Filing Details

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

  1      

  NAME OF REPORTING PERSON

  Mitsubishi UFJ Financial Group, Inc.

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

  3    

  SEC USE ONLY

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

  SOLE VOTING POWER

  59,352,952

  SHARED VOTING POWER

  -0-

  SOLE DISPOSITIVE POWER

  59,352,952

  SHARED DISPOSITIVE POWER

  -0-

  9      

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  59,352,952

10    

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

  5.6%

12    

  TYPE OF REPORTING PERSON

  FI

  1      

  NAME OF REPORTING PERSON

  MUFG Bank, Ltd.

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

  3    

  SEC USE ONLY

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

  SOLE VOTING POWER

  6,000,564

  SHARED VOTING POWER

  -0-

  SOLE DISPOSITIVE POWER

  6,000,564

  SHARED DISPOSITIVE POWER

  -0-

  9      

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  6,000,564

10    

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

  0.6%

12    

  TYPE OF REPORTING PERSON

  FI

  1      

  NAME OF REPORTING PERSON

  Mitsubishi UFJ Trust and Banking Corporation

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

  3    

  SEC USE ONLY

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

  SOLE VOTING POWER

  49,620,636

  SHARED VOTING POWER

  -0-

  SOLE DISPOSITIVE POWER

  49,620,636

  SHARED DISPOSITIVE POWER

  -0-

  9      

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  49,620,636

10    

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

  4.7%

12    

  TYPE OF REPORTING PERSON

  FI

  1      

  NAME OF REPORTING PERSON

  Mitsubishi UFJ Kokusai Asset Management Co., Ltd.

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

  3    

  SEC USE ONLY

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

  SOLE VOTING POWER

  10,409,700

  SHARED VOTING POWER

  -0-

  SOLE DISPOSITIVE POWER

  10,409,700

  SHARED DISPOSITIVE POWER

  -0-

  9      

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  10,409,700

10    

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

  1.0%

12    

  TYPE OF REPORTING PERSON

  FI

  1      

  NAME OF REPORTING PERSON

  MU Investments Co., Ltd.

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

  3    

  SEC USE ONLY

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

  SOLE VOTING POWER

  108,400

  SHARED VOTING POWER

  -0-

  SOLE DISPOSITIVE POWER

  108,400

  SHARED DISPOSITIVE POWER

  -0-

  9      

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  108,400

10    

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

  0.0%

12    

  TYPE OF REPORTING PERSON

  FI

  1      

  NAME OF REPORTING PERSON

  First Sentier Investors Holdings Pty Ltd

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

  3    

  SEC USE ONLY

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

  New South Wales, Commonwealth of Australia

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

  SOLE VOTING POWER

  214,853

  SHARED VOTING POWER

  -0-

  SOLE DISPOSITIVE POWER

  214,853

  SHARED DISPOSITIVE POWER

  -0-

  9      

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  214,853

10    

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

  0.0%

12    

  TYPE OF REPORTING PERSON

  FI

  1      

  NAME OF REPORTING PERSON

  Mitsubishi UFJ Securities Holdings Co., Ltd.

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

  3    

  SEC USE ONLY

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

  SOLE VOTING POWER

  3,731,752

  SHARED VOTING POWER

  -0-

  SOLE DISPOSITIVE POWER

  3,731,752

  SHARED DISPOSITIVE POWER

  -0-

  9      

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  3,731,752

10    

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

  0.4%

12    

  TYPE OF REPORTING PERSON

  FI

  1      

  NAME OF REPORTING PERSON

  Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

  3    

  SEC USE ONLY

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

  SOLE VOTING POWER

  3,431,785

  SHARED VOTING POWER

  -0-

  SOLE DISPOSITIVE POWER

  3,431,785

  SHARED DISPOSITIVE POWER

  -0-

  9      

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  3,431,785

10    

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

  0.3%

12    

  TYPE OF REPORTING PERSON

  FI

  1      

  NAME OF REPORTING PERSON

  au Kabucom Securities Co., Ltd.

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

  3    

  SEC USE ONLY

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

  SOLE VOTING POWER

  299,967

  SHARED VOTING POWER

  -0-

  SOLE DISPOSITIVE POWER

  299,967

  SHARED DISPOSITIVE POWER

  -0-

  9      

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  299,967

10    

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

  0.0%

12    

  TYPE OF REPORTING PERSON

  FI

ITEM  1

   4-5 Marunouchi 1-chome, Chiyoda-ku

   Tokyo 100-8212, Japan

   12-1 Yurakucho 1-chome, Chiyoda-ku

   Tokyo 100-0006, Japan

   3-11 Kandasurugadai 2-chome, Chiyoda-ku

   Tokyo 101-0062, Japan

    5-2, Marunouchi 2-chome, Chiyoda-ku

    Tokyo 100-0005 , Japan

    3-2 Otemachi 1-chome, Chiyoda-ku

    Tokyo 100-0004, Japan

    MUFG, MUBK, MUTB, MUKAM, MUI, MUSHD, MUMSS and KC: Japan FSIHD: Commonwealth of Australia

