Filing Details
- Accession Number:
- 0001104659-21-002027
- Form Type:
- 13G Filing
- Publication Date:
- 2021-01-07 16:44:07
- Filed By:
- Resolute Performance Fund
- Company:
- Maverix Metals Inc. (NYSE:MMX)
- Filing Date:
- 2021-01-07
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Resolute Performance Fund | 10,800,000 | 10,800,000 | 10,800,000 | 10,800,000 | 10,800,000 | 7.69% |
| Resolute Funds Limited | 10,800,000 | 10,800,000 | 10,800,000 | 10,800,000 | 10,800,000 | 7.69% |
| Tom Stanley | 10,800,000 | 10,800,000 | 10,800,000 | 10,800,000 | 10,800,000 | 7.69% |
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment
No. 3)
Maverix Metals Inc.
(Name of Issuer)
Common Shares
(Title of Class of Securities)
57776F405
(CUSIP Number)
December 31, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ¨ ¨ x | Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 57776F405
| 1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ¨ |
| 3 | SEC USE ONLY |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION Ontario, Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
10,800,0001 |
| 6 | SHARED VOTING POWER
10,800,0001 | |
| 7 | SOLE DISPOSITIVE POWER
10,800,0001 | |
| 8 | SHARED DISPOSITIVE POWER
10,800,0001 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,800,0001 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨ Not Applicable. |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.69%2 |
| 12 | TYPE OF REPORTING PERSON
FI3 |
| 1 | Resolute Funds Limited, the Trustee and Manager of Resolute Performance Fund, may be deemed to have sole voting and dispositive power over the issuer’s Common Shares and Tom Stanley, the President, Chief Investment Officer and Portfolio Manager of Resolute Funds Limited, may be deemed to have sole voting and dispositive power over the issuer’s Common Shares. |
| 2 | Calculated based on 140,488,309 common shares of Maverix Metals Inc. issued and outstanding as of November 12, 2020. |
| 3 | Resolute Performance Fund is an open-ended investment trust established under the laws of Ontario, Canada. |
CUSIP No. 57776F405
| 1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
Resolute Funds Limited |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ¨ (b) x |
| 3 | SEC USE ONLY |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Ontario, Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
10,800,0001 |
| 6 | SHARED VOTING POWER
10,800,0001 | |
| 7 | SOLE DISPOSITIVE POWER
10,800,0001 | |
| 8 | SHARED DISPOSITIVE POWER
10,800,0001 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,800,0001 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨ Not Applicable. |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.69%2 |
| 12 | TYPE OF REPORTING PERSON
IA3 |
| 1 | The shares are owned directly by Resolute Performance Fund. Resolute Funds Limited is the Trustee and Manager of Resolute Performance Fund and may be deemed to have sole voting and dispositive power over the shares of the issuer’s Common Shares. |
| 2 | Calculated based on 140,488,309 common shares of Maverix Metals Inc. issued and outstanding as of November 12, 2020. |
| 3 | Resolute Funds Limited is registered with the Ontario Securities Commission as an Adviser in the category of Portfolio Manager and Investment Fund Manager. |
CUSIP No. 57776F405
| 1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
Tom Stanley |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ¨ (b) x |
| 3 | SEC USE ONLY |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
10,800,0001 |
| 6 | SHARED VOTING POWER
10,800,0001 | |
| 7 | SOLE DISPOSITIVE POWER
10,800,0001 | |
| 8 | SHARED DISPOSITIVE POWER
10,800,0001 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,800,0001 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨ Not Applicable. |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.69%2 |
| 12 | TYPE OF REPORTING PERSON
IN |
| 1 | The shares are owned directly by Resolute Performance Fund. Resolute Funds Limited is the Trustee and Manager of Resolute Performance Fund and Tom Stanley is the President, Chief Investment Officer and Portfolio Manager of Resolute Funds Limited and may be deemed to have sole voting and dispositive power over the issuer’s Common Shares. |
| 2 | Calculated based on 140,488,309 common shares of Maverix Metals Inc. issued and outstanding as of November 12, 2020. |
| Item 1(a) | Name of Issuer:
Maverix Metals Inc. |
| Item 1(b) | Address of Issuer’s Principal Executive Offices:
Vancouver, British Columbia V6C 3A8 Canada |
| Item 2(a) | Name of Persons Filing:
Resolute Performance Fund; Resolute Funds Limited, the manager and trustee of Resolute Performance Fund; and Tom Stanley, the President, Chief Investment Officer and Portfolio Manager of Resolute Funds Limited. |
| Item 2(b) | Address of Principal Business Office of the Reporting Persons:
2323 Yonge Street, Suite 502 Toronto, Ontario Canada M4P 2C9
|
| Item 2(c) | Citizenship:
Ontario, Canada
|
| Item 2(d) | Title of Class of Securities:
Common Shares |
| Item 2(e) | CUSIP Number:
|
| Item 3. | If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
| (a) | ¨ | Broker or dealer registered under section 15 of the Act; |
| (b) | ¨ | Bank as defined in section 3(a)(6) of the Act; |
| (c) | ¨ | Insurance company as defined in section 3(a)(19) of the Act; |
| (d) | ¨ | Investment company registered under section 8 of the Investment Company Act of 1940; |
| (e) | ¨ | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); |
| (f) | ¨ | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); |
| (g) | ¨ | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); |
| (h) | ¨ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
| (i) | ¨ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; |
| (j) | ¨ | A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); | |
| (k) | ¨ | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: _________ |
| Item 4. | Ownership. |
| (a) | Amount beneficially owned: 10,800,000 Common Shares |
| (b) | Percent of class: 7.69%. The percentages used herein and in the rest of Item 4 are calculated based upon 140,488,309 common shares of Maverix Metals Inc. issued and outstanding as of November 12, 2020. |
| (c) | Number of shares as to which the person has: |
| (i) | Sole power to vote or to direct the vote: 10,800,000 |
| (ii) | Shared power to vote or to direct the vote: 10,800,000 |
| (iii) | Sole power to dispose or to direct the disposition of: 10,800,000 |
| (iv) | Shared power to dispose or to direct the disposition of: 10,800,000 |
| Item 5. | Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ¨. |
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable. |
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
Not Applicable. |
| Item 8. | Identification and Classification of Members of the Group.
Not Applicable. |
| Item 9. | Notice of Dissolution of Group.
Not Applicable. |
| Item 10. | Certification.
Not Applicable. |
SIGNATURES
After reasonable inquiry and to the best of the undersigned’s knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
| Dated: January 7, 2021 | RESOLUTE PERFORMANCE FUND | ||
| By: | /s/ Anna Goncharova | ||
| Name: | Anna Goncharova | ||
| Title: | CFO & Director of Resolute Funds Limited, its Manager and Trustee | ||
| RESOLUTE FUNDS LIMITED | |||
| By: | /s/ Anna Goncharova | ||
| Name: | Anna Goncharova | ||
| Title: | CFO & Director | ||
| By: | /s/ Tom Stanley | ||
| Name: | Tom Stanley | ||