Filing Details

(Name of Issuer)

(Title of Class of Securities)

(CUSIP Number)

(Date of Event Which Requires Filing of this Statement)

[   ]

Rule 13d-1(b)

[X]

Rule 13d-1(c)

[   ]

Rule 13d-1(d)

1

NAME OF REPORTING PERSON

Broad-Ocean Motor (Hong Kong) Co. Limited
 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ☐

(b) ☐

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Hong Kong
 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

5

SOLE VOTING POWER

0
 

6

SHARED VOTING POWER

7

SOLE DISPOSITIVE POWER

0
 

8

SHARED DISPOSITIVE POWER

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

12

TYPE OF REPORTING PERSON

OO
 

1

NAME OF REPORTING PERSON

Zhongshan Broad-Ocean Motor Co., Ltd.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ☐

(b) ☐

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

China
 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

5

SOLE VOTING POWER

0
 

6

SHARED VOTING POWER

7

SOLE DISPOSITIVE POWER

0
 

8

SHARED DISPOSITIVE POWER

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

4.1%* 

12

TYPE OF REPORTING PERSON

HC
 

Item 1(a).

Name of Issuer:

Ballard Power Systems Inc.

Item 1(b).

Address of Issuer’s Principal Executive Offices:

9000 Glenlyon Parkway, Burnaby, British Columbia, V5J 5J8, Canada

Item 2(a).

Name of Person Filing:

This amendment no. 2 to Schedule 13G is being jointly filed by the following Reporting Persons:

Broad-Ocean Motor (Hong Kong) Co. Limited

Item 2(b).

Address of Principal Business Office or, if None, Residence:

The address of the principal business office of each Reporting Person is:

Item 2(c).

Citizenship:

The citizenship of Broad-Ocean Motor (Hong Kong) Co. Limited is Hong Kong

The citizenship of Zhongshan Broad-Ocean Motor Co., Ltd. is China

Item 2(d).

Title of Class of Securities:

Common shares, no par value

Item 2(e).

CUSIP Number:

058586108

Item 3.

If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

An employee benefit plan or endowment fund in accordance with § 240.13d‑1(b)(1)(ii)(F);

A parent holding company or control person in accordance with § 240.13d‑1(b)(1)(ii)(G);

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution.

Item 4.

Ownership.

Broad-Ocean Motor (Hong Kong) Co. Limited: 10,110,537 common shares

Zhongshan Broad-Ocean Motor Co., Ltd.: 10,110,537 common shares

(c)

Number of shares as to which each Reporting Person has:

(i)

Sole power to vote or to direct the vote: 0

(ii)

Shared power to vote or to direct the vote: 10,110,537 common shares

(iii)

Sole power to dispose or to direct the disposition of: 0

(iv)

Shared power to dispose or to direct the disposition of:  10,110,537 common shares

Item 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☑.

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not applicable.

Item 8.

Identification and Classification of Members of the Group.

Not applicable.

Item 9.

Notice of Dissolution of Group.

Not applicable.

Item 10.

Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the Issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

Broad-Ocean Motor (Hong Kong) Co. Limited

By:

/s/ LU Chuping

LU Chuping

Director

Zhongshan Broad-Ocean Motor Co., Ltd.

By:

/s/ LU Chuping

LU Chuping

Chairman of the Board of Directors