Filing Details
- Accession Number:
- 0001654954-20-013285
- Form Type:
- 13G Filing
- Publication Date:
- 2020-12-08 16:33:05
- Filed By:
- Chf First Generation Trust Of 2020
- Company:
- Alset Inc.
- Filing Date:
- 2020-12-08
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| CHF F | 700,000 | 0 | 700,000 | 0 | 700,000 | 8.18% |
| Darrin Michael Ocasio | 700,000 | 0 | 700,000 | 0 | 700,000 | 8.18% |
Filing
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
(Amendment No.
)
Under the
Securities Exchange Act of 1934
| | HF Enterprises Inc. | |
| | (Name of
Issuer) | |
| | | |
| | Common Stock, par value $0.001 per
share | |
| | (Title of Class of
Securities) | |
| | | |
| | 40438A105 | |
| | (CUSIP
Number) | |
| | | |
| | November
27, 2020 | |
| | (Date of Event
Which Requires Filing of this Statement) | |
| | | |
Check the
appropriate box to designate the rule pursuant to which
this Schedule is filed
| ☐ | Rule
13d-1(b) |
| ☐ | Rule
13d-1(c) |
| ☒ | Rule
13d-1(d) |
The remainder of
this cover page shall be filled out for a reporting person's initial
filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover
page.
The information
required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions
of the Act (however,
see the Notes).
CUSIP No.
40438A105
| 1. | Names of Reporting
Persons. I.R.S.
Identification Nos. of above persons (entities only). CHF
First Generation Trust of 2020 | ||
| 2. | Check the
Appropriate Box if a Member of a Group (See
Instructions) (a) ☐ (b) ☐ | ||
| 3. | SEC Use
Only | ||
| 4. | Citizenship of
Place of Organization The
State of New York | ||
| Number of
Shares Beneficially Owned by
Each Reporting
Person With | 5. | Sole Voting
Power 700,000 | |
| 6. | Shared Voting
Power 0 | ||
| 7. | Sole Dispositive
Power 700,000 | ||
| 8. | Shared Dispositive
Power 0 | ||
| 9. | Aggregate Amount
Beneficially Owned by each Reporting Person 700,000 | ||
| 10. | Check if the
Aggregate Amount in Row (9) Excludes Certain Shares
☐ n/a | ||
| 11. | Percent of Class
Represented by Amount in Row 9 8.18% | ||
| 12. | Type of Reporting
Person (See Instructions) OO | ||
| 1. | Names of Reporting
Persons. I.R.S.
Identification Nos. of above persons (entities only). Darrin
Michael Ocasio | ||
| 2. | Check the
Appropriate Box if a Member of a Group (See
Instructions) (a) ☐ (b) ☐ | ||
| 3. | SEC Use
Only | ||
| 4. | Citizenship of
Place of Organization The
United States | ||
| Number of
Shares Beneficially Owned by
Each Reporting
Person With | 5. | Sole Voting
Power 700,000(1) | |
| 6. | Shared Voting
Power 0 | ||
| 7. | Sole Dispositive
Power 700,000(1) | ||
| 8. | Shared Dispositive
Power 0 | ||
| 9. | Aggregate Amount
Beneficially Owned by each Reporting Person 700,000(1) | ||
| 10. | Check if the
Aggregate Amount in Row (9) Excludes Certain Shares
☐ n/a | ||
| 11. | Percent of Class
Represented by Amount in Row 9 8.18%(2) | ||
| 12. | Type of Reporting
Person (See Instructions) IN | ||
[1] The
reporting person Darrin Michael Ocasio is the sole trustee of CHF
First Generation Trust of 2020 (the “First Generation
Trust”) and has the sole voting power and dispositive power
over any and all of the shares held under the First Generation
Trust.
[2]
Based on 8,560,000 shares of common stock of the Issuer issued and
outstanding as of November 27, 2020.
