Filing Details
- Accession Number:
- 0001193125-20-321142
- Form Type:
- 13D Filing
- Publication Date:
- 2020-12-18 12:40:58
- Filed By:
- Frazier Life Sciences Ix, L.p.
- Company:
- Mirum Pharmaceuticals Inc. (NASDAQ:MIRM)
- Filing Date:
- 2020-12-18
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Frazier Life Sciences IX | 0 | 3,566,912 | 0 | 3,566,912 | 3,566,912 | 12.2% |
FHMLS IX | 0 | 3,566,912 | 0 | 3,566,912 | 3,566,912 | 12.2% |
FHMLS IX | 0 | 3,566,912 | 0 | 3,566,912 | 3,566,912 | 12.2% |
James Topper | 0 | 3,566,912 | 0 | 3,566,912 | 3,566,912 | 12.2% |
Patrick Heron | 0 | 3,566,912 | 0 | 3,566,912 | 3,566,912 | 12.2% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 2)*
Mirum Pharmaceuticals, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
604749 101
(CUSIP Number)
Steve R. Bailey
Frazier Healthcare Partners
601 Union Street, Suite 3200
Seattle, WA 98101
Telephone: (206) 621-7200
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
December 17, 2020
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 604749 101
1. | Name of Reporting Persons.
Frazier Life Sciences IX, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | Source of Funds (See Instructions)
WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With:
| 7. | Sole Voting Power
0 shares | ||||
8. | Shared Voting Power
3,566,912 shares (1) | |||||
9. | Sole Dispositive Power
0 shares | |||||
10. | Shared Dispositive Power
3,566,912 shares (1) |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
3,566,912 shares (1) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
12.2% (2) | |||||
14. | Type of Reporting Person (See Instructions)
PN |
(1) | Consists of 3,566,912 shares of Common Stock held directly by Frazier Life Sciences IX, L.P. FHMLS IX, L.P. is the general partner of Frazier Life Sciences IX, L.P. and FHMLS IX, L.L.C. is the general partner of FHMLS IX, L.P. Patrick Heron and James Topper are the members of FHMLS IX, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences IX, L.P.. |
(2) | Based on 29,250,340 shares of Common Stock that were anticipated to be outstanding following the Issuers public offering (and excluding the underwriters option to purchase an additional 562,500 shares of the Issuers Common Stock in such public offering) as set forth in the Issuers final prospectus filed with the SEC pursuant to Rule 424(b)(5) on December 15, 2020. |
Page 2
CUSIP No. 604749 101
1. | Name of Reporting Persons.
FHMLS IX, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | Source of Funds (See Instructions)
AF | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With:
| 7. | Sole Voting Power
0 shares | ||||
8. | Shared Voting Power
3,566,912 shares (1) | |||||
9. | Sole Dispositive Power
0 shares | |||||
10. | Shared Dispositive Power
3,566,912 shares (1) |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
3,566,912 shares (1) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
12.2% (2) | |||||
14. | Type of Reporting Person (See Instructions)
PN |
(1) | Consists of 3,566,912 shares of Common Stock held directly by Frazier Life Sciences IX, L.P. FHMLS IX, L.P. is the general partner of Frazier Life Sciences IX, L.P. and FHMLS IX, L.L.C. is the general partner of FHMLS IX, L.P. Patrick Heron and James Topper are the members of FHMLS IX, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences IX, L.P.. |
(2) | Based on 29,250,340 shares of Common Stock that were anticipated to be outstanding following the Issuers public offering (and excluding the underwriters option to purchase an additional 562,500 shares of the Issuers Common Stock in such public offering) as set forth in the Issuers final prospectus filed with the SEC pursuant to Rule 424(b)(5) on December 15, 2020. |
Page 3
CUSIP No. 604749 101
1. | Name of Reporting Persons.
FHMLS IX, L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | Source of Funds (See Instructions)
AF | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With:
| 7. | Sole Voting Power
0 shares | ||||
8. | Shared Voting Power
3,566,912 shares (1) | |||||
9. | Sole Dispositive Power
0 | |||||
10. | Shared Dispositive Power
3,566,912 shares (1) |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
3,566,912 shares (1) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
12.2% (2) | |||||
14. | Type of Reporting Person (See Instructions)
OO |
(1) | Consists of 3,566,912 shares of Common Stock held directly by Frazier Life Sciences IX, L.P. FHMLS IX, L.P. is the general partner of Frazier Life Sciences IX, L.P. and FHMLS IX, L.L.C. is the general partner of FHMLS IX, L.P. Patrick Heron and James Topper are the members of FHMLS IX, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences IX, L.P.. |
(2) | Based on 29,250,340 shares of Common Stock that were anticipated to be outstanding following the Issuers public offering (and excluding the underwriters option to purchase an additional 562,500 shares of the Issuers Common Stock in such public offering) as set forth in the Issuers final prospectus filed with the SEC pursuant to Rule 424(b)(5) on December 15, 2020. |
Page 4
CUSIP No. 604749 101
1. | Name of Reporting Persons.
James Topper | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | Source of Funds (See Instructions)
AF | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
United States Citizen |
Number of Shares Beneficially Owned by Each Reporting Person With:
| 7. | Sole Voting Power
0 shares | ||||
8. | Shared Voting Power
3,566,912 shares (1) | |||||
9. | Sole Dispositive Power
0 shares | |||||
10. | Shared Dispositive Power
3,566,912 shares (1) |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
3,566,912 shares (1) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
12.2% (2) | |||||
14. | Type of Reporting Person (See Instructions)
IN |
(1) | Consists of 3,566,912 shares of Common Stock held directly by Frazier Life Sciences IX, L.P. FHMLS IX, L.P. is the general partner of Frazier Life Sciences IX, L.P. and FHMLS IX, L.L.C. is the general partner of FHMLS IX, L.P. Patrick Heron and James Topper are the members of FHMLS IX, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences IX, L.P.. |
(2) | Based on 29,250,340 shares of Common Stock that were anticipated to be outstanding following the Issuers public offering (and excluding the underwriters option to purchase an additional 562,500 shares of the Issuers Common Stock in such public offering) as set forth in the Issuers final prospectus filed with the SEC pursuant to Rule 424(b)(5) on December 15, 2020. |
Page 5
CUSIP No. 604749 101
1. | Name of Reporting Persons.
