Filing Details
- Accession Number:
- 0001104659-20-019628
- Form Type:
- 13G Filing
- Publication Date:
- 2020-02-13 06:08:53
- Filed By:
- Stellars Capital Ltd
- Company:
- Oneconnect Financial Technology Co. Ltd. (NYSE:OCFT)
- Filing Date:
- 2020-02-13
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
SBI StellarS Investment Limited | 61,333,332 | 61,333,332 | 61,333,332 | 5.6% | ||
StellarS Capital Limited | 55,199,999 | 55,199,999 | 55,199,999 | 5.0% |
| UNITED STATES |
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| SECURITIES AND EXCHANGE COMMISSION |
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| Washington, D.C. 20549 |
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
OneConnect Financial Technology Co. Ltd
(Name of Issuer)
Ordinary Shares, par value $0.00001 per share
(Title of Class of Securities)
68248T105**
(CUSIP Number)
December 31, 2019
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o | Rule 13d-1(b) |
o | Rule 13d-1(c) |
x | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
** This CUSIP applies to the American Depositary Shares, evidenced by American Depositary Receipts, each representing three Ordinary Shares. No CUSIP has been assigned to the Ordinary Shares.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
Schedule 13G
CUSIP No. 68248T105 | |||||||
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1. | Names of Reporting Persons.
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2. | Check the Appropriate Box if a Member of a Group | ||||||
(a) | o | ||||||
(b) | o | ||||||
3. | SEC Use Only | ||||||
4.
| Citizenship or Place of Organization
| Cayman Islands
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Number of | 5. | Sole Voting Power
| N/A
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6. | Shared Voting Power
| 61,333,3321
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7. | Sole Dispositive Power
| N/A
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8. | Shared Dispositive Power
| 61,333,332
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9. | Aggregate Amount Beneficially Owned by Each Reporting Person
| 61,333,332
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10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares | o | |||||
11. | Percent of Class Represented by Amount in Row (9)
| 5.6%2
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12. | Type of Reporting Person
| CO
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1 The number of Ordinary Shares beneficially owned by SBI StellarS Investment Limited represents (i) 27,333,334 Ordinary Shares held of record by SBI Stellars Fintech Fund I LP, (ii) 1,999,998 Ordinary Shares held of record by SBI Stellars Fintech Fund II LP, and (iii) 32,000,000 Ordinary Shares held of record by SBI Stellars Fintech Fund III LP. SBI StellarS Investment Limited is the general partner of SBI Stellars Fintech Fund I LP, SBI Stellars Fintech Fund II LP, and SBI Stellars Fintech Fund III LP, respectively. The registered business address of SBI Stellars Fintech Fund I LP, SBI Stellars Fintech Fund II LP and SBI Stellars Fintech Fund III LP is Walkers Corporate Limited, Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman Islands.
2 Percentage of ownership of Ordinary Shares herein is calculated based on the percentage of Ordinary Shares owned by the Reporting Person divided by the total of 1,097,320,644 Ordinary Shares of the Issuer outstanding as of December 31, 2019.
2
CUSIP No. 68248T105 | |||||||
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1. | Names of Reporting Persons.
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2. | Check the Appropriate Box if a Member of a Group | ||||||
(a) | o | ||||||
(b) | o | ||||||
3. | SEC Use Only | ||||||
4.
| Citizenship or Place of Organization
| Cayman Islands
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Number of | 5. | Sole Voting Power
| N/A
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6. | Shared Voting Power
| 55,199,9993
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7. | Sole Dispositive Power
| N/A
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8. | Shared Dispositive Power
| 55,199,999
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9. | Aggregate Amount Beneficially Owned by Each Reporting Person
| 55,199,999
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10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares | o | |||||
11. | Percent of Class Represented by Amount in Row (9)
| 5.0%4
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12. | Type of Reporting Person
| CO
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3 The number of Ordinary Shares beneficially owned by StellarS Capital Limited is calculated based on StellarS Capital Limiteds 90% shareholding of SBI StellarS Investment Limited, which beneficially owns 61,333,332 Ordinary Shares of the Issuer.
4 Percentage of ownership of Ordinary Shares herein is calculated based on the percentage of Ordinary Shares owned by the Reporting Person divided by the total of 1,097,320,644 Ordinary Shares of the Issuer outstanding as of December 31, 2019.
3
Schedule 13G
CUSIP 68248T105 | |||
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Item 1. | |||
| (a) | Name of Issuer: | |
| (b) | Address of Issuers Principal Executive Offices: | |
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Item 2. | |||
| (a) | Name of Person Filing: | |
| (b) | Address of Principal Business Office, or if none, Residence: StellarS Capital Limited: Level 1901 Cheung Kong Center, 2 Queens Rd, Central, Hong Kong | |
| (c) | Citizenship: StellarS Capital Limited: Cayman Islands | |
| (d) | Title of Class of Securities: | |
| (e) | CUSIP Number: | |
| CUSIP number 68248T105 has been assigned to the American Depositary Shares (ADSs) of the Issuer. Each ADS represents three Ordinary Shares of the Issuer. | ||
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Item 3. | If this statement is filed pursuant to SS.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | ||
| (a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
| (b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
| (c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
| (d) | o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a8). |
| (e) | o | An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); |
| (f) | o | An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); |
| (g) | o | A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G); |
| (h) | o | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
| (i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
| (j) | o | Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). |
Not Applicable
4
Item 4. | Ownership. | ||
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| (a) | Amount beneficially owned: See the response to Item 9 on the attached cover pages. | |
| (b) | Percentage of class: See the responses to Item 11 on the attached cover pages. | |
| (c) | Number of shares as to which the person has:
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| (i) | Sole power to vote or to direct the vote: See the responses to Item 5 on the attached cover pages. |
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| (ii) | Shared power to vote or to direct the vote: See the responses to Item 6 on the attached cover pages. |
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| (iii) | Sole power to dispose or to direct the disposition of: See the responses to Item 7 on the attached cover pages. |
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| (iv) | Shared power to vote or to direct the disposition of: See the responses to Item 8 on the attached cover pages. |
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Item 5. | Ownership of Five Percent or Less of a Class. | ||
Not applicable | |||
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Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | ||
Not applicable. | |||
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Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. | ||
Not applicable. | |||
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Item 8. | Identification and Classification of Members of the Group. | ||
Not applicable. | |||
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Item 9. | Notice of Dissolution of Group. | ||
Not applicable. |
Item 10. | Certifications. |
Not applicable. |
5
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 11, 2020 |
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| SBI StellarS Investment Limited | |
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| By: | /s/ Zhang Mao |
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| Name: Zhang Mao |
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| Title: Director |
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| StellarS Capital Limited | |
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| By: | /s/ Zhang Mao |
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| Name: Zhang Mao |
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| Title: Director |
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Exhibit Index
Exhibit No. |
| Exhibit |
99.1 |
| Joint Filing Agreement |
7