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NAMES OF REPORTING PERSONS

KELLOGG W K FOUNDATION TRUST

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a) ☐ (b) ☒

SEC USE ONLY

CITIZENSHIP OR PLACE OF ORGANIZATION

Michigan

Accession Number:: 0001193125-20-032733
Form Type:: 13G Filing
Publication Date:: 2020-02-12 12:55:05

Filed By:: Kellogg W K Foundation Trust
Company:: Kellanova (NYSE:K)
Filing Date:: 2020-02-12
SEC Url:: 13G Filing

Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name	Sole Voting Power	Shared Voting Power	Sole Dispositive Power	Shared Dispositive Power	Aggregate Amount Owned Power	Percent of Class
KELLOGG W K FOUNDATION TRUST	0	62,731,838	0	62,731,838	62,731,838	18.4%
KELLOGG W K FOUNDATION	0	62,731,838	0	62,731,838	62,731,838	18.4%
STEVEN A. CAHILLANE	279,375	62,731,838	279,375	62,731,838	63,011,213	18.5%
LA JUNE MONTGOMERY TABRON	16,092	62,731,838	16,092	62,731,838	62,747,930	18.4%
RAM N MURGU A	300	62,731,838	300	62,731,838	62,732,138	18.4%

Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 43)*

KELLOGG COMPANY

(Name of Issuer)

Common Stock, $0.25 par value per share

(Title of Class of Securities)

487836108

(CUSIP Number)

December 31, 2019

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

*	The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 487836108

*	Based on 341,094,178 shares of the Issuers common shares outstanding as of September 28, 2019, as reported in the Issuers quarterly report on Form 10-Q filed with the Securities and Exchange Commission (the SEC) on October 30, 2019.

CUSIP No. 487836108

*	Based on 341,094,178 shares of the Issuers common shares outstanding as of September 28, 2019, as reported in the Issuers quarterly report on Form 10-Q filed with the SEC on October 30, 2019.

CUSIP No. 487836108

*	Based on 341,094,178 shares of the Issuers common shares outstanding as of September 28, 2019, as reported in the Issuers quarterly report on Form 10-Q filed with the SEC on October 30, 2019.

CUSIP No. 487836108

*	Based on 341,094,178 shares of the Issuers common shares outstanding as of September 28, 2019, as reported in the Issuers quarterly report on Form 10-Q filed with the SEC on October 30, 2019.

CUSIP No. 487836108

*	Based on 341,094,178 shares of the Issuers common shares outstanding as of September 28, 2019, as reported in the Issuers quarterly report on Form 10-Q filed with the SEC on October 30, 2019.

This Schedule 13G is being filed as Amendment No. 43 to the Schedule 13G dated April 23, 1979 filed on behalf of Harris Trust and Savings Bank, Lyle C. Roll, Russell G. Mawby and William V. Bailey as trustees of the W.K. Kellogg Foundation Trust (the Trust) with respect to shares of common stock, $.25 par value per share, of Kellogg Company (the Shares).

This Amendment No. 43 is being filed by the Trust on behalf of itself, W.K. Kellogg Foundation (the Foundation), as sole beneficiary of the Trust, and Steven A. Cahillane, La June Montgomery Tabron and Ramón Murguía, as the three individual trustees of the Trust as of December 31, 2019.

A separate Schedule 13G is being filed by The Northern Trust Corporation, as parent holding company for The Northern Trust Company, the sole corporate trustee of the Trust. Prior to Amendment No. 38 filed in February 2015, the three individual trustees of the Trust filed jointly on Schedule 13G with the sole corporate trustee.

Roderick D. Gillum left the office of trustee of the Trust on February 21, 2019. On that date, Ramón Murguía succeeded Mr. Gillum as a trustee of the Trust. Accordingly, beginning with the year ending December 31, 2019, Mr. Murguía is reporting his shareholdings of Kellogg Company in lieu of Mr. Gillum on amendments to this Schedule 13G.

Under the agreement governing the Trust, if a majority of the trustees of the Trust (which majority must include the corporate trustee) cannot agree on how to vote the Shares, the Foundation has the power to direct the voting of such stock. In addition, the Foundation has the power to approve successor trustees and to remove trustees of the Trust, subject to certain limitations. As such, the Foundation may be deemed to beneficially own the Shares held in the Trust for purposes of Section 13(d) of the Act.

The number of Shares beneficially owned by each of the Trust, the Foundation, Steven A. Cahillane, La June Montgomery Tabron and Ramón Murguía, individually, as fiduciary or otherwise, is hereinafter reported. The number of Shares beneficially owned collectively by such persons is 63,027,605.859, which is 18.5% of the Shares outstanding. Of this amount 62,731,838 Shares, or 18.4% of the Shares outstanding, represent Shares held in the Trust, and beneficially owned by the trustees in a fiduciary capacity on behalf of the Trust.

The number of reported Shares for Steven A. Cahillane includes 161,437 Shares that he may acquire within 60 days of December 31, 2019 by exercising options granted to him under the Kellogg Company Key Employee Incentive Plans and 7,917.413 Shares that he may acquire within 60 days of December 31, 2019 pursuant to the Kellogg Company Executive Compensation Deferral Plan. The number of reported Shares for La June Montgomery Tabron includes 16,092.446 Shares held by the trustee of the Kellogg Company Grantor Trust for Non-Employee Directors that she may acquire within 60 days of December 31, 2019 pursuant to the Kellogg Company Non-Employee Director Stock Plan.


