Filing Details

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)

 

 

Avantor, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

05352A 100

(CUSIP Number)

David S. Thomas, Esq.

Goldman Sachs & Co. LLC

200 West Street

New York, NY 10282

Phone: (212) 902-1000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

With a copy to:

Robert W. Reeder III

Sullivan & Cromwell LLP

125 Broad Street

New York, NY 10004

Phone: (212) 558-4000

August 21, 2020

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box  ☐.

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See 240.13d-7(b) for other parties to whom copies are to be sent.

 

 

The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

SCHEDULE 13D

CUSIP No. 05352A 100

 

1		NAMES OF REPORTING PERSONS   I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)     The Goldman Sachs Group, Inc.
2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a)  ☐        (b)  ☒
3		SEC USE ONLY
4		SOURCE OF FUNDS (See Instructions)     AF and OO
5		CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)     ☐
6		CITIZENSHIP OR PLACE OF ORGANIZATION     Delaware

NUMBER OF SHARES   BENEFICIALLY   OWNED BY EACH REPORTING PERSON WITH				7		SOLE VOTING POWER     0
				8		SHARED VOTING POWER     43,483,708
				9		SOLE DISPOSITIVE POWER     0
				10		SHARED DISPOSITIVE POWER     43,483,708

11		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON     43,483,708
12		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)     ☐
13		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)     7.5%*
14		TYPE OF REPORTING PERSON (See Instructions)     HC-CO

 

*

All calculations of percentage ownership in this Schedule 13D with respect to the Reporting Persons are based upon a total of 576,626,188 shares of common stock, par value $0.01 per share (the Common Stock), of Avantor, Inc. (the Issuer), outstanding as of July 31, 2020, as reported in the Issuers prospectus, dated as of August 19, 2020, filed with the U.S. Securities and Exchange Commission (the SEC) on August 21, 2020 pursuant to Rule 424(b)(7) under the Securities Act of 1933, as amended (the Securities Act).

SCHEDULE 13D

CUSIP No. 05352A 100

 

1		NAMES OF REPORTING PERSONS   I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)     Goldman Sachs & Co. LLC
2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a)  ☐        (b)  ☒
3		SEC USE ONLY
4		SOURCE OF FUNDS (See Instructions)     AF and OO
5		CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)     ☐
6		CITIZENSHIP OR PLACE OF ORGANIZATION     New York

NUMBER OF SHARES   BENEFICIALLY   OWNED BY EACH REPORTING PERSON WITH				7		SOLE VOTING POWER     0
				8		SHARED VOTING POWER     43,483,708
				9		SOLE DISPOSITIVE POWER     0
				10		SHARED DISPOSITIVE POWER     43,483,708

11		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON     43,483,708
12		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)     ☐
13		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)     7.5%
14		TYPE OF REPORTING PERSON (See Instructions)     BD-PN-IA

 

SCHEDULE 13D

CUSIP No. 05352A 100

 

1		NAMES OF REPORTING PERSONS   I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)     Broad Street Principal Investments, L.L.C.
2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a)  ☐        (b)  ☒
3		SEC USE ONLY
4		SOURCE OF FUNDS (See Instructions)     WC
5		CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)     ☐
6		CITIZENSHIP OR PLACE OF ORGANIZATION     Delaware

NUMBER OF SHARES   BENEFICIALLY   OWNED BY EACH REPORTING PERSON WITH				7		SOLE VOTING POWER     0
				8		SHARED VOTING POWER     10,507,085
				9		SOLE DISPOSITIVE POWER     0
				10		SHARED DISPOSITIVE POWER     10,507,085

11		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON     10,507,085
12		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)     ☐
13		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)     1.8%
14		TYPE OF REPORTING PERSON (See Instructions)     OO

SCHEDULE 13D

CUSIP No. 05352A 100

 

1		NAMES OF REPORTING PERSONS   I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)     Bridge Street Opportunity Advisors, L.L.C.
2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a)  ☐        (b)  ☒
3		SEC USE ONLY
4		SOURCE OF FUNDS (See Instructions)     AF
5		CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)     ☐
6		CITIZENSHIP OR PLACE OF ORGANIZATION     Delaware

NUMBER OF SHARES   BENEFICIALLY   OWNED BY EACH REPORTING PERSON WITH				7		SOLE VOTING POWER     0
				8		SHARED VOTING POWER     32,974,848
				9		SOLE DISPOSITIVE POWER     0
				10		SHARED DISPOSITIVE POWER     32,974,848

11		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON     32,974,848
12		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)     ☐
13		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)     5.7%
14		TYPE OF REPORTING PERSON (See Instructions)     OO

 

SCHEDULE 13D

CUSIP No. 05352A 100

 

1		NAMES OF REPORTING PERSONS   I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)     StoneBridge 2017, L.P.
2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a)  ☐        (b)  ☒
3		SEC USE ONLY
4		SOURCE OF FUNDS (See Instructions)     WC
5		CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)     ☐
6		CITIZENSHIP OR PLACE OF ORGANIZATION     Delaware

NUMBER OF SHARES   BENEFICIALLY   OWNED BY EACH REPORTING PERSON WITH				7		SOLE VOTING POWER     0
				8		SHARED VOTING POWER     683,221
				9		SOLE DISPOSITIVE POWER     0
				10		SHARED DISPOSITIVE POWER     683,221

11		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON     683,221
12		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)     ☐
13		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)     0.1%
14		TYPE OF REPORTING PERSON (See Instructions)     PN

SCHEDULE 13D

CUSIP No. 05352A 100

 

1		NAMES OF REPORTING PERSONS   I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)     StoneBridge 2017 Offshore, L.P.
2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a)  ☐        (b)  ☒
3		SEC USE ONLY
4		SOURCE OF FUNDS (See Instructions)     WC
5		CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)     ☐
6		CITIZENSHIP OR PLACE OF ORGANIZATION     Cayman Islands

NUMBER OF SHARES   BENEFICIALLY   OWNED BY EACH REPORTING PERSON WITH				7		SOLE VOTING POWER     0
				8		SHARED VOTING POWER     315,779
				9		SOLE DISPOSITIVE POWER     0
				10		SHARED DISPOSITIVE POWER     315,779

11		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON     315,779
12		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)     ☐
13		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)     0.1%
14		TYPE OF REPORTING PERSON (See Instructions)     PN

SCHEDULE 13D

CUSIP No. 05352A 100

 

1		NAMES OF REPORTING PERSONS   I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)     StoneBridge 2018, L.P.
2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a)  ☐        (b)  ☒
3		SEC USE ONLY
4		SOURCE OF FUNDS (See Instructions)     WC
5		CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)     ☐
6		CITIZENSHIP OR PLACE OF ORGANIZATION     Delaware

