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Home > Insider Trading > Latest 13D and 13G Filings > 13D Filing (0001104659-20-067766)

Filing Details

Accession Number:
0001104659-20-067766
Form Type:
13D Filing
Publication Date:
2020-05-29 16:15:21
Filed By:
Goldman Sachs Group Inc
Company:
Avantor Inc. (NYSE:AVTR)
Filing Date:
2020-05-29
SEC Url:
13D Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
The Goldman Sachs Group, Inc 0 58,881,710 0 58,881,710 58,881,710 10.2%
Goldman Sachs Co 0 58,881,710 0 58,881,710 58,881,710 10.2%
Broad Street Principal Investments 0 25,904,090 0 25,904,090 25,904,090 4.5%
Bridge Street Opportunity Advisors 0 32,974,848 0 32,974,848 32,974,848 5.7%
StoneBridge 0 683,221 0 683,221 683,221 0.1%
StoneBridge 0 315,779 0 315,779 315,779 0.0%
StoneBridge 0 2,089,674 0 2,089,674 2,089,674 0.4%
StoneBridge 0 878,965 0 878,965 878,965 0.2%
VWR Partners 0 29,007,209 0 29,007,209 29,007,209 5.0%
Filing
 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 13D

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

 

Avantor, Inc.

(Name of Issuer)
Common Stock
(Title of Class of Securities)
05352A  100
(CUSIP Number)

 

David S. Thomas, Esq.

Goldman Sachs & Co. LLC

200 West Street

New York, NY 10282

Phone: (212) 902-1000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

With a copy to:

Michael Levitt, Esq.

Freshfields Bruckhaus Deringer US LLP

601 Lexington Avenue

New York, NY 10022

(212) 277-4004

May 26, 2020
(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box  ¨.

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See 240.13d-7(b) for other parties to whom copies are to be sent.

 

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

SCHEDULE 13D

 

CUSIP No. 05352A  100
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

The Goldman Sachs Group, Inc.

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a)  ¨

(b)  x

3

SEC USE ONLY

 

     
4 SOURCE OF FUNDS (See Instructions)

 

AF and OO

5

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)

 

¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware
NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH		 7

SOLE VOTING POWER

 

0
8

SHARED VOTING POWER

 

58,881,710
9

SOLE DISPOSITIVE POWER

 

0
10

SHARED DISPOSITIVE POWER

 

58,881,710
11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

58,881,710
12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

      ¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

10.2%*
14

TYPE OF REPORTING PERSON (See Instructions)

 

HC-CO

 

* All calculations of percentage ownership in this Schedule 13D with respect to the Reporting Persons are based upon a total of 575,346,414 shares of common stock, par value $0.01 per share (the “Common Stock”), of Avantor, Inc. (the “Issuer”), outstanding as of May 7, 2020 as reported in the Issuer’s prospectus, dated May 20, 2020, filed with the U.S. Securities and Exchange Commission (the “SEC”) on May 21, 2020 pursuant to Rule 424(b)(4) under the Securities Act of 1933, as amended (the “Securities Act”).

 

2

 

CUSIP No. 05352A  100
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Goldman Sachs & Co. LLC

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a)  ¨

(b)  x

3

SEC USE ONLY

 

     
4 SOURCE OF FUNDS (See Instructions)

 

AF and OO

5

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)

 

¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

New York
NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH		 7

SOLE VOTING POWER

 

0
8

SHARED VOTING POWER

 

58,881,710
9

SOLE DISPOSITIVE POWER

 

0
10

SHARED DISPOSITIVE POWER

 

58,881,710
11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

58,881,710
12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

10.2%
14

TYPE OF REPORTING PERSON (See Instructions)

 

BD-PN-IA

 

3

 

CUSIP No. 05352A  100
1

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Broad Street Principal Investments, L.L.C.
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a)  ¨

(b)  x

3

SEC USE ONLY

 

     
4

SOURCE OF FUNDS (See Instructions)

 

WC
5

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)

 

 ¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware
NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH		 7

SOLE VOTING POWER

 

0
8

SHARED VOTING POWER

 

25,904,090
9

SOLE DISPOSITIVE POWER

 

0
10

SHARED DISPOSITIVE POWER

 

25,904,090
11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

25,904,090
12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

      ¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

4.5%
14

TYPE OF REPORTING PERSON (See Instructions)

 

OO

 

4

 

CUSIP No. 05352A  100
1

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Bridge Street Opportunity Advisors, L.L.C.
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a)  ¨

(b)  x

3

SEC USE ONLY

 

     
4

SOURCE OF FUNDS (See Instructions)

 

AF
5

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)

 

¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware
NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH		 7

SOLE VOTING POWER

 

0
8

SHARED VOTING POWER

 

32,974,848
9

SOLE DISPOSITIVE POWER

 

0
10

SHARED DISPOSITIVE POWER

 

32,974,848
11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

32,974,848
12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

5.7%
14

TYPE OF REPORTING PERSON (See Instructions)

 

OO

 

5

 

 

CUSIP No. 05352A  100
1

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

StoneBridge 2017, L.P.
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a)  ¨

(b)  x

3

SEC USE ONLY

 

     
4

SOURCE OF FUNDS (See Instructions)

 

WC
5

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)

 

¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware
NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH		 7

SOLE VOTING POWER

 

0
8

SHARED VOTING POWER

 

683,221
9

SOLE DISPOSITIVE POWER

 

0
10

SHARED DISPOSITIVE POWER

 

683,221
11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

683,221

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.1%
14

TYPE OF REPORTING PERSON (See Instructions)

 

PN

 

6

 

SCHEDULE 13D

 

CUSIP No. 05352A  100
1

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

StoneBridge 2017 Offshore, L.P.
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a)  ¨

(b)  x

3

SEC USE ONLY

 

     
4

SOURCE OF FUNDS (See Instructions)

 

WC
5

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)

 

¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands
NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH		 7

SOLE VOTING POWER

 

0
8

SHARED VOTING POWER

 

315,779

9

SOLE DISPOSITIVE POWER

 

0
10

SHARED DISPOSITIVE POWER

 

315,779

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

315,779

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.0%
14

TYPE OF REPORTING PERSON (See Instructions)

 

PN

 

7

 

CUSIP No. 05352A  100
1

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

StoneBridge 2018, L.P.
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a)  ¨

(b)  x

3

SEC USE ONLY

 

     
4

SOURCE OF FUNDS (See Instructions)

 

WC
5

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)

 

¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware
NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH		 7

SOLE VOTING POWER

 

0
8

SHARED VOTING POWER

 

2,089,674

9

SOLE DISPOSITIVE POWER

 

0
10

SHARED DISPOSITIVE POWER

 

2,089,674

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,089,674

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.4%
14

TYPE OF REPORTING PERSON (See Instructions)

 

PN

 

8

 

CUSIP No. 05352A  100
1

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

StoneBridge 2018 Offshore, L.P.
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a)  ¨

(b)  x

3

SEC USE ONLY

 

     
4

SOURCE OF FUNDS (See Instructions)

 

WC
5

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)

 

¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands
NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH		 7

SOLE VOTING POWER

 

0
8

SHARED VOTING POWER

 

878,965

9

SOLE DISPOSITIVE POWER

 

0
10

SHARED DISPOSITIVE POWER

 

878,965

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

878,965

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

0.2%
14

TYPE OF REPORTING PERSON (See Instructions)

 

PN

 

9

 

CUSIP No. 05352A  100
1

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

VWR Partners, L.P.
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a)  ¨

(b)  x

3

SEC USE ONLY

 

     
4

SOURCE OF FUNDS (See Instructions)

 

WC
5

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)

 

¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands
NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH		 7

SOLE VOTING POWER

 

0
8

SHARED VOTING POWER

 

29,007,209

9

SOLE DISPOSITIVE POWER

 

0
10

SHARED DISPOSITIVE POWER

 

29,007,209

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

29,007,209

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

5.0%
14

TYPE OF REPORTING PERSON (See Instructions)

 

PN

 

10

 

 

This Amendment No. 1 (this “Amendment No. 1”) amends and supplements certain information in the Schedule 13D filed with the SEC on May 31, 2019 (the “Original 13D” and, together with this Amendment No. 1, the “Schedule 13D”) on behalf of The Goldman Sachs Group, Inc. (“GS Group”), Goldman Sachs & Co. LLC (“Goldman Sachs”), Broad Street Principal Investments, L.L.C. (“BSPI”), Bridge Street Opportunity Advisors, L.L.C. (“Bridge Street”), StoneBridge 2017, L.P. (“SB 2017 Fund”), StoneBridge 2017 Offshore, L.P. (“SB 2017 Fund Offshore”), StoneBridge 2018, L.P. (“SB 2018 Fund”), StoneBridge 2018 Offshore, L.P. (“SB 2018 Fund Offshore”), and VWR Partners, L.P. (“VWR” and, together with SB 2017 Fund, SB 2017 Fund Offshore, SB 2018 Fund and SB 2018 Fund Offshore, collectively, the “GS Funds”). BSPI and the GS Funds are collectively referred to herein as the “GS Investors.” GS Group, Goldman Sachs, GS Investors and Bridge Street are collectively referred to herein as the “Reporting Persons.”

 

Except as set forth below, all Items of the Original 13D remain unchanged. All capitalized terms not otherwise defined herein shall have the meanings ascribed to such terms in the Original 13D.

 

Item 2.Identity and Background

 

Item 2 of the Original 13D is hereby amended by replacing in their entirety Schedules I, II-A, II-B and III, incorporated therein by reference, with Schedules I, II-A, II-B, and III hereto, respectively, which Schedules I, II-A, II-B and III are incorporated herein by reference.

