Filing Details

Accession Number:
0001104659-20-020788
Form Type:
13G Filing
Publication Date:
2020-02-14 08:15:56
Filed By:
American International Group Inc
Company:
Macy's Inc. (NYSE:M)
Filing Date:
2020-02-14
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
American International Group, Inc 0 18,910,959 0 18,910,959 18,910,959 6.1%
SAFG Retirement Services, Inc 0 18,910,959 0 18,910,959 18,910,959 6.1%
AIG Life Holdings, Inc 0 18,910,959 0 18,910,959 18,910,959 6.1%
AGC Life Insurance Company 0 18,910,959 0 18,910,959 18,910,959 6.1%
American General Life Insurance Company 0 18,008,198 0 18,008,198 18,008,198 5.8%
SunAmerica Asset Management 0 18,008,198 0 18,008,198 18,008,198 5.8%
The Variable Annuity Life Insurance Company 0 902,761 0 902,761 902,761 0.3%
Filing

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

 

SCHEDULE 13G

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED

PURSUANT TO § 240.13d-1(b), (c) AND (d) AND

AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2

(Amendment No.   )*

 

 

 

MACY’S, INC.

(Name of Issuer)

 

Common Stock, Par Value $0.01 per Share

(Title of Class of Securities)

 

55616P104

(CUSIP Number)

 

December 31, 2019

(Date of Event Which Requires Filing of this Statement)

 

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

xRule 13d-1(b)

 

¨Rule 13d-1(c)

 

¨Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (“Act”), or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

             
  1.   

Name of reporting persons

 

American International Group, Inc.

  2.   

Check the appropriate box if a member of a group

 

(a)  ¨     (b)  ¨

  3.   

SEC use only 

 

  4.   

Citizenship or place of organization

 

Incorporated under the laws of the State of Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

 

  5.   

Sole voting power

 

0

  6.  

Shared voting power

 

18,910,959

  7.  

Sole dispositive power

 

0

  8.  

Shared dispositive power

 

18,910,959

  9.  

Aggregate amount beneficially owned by each reporting person

 

18,910,959

10.  

Check box if the aggregate amount in Row (9) excludes certain shares  ¨

 

11.  

Percent of class represented by amount in Row (9)

 

6.1%

12.  

Type of reporting person

 

HC

 

 

             
  1.   

Name of reporting persons

 

SAFG Retirement Services, Inc.

  2.   

Check the appropriate box if a member of a group

 

(a)  ¨     (b)  ¨

  3.   

SEC use only 

 

  4.   

Citizenship or place of organization

 

Organized under the laws of the State of Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

 

  5.   

Sole voting power

 

0

  6.  

Shared voting power

 

18,910,959

  7.  

Sole dispositive power

 

0

  8.  

Shared dispositive power

 

18,910,959

  9.  

Aggregate amount beneficially owned by each reporting person

 

18,910,959

10.  

Check box if the aggregate amount in Row (9) excludes certain shares  ¨

 

11.  

Percent of class represented by amount in Row (9)

 

6.1%

12.  

Type of reporting person

 

HC

 

 

             
  1.   

Name of reporting persons

 

AIG Life Holdings, Inc.

  2.   

Check the appropriate box if a member of a group

 

(a)  ¨     (b)  ¨

  3.   

SEC use only

 

  4.   

Citizenship or place of organization

 

Organized under the laws of the State of Texas

Number of

shares

beneficially

owned by

each

reporting

person

with

 

  5.   

Sole voting power

 

0

  6.  

Shared voting power

 

18,910,959

  7.  

Sole dispositive power

 

0

  8.  

Shared dispositive power

 

18,910,959

  9.  

Aggregate amount beneficially owned by each reporting person

 

18,910,959

10.  

Check box if the aggregate amount in Row (9) excludes certain shares  ¨

 

11.  

Percent of class represented by amount in Row (9)

 

6.1%

12.  

Type of reporting person

 

HC

 

 

             
  1.   

Name of reporting persons

 

AGC Life Insurance Company

  2.   

Check the appropriate box if a member of a group

 

(a)  ¨     (b)  ¨

  3.   

