Filing Details
- Accession Number:
- 0001193125-20-222474
- Form Type:
- 13D Filing
- Publication Date:
- 2020-08-17 16:31:00
- Filed By:
- Onex Corp
- Company:
- Emerald Holding Inc. (NYSE:EEX)
- Filing Date:
- 2020-08-17
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Onex Corporation | 0 | 157,504,211 | 0 | 157,504,211 | 157,504,211 | 86.4% |
Gerald W. Schwartz | 0 | 157,974,794 | 0 | 157,974,794 | 157,974,794 | 86.6% |
Onex Partners III | 0 | 33,135,329 | 0 | 33,135,329 | 33,135,329 | 18.2% |
Onex Partners III GP | 0 | 35,039,404 | 0 | 35,039,404 | 35,039,404 | 19.2% |
Onex US Principals | 0 | 423,159 | 0 | 423,159 | 423,159 | 0.2% |
Onex Partners III PV | 0 | 420,116 | 0 | 420,116 | 420,116 | 0.2% |
Onex Expo SARL | 0 | 11,125,186 | 0 | 11,125,186 | 11,125,186 | 6.1% |
Onex Partners III Select | 0 | 106,562 | 0 | 106,562 | 106,562 | 0.1% |
Onex Advisor Subco | 0 | 470,583 | 0 | 470,583 | 470,583 | 0.3% |
Onex Advisor Subco III | 0 | 470,583 | 0 | 470,583 | 470,583 | 0.3% |
Onex Partners Manager GP ULC | 0 | 35,039,404 | 0 | 35,039,404 | 35,039,404 | 19.2% |
Onex Partners Manager | 0 | 35,039,404 | 0 | 35,039,404 | 35,039,404 | 19.2% |
Onex Partners GP Inc | 0 | 35,039,404 | 0 | 35,039,404 | 35,039,404 | 19.2% |
Onex Private Equity Holdings | 0 | 11,548,345 | 0 | 11,548,345 | 11,548,345 | 6.3% |
Onex American Holdings II | 0 | 423,159 | 0 | 423,159 | 423,159 | 0.2% |
Onex American Holdings GP | 0 | 423,159 | 0 | 423,159 | 423,159 | 0.2% |
Onex American Holdings Subco | 0 | 11,125,186 | 0 | 11,125,186 | 11,125,186 | 6.1% |
OAH Wind | 0 | 11,125,186 | 0 | 11,125,186 | 11,125,186 | 6.1% |
Expo EI | 0 | 11,125,186 | 0 | 11,125,186 | 11,125,186 | 6.1% |
Expo EI II | 0 | 11,125,186 | 0 | 11,125,186 | 11,125,186 | 6.1% |
Expo EI III | 0 | 11,125,186 | 0 | 11,125,186 | 11,125,186 | 6.1% |
1597 | 0 | 470,583 | 0 | 470,583 | 470,583 | 0.3% |
New PCo II Investments Ltd | 0 | 470,583 | 0 | 470,583 | 470,583 | 0.3% |
Onex Partners Canadian GP Inc | 0 | 110,916,462 | 0 | 110,916,462 | 110,916,462 | 60.8% |
Onex Partners V GP Limited | 0 | 110,916,462 | 0 | 110,916,462 | 110,916,462 | 60.8% |
OPV Gem Aggregator | 0 | 110,916,462 | 0 | 110,916,462 | 110,916,462 | 60.8% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Emerald Holding, Inc.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
29103W104
(CUSIP Number)
Andrea E. Daly, Esq.