 

Item 2 of the Original 13D is hereby further amended by replacing the first sentence of the ninth paragraph with the following:

 

“The name, business address, present principal occupation or employment and citizenship of each director and executive officer of GS Group are set forth in Schedule I hereto and are incorporated herein by reference.”

 

Item 3.Source and Amount of Funds or Other Consideration

 

Item 3 of the Original 13D is hereby amended by adding the following immediately before the final two paragraphs thereof:

“On June 13, 2019, BSPI, SB 2017 Fund and SB 2017 Fund Offshore exercised an aggregate of 1,133,920 warrants on a one-for-one basis. The exercise price of $0.002 per share of Common Stock was funded from their working capital.”

 

Item 4.Purpose of Transaction

 

Item 4 of the Original 13D is hereby amended by adding the following immediately before the final two paragraphs thereof:

 

“Pursuant to an underwriting agreement, dated May 20, 2020 (the “May 2020 Underwriting Agreement”), by and among the Issuer, the GS Investors, other selling stockholders named therein, and Goldman Sachs and J.P. Morgan Securities LLC, as representatives of the several underwriters (collectively, the “Underwriters”), the Underwriters agreed to purchase from the GS Investors, and the GS Investors agreed to sell to the Underwriters an aggregate of 11,936,009 shares of Common Stock at a price of $15.9046875 per share (the “May 2020 Sale”). In addition, pursuant to the May 2020 Underwriting Agreement, the GS Investors granted the Underwriters an option to purchase an aggregate of additional 1,790,402 shares of Common Stock for 30 days following the date of the May 2020 Underwriting Agreement at the same price (the “May 2020 Option Sale”). The Underwriters exercised this option on May 21, 2020.

 

11

 

The May 2020 Underwriting Agreement contains standard terms and conditions for a public offering including customary representations and warranties and indemnity provisions. The May 2020 Sale and the May 2020 Option Sale were consummated on May 26, 2020.

 

In connection with the May 2020 Underwriting Agreement, on May 20, 2020, each of the GS Investors signed a lock-up agreement (the “May 2020 Lock-up Agreements”) pursuant to which they agreed that, subject to specified exceptions, without the prior written consent of Goldman Sachs and J.P. Morgan Securities LLC, on behalf of the Underwriters, each GS Investor will not, during the period ending 90 days after the date of the final prospectus: (i) offer, sell, contract to sell, pledge, grant any option to purchase, lend or otherwise dispose of shares of Common Stock of the Issuer or options or warrants to purchase any shares of Common Stock, or any securities convertible into, exchangeable for or that represent the right to receive shares of Common Stock (a “Disposition”), (ii) engage in any hedging or other transaction or arrangement which is designed to or which reasonably could be expected to lead to or result in a sale, loan, pledge or other Disposition (whether by the undersigned or someone other than the undersigned), or transfer of any of the economic consequences of ownership, in whole or in part, directly or indirectly, of any shares of Common Stock or options, warrants, or other securities convertible into, exchangeable for or that represent the right to receive shares of Common Stock of the Issuer or (iii) otherwise publicly announce any intention to engage in any of the foregoing.

 

The foregoing description of the May 2020 Underwriting Agreement and the May 2020 Lock-up Agreements is not intended to be complete and is qualified in its entirety by the complete text of the May 2020 Underwriting Agreement, which is incorporated herein by reference to Exhibit 1.1 to the Issuer’s Current Report on Form 8-K filed on May 26, 2020, and the May 2020 Lock-up Agreements filed as Exhibit 8 hereto.”

 

Item 5.Interest in Securities of the Issuer

 

Item 5 of the Original 13D is hereby amended as follows:

 

(i) In connection with the May 2020 Sale and the May 2020 Option Sale, subsections (a) and (b) of Item 5 of the Original 13D are amended and restated in their entirety as follows:

 

“The following table sets forth, as of May 26, 2020, the aggregate number of shares of Common Stock and percentage of Common Stock beneficially owned by each of the Reporting Persons, as well as the number of shares of Common Stock as to which each Reporting Person has the sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition of, or shared power to dispose or to direct the disposition of, as of such date. The information below is based upon a total of 575,346,414 shares of Common Stock outstanding as of May 7, 2020, as reported by the Issuer in the prospectus dated May 20, 2020, filed with the SEC on May 21, 2020 pursuant to Rule 424(b)(4) under the Securities Act.

 

Reporting Person  Amount
beneficially
owned		   Percent of
class		   Sole power
to vote or
direct the
vote		   Shared power to vote
or direct the vote		   Sole power to
dispose or to
direct the
disposition		  

Shared
power to
dispose or
direct the
disposition

 
The Goldman Sachs Group, Inc.   58,881,710    10.2%   0                        58,881,710    0    58,881,710 
Goldman Sachs & Co. LLC   58,881,710    10.2%   0    58,881,710    0    58,881,710 
Broad Street Principal Investments, L.L.C.   25,904,090    4.5%   0    25,904,090    0    25,904,090 
StoneBridge 2017, L.P.   683,221    0.1%   0    683,221    0    683,221 
StoneBridge 2017 Offshore, L.P.   315,779    0.0%   0    315,779    0    315,779 
StoneBridge 2018, L.P.   2,089,674    0.4%   0    2,089,674    0    2,089,674 
StoneBridge 2018 Offshore, L.P.   878,965    0.2%   0    878,965    0    878,965 
VWR Partners, L.P.   29,007,209    5.0%   0    29,007,209    0    29,007,209 
Bridge Street Opportunity Advisors, L.L.C.   32,974,848    5.7%   0    32,974,848    0    32,974,848 

 

12

 

In accordance with the SEC Release No. 34-39538 (January 12, 1998) (the “Release”), this filing reflects the securities beneficially owned by certain operating units (collectively, the “Goldman Sachs Reporting Units”) of GS Group and its subsidiaries and affiliates (collectively, “GSG”). This filing does not reflect securities, if any, beneficially owned by any operating units of GSG whose ownership of securities is disaggregated from that of the Goldman Sachs Reporting Units in accordance with the Release. The Goldman Sachs Reporting Units disclaim beneficial ownership of the securities beneficially owned by (i) any client accounts with respect to which the Goldman Sachs Reporting Units or their employees have voting or investment discretion or both, or with respect to which there are limits on their voting or investment authority or both and (ii) certain investment entities of which the Goldman Sachs Reporting Units act as the general partner, managing general partner or other manager, to the extent interests in such entities are held by persons other than the Goldman Sachs Reporting Units.

 

None of the Reporting Persons or, to the knowledge of any of the Reporting Persons, any of the persons listed on Schedules I, II-A or II-B hereto may be deemed to beneficially own any shares of Common Stock other than as set forth herein.

 

(ii) Subsection (c) of Item 5 of the Original 13D is amended and restated in its entirety as follows:

 

“Except as set forth in Schedule IV hereto, or as otherwise described herein, no transactions in the shares of Common Stock were effected by the Reporting Persons or, to the knowledge of any of the Reporting Persons, any of the persons listed on Schedules I, II-A or II-B hereto, during the period from March 25, 2020 to May 26, 2020.”

 

Item 6.Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

Item 6 of the Original 13D is hereby amended by adding the following immediately before the final paragraph thereof:

 

“Information about the May 2020 Underwriting Agreement and the May 2020 Lock-up Agreements set forth or incorporated by reference in Item 4 of this Schedule 13D is incorporated by reference into this Item 6.”

 

Item 7.Material to Be Filed as Exhibits

 

Item 7 is hereby amended by adding the following exhibits in appropriate numerical order.

 

Exhibit No.   Description
     
7.   Underwriting Agreement by and among Avantor, Inc., Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC, as representatives of the several underwriters, and the selling stockholders (incorporated by reference to Exhibit 1.1 to the Issuer’s Current Report on Form 8-K, filed on May 26, 2020).
     
8.   Lock-up Agreements, dated as of May 20, 2020.

 

13

 

SIGNATURE

 

After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this Schedule 13D is true, complete and correct.

 

Dated as of May 29, 2020.

 

  THE GOLDMAN SACHS GROUP, INC.
   
  By: /s/ Jamison Yardley
    Name: Jamison Yardley
    Title: Attorney-in-fact

 

  GOLDMAN SACHS & CO. LLC
   
  By: /s/ Jamison Yardley
    Name: Jamison Yardley
    Title: Attorney-in-fact

 

  BROAD STREET PRINCIPAL INVESTMENTS, L.L.C.
   
  By: /s/ Jamison Yardley
    Name: Jamison Yardley
    Title: Attorney-in-fact

 

  BRIDGE Street Opportunity Advisors, L.L.C.
   
  By: /s/ Jamison Yardley
    Name: Jamison Yardley
    Title: Attorney-in-fact

 

  STONEBRIDGE 2017, L.P.
   
  By: /s/ Jamison Yardley
    Name: Jamison Yardley
    Title: Attorney-in-fact

 

  STONEBRIDGE 2017 OFFSHORE, L.P.
   
  By: /s/ Jamison Yardley
    Name: Jamison Yardley
    Title: Attorney-in-fact

 

14

 

  STONEBRIDGE 2018, L.P.
   
  By: /s/ Jamison Yardley
    Name: Jamison Yardley
    Title: Attorney-in-fact

 

  STONEBRIDGE 2018 OFFSHORE, L.P.
   
  By: /s/ Jamison Yardley
    Name: Jamison Yardley
    Title: Attorney-in-fact

 

  VWR PARTNERS, L.P.
   
  By: /s/ Jamison Yardley
    Name: Jamison Yardley
    Title: Attorney-in-fact

 

15

 

SCHEDULE I

 

The name of each director and executive officer of The Goldman Sachs Group, Inc. is set forth below.

 

The business address of each person listed below is c/o Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282.