NUMBER OF SHARES   BENEFICIALLY   OWNED BY EACH REPORTING PERSON WITH				7		SOLE VOTING POWER     0
				8		SHARED VOTING POWER     2,089,674
				9		SOLE DISPOSITIVE POWER     0
				10		SHARED DISPOSITIVE POWER     2,089,674

11		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON     2,089,674
12		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)     ☐
13		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)     0.4%
14		TYPE OF REPORTING PERSON (See Instructions)     PN

SCHEDULE 13D

CUSIP No. 05352A 100

 

1		NAMES OF REPORTING PERSONS   I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)     StoneBridge 2018 Offshore, L.P.
2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a)  ☐        (b)  ☒
3		SEC USE ONLY
4		SOURCE OF FUNDS (See Instructions)     WC
5		CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)     ☐
6		CITIZENSHIP OR PLACE OF ORGANIZATION     Cayman Islands

NUMBER OF SHARES   BENEFICIALLY   OWNED BY EACH REPORTING PERSON WITH				7		SOLE VOTING POWER     0
				8		SHARED VOTING POWER     878,965
				9		SOLE DISPOSITIVE POWER     0
				10		SHARED DISPOSITIVE POWER     878,965

11		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON     878,965
12		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)     ☐
13		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)     0.2%
14		TYPE OF REPORTING PERSON (See Instructions)     PN

SCHEDULE 13D

CUSIP No. 05352A 100

 

1		NAMES OF REPORTING PERSONS   I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)     VWR Partners, L.P.
2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a)  ☐        (b)  ☒
3		SEC USE ONLY
4		SOURCE OF FUNDS (See Instructions)     WC
5		CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)     ☐
6		CITIZENSHIP OR PLACE OF ORGANIZATION     Cayman Islands

NUMBER OF SHARES   BENEFICIALLY   OWNED BY EACH REPORTING PERSON WITH				7		SOLE VOTING POWER     0
				8		SHARED VOTING POWER     29,007,209
				9		SOLE DISPOSITIVE POWER     0
				10		SHARED DISPOSITIVE POWER     29,007,209

11		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON     29,007,209
12		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)     ☐
13		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)     5.0%
14		TYPE OF REPORTING PERSON (See Instructions)     PN

 

This Amendment No. 2 (this Amendment No. 2) amends and supplements certain information in the Schedule 13D filed with the SEC on May 31, 2019, as amended by Amendment No. 1 filed with the SEC on May 29, 2020 (the Original 13D and, together with this Amendment No. 2, the Schedule 13D), on behalf of The Goldman Sachs Group, Inc. (GS Group), Goldman Sachs & Co. LLC (Goldman Sachs), Broad Street Principal Investments, L.L.C. (BSPI), Bridge Street Opportunity Advisors, L.L.C. (Bridge Street), StoneBridge 2017, L.P. (SB 2017 Fund), StoneBridge 2017 Offshore, L.P. (SB 2017 Fund Offshore), StoneBridge 2018, L.P. (SB 2018 Fund), StoneBridge 2018 Offshore, L.P. (SB 2018 Fund Offshore), and VWR Partners, L.P. (VWR and, together with SB 2017 Fund, SB 2017 Fund Offshore, SB 2018 Fund and SB 2018 Fund Offshore, collectively, the GS Funds). BSPI and the GS Funds are collectively referred to herein as the GS Investors. GS Group, Goldman Sachs, GS Investors and Bridge Street are collectively referred to herein as the Reporting Persons.

Except as set forth below, all Items of the Original 13D remain unchanged. All capitalized terms not otherwise defined herein shall have the meanings ascribed to such terms in the Original 13D.

 

Item 2.

Identity and Background

Item 2 of the Original 13D is hereby amended by replacing in their entirety Schedules I, II-B and III, incorporated therein by reference, with
Schedules I, II-B, and III hereto, respectively, which Schedules I, II-B and III are incorporated herein by reference.

 

Item 4.

Purpose of Transaction

Item 4 of the Original 13D is hereby amended by adding the following immediately before the final two paragraphs thereof:

Pursuant to an underwriting agreement, dated August 19, 2020 (the August 2020 Underwriting Agreement), by and among the Issuer, BSPI, other selling stockholders named therein, and Goldman Sachs and J.P. Morgan Securities LLC, as the underwriters (collectively, the Underwriters), the Underwriters agreed to purchase from BSPI, and BSPI agreed to sell to the Underwriters, 13,388,700 shares of Common Stock at a price of $19.5065 per share (the August 2020 Sale). In addition, pursuant to the August 2020 Underwriting Agreement, BSPI granted the Underwriters an option to purchase additional 2,008,305 shares of Common Stock for 30 days following the date of the August 2020 Underwriting Agreement at the same price (the August 2020 Option Sale). The Underwriters exercised this option on August 20, 2020.

The August 2020 Underwriting Agreement contains standard terms and conditions for a public offering including customary representations and warranties and indemnity provisions. The August 2020 Sale and the August 2020 Option Sale were consummated on August 21, 2020.

In connection with the August 2020 Underwriting Agreement, on August 19, 2020, BSPI signed a lock-up agreement (the August 2020 Lock-up Agreement) pursuant to which it agreed that, subject to specified exceptions, without the prior written consent of the Underwriters, BSPI will not, during the period ending 45 days after the date of the August 2020 Underwriting Agreement: (i) offer, sell, contract to sell, pledge, grant any option to purchase, lend or otherwise dispose of shares of Common Stock of the Issuer or options or warrants to purchase any shares of Common Stock, or any securities convertible into, exchangeable for or that represent the right to receive shares of Common Stock (a Disposition), (ii) engage in any hedging or other transaction or arrangement which is designed to or which reasonably could be expected to lead to or result in a sale, loan, pledge or other Disposition (whether by BSPI or someone other than BSPI), or transfer of any of the economic consequences of ownership, in whole or in part, directly or indirectly, of any shares of Common Stock or options, warrants, or other securities convertible into, exchangeable for or that represent the right to receive shares of Common Stock of the Issuer or (iii) otherwise publicly announce any intention to engage in any of the foregoing.

The foregoing description of the August 2020 Underwriting Agreement and the August 2020 Lock-up Agreement is not intended to be complete and is qualified in its entirety by the complete text of the August 2020 Underwriting Agreement, which is incorporated herein by reference to Exhibit 1.1 to the Issuers Current Report on Form 8-K filed on August 21, 2020, and the August 2020 Lock-up Agreement filed as Exhibit 10 hereto.

 

Item 5.