Patrick Heron | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | Source of Funds (See Instructions)
AF | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
United States Citizen |
Number of Shares Beneficially Owned by Each Reporting Person With:
| 7. | Sole Voting Power
0 shares | ||||
8. | Shared Voting Power
3,566,912 shares (1) | |||||
9. | Sole Dispositive Power
0 shares | |||||
10. | Shared Dispositive Power
3,566,912 shares (1) |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
3,566,912 shares (1) | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
12.2% (2) | |||||
14. | Type of Reporting Person (See Instructions)
IN |
(1) | Consists of 3,566,912 shares of Common Stock held directly by Frazier Life Sciences IX, L.P. FHMLS IX, L.P. is the general partner of Frazier Life Sciences IX, L.P. and FHMLS IX, L.L.C. is the general partner of FHMLS IX, L.P. Patrick Heron and James Topper are the members of FHMLS IX, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences IX, L.P.. |
(2) | Based on 29,250,340 shares of Common Stock that were anticipated to be outstanding following the Issuers public offering (and excluding the underwriters option to purchase an additional 562,500 shares of the Issuers Common Stock in such public offering) as set forth in the Issuers final prospectus filed with the SEC pursuant to Rule 424(b)(5) on December 15, 2020. |
Page 6
CUSIP No. 604749 101
Item 1. Security and Issuer.
This Amendment No. 2 (Amendment No. 2) to Schedule 13D amends the statement on Schedule 13D filed on July 26 2019 (the Original Schedule 13D) as amended on April 29, 2020 (the Prior Amendment, and together with the Original Schedule 13D and this Amendment No. 2, the Schedule 13D) with respect to the Common Stock of Mirum Pharmaceuticals, Inc. (the Issuer), having its principal executive office at 950 Tower Lane, Suite 1050, Foster City, California 94404. Except as otherwise specified in Amendment No. 2, all items in the Schedule 13D are unchanged. All capitalized terms used in this Amendment No. 2 and not otherwise defined herein have the meanings ascribed to such terms in the Original Schedule 13D.
The Reporting Persons are filing this Amendment No. 2 to report a decrease in the percentage of the class beneficially owned by the Reporting Persons due to an increase in the aggregate number of outstanding securities of the Issuer.
Item 5. Interest in Securities of the Issuer
(a) | FLS IX is the record owners of the FLS Shares. As the sole general partner of FLS IX, FHMLS IX, L.P. may be deemed to beneficially own the FLS Shares. As the sole general partner of FHMLS IX, L.P., FHMLS IX, L.L.C. may be deemed to beneficially own the FLS Shares. As members of FHMLS IX, L.L.C., each of the Members may be deemed to beneficially own the FLS Shares. |
The percentage of outstanding Common Stock of the Issuer, which may be deemed to be beneficially owned by each Reporting Person, is set forth on Line 13 of such Reporting Persons cover sheet. Such percentage was calculated based on the 29,250,340 shares of Common Stock that were anticipated to be outstanding following the Issuers public offering (and excluding the underwriters option to purchase an additional 562,500 shares of the Issuers Common Stock in such public offering) as set forth in the Issuers final prospectus filed with the SEC pursuant to Rule 424(b)(5) on December 15, 2020.
(b) | Regarding the number of shares as to which such person has: |
a. | Sole power to vote or to direct the vote: See line 7 of cover sheets. |
b. | Shared power to vote or to direct the vote: See line 8 of cover sheets. |
c. | Sole power to dispose or to direct the disposition: See line 9 of cover sheets. |
d. | Shared power to dispose or to direct the disposition: See line 10 of cover sheets. |
(c) | Not applicable. |
(d) | No other person is known to have the right to receive or the power to direct the receipt of dividends from, or any proceeds from the sale of, the FLS Shares beneficially owned by any of the Reporting Persons. |
(e) | Not applicable. |
Page 7
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: December 18, 2020 | FRAZIER LIFE SCIENCES IX, L.P. | |||||
By FHMLS IX, L.P., its general partner | ||||||
By FHMLS IX, L.L.C., its general partner | ||||||
By: | /s/ Steve R. Bailey | |||||
Steve R. Bailey, Chief Financial Officer | ||||||
Date: December 18, 2020 | FHMLS IX, L.P. | |||||
By FHMLS IX, L.L.C., its general partner | ||||||
By: | /s/ Steve R. Bailey | |||||
Steve R. Bailey, Chief Financial Officer | ||||||
Date: December 18, 2020 | FHMLS IX, L.L.C. | |||||
By: | /s/ Steve R. Bailey | |||||
Steve R. Bailey, Chief Financial Officer | ||||||
Date: December 18, 2020 | By: | * | ||||
James Topper | ||||||
Date: December 18, 2020 | By: | * | ||||
Patrick Heron | ||||||
Date: December 18, 2020 | *By: | /s/ Steve R. Bailey | ||||
Steve R. Bailey, as Attorney-in-Fact |
This Schedule 13D was executed by Steve R. Bailey on behalf of the individuals listed above pursuant to a Power of Attorney, a copy of which was filed with the SEC on July 31, 2017.
Page 8