c/o Onex Corporation
161 Bay Street P.O. Box 700
Toronto, ON, Canada M5J 2S1
+1 (416) 362-7711
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
August 13, 2020
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1 | Names of Reporting Persons
Onex Corporation | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Ontario, Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
157,504,211 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
157,504,211 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
157,504,211 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
86.4% | |||||
14 | Type of Reporting Person
CO |
1 | Names of Reporting Persons
Gerald W. Schwartz | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
157,974,794 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
157,974,794 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
157,974,794 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
86.6% | |||||
14 | Type of Reporting Person
IN |
1 | Names of Reporting Persons
Onex Partners III LP | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
33,135,329 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
33,135,329 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
33,135,329 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
18.2% | |||||
14 | Type of Reporting Person
PN |
1 | Names of Reporting Persons
Onex Partners III GP LP | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
35,039,404 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
35,039,404 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
35,039,404 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
19.2% | |||||
14 | Type of Reporting Person
PN |
1 | Names of Reporting Persons
Onex US Principals LP | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
423,159 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
423,159 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
423,159 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
0.2% | |||||
14 | Type of Reporting Person
PN |
1 | Names of Reporting Persons
Onex Partners III PV LP | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
420,116 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
420,116 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
420,116 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
0.2% | |||||
14 | Type of Reporting Person
PN |
1 | Names of Reporting Persons
Onex Expo SARL | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Luxembourg |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
11,125,186 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
11,125,186 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
11,125,186 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
6.1% | |||||
14 | Type of Reporting Person
CO |
1 | Names of Reporting Persons
Onex Partners III Select LP | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
106,562 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
106,562 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
106,562 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
0.1% | |||||
14 | Type of Reporting Person
PN |
1 | Names of Reporting Persons
Onex Advisor Subco LLC | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
470,583 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
470,583 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
470,583 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
0.3% | |||||
14 | Type of Reporting Person
OO (Limited Liability Company) |
1 | Names of Reporting Persons
Onex Advisor Subco III LLC | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
470,583 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
470,583 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
470,583 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
0.3% | |||||
14 | Type of Reporting Person
OO (Limited Liability Company) |
1 | Names of Reporting Persons
Onex Partners Manager GP ULC | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Ontario, Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
35,039,404 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
35,039,404 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
35,039,404 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
19.2% | |||||
14 | Type of Reporting Person
OO (Unlimited Liability Company) |
1 | Names of Reporting Persons
Onex Partners Manager LP | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
35,039,404 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
35,039,404 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
35,039,404 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
19.2% | |||||
14 | Type of Reporting Person
PN |
1 | Names of Reporting Persons
Onex Partners GP Inc. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
35,039,404 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
35,039,404 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
35,039,404 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
19.2% | |||||
14 | Type of Reporting Person
CO |
1 | Names of Reporting Persons
Onex Private Equity Holdings LLC | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
11,548,345 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
11,548,345 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
11,548,345 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
6.3% | |||||
14 | Type of Reporting Person
OO (Limited Liability Company) |
1 | Names of Reporting Persons
Onex American Holdings II LLC | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
423,159 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
423,159 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
423,159 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
0.2% | |||||
14 | Type of Reporting Person
OO (Limited Liability Company) |
1 | Names of Reporting Persons
Onex American Holdings GP LLC | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
423,159 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
423,159 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
423,159 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
0.2% | |||||
14 | Type of Reporting Person
OO (Limited Liability Company) |
1 | Names of Reporting Persons
Onex American Holdings Subco LLC | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
11,125,186 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
11,125,186 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
11,125,186 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
