Filing Details

Accession Number:
0001193125-20-291685
Form Type:
13D Filing
Publication Date:
2020-11-12 16:17:12
Filed By:
Coliseum Capital
Company:
Modivcare Inc (NASDAQ:MODV)
Filing Date:
2020-11-12
SEC Url:
13D Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Coliseum Capital Management 0 1,542,055 0 1,542,055 1,542,055 10.9%
Coliseum Capital 0 1,139,095 0 1,139,095 1,139,095 8.0%
Coliseum Capital Partners 0 877,795 0 877,795 877,795 6.2%
Coliseum Capital Partners II 0 261,300 0 261,300 261,300 1.8%
Coliseum Capital Co-Invest 0 0 0 0 0 0.0%
Adam Gray 0 1,542,055 0 1,542,055 1,542,055 10.9%
Christopher Shackelton 0 1,542,055 0 1,542,055 1,542,055 10.9%
Filing

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D/A

Under the Securities Exchange Act of 1934

(Amendment No. 15)*

 

 

The Providence Service Corporation

(Name of Issuer)

Common Stock, Par Value $0.001 Per Share

(Title of Class of Securities)

743815102

(CUSIP Number)

Christopher Shackelton/Adam Gray

105 Rowayton Ave.

Rowayton, CT 06853

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

November 10, 2020

(Date of Event Which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of sections 240.13d-1(e), 240.13d-1(f) or 140.13d-1(g), check the following box.   ☐

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 743815102    13D/A    Page 2 of 10

 

  1.   

Names of Reporting Persons

 

Coliseum Capital Management, LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

AF

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

1,542,055

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

1,542,055

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,542,055

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

13.  

Percent of Class Represented by Amount in Row (11)

 

10.9%

14.  

Type of Reporting Person (See Instructions)

 

IA


CUSIP No. 743815102    13D/A    Page 3 of 10

 

  1.   

Names of Reporting Persons

 

Coliseum Capital, LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

AF

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

1,139,095

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

1,139,095

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,139,095

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

13.  

Percent of Class Represented by Amount in Row (11)

 

8.0% (1)

14.  

Type of Reporting Person (See Instructions)

 

OO

 


CUSIP No. 743815102    13D/A    Page 4 of 10

 

  1.   

Names of Reporting Persons

 

Coliseum Capital Partners, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

877,795

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

877,795

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

877,795

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

13.  

Percent of Class Represented by Amount in Row (11)

 

6.2% (1)

14.  

Type of Reporting Person (See Instructions)

 

PN


CUSIP No. 743815102    13D/A    Page 5 of 10

 

  1.   

Names of Reporting Persons

 

Coliseum Capital Partners II, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

261,300

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

261,300

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

261,300

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

13.  

Percent of Class Represented by Amount in Row (11)

 

1.8%

14.  

Type of Reporting Person (See Instructions)

 

PN

 


CUSIP No. 743815102    13D/A    Page 6 of 10

 

  1.   

Names of Reporting Persons

 

Coliseum Capital Co-Invest, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

13.  

Percent of Class Represented by Amount in Row (11)

 

0.0%

14.  

Type of Reporting Person (See Instructions)

 

PN


CUSIP No. 743815102    13D/A    Page 7 of 10

 

  1.   

Names of Reporting Persons

 

Adam Gray

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

AF

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  6.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

1,542,055

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

1,542,055

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,542,055

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

13.  

Percent of Class Represented by Amount in Row (11)

 

10.9%

14.  

Type of Reporting Person (See Instructions)

 

IN


CUSIP No. 743815102    13D/A    Page 8 of 10

 

  1.   

Names of Reporting Persons

 

Christopher Shackelton

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

AF

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  6.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

1,542,055

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

1,542,055

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,542,055

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

13.  

Percent of Class Represented by Amount in Row (11)

 

10.9%

14.  