ITEM 1:
| (a) | Name of
Issuer: |
HF Enterprises Inc. |
| | | |
| (b) | Address
of Issuer’s Principal Executive Offices: |
4800 Montgomery Lane, Suite 210
Bethesda, Maryland 20814 |
ITEM
2:
| (a) | Name of
Person Filing | This
report is filed by CHF First Generation Trust of 2020 and Darrin
Michael Ocasio with respect to the
shares of common stock, $0.001 par value per share, of the Issuer
that are directly beneficially owned by the First Generation Trust
and indirectly owned by Darrin Michael Ocasio. |
| | | |
| (b) | Address
of Principal Business Office or, if none, Residence: |
2 River Terrace, apt 17E
New York, NY 10282 |
| | | |
| (c) | Citizenship: |
Darrin Michael Ocasio is a citizen of the United States and the
First Generation Trust is a New York trust. |
| | | |
| (d) | Title
of Class of Securities: |
Common Stock, par value $0.001 per share |
| | | |
| (e) | CUSIP
Number: |
40438A105 |
ITEM
3: IF THIS STATEMENT IS FILED PURSUANT TO
§§240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE
PERSON FILING IS A:
| | (a) | ☐ | Broker or
dealer registered under section 15 of the Act (15 U.S.C.
78o); |
| | | | |
| | (b) | ☐ | Bank as
defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
| | | | |
| | (c) | ☐ | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c); |
| | | | |
| | (d) | ☐ | Investment
company registered under section 8 of the Investment Company Act of
1940 (15 U.S.C 80a-8); |
| | | | |
| | (e) | ☐ | An investment
adviser in accordance with
§240.13d-1(b)(1)(ii)(E); |
| | | | |
| | (f) | ☐ | An employee
benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F); |
| | | | |
| | (g) | ☐ | A parent
holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G); |
| | | | |
| | (h) | ☐ | A savings
associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813); |
| | | | |
| | (i) | ☐ | A church plan
that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.
80a-3); |
| | | | |
| | (j) | ☐ | A non-U.S.
institution, in accordance with
§240.13d-1(b)(1)(ii)(J); |
| | | | |
| | (k) | ☐ | Group, in
accordance with §240.13d-1(b)(1)(ii)(K). |
| | | | If filing as
a non-U.S. institution in accordance with
§240.13d-1(b)(1)(ii)(J), please specify the type of
institution: ___________________________. |
ITEM
4: OWNERSHIP.
Provide
the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in
Item 1.
| (a) | Amount
beneficially owned: |
700,000 |
| | | |
| (b) | Percent
of class: |
8.18% [3] |
| | | |
| (c) | Number
of shares as to which the person has: | |
| | (i) | Sole
power to vote or to direct the vote. |
700,000 |
| | | | |
| | (ii) | Shared
power to vote or to direct the vote. |
0 |
| | | | |
| | (iii) | Sole
power to dispose or to direct the disposition of. |
700,000 |
| | | | |
| | (iv) | Shared
power to dispose or to direct the disposition of. |
0 |
| (3) | Based
on 8,560,000 shares of common stock of the Issuer issued and
outstanding as of November 27, 2020. |
ITEM
5: OWNERSHIP OF FIVE PERCENT OR LESS OF A
CLASS.
If this statement
is being filed to report the fact that as of the date hereof the
reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following
[ ].
ITEM
6: OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF
OF ANOTHER PERSON.
Not
applicable.
ITEM
7: IDENTIFICATION AND CLASSIFICATION OF THE
SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY.
Not applicable.
ITEM
8: IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF
THE GROUP.
Not applicable.
ITEM
9: NOTICE OF DISSOLUTION OF GROUP.
Not
applicable.
ITEM
10: CERTIFICATIONS.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held
in the ordinary course of business and were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect, other
than activities solely in connection with a nomination under
§240.14a-11.
SIGNATURE
After reasonable
inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
| | | | |
| | | CHF
First Generation Trust of 2020 | |
| | | | |
| Dated: December 8,
2020 | By: | /s/ Darrin M.
Ocasio | |
| | | Name: Darrin M.
Ocasio | |
| | | Title:
Trustee | |
| | | | |
| | By: | /s/ Darrin M.
Ocasio | |
| | | Name: Darrin M.
Ocasio | |
| | | | |