Interest in Securities of the Issuer

Item 5 of the Original 13D is hereby amended as follows:

(i) In connection with the August 2020 Sale and the August 2020 Option Sale, subsections (a) and (b) of Item 5 of the Original 13D are amended and restated in their entirety as follows:

The following table sets forth, as of August 21, 2020, the aggregate number of shares of Common Stock and percentage of Common Stock beneficially owned by each of the Reporting Persons, as well as the number of shares of Common Stock as to which each Reporting Person has the sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition of, or shared power to dispose or to direct the disposition of, as of such date. The information below is based upon a total of 576,626,188 shares of Common Stock outstanding as of July 31, 2020, as reported by the Issuer in the prospectus, dated as of August 19, 2020, filed with the SEC on August 21, 2020 pursuant to Rule 424(b)(7) under the Securities Act.    

 

Reporting Person		Amount beneficially owned				Percent of class				Sole power to vote or direct the vote				Shared power to vote or direct the vote				Sole power to dispose or to direct the disposition				Shared power to dispose or direct the disposition
The Goldman Sachs Group, Inc.			43,483,708				7.5	%			0				43,483,708				0				43,483,708
Goldman Sachs & Co. LLC			43,483,708				7.5	%			0				43,483,708				0				43,483,708
Broad Street Principal Investments, L.L.C.			10,507,085				1.8	%			0				10,507,085				0				10,507,085
StoneBridge 2017, L.P.			683,221				0.1	%			0				683,221				0				683,221
StoneBridge 2017 Offshore, L.P.			315,779				0.1	%			0				315,779				0				315,779
StoneBridge 2018, L.P.			2,089,674				0.4	%			0				2,089,674				0				2,089,674
StoneBridge 2018 Offshore, L.P.			878,965				0.2	%			0				878,965				0				878,965
VWR Partners, L.P.			29,007,209				5.0	%			0				29,007,209				0				29,007,209
Bridge Street Opportunity Advisors, L.L.C.			32,974,848				5.7	%			0				32,974,848				0				32,974,848

In accordance with the SEC Release No. 34-39538 (January 12, 1998) (the Release), this filing reflects the securities beneficially owned by certain operating units (collectively, the Goldman Sachs Reporting Units) of GS Group and its subsidiaries and affiliates (collectively, GSG). This filing does not reflect securities, if any, beneficially owned by any operating units of GSG whose ownership of securities is disaggregated from that of the Goldman Sachs Reporting Units in accordance with the Release. The Goldman Sachs Reporting Units disclaim beneficial ownership of the securities beneficially owned by (i) any client accounts with respect to which the Goldman Sachs Reporting Units or their employees have voting or investment discretion or both, or with respect to which there are limits on their voting or investment authority or both and (ii) certain investment entities of which the Goldman Sachs Reporting Units act as the general partner, managing general partner or other manager, to the extent interests in such entities are held by persons other than the Goldman Sachs Reporting Units.

None of the Reporting Persons or, to the knowledge of any of the Reporting Persons, any of the persons listed on Schedules I, II-A or II-B hereto may be deemed to beneficially own any shares of Common Stock other than as set forth herein.

(ii) Subsection (c) of Item 5 of the Original 13D is amended and restated in its entirety as follows:

Except as set forth in Schedule IV hereto, or as otherwise described herein, no transactions in the shares of Common Stock were effected by the Reporting Persons or, to the knowledge of any of the Reporting Persons, any of the persons listed on Schedules I, II-A or II-B hereto, during the period from June 22, 2020 to August 21, 2020.

 

Item 6.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

Item 6 of the Original 13D is hereby amended by adding the following immediately before the final paragraph thereof:

Information about the August 2020 Underwriting Agreement and the August 2020 Lock-up Agreement set forth or incorporated by reference in Item 4 of this Schedule 13D is incorporated by reference into this Item 6.

 

Item 7.

Material to Be Filed as Exhibits

Item 7 is hereby amended by adding the following exhibits in appropriate numerical order.

 

Exhibit No.		Description
9.		Underwriting Agreement by and among Avantor, Inc., Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC, as the underwriters, and the selling stockholders (incorporated by reference to Exhibit 1.1 to the Issuers Current Report on Form 8-K, filed on August 21, 2020).
10.		Lock-up Agreement, dated as of August 19, 2020.

SIGNATURE

After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this Schedule 13D is true, complete and correct.

Dated as of August 26, 2020.

 

SCHEDULE I

The name of each director and executive officer of The Goldman Sachs Group, Inc. is set forth below.

The business address of each person listed below is c/o Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282.

Each person is a citizen of the United States of America except for Lakshmi N. Mittal, who is a citizen of India, and Mark O. Winkelman, who is a citizen of the Netherlands. Adebayo O. Ogunlesi is also a citizen of Nigeria. The present principal occupation or employment of each of the listed persons is set forth below.

 

NAME		PRESENT PRINCIPAL OCCUPATION
David M. Solomon		Chairman and Chief Executive Officer of The Goldman Sachs Group, Inc.
M. Michele Burns		Former Chairman and Chief Executive Officer, Mercer LLC; Former Chief Financial Officer of each of: Marsh & McLennan Companies, Inc., Mirant Corp. and Delta Air Lines, Inc.
Drew G. Faust		Professor and Former President of Harvard University
Mark A. Flaherty		Former Vice Chairman, Wellington Management Company
Sheara J. Fredman		Chief Accounting Officer of The Goldman Sachs Group, Inc.
Elizabeth M. Hammack		Global Treasurer of The Goldman Sachs Group, Inc.
Ellen J. Kullman		President and Chief Executive Officer of Carbon, Inc.; Former Chair and Chief Executive Officer of E.I. du Pont de Nemours and Company
Brian J. Lee		Chief Risk Officer of The Goldman Sachs Group, Inc.
Lakshmi N. Mittal		Chairman and Chief Executive Officer of ArcelorMittal S.A.
Adebayo O. Ogunlesi		Chairman and Managing Partner of Global Infrastructure Partners
Peter Oppenheimer		Former Senior Vice President and Chief Financial Officer of Apple, Inc.
John F.W. Rogers		Executive Vice President of The Goldman Sachs Group, Inc.
Stephen M. Scherr		Chief Financial Officer of The Goldman Sachs Group, Inc.
Karen P. Seymour		Executive Vice President and General Counsel of The Goldman Sachs Group, Inc.
Laurence Stein		Chief Administrative Officer of The Goldman Sachs Group, Inc.
Jan E. Tighe		Former Vice Admiral, United States Navy
David A. Viniar		Former Chief Financial Officer of The Goldman Sachs Group, Inc.
John E. Waldron		President and Chief Operating Officer of The Goldman Sachs Group, Inc.
Mark O. Winkelman		Private Investor

SCHEDULE II-B

The name, position and present principal occupation of each executive officer of (i) BSPI, and (ii) Bridge Street, are set forth below.