 

Each person is a citizen of the United States of America except for Lakshmi N. Mittal, who is a citizen of India, Mark O. Winkelman, who is a citizen of the Netherlands, and Adebayo O. Ogunlesi is also a citizen of Nigeria. The present principal occupation or employment of each of the listed persons is set forth below.

 

Name   Present Principal Occupation 
     
David M. Solomon   Chairman and Chief Executive Officer of The Goldman Sachs Group, Inc.
     
M. Michele Burns   Former Chairman and Chief Executive Officer, Mercer LLC; Former Chief Financial Officer of each of: Marsh & McLennan Companies, Inc., Mirant Corp. and Delta Air Lines, Inc.
     
Drew G. Faust   Professor and Former President of Harvard University
     
Mark A. Flaherty   Former Vice Chairman, Wellington Management Company
     
Sheara Fredman   Chief Accounting Officer of The Goldman Sachs Group, Inc.
     
Elizabeth M. Hammack   Global Treasurer of The Goldman Sachs Group, Inc.
     
Ellen J. Kullman   President and Chief Executive Officer of Carbon, Inc.; Former Chair and Chief Executive Officer of E.I. du Pont de Nemours and Company
     
Brian J. Lee   Chief Risk Officer of The Goldman Sachs Group, Inc.
     
Lakshmi N. Mittal   Chairman and Chief Executive Officer of ArcelorMittal S.A.
     
Adebayo O. Ogunlesi    Chairman and Managing Partner of Global Infrastructure Partners 
     
Peter Oppenheimer   Former Senior Vice President and Chief Financial Officer of Apple, Inc.
     
John F.W. Rogers   Executive Vice President of The Goldman Sachs Group, Inc.
     
Stephen M. Scherr   Chief Financial Officer of The Goldman Sachs Group, Inc.
     
Karen P. Seymour   Executive Vice President and General Counsel of The Goldman Sachs Group, Inc.
     
Laurence Stein   Chief Administrative Officer of The Goldman Sachs Group, Inc.
     
Jan E. Tighe   Former Vice Admiral, United States Navy 
     
David A. Viniar   Former Chief Financial Officer of The Goldman Sachs Group, Inc.
     
John E. Waldron   President and Chief Operating Officer of The Goldman Sachs Group, Inc.
     
Mark O. Winkelman    Private Investor

 

 

 

SCHEDULE II-A

 

The name and principal occupation of each member of the Corporate Investment Committee of the Merchant Banking Division of Goldman Sachs & Co. LLC, which exercises the authority of Goldman Sachs & Co. LLC in managing BSPI, Bridge Street and each of the GS Funds.

 

The business address for each member listed below is c/o Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282, except as follows: The business address of Joe DiSabato is 555 California Street, 45th Floor, San Francisco, CA 94104. The business address of each of Michael Bruun, Matthias Hieber, James Reynolds and Michele Titi-Cappelli is Plumtree Court, 25 Shoe Lane, London EC4A 4AU, England. The business address of each of Stephanie Hui and Xiang Fan is Cheung Kong Center, 68th Floor, 2 Queens Road, Central, Hong Kong.

 

All members listed below are United States citizens, except as follows: Stephanie Hui and Julian Salisbury are citizens of the United Kingdom; James Reynolds is a citizen of France; Adrian M. Jones is a citizen of Ireland; Matthias Hieber is a citizen of Austria; Nicole Agnew and Chris Kojima are citizens of Canada; Michele Titi-Cappelli is a citizen of Italy; Xiang Fan is a citizen of the People’s Republic of China and Michael Bruun is a citizen of Denmark. 

 

Name   Present Principal Occupation 
     
Richard A. Friedman    Managing Director of Goldman Sachs & Co. LLC
Nicole Agnew   Managing Director of Goldman Sachs & Co. LLC
Michael Bruun   Managing Director of Goldman Sachs International
Thomas G. Connolly    Managing Director of Goldman Sachs & Co. LLC
Christopher A. Crampton   Managing Director of Goldman Sachs & Co. LLC
Joe DiSabato    Managing Director of Goldman Sachs & Co. LLC
Charles H. Gailliot    Managing Director of Goldman Sachs & Co. LLC
Bradley J. Gross    Managing Director of Goldman Sachs & Co. LLC
Matthias Hieber   Managing Director of Goldman Sachs International
Stephanie Hui    Managing Director of Goldman Sachs (Asia) L.L.C.
Adrian M. Jones    Managing Director of Goldman Sachs & Co. LLC
Michael E. Koester    Managing Director of Goldman Sachs & Co. LLC
Scott Lebovitz    Managing Director of Goldman Sachs & Co. LLC
Jo Natauri   Managing Director of Goldman Sachs & Co. LLC
James Reynolds    Managing Director of Goldman Sachs International
David Thomas   Managing Director of Goldman Sachs & Co. LLC
Anthony Arnold   Managing Director of Goldman Sachs & Co. LLC
Michele Titi-Cappelli   Managing Director of Goldman Sachs International
Laurie Schmidt   Managing Director of Goldman Sachs & Co. LLC
Xiang Fan   Managing Director of Goldman Sachs (Asia) L.L.C.
Milton Millman   Managing Director of Goldman Sachs & Co. LLC
Julian Salisbury   Managing Director of Goldman Sachs & Co. LLC
Chris Kojima   Managing Director of Goldman Sachs & Co. LLC
Harvey Shapiro   Managing Director of Goldman Sachs & Co. LLC
Danielle Natoli   Managing Director of Goldman Sachs & Co. LLC
Carmine Venezia   Managing Director of Goldman Sachs & Co. LLC
Thomas McAndrew   Managing Director of Goldman Sachs & Co. LLC

 

2

 

 

SCHEDULE II-B

 

The name, position and present principal occupation of each executive officer of (i) BSPI, and (ii) Bridge Street, are set forth below.

 

The business address for all the executive officers listed below is c/o Goldman Sachs & Co., 200 West Street, New York, New York 10282, except as follows: The business address of each of Philippe Camu, Martin A. Hintze, James H. Reynolds, Matteo Botto Poala, Michael Bruun, Alex Mignotte, Ana Estrada Lopez, Amitayush Bahri, Richard Spencer, Mike Ebeling, Matthias Hieber,  Michele Titi-Cappelli, Maximilliano Ramirez-Espain, Tim Campbell, Emilie Railhac, James Garman and Heather Mulahasani is Plumtree Court, 25 Shoe Lane, London EC4A 4AU, England. The business address of each of Stephanie Hui, Xiang Fan, Michael Hui and Jay Hyun Lee is Cheung Kong Center, 68th Floor, 2 Queens Road, Central, Hong Kong. The business address of each of Joseph P. DiSabato and David Campbell is 555 California Street, San Francisco, CA 94104.  The business address of Michael Watts, Barry Olson, Chance Monroe, Kyle Kendall, James Huckaby, Clayton Wilmer and Daniel Farrar is 2001 Ross Avenue, Suite 2800, Dallas, TX 75201. The business address of Lavanya Ashok is Rational House, 951-A, Appasaheb Marathe Marg, Prabhadevi, Mumbai 400 025, India. The business address of Bin Zhu is Winland International Center, 7 Finance Street, Xicheng District, Beijing 100033, People’s Republic of China. The business address of Johanna Volpi is 30 Hudson Street, Jersey City, NJ 07302 The business address of Cristiano Camargo is Rua Leopoldo Couto Magalhaes Junior 700, 16 andar, Itaimi Bibi, 04542-000 Sao Paulo-SP, Brazil.

 

All executive officers listed below are United States citizens, except as follows: James H. Reynolds, Alex Mignotte, Emilie Railhac and Cedric Lucas are citizens of France; Adrian M. Jones is a citizen of Ireland; Martin Hintze and Mike Ebeling are citizens of Germany; Anthony Arnold, Tim Campbell, James Garman, Heather Mulahasani, Richard Spencer and Stephanie Hui are citizens of the United Kingdom; Philippe Camu is a citizen of Belgium; Matteo Botto Poala and Michele Titi-Cappelli are citizens of Italy; Maximilliano Ramirez-Espain and Ana Estrada Lopez are citizens of Spain, Michael Bruun is a citizen of Denmark, Lavanya Ashok, Harsh Nanda and Amitayush Bahri are citizens of India, David Campbell is a citizen of Australia, Nicole Agnew is a citizen of Canada, Matthias Hieber is a citizen of Austria, Cristiano Camargo is a citizen of Brazil, Xiang Fan is a citizen of the People’s Republic of China and Michael Hui and Bin Zhu are citizens of the People’s Republic of China (Hong Kong permanent resident). Jay Hyun Lee is a citizen of the Republic of Korea.