SEC use only

 

  4.   

Citizenship or place of organization

 

Organized under the laws of the State of Missouri

Number of

shares

beneficially

owned by

each

reporting

person

with

 

  5.   

Sole voting power

 

0

  6.  

Shared voting power

 

18,910,959

  7.  

Sole dispositive power

 

0

  8.  

Shared dispositive power

 

18,910,959

  9.  

Aggregate amount beneficially owned by each reporting person

 

18,910,959

10.  

Check box if the aggregate amount in Row (9) excludes certain shares  ¨

 

11.  

Percent of class represented by amount in Row (9)

 

6.1%

12.  

Type of reporting person

 

IC

 

 

             
  1.   

Name of reporting persons

 

American General Life Insurance Company

  2.   

Check the appropriate box if a member of a group

 

(a)  ¨     (b)  ¨

  3.   

SEC use only

 

  4.   

Citizenship or place of organization

 

Organized under the laws of the State of Texas

Number of

shares

beneficially

owned by

each

reporting

person

with

 

  5.   

Sole voting power

 

0

  6.  

Shared voting power

 

18,008,198

  7.  

Sole dispositive power

 

0

  8.  

Shared dispositive power

 

18,008,198

  9.  

Aggregate amount beneficially owned by each reporting person

 

18,008,198

10.  

Check box if the aggregate amount in Row (9) excludes certain shares  ¨

 

11.  

Percent of class represented by amount in Row (9)

 

5.8%

12.  

Type of reporting person

 

IC

 

 

             
  1.   

Name of reporting persons

 

SunAmerica Asset Management, LLC

  2.   

Check the appropriate box if a member of a group

 

(a)  ¨     (b)  ¨

  3.   

SEC use only

 

  4.   

Citizenship or place of organization

 

Organized under the laws of the State of Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

 

  5.   

Sole voting power

 

0

  6.  

Shared voting power

 

18,008,198

  7.  

Sole dispositive power

 

0

  8.  

Shared dispositive power

 

18,008,198

  9.  

Aggregate amount beneficially owned by each reporting person

 

18,008,198

10.  

Check box if the aggregate amount in Row (9) excludes certain shares  ¨

 

11.  

Percent of class represented by amount in Row (9)

 

5.8%

12.  

Type of reporting person

 

IA

 

 

             
  1.   

Name of reporting persons

 

The Variable Annuity Life Insurance Company

  2.   

Check the appropriate box if a member of a group

 

(a)  ¨     (b)  ¨

  3.   

SEC use only

 

  4.   

Citizenship or place of organization

 

Organized under the laws of the State of Texas

Number of

shares

beneficially

owned by

each

reporting

person

with

 

  5.   

Sole voting power

 

0

  6.  

Shared voting power

 

902,761

  7.  

Sole dispositive power

 

0

  8.  

Shared dispositive power

 

902,761

  9.  

Aggregate amount beneficially owned by each reporting person

 

902,761

10.  

Check box if the aggregate amount in Row (9) excludes certain shares  ¨

 

11.  

Percent of class represented by amount in Row (9)

 

0.3%

12.  

Type of reporting person

 

IC

 

 

 

ITEM 1 (a). NAME OF ISSUER:

 

Macy’s, Inc.

 

ITEM 1 (b). ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:

 

7 West Seventh Street

Cincinnati, Ohio 45202

 

ITEM 2 (a). NAME OF PERSON(S) FILING:

 

American International Group, Inc.

 

SAFG Retirement Services, Inc.

 

AIG Life Holdings, Inc.

 

AGC Life Insurance Company

 

American General Life Insurance Company

 

SunAmerica Asset Management, LLC

 

The Variable Annuity Life Insurance Company

 

ITEM 2 (b). ADDRESS OF PRINCIPAL BUSINESS OFFICE(S):

 

American International Group, Inc.

175 Water Street

New York, NY 10038

 

SAFG Retirement Services, Inc.

1999 Avenue of the Stars

1 SunAmerica Center

Los Angeles, CA 90067

 

AIG Life Holdings, Inc.