The business address for all the executive officers listed below is c/o Goldman Sachs & Co., 200 West Street, New York, New York 10282, except as follows: The business address of each of Philippe Camu, James H. Reynolds, Matteo Botto Poala, Michael Bruun, Alex Mignotte, Ana Estrada Lopez, Amitayush Bahri, Richard Spencer, Mike Ebeling, Matthias Hieber, Michele Titi-Cappelli, Maximilliano Ramirez-Espain, Tim Campbell, Emilie Railhac, James Garman and Heather Mulahasani is Plumtree Court, 25 Shoe Lane, London EC4A 4AU, England. The business address of each of Stephanie Hui, Xiang Fan, Michael Hui and Jay Hyun Lee is Cheung Kong Center, 68th Floor, 2 Queens Road, Central, Hong Kong. The business address of each of Joseph P. DiSabato and David Campbell is 555 California Street, San Francisco, CA 94104. The business address of Michael Watts, Barry Olson, Chance Monroe, Kyle Kendall, James Huckaby, Clayton Wilmer and Daniel Farrar is 2001 Ross Avenue, Suite 2800, Dallas, TX 75201. The business address of Lavanya Ashok is Rational House, 951-A, Appasaheb Marathe Marg, Prabhadevi, Mumbai 400 025, India. The business address of Bin Zhu is Winland International Center, 7 Finance Street, Xicheng District, Beijing 100033, Peoples Republic of China. The business address of Johanna Volpi is 30 Hudson Street, Jersey City, NJ 07302 The business address of Cristiano Camargo is Rua Leopoldo Couto Magalhaes Junior 700, 16 andar, Itaimi Bibi, 04542-000 Sao Paulo-SP, Brazil.

All executive officers listed below are United States citizens, except as follows: James H. Reynolds, Alex Mignotte, Emilie Railhac and Cedric Lucas are citizens of France; Adrian M. Jones is a citizen of Ireland; Mike Ebeling is a citizen of Germany; Anthony Arnold, Tim Campbell, James Garman, Heather Mulahasani, Richard Spencer and Stephanie Hui are citizens of the United Kingdom; Philippe Camu is a citizen of Belgium; Matteo Botto Poala and Michele Titi-Cappelli are citizens of Italy; Maximilliano Ramirez-Espain and Ana Estrada Lopez are citizens of Spain, Michael Bruun is a citizen of Denmark, Lavanya Ashok, Harsh Nanda and Amitayush Bahri are citizens of India, David Campbell is a citizen of Australia, Nicole Agnew is a citizen of Canada, Matthias Hieber is a citizen of Austria, Cristiano Camargo is a citizen of Brazil, Xiang Fan is a citizen of the Peoples Republic of China and Michael Hui and Bin Zhu are citizens of the Peoples Republic of China (Hong Kong permanent resident). Jay Hyun Lee is a citizen of the Republic of Korea.

 

NAME		POSITION		PRESENT PRINCIPAL OCCUPATION
Richard A. Friedman		President		Managing Director of Goldman Sachs & Co. LLC
Philippe Camu		Vice President		Managing Director of Goldman Sachs International
Thomas G. Connolly		Vice President		Managing Director of Goldman Sachs & Co. LLC
Joseph P. DiSabato		Vice President		Managing Director of Goldman Sachs & Co. LLC
James R. Garman		Vice President		Managing Director of Goldman Sachs International
Bradley J. Gross		Vice President		Managing Director of Goldman Sachs & Co. LLC
Matthias Hieber		Vice President		Managing Director of Goldman Sachs International
Stephanie Hui		Vice President		Managing Director of Goldman Sachs (Asia) L.L.C.
Adrian M. Jones		Vice President		Managing Director of Goldman Sachs & Co. LLC
Alan Kava		Vice President		Managing Director of Goldman Sachs & Co. LLC
Michael E. Koester		Vice President		Managing Director of Goldman Sachs & Co. LLC
Scott Lebovitz		Vice President		Managing Director of Goldman Sachs & Co. LLC
Heather L. Mulahasani		Vice President		Managing Director of Goldman Sachs International
James H. Reynolds		Vice President		Managing Director of Goldman Sachs International
Richard Spencer		Vice President		Managing Director of Goldman Sachs International
Peter A. Weidman		Vice President		Managing Director of Goldman Sachs & Co. LLC
Nicole Agnew		Vice President		Managing Director of Goldman Sachs & Co. LLC
Kirsten Anthony		Vice President		Managing Director of Goldman Sachs & Co. LLC
Anthony Arnold		Vice President		Managing Director of Goldman Sachs & Co. LLC
Lavanya Ashok		Vice President		Managing Director of Goldman Sachs (India) Securities Private Limited
Amitayush Bahri		Vice President		Managing Director of Goldman Sachs International
Allison Beller		Vice President		Managing Director of Goldman Sachs & Co. LLC

 

