Filing Details
- Accession Number:
- 0001214659-20-007405
- Form Type:
- 13G Filing
- Publication Date:
- 2020-08-20 17:27:11
- Filed By:
- Farallon Capital
- Company:
- Amyris Inc. (NASDAQ:AMRS)
- Filing Date:
- 2020-08-20
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Farallon Capital Partners | 0 | 1,417,268 | 0 | 1,417,268 | 1,417,268 | 0.6% |
| Farallon Capital Institutional Partners | 0 | 3,726,666 | 0 | 3,726,666 | 3,726,666 | 1.6% |
| Farallon Capital Institutional Partners II | 0 | 905,067 | 0 | 905,067 | 905,067 | 0.4% |
| Farallon Capital Institutional Partners III | 0 | 326,368 | 0 | 326,368 | 326,368 | 0.1% |
| Four Crossings Institutional Partners V | 0 | 583,399 | 0 | 583,399 | 583,399 | 0.2% |
| Farallon Capital Offshore Investors II | 0 | 5,276,598 | 0 | 5,276,598 | 5,276,598 | 2.2% |
| Farallon Capital (AM) Investors | 0 | 229,967 | 0 | 229,967 | 229,967 | 0.1% |
| Farallon Capital F5 Master I | 0 | 620,667 | 0 | 620,667 | 620,667 | 0.3% |
| Farallon Partners | 0 | 12,465,333 | 0 | 12,465,333 | 12,465,333 | 5.2% |
| Farallon Institutional (GP) V | 0 | 583,399 | 0 | 583,399 | 583,399 | 0.2% |
| Farallon F5 (GP) | 0 | 620,667 | 0 | 620,667 | 620,667 | 0.3% |
| Philip D. Dreyfuss | 0 | 13,086,000 | 0 | 13,086,000 | 13,086,000 | 5.5% |
| Michael B. Fisch | 0 | 13,086,000 | 0 | 13,086,000 | 13,086,000 | 5.5% |
| Richard B. Fried | 0 | 13,086,000 | 0 | 13,086,000 | 13,086,000 | 5.5% |
| David T. Kim | 0 | 13,086,000 | 0 | 13,086,000 | 13,086,000 | 5.5% |
| Michael G. Linn | 0 | 13,086,000 | 0 | 13,086,000 | 13,086,000 | 5.5% |
| Rajiv A. Patel | 0 | 13,086,000 | 0 | 13,086,000 | 13,086,000 | 5.5% |
| Thomas G. Roberts, Jr | 0 | 13,086,000 | 0 | 13,086,000 | 13,086,000 | 5.5% |
| William Seybold | 0 | 13,086,000 | 0 | 13,086,000 | 13,086,000 | 5.5% |
| Andrew J. M. Spokes | 0 | 13,086,000 | 0 | 13,086,000 | 13,086,000 | 5.5% |
| John R. Warren | 0 | 13,086,000 | 0 | 13,086,000 | 13,086,000 | 5.5% |
| Mark C. Wehrly | 0 | 13,086,000 | 0 | 13,086,000 | 13,086,000 | 5.5% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. ) *
| Amyris, Inc. |
| (Name of Issuer)
|
Common Stock, par value $0.0001 per share |
| (Title of Class of Securities)
|
03236M200 |
| (Cusip Number)
|
August 14, 2020 |
| (Date of Event which Requires Filing of this Statement)
|
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
x Rule 13d-1(c)
o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
| Page 1 of 30 Pages | ||
| Exhibit Index Found on Page 30 | ||
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
Farallon Capital Partners, L.P. |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
California |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
1,417,268 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
1,417,268 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,417,268 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.6%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
PN |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 2 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
Farallon Capital Institutional Partners, L.P. |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
California |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
3,726,666 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
3,726,666 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,726,666 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.6%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
PN |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 3 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
Farallon Capital Institutional Partners II, L.P. |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
California |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
905,067 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
905,067 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
905,067 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.4%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
PN |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 4 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
Farallon Capital Institutional Partners III, L.P. |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
326,368 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
326,368 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
326,368 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
PN |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 5 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
Four Crossings Institutional Partners V, L.P. |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
583,399 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
583,399 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
583,399 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
PN |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 6 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
Farallon Capital Offshore Investors II, L.P. |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
5,276,598 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
5,276,598 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,276,598 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.2%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
PN |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 7 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
Farallon Capital (AM) Investors, L.P. |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
229,967 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
229,967 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
229,967 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
PN |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 8 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
Farallon Capital F5 Master I, L.P. |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
620,667 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
620,667 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
620,667 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
PN |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 9 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
Farallon Partners, L.L.C. |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
12,465,333 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
12,465,333 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,465,333 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.2%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
OO |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 10 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
Farallon Institutional (GP) V, L.L.C. |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
583,399 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
583,399 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
583,399 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
OO |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 11 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
Farallon F5 (GP), L.L.C. |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