 

Name    Position    Present Principal Occupation 
         
Richard A. Friedman   President   Managing Director of Goldman Sachs & Co. LLC
Philippe Camu    Vice President    Managing Director of Goldman Sachs International
Thomas G. Connolly    Vice President    Managing Director of Goldman Sachs & Co. LLC
Joseph P. DiSabato    Vice President    Managing Director of Goldman Sachs & Co. LLC
James R. Garman   Vice President   Managing Director of Goldman Sachs International
Bradley J. Gross   Vice President   Managing Director of Goldman Sachs & Co. LLC
Matthias Hieber   Vice President    Managing Director of Goldman Sachs International
Martin A. Hintze   Vice President    Managing Director of Goldman Sachs International
Stephanie Hui   Vice President   Managing Director of Goldman Sachs (Asia) L.L.C.
Adrian M. Jones   Vice President    Managing Director of Goldman Sachs & Co. LLC
Alan Kava   Vice President   Managing Director of Goldman Sachs & Co. LLC
Michael E. Koester    Vice President    Managing Director of Goldman Sachs & Co. LLC
Scott Lebovitz    Vice President    Managing Director of Goldman Sachs & Co. LLC
Heather L. Mulahasani   Vice President   Managing Director of Goldman Sachs International
James H. Reynolds    Vice President    Managing Director of Goldman Sachs International
Richard Spencer   Vice President   Managing Director of Goldman Sachs International
Peter A. Weidman   Vice President   Managing Director of Goldman Sachs & Co. LLC
Nicole Agnew    Vice President    Managing Director of Goldman Sachs & Co. LLC
Kirsten Anthony   Vice President   Managing Director of Goldman Sachs & Co. LLC
Anthony Arnold   Vice President   Managing Director of Goldman Sachs & Co. LLC
Lavanya Ashok   Vice President   Managing Director of Goldman Sachs (India) Securities Private Limited
Amitayush Bahri   Vice President   Managing Director of Goldman Sachs International

 

3

 

Allison Beller   Vice President   Managing Director of Goldman Sachs & Co. LLC
Matteo Botto Poala    Vice President    Managing Director of Goldman Sachs International
Michael Bruun    Vice President    Managing Director of Goldman Sachs International
Cristiano Camargo   Vice President   Managing Director of Goldman Sachs do Brasil Banco Múltiplo S.A.
David Campbell    Vice President    Managing Director of Goldman Sachs & Co. LLC
Tim Campbell   Vice President    Managing Director of Goldman Sachs International
David Castelblanco    Vice President    Managing Director of Goldman Sachs & Co. LLC
Christopher A. Crampton    Vice President    Managing Director of Goldman Sachs & Co. LLC
Alexander Cheek   Vice President   Managing Director of Goldman Sachs & Co. LLC
Mike Ebeling    Vice President    Managing Director of Goldman Sachs International
Xiang Fan    Vice President    Managing Director of Goldman Sachs (Asia) L.L.C.
Jeffrey M. Fine   Vice President   Managing Director of Goldman Sachs & Co. LLC
Charles H. Gailliot    Vice President    Managing Director of Goldman Sachs & Co. LLC
Ana Estrada Lopez   Vice President   Managing Director of Goldman Sachs International
James Huckaby   Vice President   Managing Director of Goldman Sachs & Co. LLC
Michael Hui   Vice President    Managing Director of Goldman Sachs (Asia) L.L.C.
Jonathan Hunt   Vice President   Managing Director of Goldman Sachs & Co. LLC
Kyle Kendall   Vice President   Managing Director of Goldman Sachs & Co. LLC
Jay Hyun Lee   Vice President    Managing Director of Goldman Sachs (Asia) L.L.C.
Lee Levy   Vice President   Managing Director of Goldman Sachs & Co. LLC
Alexandre Mignotte   Vice President   Managing Director of Goldman Sachs International
Christopher Monroe   Vice President   Managing Director of Goldman Sachs & Co. LLC
Harsh Nanda   Vice President    Managing Director of Goldman Sachs & Co. LLC
Barry Olson   Vice President   Managing Director of Goldman Sachs & Co. LLC
Emilie Railhac   Vice President   Managing Director of Goldman Sachs International
Andrew Rhee   Vice President   Managing Director of Goldman Sachs & Co. LLC
Leonard Seevers   Vice President   Managing Director of Goldman Sachs & Co. LLC
Gabriella Skirnick   Vice President   Managing Director of Goldman Sachs & Co. LLC
Michele Titi-Cappelli   Vice President    Managing Director of Goldman Sachs International
Peter Vermette    Vice President    Managing Director of Goldman Sachs & Co. LLC
Mark Wetzel   Vice President   Managing Director of Goldman Sachs & Co. LLC
Bin Zhu    Vice President    Managing Director of Goldman Sachs (Asia) L.L.C.
Maximilliano Ramierez-Espain   Vice President   Managing Director of Goldman Sachs International
Michael Watts   Vice President   Managing Director of Goldman Sachs & Co. LLC
Laurie E. Schmidt   Vice President and Treasurer   Managing Director of Goldman Sachs & Co. LLC
Susan Hodgkinson   Vice President and Secretary    Managing Director of Goldman Sachs & Co. LLC
William Y Eng   Vice President    Vice President of Goldman Sachs & Co. LLC
Scott Kilpatrick   Vice President    Vice President of Goldman Sachs & Co. LLC
Clayton Wilmer    Vice President    Vice President of Goldman Sachs & Co. LLC
Wei Yan   Vice President    Managing Director of Goldman Sachs & Co. LLC
David Thomas   Vice President, Assistant Secretary &
General Counsel		   Managing Director of Goldman Sachs & Co. LLC
Harvey Shapiro   Vice President & Assistant Treasurer   Managing Director of Goldman Sachs & Co. LLC
Johanna Volpi   Vice President & Assistant Treasurer   Vice President of Goldman Sachs & Co. LLC
Daniel Farrar    Vice President & Assistant Treasurer   Vice President of Goldman Sachs & Co. LLC
Michael J. Perloff   Vice President   Managing Director of Goldman Sachs & Co. LLC
Getty Chin   Assistant Treasurer   Managing Director of Goldman Sachs & Co. LLC
Kirsten Frivold   Vice President & Assistant Treasurer   Managing Director of Goldman Sachs & Co. LLC

 

4

 

Alex Chi   Vice President   Managing Director of Goldman Sachs & Co. LLC
Jo Natauri   Vice President   Managing Director of Goldman Sachs & Co. LLC
Omar Chaudhary   Vice President   Managing Director of Goldman Sachs & Co. LLC
William Chen   Vice President   Managing Director of Goldman Sachs & Co. LLC
Cedric Lucas   Vice President   Managing Director of Goldman Sachs & Co. LLC
Brady Schuck   Vice President   Managing Director of Goldman Sachs & Co. LLC
Kerri Bagnaturo   Vice President   Vice President of Goldman Sachs & Co. LLC

 

5

 

 

SCHEDULE III

 

The U.S. Securities and Exchange Commission (the “SEC”) has alleged that Goldman Sachs & Co. LLC (“Goldman Sachs”) conducted inadequate due diligence in certain offerings and, as a result, failed to form a reasonable basis for believing the truthfulness of certain material representations in official statements issued in connection with those offerings. This resulted in Goldman Sachs offering and selling municipal securities on the basis of materially misleading disclosure documents. The SEC alleged that Goldman Sachs willfully violated Section 17(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”). The violations discussed in the Order were self-reported by Goldman Sachs to the SEC pursuant to the Division of Enforcement’s Municipalities Continuing Disclosure Cooperation Initiative. Without admitting or denying the violations, Goldman Sachs consented to the entry of an Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act and Section 15(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order on June 18, 2015 by the SEC pursuant to which Goldman Sachs: (I) shall cease and desist from committing or causing any violations and any future violations of Section 17(a)(2) of the Securities Act; (II) paid a civil money penalty in the amount of $500,000 on June 25, 2015; and (III) shall comply with the undertakings enumerated in the Order, including retaining an independent consultant to conduct a review of Goldman Sachs’s policies and procedures as they relate to municipal securities underwriting due diligence and requires Goldman Sachs to adopt the independent consultant’s recommendations (unless the SEC finds a recommendation unduly burdensome, impractical, or inappropriate, in which case Goldman Sachs shall not be required to abide by, adopt, or implement that recommendation).

 

The SEC has found that Goldman Sachs did not have a system of risk management controls and supervisory procedures reasonably designed to manage the financial, regulatory, and other risks of market access in relation to its listed equity options business, which contributed to the entry of erroneous electronic options orders on multiple options exchanges on August 20, 2013. The SEC found that Goldman Sachs willfully violated Section 15(c)(3) of the Exchange Act and Rule 15c3-5 thereunder in relation to its controls and supervisory procedures addressing (I) the entry of orders that exceed appropriate pre-set credit or capital thresholds; (II) the entry of erroneous orders that exceed appropriate price or size parameters or that indicate duplicative orders; and (III) the management of software changes that impact order flow. Without admitting or denying the violations, Goldman Sachs consented to the entry of an Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21C of the Exchange Act, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order on June 30, 2015 by the SEC pursuant to which Goldman Sachs: (I) shall cease and desist from committing or causing any violations and any future violations of Section 15(c)(3) of the Exchange Act and Rule 15c3-5 thereunder; (II) is censured; and (III) paid a total civil money penalty of $7 million on June 30, 2015.

 

The SEC alleged that Goldman Sachs violated Regulation SHO under the Exchange Act by improperly relying on Goldman Sachs’s automated locate function in the order management system without having confirmed the availability of the securities to be located.  In addition, the SEC alleged that Goldman Sachs employees did not provide sufficient and accurate information with respect to these locates in Goldman Sachs’s locate log, which must reflect the basis upon which Goldman Sachs provided the locates. The SEC alleged that Goldman Sachs willfully violated Rule 203(b)(1) of Regulation SHO and Section 17(a) of the Exchange Act.  Without admitting or denying the violations, Goldman Sachs consented to the entry by the SEC of an Order Instituting Administrative and Cease-and-Desist Proceedings, pursuant to Sections 15(b) and 21C of the Exchange Act, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order (Release No. 34-76899, Jan. 14, 2016).  Pursuant to the Order, Goldman Sachs must cease and desist from committing or causing any violations and any future violations of Rule 203(b)(1) of Regulation SHO, and any violations and any future violations of Section 17(a) of the Exchange Act and Rule 203(b)(1)(iii) thereunder relating to short sale locate records.  Also pursuant to the Order, Goldman Sachs was censured and paid a civil money penalty in the amount of $15,000,000 on January 20, 2016.  The SEC stated that, in determining to accept Goldman Sachs’s offer of settlement, it considered certain remedial acts taken by Goldman Sachs.

