Management, LLC - Delaware John Barrett - USA Eric Soderlund - USA | |
ITEM 2(d). | TITLE OF CLASS OF SECURITIES:
Common Stock, no par value
| |
ITEM 2(e). | CUSIP NUMBER:
590479135
| |
ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A: | |
(a)
[ ] | Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c); | |
(b)
[ ] | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); | |
(c)
[ ] | Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); | |
(d)
[ ] | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); | |
(e)
[X] | An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); | |
(f)
[ ] | An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); | |
(g)
[X] | A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); | |
(h)
[ ] | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i)
[ ] | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j)
[ ] | A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); | |
(k)
[ ] | Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution: | |
ITEM 4. | OWNERSHIP | |
(a) Amount beneficially owned: | ||
Percentages disclosed herein are based on 35,526,918 shares outstanding reported as of 9/30/2020 by the issuer on the 9/30/2020 10-K filed on 12/14/2020. | ||
(b) Percent of class: | ||
(c) Number of shares as to which the person has: | ||
(i) sole power to vote or to direct the vote: | ||
Corre Opportunities Qualified Master Fund, LP, and other private investment vehicles managed by Corre Partners Management, LLC (the "Funds"), each has the authority to dispose of and vote the shares of common stock directly owned by it, which power may be exercised by the General Partner of the Funds, Corre Partners Advisors, LLC (the "General Partner") and by Corre Partners Management, LLC, an affiliate of the General Partner, which is the investment adviser to the Funds (the "Investment Adviser"). | ||
(ii) shared power to vote or to direct the vote: | ||
John Barrett and Eric Soderlund are each Managing Members of the General Partner and the Investment Adviser (the "Managing Members"), and as such each has shared authority to dispose of and vote the shares of common stock. Based on Rule 13d-3 of the Securities Exchange Act of 1934, as amended, the General Partner, the Investment Adviser and the Managing Members may be deemed to beneficially own the shares of common stock directly held by the Funds, but disclaim ownership for any other purpose. | ||
(iii) sole power to dispose or direct the disposition of: | ||
(iv) shared power to dispose or to direct the disposition of: | ||
ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following
[ ].
| |
ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: | |
ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: | |
ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: | |
ITEM 9. | NOTICE OF DISSOLUTION OF GROUP: | |
ITEM 10. | CERTIFICATION:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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