620,667 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
620,667 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
620,667 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
OO |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 12 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
Philip D. Dreyfuss |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
13,086,000 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
13,086,000 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,086,000 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
IN |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 13 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
Michael B. Fisch |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
13,086,000 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
13,086,000 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,086,000 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
IN |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 14 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
Richard B. Fried |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
13,086,000 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
13,086,000 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,086,000 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
IN |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 15 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
David T. Kim |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
13,086,000 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
13,086,000 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,086,000 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
IN |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 16 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
Michael G. Linn |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
13,086,000 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
13,086,000 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,086,000 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
IN |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 17 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
Rajiv A. Patel |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
13,086,000 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
13,086,000 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,086,000 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
IN |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 18 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
Thomas G. Roberts, Jr. |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
13,086,000 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
13,086,000 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,086,000 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
IN |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 19 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
William Seybold |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
13,086,000 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
13,086,000 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,086,000 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
IN |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 20 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
Andrew J. M. Spokes |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
13,086,000 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
13,086,000 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,086,000 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
IN |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 21 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
John R. Warren |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
13,086,000 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
13,086,000 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,086,000 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
IN |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 22 of 30 Pages |
13G
| CUSIP No. 03236M200 |
| 1 | NAMES OF REPORTING PERSONS
Mark C. Wehrly |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x** ** The reporting persons making this filing hold an aggregate of 13,086,000 Shares, which is 5.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
| NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH | 5 | SOLE VOTING POWER
-0- |
| 6 | SHARED VOTING POWER
13,086,000 | |
| 7 | SOLE DISPOSITIVE POWER
-0- | |
| 8 | SHARED DISPOSITIVE POWER
13,086,000 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,086,000 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5%1 |
| 12 | TYPE OF REPORTING PERSON (See Instructions)
IN |
1 Percentage beneficial ownership is calculated on the basis, as set forth in the Company’s Form 10-Q filed on August 10, 2020, of (i) 204,730,979 shares of common stock outstanding on August 4, 2020 plus (ii) 34,052,070 shares of common stock issuable upon the automatic conversion of the Company’s Series E Convertible Preferred Stock, which conversion occurred on August 17, 2020.
| Page 23 of 30 Pages |
| Item 1. | Issuer |
| (a) | Name of Issuer: |
Amyris, Inc. (the “Company”)
| (b) | Address of Issuer’s Principal Executive Offices: |
5885 Hollis Street, Suite 100, Emeryville, CA 94608
| Item 2. | Identity and Background |
Title of Class of Securities and CUSIP Number (Items 2(d) and (e))
This statement relates to shares of Common Stock, par value $0.0001 per share (the “Shares”) of the Company. The CUSIP number of the Shares is 03236M200.
Name of Persons Filing, Address of Principal Business Office and Citizenship (Items 2(a), (b) and (c))
This statement is filed by the entities and persons listed below, all of whom together are referred to herein as the “Reporting Persons.”
The Farallon Funds
| (i) | Farallon Capital Partners, L.P., a California limited partnership (“FCP”), with respect to the Shares held by it; |
| (ii) | Farallon Capital Institutional Partners, L.P., a California limited partnership (“FCIP”), with respect to the Shares held by it; |
| (iii) | Farallon Capital Institutional Partners II, L.P., a California limited partnership (“FCIP II”), with respect to the Shares held by it; |
| (iv) | Farallon Capital Institutional Partners III, L.P., a Delaware limited partnership (“FCIP III”), with respect to the Shares held by it; |
| (v) | Four Crossings Institutional Partners V, L.P., a Delaware limited partnership (“FCIP V”), with respect to the Shares held by it; |
| (vi) | Farallon Capital Offshore Investors II, L.P., a Cayman Islands exempted limited partnership (“FCOI II”), with respect to the Shares held by it; |
| (vii) | Farallon Capital (AM) Investors, L.P., a Delaware limited partnership (“FCAMI”), with respect to the Shares held by it; and |
| Page 24 of 30 Pages |
| (viii) | Farallon Capital F5 Master I, L.P., a Cayman Islands exempted limited partnership (“F5MI”), with respect to the Shares held by it. |
FCP, FCIP, FCIP II, FCIP III, FCIP V, FCOI II, FCAMI and F5MI are together referred to herein as the “Farallon Funds.”