 

6

 

SCHEDULE IV

 

All transactions disclosed in this Schedule IV were effected by Goldman Sachs & Co. LLC in its capacity as an underwriter in the SEC-registered public offering of shares of common stock of Avantor, Inc. that closed on May 26, 2020.

 

Trade Date  Settlement Date  Quantity   Buy/Sell  Price 
5/20/20  5/26/20   45,000,000   B   15.90 
5/21/20  5/26/20   20,000   S   16.25 
5/21/20  5/26/20   8   S   16.25 
5/21/20  5/26/20   36,308   S   16.25 
5/21/20  5/26/20   577   S   16.25 
5/21/20  5/26/20   138   S   16.25 
5/21/20  5/26/20   3,100   S   16.25 
5/21/20  5/26/20   2,429   S   16.25 
5/21/20  5/26/20   66,285   S   16.25 
5/21/20  5/26/20   51,288   S   16.25 
5/21/20  5/26/20   900,000   S   16.25 
5/21/20  5/26/20   17,939   S   16.25 
5/21/20  5/26/20   4,400   S   16.25 
5/21/20  5/26/20   4,547   S   16.25 
5/21/20  5/26/20   3,500   S   16.25 
5/21/20  5/26/20   500   S   16.25 
5/21/20  5/26/20   155   S   16.25 
5/21/20  5/26/20   1,870   S   16.25 
5/21/20  5/26/20   6,171   S   16.25 
5/21/20  5/26/20   20,000   S   16.25 
5/21/20  5/26/20   545   S   16.25 
5/21/20  5/26/20   30,462   S   16.25 
5/21/20  5/26/20   5,435   S   16.25 
5/21/20  5/26/20   50,000   S   16.25 
5/21/20  5/26/20   1,400   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   1,600   S   16.25 
5/21/20  5/26/20   45,517   S   16.25 
5/21/20  5/26/20   1,669   S   16.25 
5/21/20  5/26/20   5,000   S   16.25 
5/21/20  5/26/20   900   S   16.25 
5/21/20  5/26/20   22,000   S   16.25 
5/21/20  5/26/20   1,198,404   S   16.25 
5/21/20  5/26/20   2,609,993   S   16.25 
5/21/20  5/26/20   160,295   S   16.25 
5/21/20  5/26/20   20,140   S   16.25 
5/21/20  5/26/20   446,000   S   16.25 
5/21/20  5/26/20   3,300   S   16.25 
5/21/20  5/26/20   1,521   S   16.25 
5/21/20  5/26/20   50,000   S   16.25 
5/21/20  5/26/20   68   S   16.25 

 

7

 

Trade Date  Settlement Date  Quantity   Buy/Sell  Price 
5/21/20  5/26/20   100   S   16.25 
5/21/20  5/26/20   100,000   S   16.25 
5/21/20  5/26/20   250,000   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   3,627   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   402   S   16.25 
5/21/20  5/26/20   764   S   16.25 
5/21/20  5/26/20   62,000   S   16.25 
5/21/20  5/26/20   10,000   S   16.25 
5/21/20  5/26/20   8,000   S   16.25 
5/21/20  5/26/20   1,200   S   16.25 
5/21/20  5/26/20   1,300   S   16.25 
5/21/20  5/26/20   13,500   S   16.25 
5/21/20  5/26/20   80   S   16.25 
5/21/20  5/26/20   1,334   S   16.25 
5/21/20  5/26/20   58,227   S   16.25 
5/21/20  5/26/20   13,000   S   16.25 
5/21/20  5/26/20   87,801   S   16.25 
5/21/20  5/26/20   102   S   16.25 
5/21/20  5/26/20   18,500   S   16.25 
5/21/20  5/26/20   165,200   S   16.25 
5/21/20  5/26/20   15,500   S   16.25 
5/21/20  5/26/20   753,356   S   16.25 
5/21/20  5/26/20   242   S   16.25 
5/21/20  5/26/20   1,444   S   16.25 
5/21/20  5/26/20   1,865   S   16.25 
5/21/20  5/26/20   5,000   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   648   S   16.25 
5/21/20  5/26/20   37,6678   S   16.25 
5/21/20  5/26/20   1,078   S   16.25 
5/21/20  5/26/20   15,000   S   16.25 
5/21/20  5/26/20   13,846   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   127,113   S   16.25 
5/21/20  5/26/20   1,500   S   16.25 
5/21/20  5/26/20   10,000   S   16.25 
5/21/20  5/26/20   20,000   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   7,816   S   16.25 
5/21/20  5/26/20   1,800   S   16.25 
5/21/20  5/26/20   818   S   16.25 
5/21/20  5/26/20   149   S   16.25 
5/21/20  5/26/20   282   S   16.25 
5/21/20  5/26/20   31,942   S   16.25 

 

8

 

Trade Date  Settlement Date  Quantity   Buy/Sell  Price 
5/21/20  5/26/20   281,582   S   16.25 
5/21/20  5/26/20   5,000   S   16.25 
5/21/20  5/26/20   3,200   S   16.25 
5/21/20  5/26/20   688   S   16.25 
5/21/20  5/26/20   1,200   S   16.25 
5/21/20  5/26/20   5,658   S   16.25 
5/21/20  5/26/20   144   S   16.25 
5/21/20  5/26/20   7,676   S   16.25 
5/21/20  5/26/20   550   S   16.25 
5/21/20  5/26/20   2,763   S   16.25 
5/21/20  5/26/20   29,000   S   16.25 
5/21/20  5/26/20   296,616   S   16.25 
5/21/20  5/26/20   2,700   S   16.25 
5/21/20  5/26/20   4,200   S   16.25 
5/21/20  5/26/20   139   S   16.25 
5/21/20  5/26/20   1,600   S   16.25 
5/21/20  5/26/20   42,250   S   16.25 
5/21/20  5/26/20   4,946   S   16.25 
5/21/20  5/26/20   5,100   S   16.25 
5/21/20  5/26/20   41,786   S   16.25 
5/21/20  5/26/20   17,500   S   16.25 
5/21/20  5/26/20   5,000   S   16.25 
5/21/20  5/26/20   653,848   S   16.25 
5/21/20  5/26/20   4,300   S   16.25 
5/21/20  5/26/20   750   S   16.25 
5/21/20  5/26/20   800   S   16.25 
5/21/20  5/26/20   10,123   S   16.25 
5/21/20  5/26/20   23,898   S   16.25 
5/21/20  5/26/20   4,000   S   16.25 
5/21/20  5/26/20   65,000   S   16.08 
5/21/20  5/26/20   4,200   S   16.25 
5/21/20  5/26/20   8,000   S   16.25 
5/21/20  5/26/20   3,000   S   16.25 
5/21/20  5/26/20   2,050   S   16.25 
5/21/20  5/26/20   3,981   S   16.25 
5/21/20  5/26/20   410   S   16.25 
5/21/20  5/26/20   776   S   16.25 
5/21/20  5/26/20   7,300   S   16.25 
5/21/20  5/26/20   20,500   S   16.25 
5/21/20  5/26/20   486   S   16.25 
5/21/20  5/26/20   7,632   S   16.25 
5/21/20  5/26/20   15,000   S   16.25 
5/21/20  5/26/20   61   S   16.25 
5/21/20  5/26/20   1,221   S   16.25 
5/21/20  5/26/20   35,000   S   16.25 
5/21/20  5/26/20   900,000   S   16.25 

 

9

 

Trade Date  Settlement Date  Quantity   Buy/Sell  Price 
5/21/20  5/26/20   271   S   16.25 
5/21/20  5/26/20   11,500   S   16.25 
5/21/20  5/26/20   100,000   S   16.25 
5/21/20  5/26/20   650   S   16.25 
5/21/20  5/26/20   406   S   16.25 
5/21/20  5/26/20   58,227   S   16.25 
5/21/20  5/26/20   2,100   S   16.25 
5/21/20  5/26/20   319   S   16.25 
5/21/20  5/26/20   19,259   S   16.25 
5/21/20  5/26/20   307   S   16.25 
5/21/20  5/26/20   1,532   S   16.25 
5/21/20  5/26/20   16,871   S   16.25 
5/21/20  5/26/20   995   S   16.25 
5/21/20  5/26/20   164,923   S   16.25 
5/21/20  5/26/20   500   S   16.25 
5/21/20  5/26/20   50,000   S   16.25 
5/21/20  5/26/20   763   S   16.25 
5/21/20  5/26/20   164   S   16.25 
5/21/20  5/26/20   98,481   S   16.25 
5/21/20  5/26/20   384,000   S   16.25 
5/21/20  5/26/20   397   S   16.25 
5/21/20  5/26/20   4,400   S   16.25 
5/21/20  5/26/20   457   S   16.25 
5/21/20  5/26/20   13,230   S   16.25 
5/21/20  5/26/20   10,670   S   16.25 
5/21/20  5/26/20   25,000   S   16.25 
5/21/20  5/26/20   4,075   S   16.25 
5/21/20  5/26/20   2,137   S   16.25 
5/21/20  5/26/20   5,361   S   16.25 
5/21/20  5/26/20   1,700   S   16.25 
5/21/20  5/26/20   36,571   S   16.25 
5/21/20  5/26/20   11,000   S   16.25 
5/21/20  5/26/20   154,215   S   16.25 
5/21/20  5/26/20   319   S   16.25 
5/21/20  5/26/20   460   S   16.25 
5/21/20  5/26/20   923   S   16.25 
5/21/20  5/26/20   2693   S   16.25 
5/21/20  5/26/20   218   S   16.25 
5/21/20  5/26/20   2,500   S   16.25 
5/21/20  5/26/20   2,800   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   703   S   16.25 
5/21/20  5/26/20   34,800   S   16.25 
5/21/20  5/26/20   295   S   16.25 
5/21/20  5/26/20   2,800   S   16.25 
5/21/20  5/26/20   13,846   S   16.25 