6.1% | |||||
14 | Type of Reporting Person
OO (Limited Liability Company) |
1 | Names of Reporting Persons
OAH Wind LLC | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
11,125,186 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
11,125,186 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
11,125,186 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
6.1% | |||||
14 | Type of Reporting Person
OO (Limited Liability Company) |
1 | Names of Reporting Persons
Expo EI LLC | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
11,125,186 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
11,125,186 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
11,125,186 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
6.1% | |||||
14 | Type of Reporting Person
OO (Limited Liability Company) |
1 | Names of Reporting Persons
Expo EI II LLC | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
11,125,186 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
11,125,186 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
11,125,186 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
6.1% | |||||
14 | Type of Reporting Person
OO (Limited Liability Company) |
1 | Names of Reporting Persons
Expo EI III LLC | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
11,125,186 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
11,125,186 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
11,125,186 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
6.1% | |||||
14 | Type of Reporting Person
OO (Limited Liability Company) |
1 | Names of Reporting Persons
1597257 Ontario Inc. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Ontario, Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
470,583 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
470,583 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
470,583 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
0.3% | |||||
14 | Type of Reporting Person
CO |
1 | Names of Reporting Persons
New PCo II Investments Ltd. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Ontario, Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
470,583 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
470,583 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
470,583 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
0.3% | |||||
14 | Type of Reporting Person
OO (Limited Company) |
1 | Names of Reporting Persons
Onex Partners Canadian GP Inc. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Ontario, Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
110,916,462 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
110,916,462 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
110,916,462 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
60.8% | |||||
14 | Type of Reporting Person
CO |
1 | Names of Reporting Persons
Onex Partners V GP Limited | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
110,916,462 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
110,916,462 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
110,916,462 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
60.8% | |||||
14 | Type of Reporting Person
CO |
1 | Names of Reporting Persons
OPV Gem Aggregator LP | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐ | |||||
6 | Citizenship or Place of Organization
Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
110,916,462 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
110,916,462 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person
110,916,462 | |||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐ | |||||
13 | Percent of Class Represented by Amount in Row (11)
60.8% | |||||
14 | Type of Reporting Person
PN |
Explanatory Note
This Amendment No. 1 to Schedule 13D (this Amendment No. 1) amends and supplements the Schedule 13D originally filed with the United States Securities and Exchange Commission (the SEC) on June 29, 2020 (the Schedule 13D), relating to the shares of common stock, par value $0.01 per share (the Common Stock), of Emerald Holding, Inc., a Delaware corporation (the Issuer), beneficially owned by the Reporting Persons. Capitalized terms used herein without definition shall have the meaning set forth in the Schedule 13D.
Item 3. | Source and Amount of Funds or Other Consideration. |
Item 3 of the Schedule 13D is hereby amended and supplemented as follows:
On August 13, 2020, Gem Aggregator, acquired 22,660,587 shares of Series A Preferred Stock from the Issuer for an aggregate purchase price of $126,899,287. Gem Aggregator obtained the funds for the purchase of the Series A Preferred Stock through capital contributions from its partners, which in turn used working capital and capital contributions from their respective partners, members and equity holders to fund such contributions.
Item 4. | Purpose of Transaction. |
Item 4 of the Schedule 13D is hereby amended and supplemented as follows:
As previously disclosed, on June 29, 2020, Gem Aggregator acquired 47,058,332 shares of Series A Preferred Stock from the Issuer pursuant to the Investment Agreement. Also in connection with the Investment Agreement, the Issuer agreed to effect the Rights Offering and Gem Aggregator (in its capacity as assignee of Onex Partners V LP) agreed to purchase additional shares of Series A Preferred Stock not subscribed for in the Rights Offering (the Backstop Commitment). Pursuant to the Backstop Commitment, on August 13, 2020 Gem Aggregator acquired 22,660,587 shares of Series A Preferred Stock from the Issuer for an aggregate purchase price of $126,899,287.
Item 5. | Interest in Securities of the Issuer. |
Item 5(a) (b) of the Schedule 13D is hereby amended and restated in its entirety by inserting the following information:
The following sets forth, as of the date of this Schedule 13D, the aggregate number of shares of Common Stock and percentage of Common Stock beneficially owned by each of the Reporting Persons, as well as the number of shares of Common Stock as to which each Reporting Person has the sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition of, or shared power to dispose or to direct the disposition of, as of the date hereof, based on 182,362,808 shares of Common Stock outstanding, which includes 71,480,252 shares of Common Stock outstanding as of August 3, 2020 and 110,916,462 shares of Common Stock issuable upon conversion of 69,718,919 shares of Series A Preferred Stock held of record by Gem Aggregator.