2929 Allen Parkway

Houston, TX 77019

 

AGC Life Insurance Company

2727-A Allen Parkway

Houston, TX 77019

 

American General Life Insurance Company

2727-A Allen Parkway

Houston, TX 77019

 

SunAmerica Asset Management, LLC

Harborside 5

185 Hudson St., Suite 3300

Jersey City, NJ 07311

 

The Variable Annuity Life Insurance Company

2929 Allen Parkway

Houston, Tx 77019

 

ITEM 2 (c). CITIZENSHIP:

The information requested hereunder is set forth under Item 4 of the cover pages to this Schedule 13G.

 

ITEM 2 (d). TITLE OF CLASS OF SECURITIES:

Common Stock

 

ITEM 2 (e). CUSIP NUMBER:

 

55616P104

 

 

 

ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO §§ 240.13d-1(b), OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:

 

American International Group, Inc.:

 

  (g) A parent holding company or control person, in accordance § 240.13d-1(b)(1)(ii)(G)

 

SAFG Retirement Services, Inc.:

 

  (g) A parent holding company or control person, in accordance § 240.13d-1(b)(1)(ii)(G)

 

AIG Life Holdings, Inc.:

 

  (g) A parent holding company or control person, in accordance § 240.13d-1(b)(1)(ii)(G)


AGC Life Insurance Company:

 

  (c) Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c)

 

American General Life Insurance Company:

 

  (c) Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c)

 

SunAmerica Asset Management, LLC:

 

  (e) An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E)

 

The Variable Annuity Life Insurance Company:

 

  (c) Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c)

 

ITEM 4. OWNERSHIP.

 

(a) through (c). The information requested hereunder is set forth under Items 5 through 9 and Item 11 of the cover pages to this Schedule 13G.

 

ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF CLASS.

 

Not applicable.

 

ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.

 

Clients of the reporting persons may have the right to receive or the power to direct the receipt of dividends from, and the proceeds from the sale of, such securities which are the subject of this filing, including Focused Dividend Strategy Portfolio, a client of SunAmerica Asset Management, LLC and a series of SunAmerica Series, Inc., whose interest exceeds 5% of the class. The reporting persons hold the securities reported herein for the benefit of third parties or in customer or fiduciary accounts in the ordinary course of business.

 

ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.

 

See Exhibit 1 attached hereto for the information requested hereunder with respect to the relevant subsidiaries of American International Group, Inc.

 

ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.

 

Not applicable.

 

ITEM 9. NOTICE OF DISSOLUTION OF GROUP.

 

Not applicable.

 

ITEM 10. CERTIFICATION.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

 

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 14, 2020

 

  AMERICAN INTERNATIONAL GROUP, INC.
     
  By

/s/ Geoffrey N. Cornell

  Name:  Geoffrey N. Cornell
  Title: Vice President
     
  SAFG RETIREMENT SERVICES, INC.
     
  By /s/ Christine A. Nixon
  Name: Christine A. Nixon
  Title: Senior Vice President
     
  AIG LIFE HOLDINGS, INC.
     
  By /s/ Christine A. Nixon
  Name: Christine A. Nixon
  Title: Senior Vice President
     
  AGC LIFE INSURANCE COMPANY
     
  By /s/ Christine A. Nixon
  Name: Christine A. Nixon
  Title: Senior Vice President
     
  AMERICAN GENERAL LIFE INSURANCE COMPANY
     
  By /s/ Christine A. Nixon
  Name: Christine A. Nixon
  Title: Senior Vice President
     
  SUNAMERICA ASSET MANAGEMENT, LLC
     
  By /s/ Matthew Hackethal
  Name: Matthew Hackethal
  Title: Chief Compliance Officer
     
  THE VARIABLE ANNUITY LIFE INSURANCE COMPANY
     
  By: /s/ Christine A. Nixon
  Name: Christine A. Nixon
  Title: Senior Vice President

 

 

 

EXHIBIT INDEX

 

Exhibit 99.1 Identification and Classification of the Subsidiaries Which Acquired the Security Being Reported on by the Parent Holding Company
   
Exhibit 99.2 Agreement of Joint Filing