 

10

 

Trade Date  Settlement Date  Quantity   Buy/Sell  Price 
5/21/20  5/26/20   5,396   S   16.25 
5/21/20  5/26/20   410   S   16.25 
5/21/20  5/26/20   1,300   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   10,000   S   16.25 
5/21/20  5/26/20   99,799   S   16.25 
5/21/20  5/26/20   1,999   S   16.25 
5/21/20  5/26/20   174,980   S   16.25 
5/21/20  5/26/20   1,000,000   S   16.25 
5/21/20  5/26/20   116   S   16.25 
5/21/20  5/26/20   919   S   16.25 
5/21/20  5/26/20   10,396   S   16.25 
5/21/20  5/26/20   50,000   S   16.25 
5/21/20  5/26/20   8,214   S   16.25 
5/21/20  5/26/20   65,000   S   16.08 
5/21/20  5/26/20   122   S   16.25 
5/21/20  5/26/20   44,602   S   16.25 
5/21/20  5/26/20   2,711   S   16.25 
5/21/20  5/26/20   351   S   16.25 
5/21/20  5/26/20   52,300   S   16.25 
5/21/20  5/26/20   230   S   16.25 
5/21/20  5/26/20   15,761   S   16.25 
5/21/20  5/26/20   6,126   S   16.25 
5/21/20  5/26/20   1,666,372   S   16.25 
5/21/20  5/26/20   29,377   S   16.25 
5/21/20  5/26/20   5,069   S   16.25 
5/21/20  5/26/20   438   S   16.25 
5/21/20  5/26/20   5,000   S   16.25 
5/21/20  5/26/20   2,400   S   16.25 
5/21/20  5/26/20   1,715   S   16.25 
5/21/20  5/26/20   18,000   S   16.25 
5/21/20  5/26/20   13,500   S   16.25 
5/21/20  5/26/20   4,000   S   16.25 
5/21/20  5/26/20   2,671   S   16.25 
5/21/20  5/26/20   407   S   16.25 
5/21/20  5/26/20   2,300   S   16.25 
5/21/20  5/26/20   50,000   S   16.25 
5/21/20  5/26/20   196   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   199,071   S   16.25 
5/21/20  5/26/20   5,000   S   16.25 
5/21/20  5/26/20   4,500   S   16.25 
5/21/20  5/26/20   6,300   S   16.25 
5/21/20  5/26/20   2,184   S   16.25 
5/21/20  5/26/20   7,000   S   16.25 
5/21/20  5/26/20   178   S   16.25 

 

11

 

 

Trade Date  Settlement Date  Quantity   Buy/Sell  Price 
5/21/20  5/26/20   1,600   S   16.25 
5/21/20  5/26/20   900,000   S   16.25 
5/21/20  5/26/20   4,392   S   16.25 
5/21/20  5/26/20   67,328   S   16.25 
5/21/20  5/26/20   18,000   S   16.25 
5/21/20  5/26/20   5,000   S   16.25 
5/21/20  5/26/20   1,500   S   16.25 
5/21/20  5/26/20   8,500   S   16.25 
5/21/20  5/26/20   1,405   S   16.25 
5/21/20  5/26/20   700   S   16.25 
5/21/20  5/26/20   40,528   S   16.25 
5/21/20  5/26/20   41,962   S   16.25 
5/21/20  5/26/20   12,000   S   16.25 
5/21/20  5/26/20   929   S   16.25 
5/21/20  5/26/20   11,500   S   16.25 
5/21/20  5/26/20   2,798   S   16.25 
5/21/20  5/26/20   205   S   16.25 
5/21/20  5/26/20   9,293   S   16.25 
5/21/20  5/26/20   1,100   S   16.25 
5/21/20  5/26/20   5,000   S   16.25 
5/21/20  5/26/20   230   S   16.25 
5/21/20  5/26/20   25,000   S   16.25 
5/21/20  5/26/20   3,500   S   16.25 
5/21/20  5/26/20   2,443   S   16.25 
5/21/20  5/26/20   6,500   S   16.25 
5/21/20  5/26/20   39,225   S   16.25 
5/21/20  5/26/20   81,999   S   16.25 
5/21/20  5/26/20   3,100   S   16.25 
5/21/20  5/26/20   15,100   S   16.25 
5/21/20  5/26/20   179,001   S   16.25 
5/21/20  5/26/20   1,300   S   16.25 
5/21/20  5/26/20   8,140   S   16.25 
5/21/20  5/26/20   950   S   16.25 
5/21/20  5/26/20   20,000   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   94,800   S   16.25 
5/21/20  5/26/20   16,500   S   16.25 
5/21/20  5/26/20   4,000   S   16.25 
5/21/20  5/26/20   1,041,666   S   16.25 
5/21/20  5/26/20   13,945   S   16.25 
5/21/20  5/26/20   132   S   16.25 
5/21/20  5/26/20   946   S   16.25 
5/21/20  5/26/20   1,386   S   16.25 
5/21/20  5/26/20   6,394   S   16.25 
5/21/20  5/26/20   4,900   S   16.25 
5/21/20  5/26/20   1,081,392   S   16.25 

 

12

 

Trade Date  Settlement Date  Quantity   Buy/Sell  Price 
5/21/20  5/26/20   126   S   16.25 
5/21/20  5/26/20   3,278   S   16.25 
5/21/20  5/26/20   27,431   S   16.25 
5/21/20  5/26/20   10,000   S   16.25 
5/21/20  5/26/20   71,032   S   16.25 
5/21/20  5/26/20   108,688   S   16.25 
5/21/20  5/26/20   350,000   S   16.25 
5/21/20  5/26/20   269,959   S   16.25 
5/21/20  5/26/20   13,999   S   16.25 
5/21/20  5/26/20   50,000   S   16.25 
5/21/20  5/26/20   136   S   16.25 
5/21/20  5/26/20   2,200   S   16.25 
5/21/20  5/26/20   348   S   16.25 
5/21/20  5/26/20   1,898   S   16.25 
5/21/20  5/26/20   1,700   S   16.25 
5/21/20  5/26/20   878   S   16.25 
5/21/20  5/26/20   8,500   S   16.25 
5/21/20  5/26/20   753   S   16.25 
5/21/20  5/26/20   2,600   S   16.25 
5/21/20  5/26/20   962   S   16.25 
5/21/20  5/26/20   1,700   S   16.25 
5/21/20  5/26/20   1,377   S   16.25 
5/21/20  5/26/20   3,760   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   20,000   S   16.25 
5/21/20  5/26/20   1,627   S   16.25 
5/21/20  5/26/20   9,927   S   16.25 
5/21/20  5/26/20   2,147   S   16.25 
5/21/20  5/26/20   700,000   S   16.25 
5/21/20  5/26/20   109,961   S   16.25 
5/21/20  5/26/20   50,000   S   16.25 
5/21/20  5/26/20   5,332   S   16.25 
5/21/20  5/26/20   28,709   S   16.25 
5/21/20  5/26/20   10,000   S   16.25 
5/21/20  5/26/20   146,342   S   16.25 
5/21/20  5/26/20   470   S   16.25 
5/21/20  5/26/20   19,739   S   16.25 
5/21/20  5/26/20   1,277   S   16.25 
5/21/20  5/26/20   42,288   S   16.25 
5/21/20  5/26/20   208,334   S   16.25 
5/21/20  5/26/20   291,045   S   16.25 
5/21/20  5/26/20   500   S   16.25 
5/21/20  5/26/20   166   S   16.25 
5/21/20  5/26/20   75   S   16.25 
5/21/20  5/26/20   5,000   S   16.25 
5/21/20  5/26/20   33,611   S   16.25 

 

13

 

Trade Date  Settlement Date  Quantity   Buy/Sell  Price 
5/21/20  5/26/20   8,847   S   16.25 
5/21/20  5/26/20   1,476   S   16.25 
5/21/20  5/26/20   1,289   S   16.25 
5/21/20  5/26/20   28,062   S   16.25 
5/21/20  5/26/20   2,500   S   16.25 
5/21/20  5/26/20   3,100   S   16.25 
5/21/20  5/26/20   22,164   S   16.25 
5/21/20  5/26/20   41,076   S   16.25 
5/21/20  5/26/20   2,480   S   16.25 
5/21/20  5/26/20   120,000   S   16.25 
5/21/20  5/26/20   3,600   S   16.25 
5/21/20  5/26/20   2,329   S   16.25 
5/21/20  5/26/20   13,725   S   16.25 
5/21/20  5/26/20   20,140   S   16.25 
5/21/20  5/26/20   15,500   S   16.25 
5/21/20  5/26/20   1,172   S   16.25 
5/21/20  5/26/20   3,879   S   16.25 
5/21/20  5/26/20   75,000   S   16.25 
5/21/20  5/26/20   247,700   S   16.25 
5/21/20  5/26/20   830,000   S   16.08 
5/21/20  5/26/20   28,533   S   16.25 
5/21/20  5/26/20   500,000   S   16.25 
5/21/20  5/26/20   21   S   16.25 
5/21/20  5/26/20   1,403,686   S   16.25 
5/21/20  5/26/20   11,213   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   113   S   16.25 
5/21/20  5/26/20   11,434   S   16.25 
5/21/20  5/26/20   18,571   S   16.25 
5/21/20  5/26/20   3,615   S   16.25 
5/21/20  5/26/20   16,500   S   16.25 
5/21/20  5/26/20   1,278   S   16.25 
5/21/20  5/26/20   9,868   S   16.25 
5/21/20  5/26/20   250,000   S   16.25 
5/21/20  5/26/20   763   S   16.25 
5/21/20  5/26/20   450   S   16.25 
5/21/20  5/26/20   304   S   16.25 
5/21/20  5/26/20   1,089   S   16.25 
5/21/20  5/26/20   185,106   S   16.25 
5/21/20  5/26/20   1,074   S   16.25 
5/21/20  5/26/20   51,815   S   16.25 
5/21/20  5/26/20   1,700   S   16.25 
5/21/20  5/26/20   5,000   S   16.25 
5/21/20  5/26/20   97,000   S   16.25 
5/21/20  5/26/20   11,000   S   16.25 
5/21/20  5/26/20   2,532   S   16.25 