2

Matteo Botto Poala		Vice President		Managing Director of Goldman Sachs International
Michael Bruun		Vice President		Managing Director of Goldman Sachs International
Cristiano Camargo		Vice President		Managing Director of Goldman Sachs do Brasil Banco Múltiplo S.A.
David Campbell		Vice President		Managing Director of Goldman Sachs & Co. LLC
Tim Campbell		Vice President		Managing Director of Goldman Sachs International
David Castelblanco		Vice President		Managing Director of Goldman Sachs & Co. LLC
Christopher A. Crampton		Vice President		Managing Director of Goldman Sachs & Co. LLC
Alexander Cheek		Vice President		Managing Director of Goldman Sachs & Co. LLC
Mike Ebeling		Vice President		Managing Director of Goldman Sachs International
Xiang Fan		Vice President		Managing Director of Goldman Sachs (Asia) L.L.C.
Jeffrey M. Fine		Vice President		Managing Director of Goldman Sachs & Co. LLC
Charles H. Gailliot		Vice President		Managing Director of Goldman Sachs & Co. LLC
Ana Estrada Lopez		Vice President		Managing Director of Goldman Sachs International
James Huckaby		Vice President		Managing Director of Goldman Sachs & Co. LLC
Michael Hui		Vice President		Managing Director of Goldman Sachs (Asia) L.L.C.
Jonathan Hunt		Vice President		Managing Director of Goldman Sachs & Co. LLC
Kyle Kendall		Vice President		Managing Director of Goldman Sachs & Co. LLC
Jay Hyun Lee		Vice President		Managing Director of Goldman Sachs (Asia) L.L.C.
Lee Levy		Vice President		Managing Director of Goldman Sachs & Co. LLC
Alexandre Mignotte		Vice President		Managing Director of Goldman Sachs International
Christopher Monroe		Vice President		Managing Director of Goldman Sachs & Co. LLC
Harsh Nanda		Vice President		Managing Director of Goldman Sachs & Co. LLC
Barry Olson		Vice President		Managing Director of Goldman Sachs & Co. LLC
Emilie Railhac		Vice President		Managing Director of Goldman Sachs International
Andrew Rhee		Vice President		Managing Director of Goldman Sachs & Co. LLC
Leonard Seevers		Vice President		Managing Director of Goldman Sachs & Co. LLC
Gabriella Skirnick		Vice President		Managing Director of Goldman Sachs & Co. LLC
Michele Titi-Cappelli		Vice President		Managing Director of Goldman Sachs International
Peter Vermette		Vice President		Managing Director of Goldman Sachs & Co. LLC
Mark Wetzel		Vice President		Managing Director of Goldman Sachs & Co. LLC
Bin Zhu		Vice President		Managing Director of Goldman Sachs (Asia) L.L.C.
Maximilliano Ramirez-Espain		Vice President		Managing Director of Goldman Sachs International
Michael Watts		Vice President		Managing Director of Goldman Sachs & Co. LLC
Laurie E. Schmidt		Vice President and Treasurer		Managing Director of Goldman Sachs & Co. LLC
Susan Hodgkinson		Vice President and Secretary		Managing Director of Goldman Sachs & Co. LLC
William Y. Eng		Vice President		Vice President of Goldman Sachs & Co. LLC
Scott Kilpatrick		Vice President		Vice President of Goldman Sachs & Co. LLC
Clayton Wilmer		Vice President		Vice President of Goldman Sachs & Co. LLC
Wei Yan		Vice President		Managing Director of Goldman Sachs & Co. LLC
David Thomas		Vice President, Assistant Secretary & General Counsel		Managing Director of Goldman Sachs & Co. LLC
Harvey Shapiro		Vice President & Assistant Treasurer		Managing Director of Goldman Sachs & Co. LLC
Johanna Volpi		Vice President & Assistant Treasurer		Vice President of Goldman Sachs & Co. LLC
Daniel Farrar		Vice President & Assistant Treasurer		Vice President of Goldman Sachs & Co. LLC
Michael J. Perloff		Vice President		Managing Director of Goldman Sachs & Co. LLC
Getty Chin		Assistant Treasurer		Managing Director of Goldman Sachs & Co. LLC
Kirsten Frivold		Vice President & Assistant Treasurer		Managing Director of Goldman Sachs & Co. LLC
Alex Chi		Vice President		Managing Director of Goldman Sachs & Co. LLC

 

3

Jo Natauri		Vice President		Managing Director of Goldman Sachs & Co. LLC
Omar Chaudhary		Vice President		Managing Director of Goldman Sachs & Co. LLC
William Chen		Vice President		Managing Director of Goldman Sachs & Co. LLC
Cedric Lucas		Vice President		Managing Director of Goldman Sachs & Co. LLC
Brady Schuck		Vice President		Managing Director of Goldman Sachs & Co. LLC
Kerri Bagnaturo		Vice President		Vice President of Goldman Sachs & Co. LLC

 

4

SCHEDULE III

The U.S. Securities and Exchange Commission (the SEC) has alleged that Goldman Sachs & Co. LLC (Goldman Sachs) violated Regulation SHO under the Securities Exchange Act of 1934, as amended (the Exchange Act) by improperly relying on Goldman Sachss automated locate function in the order management system without having confirmed the availability of the securities to be located. In addition, the SEC alleged that Goldman Sachs employees did not provide sufficient and accurate information with respect to these locates in Goldman Sachss locate log, which must reflect the basis upon which Goldman Sachs provided the locates. The SEC alleged that Goldman Sachs willfully violated Rule 203(b)(1) of Regulation SHO and Section 17(a) of the Exchange Act. Without admitting or denying the violations, Goldman Sachs consented to the entry by the SEC of an Order Instituting Administrative and Cease-and-Desist Proceedings, pursuant to Sections 15(b) and 21C of the Exchange Act, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order (Release No. 34-76899, Jan. 14, 2016). Pursuant to the Order, Goldman Sachs must cease and desist from committing or causing any violations and any future violations of Rule 203(b)(1) of Regulation SHO, and any violations and any future violations of Section 17(a) of the Exchange Act and Rule 203(b)(1)(iii) thereunder relating to short sale locate records. Also pursuant to the Order, Goldman Sachs was censured and paid a civil money penalty in the amount of $15,000,000 on January 20, 2016. The SEC stated that, in determining to accept Goldman Sachss offer of settlement, it considered certain remedial acts taken by Goldman Sachs.

 

5

SCHEDULE IV

All transactions disclosed in this Schedule IV were effected by Goldman Sachs & Co. LLC either (x) acting in its capacity as an underwriter in the SEC-registered public offering of shares of common stock of Avantor, Inc. that closed on August 21, 2020 or (y) acting as agent on behalf of Goldman Sachs International and Goldman Sachs Bank Europe, each of which entered into riskless principal trades in connection with client trade facilitation in the ordinary course of their business.

 

Trade Date		Quantity		Buy/Sell		Price
6/22/20		29		B		17.38
6/22/20		29		S		17.38
6/23/20		300		B		17.75
6/23/20		300		S		17.75
6/25/20		151		S		16.84
6/25/20		151		B		16.84
6/26/20		20		B		16.82
6/26/20		20		S		16.82
6/30/20		1,910		B		17.10
6/30/20		400		S		17.00
6/30/20		584		B		17.10
6/30/20		400		B		17.00
6/30/20		3,653		S		17.10
6/30/20		1,103		B		17.10
6/30/20		56		B		17.16
7/1/20		646		B		16.99
7/1/20		10,000		S		17.00
7/1/20		436		B		16.99
7/1/20		347		B		16.99
7/1/20		2,006		S		16.99
7/1/20		13,404		S		17.09
7/1/20		62		B		16.99
7/1/20		14,230		S		17.09
7/1/20		62,634		B		17.04
7/1/20		495		B		16.99
7/1/20		25,000		S		17.00
7/1/20		20		B		17.00
7/2/20		25		B		17.61
7/2/20		635		B		17.61
7/2/20		1,077		B		17.61
7/2/20		990		B		17.61
7/2/20		384		B		17.61
7/2/20		125		B		17.65
7/2/20		3,236		S		17.61
7/6/20		19,700		S		18.11
7/6/20		19,700		B		18.11
7/7/20		531		B		18.53
7/7/20		700		S		18.45
7/7/20		345		B		18.53
7/7/20		43		B		18.55