    Common Stock

    138006309 (this CUISIP number is for the issuers American Depository Shares, not the Common Stock)

ITEM  3

    If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

MUFG:    

    (a)[  ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

    (b)[  ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

    (c)[  ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

    (d)[  ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

    (e)[  ]

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

    (f)[  ]

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

    (g)[  ]

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h)[  ]

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)[  ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)[Ö]

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

(k)[  ]

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Parent holding company

(a)[  ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b)[  ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)[  ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d)[  ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e)[  ]

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

(f)[  ]

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

(g)[  ]

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h)[  ]

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)[  ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)[Ö]

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

(k)[  ]

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Bank

MUKAM:    

(a)[  ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b)[  ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)[  ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d)[  ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(a)[  ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b)[  ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)[  ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d)[  ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e)[  ]

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

(f)[  ]

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

(g)[  ]

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h)[  ]

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)[  ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)[Ö]

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

(k)[  ]

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser

FSIHD:    

(a)[  ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b)[  ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)[  ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d)[  ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

(k)[  ]

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Parent holding company

MUSHD:    

(a)[  ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b)[  ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)[  ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d)[  ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e)[  ]

(i)[  ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Broker-dealer

KC:        

(a)[  ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b)[  ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)[  ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d)[  ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e)[  ]

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

(f)[  ]

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

(g)[  ]

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h)[  ]

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)[  ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)[Ö]

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

(k)[  ]

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

ITEM 4

Ownership

   For MUFG

   (a)

Amount beneficially owned:

   (b)

Percent of class:

   (c)

Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote:

(ii) Shared power to vote or to direct the vote:

(iii) Sole power to dispose or to direct the disposition of:

(iv) Shared power to dispose or to direct the disposition of:

For MUBK

(a)

Amount beneficially owned:

(b)

Percent of class:

(c)

Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote:

(ii) Shared power to vote or to direct the vote:

(iii) Sole power to dispose or to direct the disposition of:

(iv) Shared power to dispose or to direct the disposition of:

For MUTB

(a)

Amount beneficially owned:

(b)

Percent of class:

(c)

Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote:

(ii) Shared power to vote or to direct the vote:

(iii) Sole power to dispose or to direct the disposition of:

(iv) Shared power to dispose or to direct the disposition of:

For MUKAM

(a)

Amount beneficially owned:

(b)

Percent of class:

(c)

Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote:

(ii) Shared power to vote or to direct the vote:

(iii) Sole power to dispose or to direct the disposition of:

(iv) Shared power to dispose or to direct the disposition of:

For MUI

(a)

Amount beneficially owned:

(b)

Percent of class:

(c)

Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote:

(ii) Shared power to vote or to direct the vote:

(iii) Sole power to dispose or to direct the disposition of:

(iv) Shared power to dispose or to direct the disposition of:

For FSIHD

(a)

Amount beneficially owned:

(b)

Percent of class:

(c)

Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote:

(ii) Shared power to vote or to direct the vote:

(iii) Sole power to dispose or to direct the disposition of:

(iv) Shared power to dispose or to direct the disposition of:

For MUSHD

(a)

Amount beneficially owned:

(b)

Percent of class:

(c)

Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote:

(ii) Shared power to vote or to direct the vote:

(iii) Sole power to dispose or to direct the disposition of:

(iv) Shared power to dispose or to direct the disposition of:

For MUMSS

(a)

Amount beneficially owned:

(b)

Percent of class:

(c)

Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote:

(ii) Shared power to vote or to direct the vote:

(iii) Sole power to dispose or to direct the disposition of:

(iv) Shared power to dispose or to direct the disposition of:

For KC

(a)

Amount beneficially owned:

(b)

Percent of class:

(c)

Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote:

(ii) Shared power to vote or to direct the vote:

(iii) Sole power to dispose or to direct the disposition of:

(iv) Shared power to dispose or to direct the disposition of:

ITEM 5

Ownership of Five Percent or Less of a Class

Not applicable.

ITEM 6

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

ITEM 7

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

As of December 31, 2019, MUFG beneficially owns 59,352,952 shares of the issuer indirectly through its subsidiaries as follows: MUBK holds 6,000,564 shares; MUTB holds 49,620,636 shares (indirectly through a subsidiary, MUKAM) (indirectly through a subsidiary, MUI) (indirectly through a subsidiary, FSIHD); MUSHD holds 3,731,752 shares (indirectly through a subsidiary, MUMSS); and (indirectly through a subsidiary, KC). Furthermore, FSIHD holds 214,853 shares (indirectly through its subsidiaries as follows; First Sentier Investors (Australia) IM Ltd, First State Investments (Singapore) and First Sentier Investors Realindex Pty Ltd).

ITEM 8

Identification and Classification of Members of the Group

Not applicable.

ITEM 9

Notice of Dissolution of Group

Not applicable.

ITEM 10

Certifications

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.