 

14

 

Trade Date  Settlement Date  Quantity   Buy/Sell  Price 
5/21/20  5/26/20   566   S   16.25 
5/21/20  5/26/20   159   S   16.25 
5/21/20  5/26/20   73,065   S   16.25 
5/21/20  5/26/20   2   S   16.25 
5/21/20  5/26/20   577   S   16.25 
5/21/20  5/26/20   5,800   S   16.25 
5/21/20  5/26/20   1,124   S   16.25 
5/21/20  5/26/20   727   S   16.25 
5/21/20  5/26/20   10,000   S   16.25 
5/21/20  5/26/20   350,000   S   16.25 
5/21/20  5/26/20   172   S   16.25 
5/21/20  5/26/20   13,500   S   16.25 
5/21/20  5/26/20   1,700   S   16.25 
5/21/20  5/26/20   800   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   1,143   S   16.25 
5/21/20  5/26/20   3,300   S   16.25 
5/21/20  5/26/20   8,400   S   16.25 
5/21/20  5/26/20   593,206   S   16.25 
5/21/20  5/26/20   903,538   S   16.25 
5/21/20  5/26/20   650   S   16.25 
5/21/20  5/26/20   2,000   S   16.25 
5/21/20  5/26/20   3,778   S   16.25 
5/21/20  5/26/20   3,200   S   16.25 
5/21/20  5/26/20   185,252   S   16.25 
5/21/20  5/26/20   65,619   S   16.25 
5/21/20  5/26/20   6,200   S   16.25 
5/21/20  5/26/20   89   S   16.25 
5/21/20  5/26/20   20,902   S   16.25 
5/21/20  5/26/20   107,113   S   16.25 
5/21/20  5/26/20   1,500,000   S   16.25 
5/21/20  5/26/20   13,846   S   16.25 
5/21/20  5/26/20   4,750   S   16.25 
5/21/20  5/26/20   2,500   S   16.25 
5/21/20  5/26/20   12,000   S   16.25 
5/21/20  5/26/20   2,800   S   16.25 
5/21/20  5/26/20   242   S   16.25 
5/21/20  5/26/20   1,800   S   16.25 
5/21/20  5/26/20   7,340   S   16.25 
5/21/20  5/26/20   142,399   S   16.25 
5/21/20  5/26/20   11,000   S   16.25 
5/21/20  5/26/20   252,466   S   16.25 
5/21/20  5/26/20   273,346   S   16.25 
5/21/20  5/26/20   131,955   S   16.25 
5/21/20  5/26/20   3,100   S   16.25 
5/21/20  5/26/20   198,218   S   16.25 

 

15

 

Trade Date  Settlement Date  Quantity   Buy/Sell  Price 
5/21/20  5/26/20   3,500   S   16.25 
5/21/20  5/26/20   153   S   16.25 
5/21/20  5/26/20   8,923   S   16.25 
5/21/20  5/26/20   286   S   16.25 
5/21/20  5/26/20   1,600   S   16.25 
5/21/20  5/26/20   10,500   S   16.25 
5/21/20  5/26/20   2,969   S   16.25 
5/21/20  5/26/20   7,300   S   16.25 
5/21/20  5/26/20   126,965   S   16.25 
5/21/20  5/26/20   365,426   S   16.25 
5/21/20  5/26/20   200,000   S   16.25 
5/21/20  5/26/20   3,241   S   16.25 
5/21/20  5/26/20   380,555   S   16.25 
5/21/20  5/26/20   45   S   16.25 
5/21/20  5/26/20   400,000   S   16.25 
5/21/20  5/26/20   9,000   S   16.25 
5/21/20  5/26/20   240   S   16.25 
5/21/20  5/26/20   2,300   S   16.25 
5/21/20  5/26/20   996   S   16.25 
5/21/20  5/26/20   20,000   S   16.25 
5/21/20  5/26/20   3,996   S   16.25 
5/21/20  5/26/20   11,400   S   16.25 
5/21/20  5/26/20   2,000   S   16.25 
5/21/20  5/26/20   519   S   16.25 
5/21/20  5/26/20   8,700   S   16.25 
5/21/20  5/26/20   90,764   S   16.25 
5/21/20  5/26/20   372,569   S   16.25 
5/21/20  5/26/20   6,054   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   5,476   S   16.25 
5/21/20  5/26/20   412,900   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   4,510   S   16.25 
5/21/20  5/26/20   4,000   S   16.25 
5/21/20  5/26/20   1,618   S   16.25 
5/21/20  5/26/20   11,643   S   16.25 
5/21/20  5/26/20   1,089   S   16.25 
5/21/20  5/26/20   7,400   S   16.25 
5/21/20  5/26/20   109,756   S   16.25 
5/21/20  5/26/20   5,600   S   16.25 
5/21/20  5/26/20   861,298   S   16.25 
5/21/20  5/26/20   150,000   S   16.25 
5/21/20  5/26/20   13,976   S   16.25 
5/21/20  5/26/20   5,100   S   16.25 
5/21/20  5/26/20   163   S   16.25 
5/21/20  5/26/20   4,817   S   16.25 

 

16

 

 

Trade Date  Settlement Date  Quantity   Buy/Sell  Price 
5/21/20  5/26/20   7,600   S   16.25 
5/21/20  5/26/20   450,000   S   16.25 
5/21/20  5/26/20   16,338   S   16.25 
5/21/20  5/26/20   75,000   S   16.25 
5/21/20  5/26/20   230   S   16.25 
5/21/20  5/26/20   50,000   S   16.25 
5/21/20  5/26/20   465   S   16.25 
5/21/20  5/26/20   26,380   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   461   S   16.25 
5/21/20  5/26/20   133,440   S   16.25 
5/21/20  5/26/20   20,000   S   16.25 
5/21/20  5/26/20   410   S   16.25 
5/21/20  5/26/20   150,000   S   16.25 
5/21/20  5/26/20   4,300   S   16.25 
5/21/20  5/26/20   2,282   S   16.25 
5/21/20  5/26/20   250,000   S   16.25 
5/21/20  5/26/20   25,229   S   16.25 
5/21/20  5/26/20   150,000   S   16.25 
5/21/20  5/26/20   2,800   S   16.25 
5/21/20  5/26/20   2,000   S   16.25 
5/21/20  5/26/20   137,851   S   16.25 
5/21/20  5/26/20   10,000   S   16.25 
5/21/20  5/26/20   1,100   S   16.25 
5/21/20  5/26/20   282   S   16.25 
5/21/20  5/26/20   1,200   S   16.25 
5/21/20  5/26/20   1,115   S   16.25 
5/21/20  5/26/20   185,106   S   16.25 
5/21/20  5/26/20   650   S   16.25 
5/21/20  5/26/20   12,000   S   16.25 
5/21/20  5/26/20   33,597   S   16.25 
5/21/20  5/26/20   80,000   S   16.25 
5/21/20  5/26/20   122,000   S   16.25 
5/21/20  5/26/20   16,000   S   16.25 
5/21/20  5/26/20   956   S   16.25 
5/21/20  5/26/20   2,288   S   16.25 
5/21/20  5/26/20   1,132   S   16.25 
5/21/20  5/26/20   85,816   S   16.25 
5/21/20  5/26/20   6,704   S   16.25 
5/21/20  5/26/20   182,071   S   16.25 
5/21/20  5/26/20   2,800   S   16.25 
5/21/20  5/26/20   2,800   S   16.25 
5/21/20  5/26/20   258   S   16.25 
5/21/20  5/26/20   182,500   S   16.25 
5/21/20  5/26/20   429   S   16.25 
5/21/20  5/26/20   625,200   S   16.25 

 

17

 

Trade Date  Settlement Date  Quantity   Buy/Sell  Price 
5/21/20  5/26/20   2,000   S   16.25 
5/21/20  5/26/20   3,877   S   16.25 
5/21/20  5/26/20   2,910   S   16.25 
5/21/20  5/26/20   7,000   S   16.25 
5/21/20  5/26/20   23,888   S   16.25 
5/21/20  5/26/20   44   S   16.25 
5/21/20  5/26/20   920   S   16.25 
5/21/20  5/26/20   4,061   S   16.25 
5/21/20  5/26/20   2,800   S   16.25 
5/21/20  5/26/20   5,200   S   16.25 
5/21/20  5/26/20   2,128   S   16.25 
5/21/20  5/26/20   1,500   S   16.25 
5/21/20  5/26/20   243,902   S   16.25 
5/21/20  5/26/20   1,700   S   16.25 
5/21/20  5/26/20   1,143   S   16.25 
5/21/20  5/26/20   2,700   S   16.25 
5/21/20  5/26/20   328   S   16.25 
5/21/20  5/26/20   156,500   S   16.25 
5/21/20  5/26/20   1,590,254   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   307,890   S   16.25 
5/21/20  5/26/20   9,737   S   16.25 
5/21/20  5/26/20   75,000   S   16.25 
5/21/20  5/26/20   1,100   S   16.25 
5/21/20  5/26/20   4,000   S   16.25 
5/21/20  5/26/20   10,000   S   16.25 
5/21/20  5/26/20   2,400   S   16.25 
5/21/20  5/26/20   350,000   S   16.25 
5/21/20  5/26/20   2,588   S   16.25 
5/21/20  5/26/20   250,000   S   16.25 
5/21/20  5/26/20   6,137   S   16.25 
5/21/20  5/26/20   7,000   S   16.25 
5/21/20  5/26/20   2,147   S   16.25 
5/21/20  5/26/20   3,630   S   16.25 
5/21/20  5/26/20   58,227   S   16.25 
5/21/20  5/26/20   15,000   S   16.25 
5/21/20  5/26/20   86   S   16.25 
5/21/20  5/26/20   1,700   S   16.25 
5/21/20  5/26/20   147,887   S   16.25 
5/21/20  5/26/20   276   S   16.25 
5/21/20  5/26/20   10,000   S   16.25 
5/21/20  5/26/20   1,487   S   16.25 
5/21/20  5/26/20   4,332   S   16.25 
5/21/20  5/26/20   12,000   S   16.25 
5/21/20  5/26/20   3,267   S   16.25 
5/21/20  5/26/20   1,800   S   16.25 