Type of Reporting Person (See Instructions)

 

IN


CUSIP No. 743815102    13D/A    Page 9 of 10

 

Explanatory Note: This Amendment No. 15 (this Amendment) to the Schedule 13D (the Initial 13D), filed by the Reporting Persons with the Securities and Exchange Commission (the SEC) on July 30, 2012 and as amended and supplemented by Amendment No. 1 to the Initial 13D filed on August 20, 2012, Amendment No. 2 to the Initial 13D filed on September 13, 2012, Amendment No. 3 to the Initial 13D filed on November 28, 2012, Amendment No. 4 to the Initial 13D filed on August 15, 2013, Amendment No. 5 to the Initial 13D filed on October 28, 2014, Amendment No. 6 to the Initial 13D filed on February 23, 2015, Amendment No. 7 to the Initial 13D filed on March 16, 2015, Amendment No. 8 to the Initial 13D filed on March 17, 2017, Amendment No. 9 to the Initial 13D filed on December 13, 2017, Amendment No. 10 to the Initial 13D filed on May 10, 2018, Amendment No. 11 to the Initial 13D filed on June 1, 2018, Amendment No. 12 to the Initial 13D filed on June 7, 2018, Amendment No. 13 to the Initial 13D filed on November 14, 2019, and Amendment No. 14 to the Initial 13D filed on June 12, 2020, amends and supplements certain of the items set forth therein.

As used in this Amendment, the term Reporting Persons collectively refers to:

 

   

Coliseum Capital Management, LLC, a Delaware limited liability company (CCM);

 

   

Coliseum Capital, LLC, a Delaware limited liability company (CC);

 

   

Coliseum Capital Partners, L.P., a Delaware limited partnership (CCP);

 

   

Coliseum Capital Partners II, L.P., a Delaware limited partnership (CCP2);

 

   

Coliseum Capital Co-Invest, L.P., a Delaware limited partnership (CCC);

 

   

Adam Gray (Gray); and

 

   

Christopher Shackelton, a director of the Issuer (Shackelton).

Item 5. Interest in Securities of the Issuer.

Item 5 is hereby amended and supplemented as follows:

The information relating to the beneficial ownership of Common Stock by each of the Reporting Persons set forth in Rows 7 through 13 of the cover pages hereto is incorporated herein by reference. The percentages set forth in Row 13 for all cover pages filed herewith are calculated based upon 14,183,634 shares of Common Stock outstanding as of November 3, 2020, as reported in the Issuers Quarterly Report on Form 10-Q, as filed with the SEC on November 6, 2020.

CCC effected the following transactions in the Common Stock during the past sixty days, or since the last Schedule 13D filing, whichever is less:

 

Name

  

Purchase or Sale

  

Date

  

Number of Shares

  

Price Per Share

CCC

   Sale    11/10/2020    253,021    $124.08

Except as set forth below, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock reported herein. CCM is an investment adviser whose clients, including CCP, CCP2, CCC and a separate account investment advisory client of CCM (the Separate Account), have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock.


CUSIP No. 743815102    13D/A    Page 10 of 10

 

SIGNATURES

After reasonable inquiry and to the best of my knowledge, I certify that the information set forth in this statement is true, complete and correct.

Dated: November 12, 2020

 

COLISEUM CAPITAL MANAGEMENT, LLC   COLISEUM CAPITAL, LLC
By:  

/s/ Chivonne Cassar

  By:  

/s/ Chivonne Cassar

  Chivonne Cassar, Attorney-in-fact     Chivonne Cassar, Attorney-in-fact
COLISEUM CAPITAL PARTNERS, L.P.   COLISEUM CAPITAL PARTNERS II, L.P.
By:   Coliseum Capital, LLC, General Partner   By:   Coliseum Capital, LLC, General Partner
By:  

/s/ Chivonne Cassar

  By:  

/s/ Chivonne Cassar

  Chivonne Cassar, Attorney-in-fact     Chivonne Cassar, Attorney-in-fact
COLISEUM CAPITAL CO-INVEST, L.P.   ADAM GRAY
By:   Coliseum Capital, LLC, General Partner    
By:  

/s/ Chivonne Cassar

  By:  

/s/ Chivonne Cassar

  Chivonne Cassar, Attorney-in-fact     Chivonne Cassar, Attorney-in-fact
CHRISTOPHER SHACKELTON    
By:  

/s/ Chivonne Cassar

   
  Chivonne Cassar, Attorney-in-fact