Filing Details
- Accession Number:
- 0001008886-20-000016
- Form Type:
- 13G Filing
- Publication Date:
- 2020-02-14 14:52:10
- Filed By:
- Quinn Anna Marie
- Company:
- Us Xpress Enterprises Inc (NYSE:USX)
- Filing Date:
- 2020-02-14
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Anna Marie Quinn | 2,229,578 | 0 | 2,229,578 | 0 | 2,229,578 | 6.7% |
Filing
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
U.S. XPRESS ENTERPRISES, INC.
__________________________________________________________________________________
(Name of Issuer)
CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE
__________________________________________________________________________________
(Title of Class of Securities)
90338N202
__________________________________________________________________________________
(CUSIP Number)
December 31, 2019
__________________________________________________________________________________
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ X ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO.: 90338N202
| 1. | Names of Reporting Persons Anna Marie Quinn | ||
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] | ||
| 3. | SEC USE ONLY | ||
| 4. | Citizenship or Place of Organization United States of America | ||
| Number of Shares Beneficially Owned by Each Reporting Person with | 5. | Sole Voting Power 2,229,578(1) | |
| 6. | Shared Voting Power 0 | ||
| 7. | Sole Dispositive Power 2,229,578(1) | ||
| 8. | Shared Dispositive Power 0 | ||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person 2,229,578(1) | ||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] | ||
| 11. | Percent of Class Represented by Amount in Row (9) 6.7%(2) | ||
| 12. | Type of Reporting Person (See Instructions) IN | ||
| | (1) | Shares of Class A common stock are held by various trusts over which Ms. Quinn serves as the sole trustee and has sole voting and dispositive power, but none of which held 5% or more of the
shares of Class A common stock outstanding as of December 31, 2019. |
| (2) | The percentage is based upon 33,278,230 shares of Class A common stock outstanding as of October 31, 2019 (according to the Form 10-Q filed by the Issuer with the Securities and Exchange
Commission on November 5, 2019). |
| Item 1(a). | Name of Issuer |
U.S. Xpress Enterprises, Inc.
| Item 1(b). | Address of Issuer’s Principal Executive Offices |
4080 Jenkins Road, Chattanooga, Tennessee 37421
| Item 2(a). | Name of Person Filing |
This Schedule 13G/A is being filed on behalf of Anna Marie Quinn.
| Item 2(b). | Address of Principal Business Office |
The address of the principal business office of Ms. Quinn is 4080 Jenkins Road, Chattanooga, Tennessee 37421.
| Item 2(c). | Citizenship |
Ms. Quinn is a citizen of the United States of America.
| Item 2(d). | Title of Class of Securities |
Class A common stock, par value $0.01 per share
| Item 2(e). | CUSIP No. |
90338N202
| Item 3. | If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a: |
| (a) | [ ] | Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); | |
| (b) | [ ] | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |
| (c) | [ ] | Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); | |
| (d) | [ ] | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | |
| (e) | [ ] | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |
| (f) | [ ] | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
| (g) | [ ] | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |
| (h) | [ ] | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
| (i) | [ ] | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
| (j) | [ ] | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); | |
| (k) | [ ] | Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: _________. | |
| Item 4. | Ownership |
| (a) | Ms. Quinn may be deemed to beneficially own 2,229,578 shares of Class A common stock, as of December 31, 2019. |
| (b) | The number of shares that Ms. Quinn may be deemed to beneficially own constitutes approximately 6.7% of the Class A common stock outstanding. |
| (c) | Number of shares as to which such person has: |
(i) sole power to vote or to direct the vote: 2,229,578
(ii) shared power to vote or to direct the vote: 0
(iii) sole power to dispose or to direct the disposition of:
2,229,578
(iv) shared power to dispose or to direct the disposition of: 0
| Item 5. | Ownership of 5 Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check
the following [ ].
| Item 6. | Ownership of More than 5 Percent on Behalf of Another Person. |
Not applicable.
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Not applicable.
| Item 8. | Identification and Classification of Members of the Group. |
Not applicable.
| Item 9. | Notice of Dissolution of Group. |
Not applicable.
| Item 10. | Certification |
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| ANNA MARIE QUINN, individually | |
| /s/ Anna Marie Quinn, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a Power of Attorney previously filed | |
Dated: February 14, 2020