Reporting Person | Amount beneficially owned | Percent of class | Sole power to vote or to direct the vote | Shared power to vote or to direct the vote | Sole power to dispose or to direct the disposition | Shared power to dispose or to direct the disposition | ||||||||||||||||||
Onex Corporation | 157,504,211 | 86.4 | % | 0 | 157,504,211 | 0 | 157,504,211 | |||||||||||||||||
Gerald W. Schwartz | 157,974,794 | 86.6 | % | 0 | 157,974,794 | 0 | 157,974,794 | |||||||||||||||||
Onex Partners III LP | 33,135,329 | 18.2 | % | 0 | 33,135,329 | 0 | 33,135,329 | |||||||||||||||||
Onex Partners III GP LP | 35,039,404 | 19.2 | % | 0 | 35,039,404 | 0 | 35,039,404 | |||||||||||||||||
Onex US Principals LP | 423,159 | 0.2 | % | 0 | 423,159 | 0 | 423,159 | |||||||||||||||||
Onex Partners III PV LP | 420,116 | 0.2 | % | 0 | 420,116 | 0 | 420,116 | |||||||||||||||||
Onex Expo SARL | 11,125,186 | 6.1 | % | 0 | 11,125,186 | 0 | 11,125,186 | |||||||||||||||||
Onex Partners III Select LP | 106,562 | 0.1 | % | 0 | 106,562 | 0 | 106,562 | |||||||||||||||||
Onex Advisor Subco LLC | 470,583 | 0.3 | % | 0 | 470,583 | 0 | 470,583 | |||||||||||||||||
Onex Advisor Subco III LLC | 470,583 | 0.3 | % | 0 | 470,583 | 0 | 470,583 | |||||||||||||||||
Onex Partners Manager GP ULC | 35,039,404 | 19.2 | % | 0 | 35,039,404 | 0 | 35,039,404 | |||||||||||||||||
Onex Partners Manager LP | 35,039,404 | 19.2 | % | 0 | 35,039,404 | 0 | 35,039,404 | |||||||||||||||||
Onex Partners GP Inc. | 35,039,404 | 19.2 | % | 0 | 35,039,404 | 0 | 35,039,404 | |||||||||||||||||
Onex Private Equity Holdings LLC | 11,548,345 | 6.3 | % | 0 | 11,548,345 | 0 | 11,548,345 | |||||||||||||||||
Onex American Holdings II LLC | 423,159 | 0.2 | % | 0 | 423,159 | 0 | 423,159 | |||||||||||||||||
Onex American Holdings GP LLC | 423,159 | 0.2 | % | 0 | 423,159 | 0 | 423,159 | |||||||||||||||||
Onex American Holdings Subco LLC | 11,125,186 | 6.1 | % | 0 | 11,125,186 | 0 | 11,125,186 | |||||||||||||||||
OAH Wind LLC | 11,125,186 | 6.1 | % | 0 | 11,125,186 | 0 | 11,125,186 | |||||||||||||||||
Expo EI LLC | 11,125,186 | 6.1 | % | 0 | 11,125,186 | 0 | 11,125,186 | |||||||||||||||||
Expo EI II LLC | 11,125,186 | 6.1 | % | 0 | 11,125,186 | 0 | 11,125,186 | |||||||||||||||||
Expo EI III LLC | 11,125,186 | 6.1 | % | 0 | 11,125,186 | 0 | 11,125,186 | |||||||||||||||||
1597257 Ontario Inc. | 470,583 | 0.3 | % | 0 | 470,583 | 0 | 470,583 | |||||||||||||||||
New PCo II Investments Ltd. | 470,583 | 0.3 | % | 0 | 470,583 | 0 | 470,583 | |||||||||||||||||
Onex Partners Canadian GP Inc. | 110,916,462 | 60.8 | % | 0 | 110,916,462 | 0 | 110,916,462 | |||||||||||||||||
Onex Partners V GP Limited | 110,916,462 | 60.8 | % | 0 | 110,916,462 | 0 | 110,916,462 | |||||||||||||||||
OPV Gem Aggregator LP | 110,916,462 | 60.8 | % | 0 | 110,916,462 | 0 | 110,916,462 |
The securities reported in the table above includes 33,135,329, 1,377,397, 423,159, 420,116, 11,125,186, 106,562, 470,583 shares of Common Stock held of record by Onex Partners III LP, Onex Partners III GP LP, Onex US Principals LP, Onex Partners III PV LP, Onex Expo SARL, Onex Partners III Select LP and Onex Advisor Subco III LLC, respectively.
The securities reported in the table above also includes 110,916,462 shares of Common Stock issuable upon conversion of 69,718,919 shares of Series A Preferred Stock held of record by Gem Aggregator.