7/7/20		700		B		18.45
7/7/20		240		B		18.53
7/7/20		1,159		S		18.53
7/10/20		366		S		18.19
7/10/20		28		B		18.18
7/10/20		1,305		B		18.21
7/10/20		1,104		B		18.19
7/10/20		9		S		18.19
7/10/20		110		S		18.19
7/10/20		3,571		S		18.21
7/10/20		5		S		18.35
7/10/20		512		B		18.21
7/10/20		984		B		18.21
7/10/20		248		S		18.19
7/10/20		366		S		18.19
7/10/20		56		B		18.20
7/10/20		686		B		18.19
7/13/20		13		S		18.35
7/13/20		66		S		18.35
7/13/20		2,016		S		18.34
7/13/20		9		S		18.48
7/13/20		339		B		18.39
7/13/20		572		B		18.34
7/13/20		858		B		18.34
7/13/20		329		S		18.35
7/13/20		13		B		18.45
7/13/20		989		B		18.35
7/13/20		249		S		18.35
7/13/20		323		S		18.35
7/13/20		234		B		18.34
7/14/20		975		S		18.14
7/14/20		184,653		B		18.08
7/14/20		855		S		18.14
7/14/20		1,013		S		18.14
7/14/20		164		S		18.14
7/14/20		181,646		S		18.08
7/16/20		10,212		S		18.85
7/16/20		3,666		B		18.86
7/16/20		109		B		18.87
7/16/20		2,068		B		18.85
7/16/20		10,346		B		18.86
7/16/20		10,346		S		18.86
7/16/20		1,686		B		18.86
7/16/20		52		B		18.85
7/16/20		2,631		B		18.86
7/20/20		603		B		18.78
7/20/20		40		B		18.78
7/20/20		34		B		18.79

7/20/20		157		S		18.79
7/20/20		529		B		18.79
7/20/20		28,681		S		18.79
7/20/20		1,207		B		18.80
7/20/20		448		B		18.80
7/20/20		1,723		B		18.80
7/20/20		169		S		18.79
7/20/20		176		S		18.79
7/20/20		24,626		B		18.79
7/20/20		27		S		18.79
7/23/20		47,745		S		18.83
7/23/20		47,745		B		18.83
7/24/20		499		S		18.46
7/24/20		3,605		B		18.45
7/24/20		13		S		18.46
7/24/20		6,965		S		18.45
7/24/20		525		S		18.46
7/24/20		515		B		18.45
7/24/20		78		B		18.44
7/24/20		9		S		18.41
7/24/20		415		B		18.45
7/24/20		2,352		B		18.45
7/24/20		131		S		18.46
7/24/20		558		S		18.46
7/24/20		1,753		B		18.46
7/24/20		18		S		18.44
7/27/20		100		S		19.55
7/27/20		46		S		19.46
7/27/20		796		B		19.48
7/27/20		650		S		19.47
7/28/20		21,796		S		19.36
7/28/20		21,796		B		19.36
7/29/20		32		S		19.66
7/29/20		161		S		19.66
7/29/20		9,107		B		19.66
7/29/20		8,624		S		19.66
7/29/20		2		S		19.36
7/29/20		148		S		19.66
7/29/20		140		S		19.66
7/30/20		4,623		S		21.97
7/30/20		4,623		B		21.97
8/3/20		51		S		22.59
8/3/20		41,004		S		22.50
8/3/20		50,736		B		22.50
8/3/20		1,957		S		22.50
8/3/20		14		S		22.50
8/3/20		849		S		22.50
8/3/20		3,150		S		22.50

8/3/20		3,711		S		22.50
8/19/20		38,479		S		19.80
8/19/20		2,300		S		19.80
8/19/20		1,047		S		19.80
8/19/20		5,900		S		19.80
8/19/20		7,500		S		19.80
8/19/20		22,000		S		19.80
8/19/20		257		S		19.80
8/19/20		262		S		19.80
8/19/20		7,575,757		S		19.80
8/19/20		600		S		19.80
8/19/20		7,400		S		19.80
8/19/20		23,771		S		19.80
8/19/20		63,125		S		19.80
8/19/20		5,531		S		19.80
8/19/20		98		S		19.80
8/19/20		250,000		S		19.80
8/19/20		24,054		S		19.80
8/19/20		50,500		S		19.80
8/19/20		160		S		19.80
8/19/20		14,200		S		19.80
8/19/20		100,000		S		19.80
8/19/20		40,000		S		19.80
8/19/20		4,081		S		19.80
8/19/20		3,355,937		S		19.80
8/19/20		8,600		S		19.80
8/19/20		2,200		S		19.80
8/19/20		96		S		19.80
8/19/20		2,000		S		19.80
8/19/20		35,627		S		19.80
8/19/20		2,500		S		19.80
8/19/20		65,399		S		19.80
8/19/20		4,800		S		19.80
8/19/20		84,000		S		19.80
8/19/20		144,000		S		19.80
8/19/20		20,000		S		19.80
8/19/20		6,300		S		19.80
8/19/20		7,200		S		19.80
8/19/20		52,732		S		19.80
8/19/20		4,762		S		19.80
8/19/20		52,000		S		19.80
8/19/20		60,000		S		19.80
8/19/20		305,200		S		19.80
8/19/20		23,000		S		19.80
8/19/20		200,000		S		19.80
8/19/20		12,000		S		19.80
8/19/20		850		S		19.80
8/19/20		40,000		S		19.80

8/19/20		4,377		S		19.80
8/19/20		7,200		S		19.80
8/19/20		2,300		S		19.80
8/19/20		274,111		S		19.80
8/19/20		500		S		19.80
8/19/20		700		S		19.80
8/19/20		264,000		S		19.80
8/19/20		5,153		S		19.80
8/19/20		678,316		S		19.80
8/19/20		365,122		S		19.80
8/19/20		500		S		19.80
8/19/20		15,547		S		19.80
8/19/20		5,000		S		19.80
8/19/20		21,142		S		19.80
8/19/20		2,500		S		19.80
8/19/20		900		S		19.80
8/19/20		62,644		S		19.80
8/19/20		15,500		S		19.80
8/19/20		500		S		19.80
8/19/20		10,600		S		19.80
8/19/20		68,027		S		19.80
8/19/20		250,000		S		19.80
8/19/20		550		S		19.80
8/19/20		7,300		S		19.80
8/19/20		2,300		S		19.80
8/19/20		5,836		S		19.80
8/19/20		47,940		S		19.80
8/19/20		1,300		S		19.80
8/19/20		323,000		S		19.80
8/19/20		134,400		S		19.80
8/19/20		2,200		S		19.80
8/19/20		13,431		S		19.80
8/19/20		4,100		S		19.80
8/19/20		5,324		S		19.80
8/19/20		950		S		19.80
8/19/20		450		S		19.80
8/19/20		1,300		S		19.80
8/19/20		177,460		S		19.80
8/19/20		7,608		S		19.80
8/19/20		89,066		S		19.80
8/19/20		86		S		19.80
8/19/20		3,922		S		19.80
8/19/20		4,000		S		19.80
8/19/20		1,000,000		S		19.80
8/19/20		400		S		19.80
8/19/20		398		S		19.80
8/19/20		2,320		S		19.80
8/19/20		7,500		S		19.80