The Farallon General Partner
| (ix) | Farallon Partners, L.L.C., a Delaware limited liability company (the “Farallon General Partner”), which is the general partner of each of FCP, FCIP, FCIP II, FCIP III, FCOI II and FCAMI and the sole member of the FCIP V General Partner (as defined below), with respect to the Shares held by each of the Farallon Funds other than F5MI. |
The FCIP V General Partner
| (x) | Farallon Institutional (GP) V, L.L.C., a Delaware limited liability company (the “FCIP V General Partner”), which is the general partner of FCIP V, with respect to the Shares held by FCIP V. |
The F5MI General Partner
| (xi) | Farallon F5 (GP), L.L.C., a Delaware limited liability company (the “F5MI General Partner”), which is the general partner of F5MI, with respect to the Shares held by F5MI. |
The Farallon Individual Reporting Persons
| (xii) | The following persons, each of whom is a managing member or senior managing member, as the case may be, of the Farallon General Partner and a manager or senior manager, as the case may be, of the FCIP V General Partner and the F5MI General Partner, with respect to the Shares held by the Farallon Funds: Philip D. Dreyfuss (“Dreyfuss”), Michael B. Fisch (“Fisch”), Richard B. Fried (“Fried”), David T. Kim (“Kim”), Michael G. Linn (“Linn”), Rajiv A. Patel (“Patel”), Thomas G. Roberts, Jr. (“Roberts”), William Seybold (“Seybold”), Andrew J. M. Spokes (“Spokes”), John R. Warren (“Warren”) and Mark C. Wehrly (“Wehrly”). |
Dreyfuss, Fisch, Fried, Kim, Linn, Patel, Roberts, Seybold, Spokes, Warren and Wehrly are together referred to herein as the “Farallon Individual Reporting Persons.”
The citizenship of each of the Farallon Funds, the Farallon General Partner, the FCIP V General Partner and the F5MI General Partner is set forth above. Each of the Farallon Individual Reporting Persons, other than Spokes, is a citizen of the United States. Spokes is a citizen of the United Kingdom. The address of the principal business office of each of the Reporting Persons is c/o Farallon Capital Management, L.L.C., One Maritime Plaza, Suite 2100, San Francisco, California 94111.
| Page 25 of 30 Pages |
| Item 3. | If This Statement Is Filed Pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing Is an Entity Specified in (a) - (k): |
Not applicable.
| Item 4. | Ownership |
The information required by Items 4(a) - (c) and set forth in Rows 5 through 11 of the cover page for each Reporting Person is incorporated herein by reference for each such Reporting Person.
The Shares reported hereby for the Farallon Funds are owned directly by the Farallon Funds. The Farallon General Partner, as general partner of FCP, FCIP, FCIP II, FCIP III, FCOI II and FCAMI and the sole member of the FCIP V General Partner, may be deemed to be a beneficial owner of all such Shares owned by the Farallon Funds other than F5MI. The FCIP V General Partner, as general partner of FCIP V, may be deemed to be a beneficial owner of all such Shares owned by FCIP V. The F5MI General Partner, as general partner of F5MI, may be deemed to be a beneficial owner of all such Shares owned by F5MI. Each of the Farallon Individual Reporting Persons, as a managing member or senior managing member, as the case may be, of the Farallon General Partner and a manager or senior manager, as the case may be, of the FCIP V General Partner and the F5MI General Partner, in each case with the power to exercise investment discretion, may be deemed to be a beneficial owner of all such Shares owned by the Farallon Funds. Each of the Farallon General Partner, the FCIP V General Partner, the F5MI General Partner and the Farallon Individual Reporting Persons hereby disclaims any beneficial ownership of any such Shares.
| Item 5. | Ownership of Five Percent or Less of a Class |
Not applicable.
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Not applicable.
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person |
Not applicable.
| Item 8. | Identification and Classification of Members of the Group |
The Reporting Persons are filing this Schedule 13G pursuant to Section 240.13d-1(c). Consistent with Item 2 of the cover page for each Reporting Person above, the Reporting Persons neither disclaim nor affirm the existence of a group among them.
| Page 26 of 30 Pages |
| Item 9. | Notice of Dissolution of Group |
Not applicable.