 

18

 

Trade Date  Settlement Date  Quantity   Buy/Sell  Price 
5/21/20  5/26/20   358   S   16.25 
5/21/20  5/26/20   741,005   S   16.25 
5/21/20  5/26/20   160   S   16.25 
5/21/20  5/26/20   4,551   S   16.25 
5/21/20  5/26/20   600   S   16.25 
5/21/20  5/26/20   4,286   S   16.25 
5/21/20  5/26/20   2,653   S   16.25 
5/21/20  5/26/20   10,000   S   16.25 
5/21/20  5/26/20   500   S   16.25 
5/21/20  5/26/20   63,548   S   16.25 
5/21/20  5/26/20   753,357   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   5,000   S   16.25 
5/21/20  5/26/20   26,441   S   16.25 
5/21/20  5/26/20   18,045   S   16.25 
5/21/20  5/26/20   8,200   S   16.25 
5/21/20  5/26/20   323   S   16.25 
5/21/20  5/26/20   700,000   S   16.25 
5/21/20  5/26/20   10,000   S   16.25 
5/21/20  5/26/20   5,000   S   16.25 
5/21/20  5/26/20   93,950   S   16.25 
5/21/20  5/26/20   400,000   S   16.25 
5/21/20  5/26/20   950   S   16.25 
5/21/20  5/26/20   18,000   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   12,500   S   16.25 
5/21/20  5/26/20   4,000   S   16.25 
5/21/20  5/26/20   4,000   S   16.25 
5/21/20  5/26/20   15,000   S   16.25 
5/21/20  5/26/20   900,000   S   16.25 
5/21/20  5/26/20   150,000   S   16.25 
5/21/20  5/26/20   403,384   S   16.25 
5/21/20  5/26/20   23,063   S   16.25 
5/21/20  5/26/20   153,476   S   16.25 
5/21/20  5/26/20   7,351   S   16.25 
5/21/20  5/26/20   15,610   S   16.25 
5/21/20  5/26/20   250,000   S   16.25 
5/21/20  5/26/20   92,552   S   16.25 
5/21/20  5/26/20   700   S   16.25 
5/21/20  5/26/20   2,092   S   16.25 
5/21/20  5/26/20   350,000   S   16.25 
5/21/20  5/26/20   20,000   S   16.25 
5/21/20  5/26/20   3,200   S   16.25 
5/21/20  5/26/20   3,330   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   3,353   S   16.25 

 

19

 

Trade Date  Settlement Date  Quantity   Buy/Sell  Price 
5/21/20  5/26/20   544   S   16.25 
5/21/20  5/26/20   1,238   S   16.25 
5/21/20  5/26/20   1,800   S   16.25 
5/21/20  5/26/20   3,967   S   16.25 
5/21/20  5/26/20   3,066   S   16.25 
5/21/20  5/26/20   1,600   S   16.25 
5/21/20  5/26/20   6,750,000   B   15.90 
5/21/20  5/26/20   1,010   S   16.25 
5/21/20  5/26/20   1,700   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   1,100   S   16.25 
5/21/20  5/26/20   75,825   S   16.25 
5/21/20  5/26/20   2,916   S   16.25 
5/21/20  5/26/20   450,000   S   16.25 
5/21/20  5/26/20   850   S   16.25 
5/21/20  5/26/20   2,500   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   1,423   S   16.25 
5/21/20  5/26/20   400,000   S   16.25 
5/21/20  5/26/20   1,800   S   16.25 
5/21/20  5/26/20   8,000   S   16.25 
5/21/20  5/26/20   180,000   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   49,875   S   16.25 
5/21/20  5/26/20   400,000   S   16.25 
5/21/20  5/26/20   12,539   S   16.25 
5/21/20  5/26/20   812   S   16.25 
5/21/20  5/26/20   1,527   S   16.25 
5/21/20  5/26/20   78,158   S   16.25 
5/21/20  5/26/20   2,227,065   S   16.25 
5/21/20  5/26/20   4,455   S   16.25 
5/21/20  5/26/20   53,832   S   16.25 
5/21/20  5/26/20   639,623   S   16.25 
5/21/20  5/26/20   178,136   S   16.25 
5/21/20  5/26/20   12,500   S   16.25 
5/21/20  5/26/20   29   S   16.25 
5/21/20  5/26/20   1,647   S   16.25 
5/21/20  5/26/20   87,100   S   16.25 
5/21/20  5/26/20   2,500   S   16.25 
5/21/20  5/26/20   5,100   S   16.25 
5/21/20  5/26/20   11,500   S   16.25 
5/21/20  5/26/20   843   S   16.25 
5/21/20  5/26/20   3,708   S   16.25 
5/21/20  5/26/20   247   S   16.25 
5/21/20  5/26/20   18,000   S   16.25 
5/21/20  5/26/20   450   S   16.25 

 

20

 

Trade Date  Settlement Date  Quantity   Buy/Sell  Price 
5/21/20  5/26/20   400,000   S   16.25 
5/21/20  5/26/20   2,822   S   16.25 
5/21/20  5/26/20   455   S   16.25 
5/21/20  5/26/20   101,668   S   16.25 
5/21/20  5/26/20   12,674   S   16.25 
5/21/20  5/26/20   1,900   S   16.25 
5/21/20  5/26/20   9,300   S   16.25 
5/21/20  5/26/20   4,190   S   16.25 
5/21/20  5/26/20   262   S   16.25 
5/21/20  5/26/20   2,788   S   16.25 
5/21/20  5/26/20   20,000   S   16.25 
5/21/20  5/26/20   66,235   S   16.25 
5/21/20  5/26/20   222,946   S   16.25 
5/21/20  5/26/20   5,100   S   16.25 
5/21/20  5/26/20   552   S   16.25 
5/21/20  5/26/20   12,000   S   16.25 
5/21/20  5/26/20   5,772   S   16.25 
5/21/20  5/26/20   1,204   S   16.25 
5/21/20  5/26/20   51,937   S   16.25 
5/21/20  5/26/20   5,927   S   16.25 
5/21/20  5/26/20   15,500   S   16.25 
5/21/20  5/26/20   805,729   S   16.25 
5/21/20  5/26/20   894   S   16.25 
5/21/20  5/26/20   75,000   S   16.25 
5/21/20  5/26/20   16,500   S   16.25 
5/21/20  5/26/20   1,568,804   S   16.25 
5/21/20  5/26/20   5,000   S   16.25 
5/21/20  5/26/20   450,000   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   3,0000   S   16.25 
5/21/20  5/26/20   50,000   S   16.25 
5/21/20  5/26/20   5,794   S   16.25 
5/21/20  5/26/20   1,200   S   16.25 
5/21/20  5/26/20   150,000   S   16.25 
5/21/20  5/26/20   1,600   S   16.25 
5/21/20  5/26/20   282   S   16.25 
5/21/20  5/26/20   1,143   S   16.25 
5/21/20  5/26/20   2,397   S   16.25 
5/21/20  5/26/20   1,500   S   16.25 
5/21/20  5/26/20   2,100   S   16.25 
5/21/20  5/26/20   228   S   16.25 
5/21/20  5/26/20   350,000   S   16.25 
5/21/20  5/26/20   65,000   S   16.25 
5/21/20  5/26/20   1,000   S   16.25 
5/21/20  5/26/20   13,000   S   16.25 
5/21/20  5/26/20   42,097   S   16.25 

 

21

 

Trade Date  Settlement Date  Quantity   Buy/Sell  Price 
5/21/20  5/26/20   6,521   S   16.25 
5/21/20  5/26/20   7,300   S   16.25 
5/21/20  5/26/20   125,000   S   16.25 
5/21/20  5/26/20   1,969   S   16.25 
5/21/20  5/26/20   1,600   S   16.25 
5/21/20  5/26/20   227,610   S   16.25 
5/21/20  5/26/20   2,555   S   16.25 
5/21/20  5/26/20   183   S   16.25 
5/21/20  5/26/20   4,900   S   16.25 
5/21/20  5/26/20   13,000   S   16.25 
5/21/20  5/26/20   2,500   S   16.25 
5/21/20  5/26/20   900,000   S   16.25 
5/21/20  5/26/20   4,400   S   16.25 
5/21/20  5/26/20   21,697   S   16.25 
5/21/20  5/26/20   2,500   S   16.25 
5/21/20  5/26/20   1,196   S   16.25 
5/21/20  5/26/20   207   S   16.25 
5/21/20  5/26/20   349   S   16.25 
5/21/20  5/26/20   5,244   S   16.25 
5/21/20  5/26/20   3,800   S   16.25 
5/21/20  5/26/20   3,094   S   16.25 
5/21/20  5/26/20   5,000   S   16.25 
5/21/20  5/26/20   1,400   S   16.25 
5/21/20  5/26/20   2,803   S   16.25 

 

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