Filing Details
- Accession Number:
- 0000922423-20-000017
- Form Type:
- 13G Filing
- Publication Date:
- 2020-12-23 11:55:55
- Filed By:
- Amiral Gestion
- Company:
- Asa Gold & Precious Metals Ltd (NYSE:ASA)
- Filing Date:
- 2020-12-23
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| AMIRAL GESTION | 978 | 978 | 978 | 5.07 % |
Filing
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
__________
SCHEDULE 13G
(Amendment N° 1)
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b),
(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
ASA Gold and Precious Metals Limited
(Name of Issuer)
Common shares
(Title of Class of Securities)
(Title of Class of Securities)
G3156P103
(CUSIP Number)
September 11, 2020
(Date of Event Which Requires Filing of this Statement)
(CUSIP Number)
September 11, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ☒ | Rule 13d-1(b) |
| ☐ | Rule 13d-1(c) |
| ☐ | Rule 13d-1(d) |
13G
| CUSIP No. G3156P103 | Page 2 of 6 Pages |
| 1) | NAME OF REPORTING PERSON AMIRAL GESTION | |||
| 2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☒ | ||
| 3) | SEC USE ONLY | |||
| 4) | CITIZENSHIP OR PLACE OF ORGANIZATION FRANCE | |||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5) | SOLE VOTING POWER 978 159 | ||
| 6) | SHARED VOTING POWER NOT APPLICABLE | |||
| 7) | SOLE DISPOSITIVE POWER 978 159 | |||
| 8) | SHARED DISPOSITIVE POWER NOT APPLICABLE | |||
| 9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 978 159 | |||
| 10) | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐ | |||
| 11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.07 % | |||
| 12) | TYPE OF REPORTING PERSON IV | |||
| Item 1(a). | Name of Issuer: |
ASA Gold and Precious Metals Limited
| Item 1(b). | Address of Issuer’s Principal Executive Offices: |
3 Canal Plaza
Portland, Maine 04101
| Item 2(a). | Name of Persons Filing: |
Amiral Gestion
| Item 2(b). | Address of Principal Business Office or, if None, Residence: |
103 Rue de Grenelle, 75007- Paris, France.
| Item 2(c). | Citizenship or Place of Organization: |
France
| Item 2(d). | Title of Class of Securities: |
Common shares
| Item 2(e). | CUSIP Number: |
G3156P103
| Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
| | (a) | ☐ | Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o); |
| (b) | ☐ | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); |
| (c) | ☐ | Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); |
| (d) | ☐ | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
| (e) | ☐ | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
| (f) | ☐ | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
| (g) | ☐ | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
| (h) | ☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
| (i) | ☐ | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); |
| (j) | ☒ A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); |
| (k) | ☐ | Group, in accordance with § 240.13d-1(b)(1)(ii)(K). |
| Item 4. | Ownership. |
| (a) | Amount beneficially owned: 978 159 |
| (b) | Percent of class: 5.07 % |
| (c) | Number of shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote: 978 159 |
| (ii) | Shared power to vote or to direct the vote: NOT APPLICABLE |
| (iii) | Sole power to dispose or to direct the disposition of: 978 159 |
| (iv) | Shared power to dispose or to direct the disposition of: NOT APPLICABLE |
| Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the
following ☐.
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Not applicable
| Item 8. | Identification and Classification of Members of the Group. |
Not applicable
| Item 9. | Notice of Dissolution of Group. |
Not applicable
| Item 10. | Certification. |
By signing below the undersigned certifies that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a
nomination under § 240.14a-11.
SIGNATURE
After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this statement with respect to the Reporting
Person on whose behalf the undersigned is executing this statement is true, complete and correct.
| Dated as of 12/23/2020 | Amiral Gestion | ||
| By: | /s/ Monia Donnen | ||
| Name: | Monia Donnen | ||
| Title: | General Secretary | ||