Filing Details
- Accession Number:
- 0001193125-20-271308
- Form Type:
- 13G Filing
- Publication Date:
- 2020-10-16 19:45:29
- Filed By:
- Wilks Brothers, Llc
- Company:
- Dawson Geophysical Co (NASDAQ:DWSN)
- Filing Date:
- 2020-10-19
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Dan H. Wilks | 0 | 1,813,390 | 0 | 1,813,390 | 1,813,390 | 7.77% |
Staci Wilks | 0 | 349 | 0 | 349 | 349 | 0.00% |
Wilks Brothers | 0 | 1,813,041 | 0 | 1,813,041 | 1,813,041 | 7.76% |
Farris Wilks | 0 | 1,813,041 | 0 | 1,813,041 | 1,813,041 | 7.76% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Dawson Geophysical Company
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
239360100
(CUSIP Number)
October 7, 2020
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13G
CUSIP No. 239360100 |
1 | Names of Reporting Persons
Dan H. Wilks | |||||
2 | Check the appropriate box if a member of a Group (see instructions) (a) ☒ (b) ☐
| |||||
3 | Sec Use Only
| |||||
4 | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
1,813,390 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
1,813,390 | |||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
1,813,390 | |||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
☐ | |||||
11 | Percent of class represented by amount in row (9)
7.77%* | |||||
12 | Type of Reporting Person (See Instructions)
IN |
* | Based on the 23,350,590 shares outstanding as set forth in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2020, filed with the SEC on August 4, 2020. |
Page 2 of 11
CUSIP No. 239360100 |
1 | Names of Reporting Persons
Staci Wilks | |||||
2 | Check the appropriate box if a member of a Group (see instructions) (a) ☒ (b) ☐
| |||||
3 | Sec Use Only
| |||||
4 | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
349 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
349 | |||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
349 | |||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
☐ | |||||
11 | Percent of class represented by amount in row (9)
0.00%* | |||||
12 | Type of Reporting Person (See Instructions)
IN |
* | Based on the 23,350,590 shares outstanding as set forth in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2020, filed with the SEC on August 4, 2020. |
Page 3 of 11
CUSIP No. 239360100 |
1 | Names of Reporting Persons
Wilks Brothers, LLC | |||||
2 | Check the appropriate box if a member of a Group (see instructions) (a) ☒ (b) ☐
| |||||
3 | Sec Use Only
| |||||
4 | Citizenship or Place of Organization
State of Texas | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
1,813,041 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
1,813,041 | |||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
1,813,041 | |||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
☐ | |||||
11 | Percent of class represented by amount in row (9)
7.76%* | |||||
12 | Type of Reporting Person (See Instructions)
OO |
* | Based on the 23,350,590 shares outstanding as set forth in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2020, filed with the SEC on August 4, 2020. |
Page 4 of 11
CUSIP No. 239360100 |
1 | Names of Reporting Persons
Farris Wilks | |||||
2 | Check the appropriate box if a member of a Group (see instructions) (a) ☒ (b) ☐
| |||||
3 | Sec Use Only
| |||||
4 | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
1,813,041 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
1,813,041 | |||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
1,813,041 | |||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
☐ | |||||
11 | Percent of class represented by amount in row (9)
7.76%* | |||||
12 | Type of Reporting Person (See Instructions)
IN |
* | Based on the 23,350,590 shares outstanding as set forth in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2020, filed with the SEC on August 4, 2020. |
Page 5 of 11
Item 1. |
(a) | Name of Issuer: Dawson Geophysical Company |
(b) | Address of Issuers Principal Executive Offices: |
508 West Wall Suite 800
Midland, TX 79701
Item 2. |
(a) | Name of Person Filing: |
This Schedule 13G is being jointly filed by Dan H. Wilks, Staci Wilks, Wilks Brothers, LLC, and Farris Wilks (the Reporting Persons).
(b) | Address of Principal Business Office or, if None, Residence: |
Dan H. Wilks
17018 IH 20
Cisco, TX 76437
Staci Wilks
17018 IH 20
Cisco, TX 76437
Wilks Brothers, LLC
17018 IH 20
Cisco, TX 76437
Farris Wilks
17018 IH 20
Cisco, TX 76437
(c) | Citizenship: |
Dan H. Wilks is a citizen of the United States of America.
Staci Wilks is a citizen of the United States of America.
Wilks Brothers, LLC is a limited liability company organized under the laws of the State of Texas.
Farris Wilks is a citizen of the United States of America.
(d) | Title and Class of Securities: |
Common Stock, par value $0.01 per share
(e) | CUSIP No.: 239360100 |
Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) [ ] | Broker or dealer registered under Section 15 of the Act; |
(b) [ ] | Bank as defined in Section 3(a)(6) of the Act; |
Page 6 of 11
(c) [ ] | Insurance company as defined in Section 3(a)(19) of the Act; |
(d) [ ] | Investment company registered under Section 8 of the Investment Company Act of 1940; |
(e) [ ] | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); |
(f) [ ] | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); |
(g) [ ] | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); |
(h) [ ] | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) [ ] | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; |
(j) [ ] | A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); |
(k) [ ] | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
Item 4. | Ownership |
The Reporting Persons may be deemed to be the beneficial owners of an aggregate of 1,813,390 shares of the Common Stock of the Issuer, representing 7.77% of the 23,350,590 shares outstanding as set forth in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2020, filed with the SEC on August 4, 2020
Wilks Brothers beneficially owns 1,813,041 shares of Common Stock, representing 7.76% of the Issuers issued and outstanding Common Stock. Wilks Brothers, LLC is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of Common Stock directly beneficially owned by Wilks Brothers.
Dan H. Wilks, together with his spouse, Staci Wilks, who share the same household, may be deemed to exercise voting and investment power over an additional 349 shares of Issuers Common Stock directly and therefore may be deemed to beneficially own such shares.
Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].
Item 6. | Ownership of more than Five Percent on Behalf of Another Person. Not applicable. |
Item 7. | Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person. Not applicable. |
Item 8. | Identification and classification of members of the group. See Exhibit 99.1. |
Item 9. | Notice of Dissolution of Group. Not applicable. |
Item 10. | Certifications. Not applicable. |
Page 7 of 11
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct.
Dated: October 16, 2020
* |
Dan H. Wilks |
* |
Staci Wilks |
* |
Farris Wilks |
Wilks Brothers, LLC | ||
By: | /s/ Matthew Wilks | |
Name: Matthew Wilks | ||
Title: Attorney-in-Fact |
*By: | /s/ Matthew Wilks | |
Matthew Wilks, as Attorney-in-Fact |
The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of this filing person), evidence of the representatives authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).
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EXHIBIT INDEX
Exhibit No. | Description | |
99.1 | Identification of Members of the Group | |
99.2 | Joint Filing Agreement |
Page 9 of 11