Onex Corporation, a corporation whose subordinated voting shares are traded on the Toronto Stock Exchange, and/or Mr. Gerald W. Schwartz, may be deemed to beneficially own the Common Stock held by (a) Onex Partners III LP, through Onex Corporations indirect ownership or control of Onex Partners Manager GP ULC, the general partner of Onex Partners Manager LP, the agent of Onex Partners III GP LP, the general partner of Onex Partners III LP, (b) Onex Partners III GP LP, through Onex Corporations ownership of all of the equity of Onex Partners GP Inc., the general partner of Onex Partners III GP LP, (c) Onex US Principals LP, through Onex Corporations ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US Principals LP, (d) Onex Partners III PV LP, through Onex Corporations indirect ownership or control of Onex Partners Manager GP ULC, the general partner of Onex Partners Manager LP, the agent of Onex Partners III GP LP, the general partner of Onex Partners III PV LP, (e) Onex Expo SARL, through Onex Corporations ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of (i) Onex American Holdings Subco LLC, which in turn holds all of the equity of OAH Wind LLC, which owns approximately 95% of the outstanding equity of Onex Expo SARL, and (ii) all of the outstanding equity of each of Expo EI LLC and Expo EI II LLC which, through their collective ownership of Expo EI III LLC, own the remaining outstanding equity of Onex Expo SARL, (f) Onex Partners III Select LP, through Onex Corporations indirect ownership or control of Onex Partners Manager GP ULC, the general partner of Onex Partners Manager LP, the agent of Onex Partners III GP LP, the general partner of Onex Partners III Select LP, (g) Onex Advisor Subco III LLC, through Gerald W. Schwartzs indirect control of 1597257 Ontario Inc., which owns all of the voting equity of New PCo II Investments Ltd., which owns all of the equity interest of Onex Advisor Subco LLC which in turn owns all of the equity of Onex Advisor Subco III LLC, and (h) Gem Aggregator, through Onex Corporations ownership of all of the equity of Onex Partners Canadian GP Inc., which owns all of the equity of Onex Partners V GP Limited, which is the general partner of Gem Aggregator.
In addition, Mr. Gerald W. Schwartz may be deemed to beneficially own the shares of Common Stock held of record by Onex Advisor Subco III LLC, through Mr. Schwartzs indirect control of 1597257 Ontario Inc., which owns all of the voting equity of New PCo II Investments Ltd., which owns all of the equity interest of Onex Advisor Subco III LLC.
Mr. Gerald W. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, indirectly owns shares representing a majority of the voting rights of the shares of Onex Corporation and as such may be deemed to beneficially own all of the Common Stock beneficially owned by Onex Corporation. Mr. Schwartz disclaims any such beneficial ownership.
Item 5(c) of the Schedule 13D is amended and supplemented by inserting the following information:
(c) | Except as described in Item 4, since the most recently filed Schedule 13D none of the Reporting Persons has effected any transactions in the Common Stock. |
(d) | None. |
(e) | Not applicable. |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: August 17, 2020
ONEX CORPORATION | ||
By: | /s/ David Copeland | |
Name: David Copeland | ||
Title: Managing Director - Tax | ||
ONEX PARTNERS III GP LP | ||
By: Onex Partners GP Inc., its General Partner | ||
By: | /s/ Joshua Hausman | |
Name: Joshua Hausman | ||