Item 10. Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.
| Page 27 of 30 Pages |
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: August 20, 2020
| /s/ Michael B. Fisch |
| FARALLON PARTNERS, L.L.C., | ||
| On its own behalf and | ||
| As the General Partner of | ||
| FARALLON CAPITAL PARTNERS, L.P., | ||
| FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P., | ||
| FARALLON CAPITAL INSTITUTIONAL PARTNERS II, L.P., | ||
| FARALLON CAPITAL INSTITUTIONAL PARTNERS III, L.P., | ||
Farallon Capital Offshore Investors II, L.P. and | ||
| FARALLON CAPITAL (AM) INVESTORS, L.P. | ||
By Michael B. Fisch, Managing Member |
| /s/ Michael B. Fisch |
| FARALLON INSTITUTIONAL (GP) V, L.L.C. | ||
| On its own behalf and | ||
| As the General Partner of | ||
| FOUR CROSSINGS INSTITUTIONAL PARTNERS V, L.P. | ||
By Michael B. Fisch, Manager |
| /s/ Michael B. Fisch |
FARALLON F5 (GP), L.L.C. | ||
| On its own behalf and | ||
| As the General Partner of | ||
FARALLON CAPITAL F5 MASTER I, L.P. | ||
By Michael B. Fisch, Manager | ||
| /s/ Michael B. Fisch |
| Michael B. Fisch, individually and as attorney-in-fact for each of Philip D. Dreyfuss, Richard B. Fried, David T. Kim, Michael G. Linn, Rajiv A. Patel, Thomas G. Roberts, Jr., William Seybold, Andrew J. M. Spokes, John R. Warren and Mark C. Wehrly |
The Powers of Attorney executed by each of Dreyfuss, Fried, Kim, Linn, Patel, Roberts, Seybold, Spokes, Warren and Wehrly authorizing Fisch to sign and file this Schedule 13G on his behalf, which were filed as exhibits to the Schedule 13G filed with the SEC on February 13, 2020 by such Reporting Persons with respect to the Common Stock of Broadmark Realty Capital Inc., are hereby incorporated by reference.
| Page 28 of 30 Pages |
EXHIBIT INDEX
| EXHIBIT 1 | Joint Acquisition Statement Pursuant to Section 240.13d-1(k) |
| Page 29 of 30 Pages |
EXHIBIT 1
to
SCHEDULE 13G
JOINT ACQUISITION STATEMENT
PURSUANT TO SECTION 240.13d-1(k)
The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the other entities or persons, except to the extent that he, she or it knows or has reason to believe that such information is inaccurate.
Dated: August 20, 2020
| /s/ Michael B. Fisch |
| FARALLON PARTNERS, L.L.C., | ||
| On its own behalf and | ||
| As the General Partner of | ||
| FARALLON CAPITAL PARTNERS, L.P., | ||
| FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P., | ||
| FARALLON CAPITAL INSTITUTIONAL PARTNERS II, L.P., | ||
| FARALLON CAPITAL INSTITUTIONAL PARTNERS III, L.P., | ||
Farallon Capital Offshore Investors II, L.P. and | ||
| FARALLON CAPITAL (AM) INVESTORS, L.P. | ||
By Michael B. Fisch, Managing Member |
| /s/ Michael B. Fisch |
| FARALLON INSTITUTIONAL (GP) V, L.L.C. | ||
| On its own behalf and | ||
| As the General Partner of | ||
| FOUR CROSSINGS INSTITUTIONAL PARTNERS V, L.P. | ||
By Michael B. Fisch, Manager |
| /s/ Michael B. Fisch |
FARALLON F5 (GP), L.L.C. | ||
| On its own behalf and | ||
| As the General Partner of | ||
FARALLON CAPITAL F5 MASTER I, L.P. | ||
By Michael B. Fisch, Manager | ||
| /s/ Michael B. Fisch |
| Michael B. Fisch, individually and as attorney-in-fact for each of Philip D. Dreyfuss, Richard B. Fried, David T. Kim, Michael G. Linn, Rajiv A. Patel, Thomas G. Roberts, Jr., William Seybold, Andrew J. M. Spokes, John R. Warren and Mark C. Wehrly |
Page 30 of 30 Pages