8/19/20		226		S		19.80
8/19/20		1,250,000		S		19.80
8/19/20		2,600		S		19.80
8/19/20		1,200		S		19.80
8/19/20		202,000		S		19.80
8/19/20		450,000		S		19.80
8/19/20		25,000		S		19.80
8/19/20		199,000		S		19.80
8/19/20		178,908		S		19.80
8/19/20		7,200		S		19.80
8/19/20		950		S		19.80
8/19/20		505,050		S		19.80
8/19/20		181,462		S		19.80
8/19/20		4,800		S		19.80
8/19/20		73,000		S		19.80
8/19/20		917,885		S		19.80
8/19/20		18,755		S		19.80
8/19/20		1,180,400		S		19.80
8/19/20		21,900		S		19.80
8/19/20		75,000		S		19.80
8/19/20		2,917		S		19.80
8/19/20		2,100		S		19.80
8/19/20		1,515,404		S		19.80
8/19/20		12,000		S		19.80
8/19/20		223,318		S		19.80
8/19/20		2,415		S		19.80
8/19/20		120,000		S		19.80
8/19/20		5,000		S		19.80
8/19/20		36,657		S		19.80
8/19/20		9,500		S		19.80
8/19/20		3,200		S		19.80
8/19/20		4,373		S		19.80
8/19/20		3,400		S		19.80
8/19/20		1,460		S		19.80
8/19/20		175,940		S		19.80
8/19/20		20,800		S		19.80
8/19/20		24,060		S		19.80
8/19/20		263,092		S		19.80
8/19/20		656		S		19.80
8/19/20		3,766		S		19.80
8/19/20		1,100		S		19.80
8/19/20		1,000		S		19.80
8/19/20		1,000		S		19.80
8/19/20		2,300		S		19.80
8/19/20		33,100		S		19.80
8/19/20		4,377		S		19.80
8/19/20		7,500		S		19.80
8/19/20		4,373		S		19.80

8/19/20		1,515,151		S		19.80
8/19/20		3,000		S		19.80
8/19/20		1,515,152		S		19.80
8/19/20		9,353		S		19.80
8/19/20		1,500		S		19.80
8/19/20		6,569		S		19.80
8/19/20		1,700		S		19.80
8/19/20		1,100		S		19.80
8/19/20		1,275,000		S		19.80
8/19/20		4,099		S		19.80
8/19/20		5,100		S		19.80
8/19/20		1,000		S		19.80
8/19/20		1,500,000		S		19.80
8/19/20		550		S		19.80
8/19/20		192		S		19.80
8/19/20		550		S		19.80
8/19/20		972		S		19.80
8/19/20		27,904		S		19.80
8/19/20		2,000		S		19.80
8/19/20		1		S		19.80
8/19/20		1,000		S		19.80
8/19/20		764		S		19.80
8/19/20		49,999		S		19.80
8/19/20		9,000		S		19.80
8/19/20		1,500		S		19.80
8/19/20		19,048		S		19.80
8/19/20		737,165		S		19.80
8/19/20		34,077		S		19.80
8/19/20		100,000		S		19.80
8/19/20		1,250,000		S		19.80
8/19/20		1,100		S		19.80
8/19/20		36,379		S		19.80
8/19/20		110,800		S		19.80
8/19/20		750		S		19.80
8/19/20		1,892		S		19.80
8/19/20		550		S		19.80
8/19/20		617,680		S		19.80
8/19/20		813,839		S		19.80
8/19/20		4,374		S		19.80
8/19/20		750		S		19.80
8/19/20		14		S		19.80
8/19/20		500		S		19.80
8/19/20		8,000		S		19.80
8/19/20		4,000		S		19.80
8/19/20		500		S		19.80
8/19/20		800		S		19.80
8/19/20		60,000		S		19.80
8/19/20		3,200		S		19.80

8/19/20		833,333		S		19.80
8/19/20		283,000		S		19.80
8/19/20		228,330		S		19.80
8/19/20		4,800		S		19.80
8/19/20		14,860		S		19.80
8/19/20		250		S		19.80
8/19/20		1,628		S		19.80
8/19/20		14,488		S		19.80
8/19/20		8		S		19.80
8/19/20		200,000		S		19.80
8/19/20		35,627		S		19.80
8/19/20		1,000		S		19.80
8/19/20		10,000		S		19.80
8/19/20		1,100		S		19.80
8/19/20		1,000		S		19.80
8/19/20		10,000		S		19.80
8/19/20		10,000		S		19.80
8/19/20		142		S		19.80
8/19/20		7,200		S		19.80
8/19/20		950		S		19.80
8/19/20		700		S		19.80
8/19/20		125,000		S		19.80
8/19/20		1,000		S		19.80
8/19/20		51,800		S		19.80
8/19/20		22,003		S		19.80
8/19/20		120,000		S		19.80
8/19/20		940		S		19.80
8/19/20		30,656		S		19.80
8/19/20		250		S		19.80
8/19/20		800		S		19.80
8/19/20		49,992		S		19.80
8/19/20		55,555,555		B		19.51
8/19/20		134,400		S		19.80
8/19/20		139,741		S		19.80
8/19/20		150,000		S		19.80
8/19/20		280		S		19.80
8/19/20		55,000		S		19.80
8/19/20		3,680		S		19.80
8/19/20		3,100		S		19.80
8/19/20		150,000		S		19.80
8/19/20		4,800		S		19.80
8/19/20		4,100		S		19.80
8/19/20		3,500		S		19.80
8/19/20		595,238		S		19.80
8/19/20		24,750		S		19.80
8/19/20		12		S		19.80
8/19/20		1,000		S		19.80
8/19/20		500		S		19.80