Title: Vice President | ||
ONEX PARTNERS GP INC. | ||
By: | /s/ Joshua Hausman | |
Name: Joshua Hausman | ||
Title: Vice President | ||
ONEX US PRINCIPALS LP | ||
By: Onex American Holdings GP LLC, its General Partner | ||
By: | /s/ Joshua Hausman | |
Name: Joshua Hausman | ||
Title: Director | ||
ONEX PARTNERS III PV LP | ||
By: Onex Partners III GP LP, its General Partner | ||
By: Onex Partners Manager LP, its Agent | ||
By: Onex Partners Manager GP ULC, its General Partner | ||
By: | /s/ Joshua Hausman | |
Name: Joshua Hausman | ||
Title: Managing Director |
ONEX PARTNERS III SELECT LP | ||
By: Onex Partners III GP LP, its General Partner | ||
By: Onex Partners Manager LP, its Agent | ||
By: Onex Partners Manager GP ULC, its General Partner | ||
By: | /s/ Joshua Hausman | |
Name: Joshua Hausman | ||
Title: Managing Director | ||
ONEX PARTNERS III LP | ||
By: Onex Partners III GP LP, its General Partner | ||
By: Onex Partners Manager LP, its Agent | ||
By: Onex Partners Manager GP ULC, its General Partner | ||
By: | /s/ Joshua Hausman | |
Name: Joshua Hausman | ||
Title: Managing Director | ||
ONEX EXPO SARL | ||
By: | /s/ Joshua Hausman | |
Name: Joshua Hausman | ||
Title: Type A Manager | ||
ONEX PARTNERS MANAGER GP ULC | ||
By: | /s/ Joshua Hausman | |
Name: Joshua Hausman | ||
Title: Managing Director | ||
ONEX PARTNERS MANAGER LP | ||
By: Onex Partners Manager GP ULC, its General Partner | ||
By: | /s/ Joshua Hausman | |
Name: Joshua Hausman | ||
Title: Managing Director |
ONEX PRIVATE EQUITY HOLDINGS LLC | ||
By: | /s/ Joshua Hausman | |
Name: Joshua Hausman | ||
Title: Director | ||
ONEX AMERICAN HOLDINGS II LLC | ||
By: | /s/ Joshua Hausman | |
Name: Joshua Hausman | ||
Title: Director | ||
ONEX AMERICAN HOLDINGS GP LLC | ||
By: | /s/ Joshua Hausman | |
Name: Joshua Hausman | ||
Title: Director | ||
ONEX AMERICAN HOLDINGS SUBCO LLC | ||
By: | /s/ Joshua Hausman | |
Name: Joshua Hausman | ||
Title: Director | ||
OAH WIND LLC | ||
By: | /s/ Joshua Hausman | |
Name: Joshua Hausman | ||
Title: Director | ||
EXPO EI LLC | ||
By: | /s/ Joshua Hausman | |
Name: Joshua Hausman | ||
Title: Director | ||
EXPO EI II LLC | ||
By: | /s/ Joshua Hausman | |
Name: Joshua Hausman | ||
Title: Director |
EXPO EI III LLC | ||
By: | /s/ Joshua Hausman | |
Name: Joshua Hausman | ||
Title: Director | ||
ONEX ADVISOR SUBCO LLC | ||
By: | /s/ Joel Greenberg | |
Name: Joel Greenberg | ||
Title: Director | ||
ONEX ADVISOR SUBCO III LLC | ||
By: | /s/ Joel Greenberg | |
Name: Joel Greenberg | ||
Title: Director | ||
1597257 ONTARIO INC. | ||
By: | /s/ Michelle Iskander | |
Name: Michelle Iskander | ||
Title: Secretary | ||
NEW PCO II INVESTMENTS LTD. | ||
By: | /s/ Michelle Iskander | |
Name: Michelle Iskander | ||
Title: Secretary | ||
By: | /s/ Andrea E. Daly | |
Gerald W. Schwartz, by Andrea E. Daly, attorney-in-fact pursuant to a power of attorney incorporated herein by reference from the Schedule 13G/A with respect to Fly Leasing Limited filed by Mr. Schwartz and other reporting persons on April 3, 2017 |
ONEX PARTNERS CANADIAN GP INC. | ||
By: | /s/ David Copeland | |
Name: David Copeland | ||
Title: Vice President | ||
By: | /s/ Derek MacKay | |
Name: Derek MacKay | ||
Title: Vice President | ||
ONEX PARTNERS V GP LIMITED | ||
By: | /s/ Kosty Gilis | |
Name: Kosty Gilis | ||
Title: Authorized Person | ||
OPV GEM AGGREGATOR LP | ||
By: Onex Partners V GP Limited, its General Partner, | ||
By: | /s/ Kosty Gilis | |
Name: Kosty Gilis | ||
Title: Authorized Person |