Filing Details

CUSIP No. 86944Q100

13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

CUSIP No. 86944Q100

13G

1.

Names of Reporting Persons.
Robert S. Birch

2.

Check the Appropriate Box if a Member of a Group

(a)

o

(b)

o

3.

SEC Use Only

4.

Citizenship or Place of Organization
U.S. Citizen

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
1,761,176

6.

Shared Voting Power
402,239

7.

Sole Dispositive Power
1,761,176

8.

Shared Dispositive Power
402,239

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,163,415

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

11.

Percent of Class Represented by Amount in Row (9)
11.38%

12.

Type of Reporting Person:
IN

CUSIP No. 86944Q100

13G

Item 1(a).

Name of Issuer:
Sutter Rock Capital Corp.

Item 1(b).

Address of Issuers Principal Executive Offices:
One Sansome Street, Suite 730

San Francisco, CA 94104

Item 2(a).

Name of Persons Filing:
Robert S. Birch

Item 2(b).

Address of Principal Business Office or, if none, Residence:
c/o Oppenheimer & Co Inc.

666 Third Avenue, 12th Floor

New York, NY 10017

Item 2(c).

Citizenship:
U.S. Citizen

Item 2(d).

Title of Class of Securities:
Common stock, $0.01 par value (the Shares)

Item 2(e).

CUSIP Number:
86944Q100

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

Not applicable.

Item 4.

Ownership:

The information in Items 1 and 5 through 11 on the cover page of this Schedule 13G is hereby incorporated by reference.

This statement relates to Shares held for the account of the Reporting Person and related persons and Shares held in client accounts.  The filing of this Schedule 13G shall not be construed as an admission that the Reporting Person is, for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, the beneficial owner of the Shares reported herein.  The Reporting Person disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.

CUSIP No. 86944Q100

13G

Item 5.

Ownership of Five Percent or Less of a Class:

Not applicable

Item 6.

Ownership of More than Five Percent on Behalf of Another Person:

Not applicable

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:

Not applicable

Item 8.

Identification and Classification of Members of the Group:

Not applicable

Item 9.

Notice of Dissolution of Group:

Not applicable

CUSIP No. 86944Q100

13G

Item 10.

Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Dated: February 13, 2020

ROBERT S. BIRCH

/s/ Robert S. Birch