8/19/20		36,658		S		19.80
8/19/20		24,389		S		19.80
8/19/20		25,000		S		19.80
8/19/20		1,200		S		19.80
8/19/20		276,218		S		19.80
8/19/20		600		S		19.80
8/19/20		2,300		S		19.80
8/19/20		7,200		S		19.80
8/19/20		400		S		19.80
8/19/20		20,000		S		19.80
8/19/20		37,196		S		19.80
8/19/20		400		S		19.80
8/19/20		1,000,000		S		19.80
8/19/20		77,460		S		19.80
8/19/20		2,380,952		S		19.80
8/19/20		1,300		S		19.80
8/19/20		1,250,000		S		19.80
8/19/20		6,000		S		19.80
8/19/20		1,234,600		S		19.80
8/19/20		550		S		19.80
8/19/20		100,000		S		19.80
8/19/20		2,000		S		19.80
8/19/20		550		S		19.80
8/19/20		9,353		S		19.80
8/19/20		500		S		19.80
8/19/20		2,400		S		19.80
8/19/20		40,000		S		19.80
8/19/20		600		S		19.80
8/19/20		2,200		S		19.80
8/19/20		7,200		S		19.80
8/19/20		700		S		19.80
8/19/20		8,800		S		19.80
8/19/20		344		S		19.80
8/19/20		100,000		S		19.80
8/19/20		800		S		19.80
8/19/20		8,900		S		19.80
8/19/20		5,000		S		19.80
8/19/20		10,000		S		19.80
8/19/20		544,273		S		19.80
8/19/20		100,000		S		19.80
8/19/20		2,300		S		19.80
8/19/20		550		S		19.80
8/19/20		550		S		19.80
8/19/20		44,330		S		19.80
8/19/20		200,000		S		19.80
8/19/20		1,394,200		S		19.80
8/19/20		50,000		S		19.80
8/19/20		240,593		S		19.80

8/19/20		1,291		S		19.80
8/19/20		585,000		S		19.80
8/19/20		164		S		19.80
8/19/20		18,875		S		19.80
8/19/20		9,750		S		19.80
8/19/20		71		S		19.80
8/19/20		156,800		S		19.80
8/19/20		600		S		19.80
8/19/20		7,147		S		19.80
8/19/20		2,500		S		19.80
8/19/20		2,200		S		19.80
8/19/20		500		S		19.80
8/19/20		2,400		S		19.80
8/19/20		135		S		19.80
8/19/20		1,000		S		19.80
8/19/20		26,000		S		19.80
8/19/20		50,000		S		19.80
8/19/20		5,000		S		19.80
8/19/20		1,489,898		S		19.80
8/19/20		50		S		19.80
8/19/20		50,000		S		19.80
8/19/20		31,694		S		19.80
8/19/20		1,000		S		19.80
8/19/20		20		S		19.80
8/19/20		3,200		S		19.80
8/19/20		1,000		S		19.80
8/19/20		2,727		S		19.80
8/19/20		800		S		19.80
8/19/20		10,500		S		19.80
8/19/20		465		S		19.80
8/19/20		45,424		S		19.80
8/19/20		18,913		S		19.80
8/19/20		3,894		S		19.80
8/19/20		662		S		19.80
8/19/20		5,500		S		19.80
8/19/20		3,700		S		19.80
8/19/20		14,898		S		19.80
8/19/20		800		S		19.80
8/19/20		37,499		S		19.80
8/19/20		154,278		S		19.80
8/19/20		571,670		S		19.80
8/19/20		134,400		S		19.80
8/19/20		5		S		19.80
8/19/20		1,000		S		19.80
8/19/20		1,004		S		19.80
8/19/20		196,122		S		19.80
8/19/20		1,600		S		19.80
8/19/20		757,576		S		19.80

8/19/20		1,000		S		19.80
8/19/20		5,000		S		19.80
8/19/20		54,300		S		19.80
8/19/20		1,300		S		19.80
8/19/20		200,000		S		19.80
8/19/20		336,000		S		19.80
8/19/20		200,000		S		19.80
8/19/20		10,000		S		19.80
8/19/20		495,000		S		19.80
8/19/20		5,000		S		19.80
8/19/20		757,576		S		19.80
8/19/20		2,175		S		19.80
8/19/20		2,900		S		19.80
8/19/20		25,558		S		19.80
8/19/20		38,204		S		19.80
8/19/20		500		S		19.80
8/19/20		328,066		S		19.80
8/19/20		600,000		S		19.80
8/19/20		129,623		S		19.80
8/19/20		4,282		S		19.80
8/19/20		12,471		S		19.80
8/19/20		13,250		S		19.80
8/19/20		25,000		S		19.80
8/19/20		214,338		S		19.80
8/19/20		17,000		S		19.80
8/19/20		20,000		S		19.80
8/19/20		8,200		S		19.80
8/19/20		23		S		19.80
8/19/20		950		S		19.80
8/19/20		693,181		S		19.80
8/19/20		4,576		S		19.80
8/19/20		900		S		19.80
8/19/20		41,182		S		19.80
8/19/20		86,375		S		19.80
8/19/20		1,500,000		S		19.80
8/19/20		28,100		S		19.80
8/19/20		23,771		S		19.80
8/19/20		550		S		19.80
8/19/20		21,900		S		19.80
8/19/20		62		S		19.80
8/19/20		800		S		19.80
8/19/20		150,468		S		19.80
8/19/20		1,000		S		19.80
8/19/20		950		S		19.80
8/19/20		10,934		S		19.80
8/19/20		450,000		S		19.80
8/19/20		37,499		S		19.80
8/19/20		550		S		19.80

8/19/20		82,000		S		19.80
8/19/20		800		S		19.80
8/19/20		1,000		S		19.80
8/19/20		200,000		S		19.80
8/19/20		21,174		S		19.80
8/19/20		301,767		S		19.80
8/19/20		1,300		S		19.80
8/19/20		500		S		19.80
8/19/20		950		S		19.80
8/19/20		7,000		S		19.80
8/19/20		1,100		S		19.80
8/19/20		112,759		S		19.80
8/19/20		5,100		S		19.80
8/19/20		50,000		S		19.80
8/19/20		1,100		S		19.80
8/19/20		1,400		S		19.80
8/19/20		19,607		S		19.80
8/19/20		450		S		19.80
8/19/20		450		S		19.80
8/19/20		450		S		19.80
8/19/20		10,500		S		19.80
8/19/20		300,600		S		19.80
8/19/20		5,700		S		19.80
8/19/20		2,000		S		19.80
8/19/20		235,648		S		19.80
8/19/20		25,000		S		19.80
8/19/20		4,500		S		19.80
8/19/20		300		S		19.80
8/19/20		1,000		S		19.80
8/19/20		5,000		S		19.80
8/19/20		31,200		S		19.80
8/19/20		8,800		S		19.80
8/19/20		7,300		S		19.80
8/19/20		59,407		S		19.80
8/19/20		83		S		19.80
8/19/20		6,400		S		19.80
8/19/20		58,400		S		19.80
8/19/20		5,120		S		19.80
8/19/20		500		S		19.80
8/19/20		13		S		19.80
8/19/20		500,000		S		19.80
8/19/20		2,000		S		19.80
8/19/20		216,992		S		19.80
8/19/20		1,500,000		S		19.80
8/19/20		144,810		S		19.80
8/19/20		505,000		S		19.80
8/19/20		300		S		19.80
8/19/20		1,100		S		19.80