Item 1(a).		Name of Issuer: Kellogg Company

Item 1(b).		Address of Issuers Principal Executive Offices One Kellogg Square Battle Creek, Michigan 49016-3599

Item 2(a).		Name of Persons Filing W.K. Kellogg Foundation Trust W.K. Kellogg Foundation Steven A. Cahillane La June Montgomery Tabron Ramón Murguía


Item 2(b).	Address of Principal Business Office or, if None, Residence:

	Person Filing	Address

	W.K. Kellogg Foundation Trust:	One Michigan Avenue East Battle Creek, MI 49017-4058

	W.K. Kellogg Foundation:	One Michigan Avenue East Battle Creek, MI 49017-4058

	Steven A. Cahillane:	One Kellogg Square P.O. Box 3599 Battle Creek, MI 49016

	La June Montgomery Tabron:	One Michigan Avenue East Battle Creek, MI 49017-4058

	Ramón Murguía:	One Michigan Avenue East Battle Creek, MI 49017-4058

Item 2(c).	Citizenship

	W.K. Kellogg Foundation Trust: W.K. Kellogg Foundation: Steven A. Cahillane: La June Montgomery Tabron: Ramón Murguía:	-A Michigan Trust -A Michigan Nonprofit Corporation -U.S. Citizen -U.S. Citizen -U.S. Citizen

Item 2(d).	Title of Class of Securities Common Stock, $.25 par value per share

Item 2(e).	CUSIP Number 487836108

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

Not Applicable. This statement is being filed pursuant to Rule 13d-1(d).

Item 4.

Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.


Item 4(a).	Amount beneficially owned:

	W.K. Kellogg Foundation Trust: W.K. Kellogg Foundation: Steven A. Cahillane: La June Montgomery Tabron: Ramón Murguía:	62,731,838 62,731,838 63,011,213.413 62,747,930.446 62,732,138

Item 4(b).	Percent of class:

	W.K. Kellogg Foundation Trust: W.K. Kellogg Foundation: Steven A. Cahillane: La June Montgomery Tabron: Ramón Murguía:	18.4%* 18.4%* 18.5%* 18.4%* 18.4%*

*	Based on 341,094,178 shares of the Issuers common shares outstanding as of September 28, 2019, as reported in the Issuers quarterly report on Form 10-Q filed with the SEC on October 30, 2019.


Item 4(c).	Number of shares as to which the person has:

(i)	Sole power to vote or to direct the vote:

	W.K. Kellogg Foundation Trust: W.K. Kellogg Foundation: Steven A. Cahillane: La June Montgomery Tabron: Ramón Murguía:	0 0 279,375.413 16,092.446 300

(ii)	Shared power to vote or to direct the vote:

	W.K. Kellogg Foundation Trust: W.K. Kellogg Foundation: Steven A. Cahillane: La June Montgomery Tabron: Ramón Murguía:	62,731,838 62,731,838 62,731,838 62,731,838 62,731,838

(iii)	Sole power to dispose or to direct the disposition of:

	W.K. Kellogg Foundation Trust: W.K. Kellogg Foundation: Steven A. Cahillane: La June Montgomery Tabron: Ramón Murguía:	0 0 279,375.413 16,092.446 300

(iv)	Shared power to dispose or to direct the disposition of:

	W.K. Kellogg Foundation Trust: W.K. Kellogg Foundation: Steven A. Cahillane: La June Montgomery Tabron: Ramón Murguía:	62,731,838 62,731,838 62,731,838 62,731,838 62,731,838

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

Not Applicable

Item 8.

Identification and Classification of Members of the Group

Not Applicable

Item 9.

Notice of Dissolution of Group

Not Applicable

Item 10.

Certification

Not Applicable

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


Dated: February 7, 2020	W.K. KELLOGG FOUNDATION TRUST

	By: THE NORTHERN TRUST COMPANY, as corporate trustee

		By:	/s/ Michael A. Weiland
		Name:	Michael A. Weiland
		Title:	Sr. Vice President

	W.K. KELLOGG FOUNDATION

	By:	/s/ Michael A. Weiland
	Name:	Michael A. Weiland
	Title:	Attorney in fact

	STEVEN A. CAHILLANE

	By:	/s/ Michael A. Weiland
	Name:	Michael A. Weiland
	Title:	Attorney in fact

	LA JUNE MONTGOMERY TABRON

	By:	/s/ Michael A. Weiland
	Name:	Michael A. Weiland
	Title:	Attorney in fact

	RAMÓN MURGUÍA

	By:	/s/ Michael A. Weiland
	Name:	Michael A. Weiland
	Title:	Attorney in fact

EXHIBITS


Exhibit Number		Title

24.1		Power of Attorney of W.K. Kellogg Foundation dated August 30, 2017 (previously filed with Amendment No. 41 to Schedule 13G filed on November 29, 2018 and incorporated herein by reference).

24.2		Power of Attorney of Steven A. Cahillane dated November 14, 2018 (previously filed with Amendment No. 42 to Schedule 13G filed on February 12, 2019 and incorporated herein by reference).

24.3		Power of Attorney of La June Montgomery Tabron dated November 14, 2018 (previously filed with Amendment No. 42 to Schedule 13G filed on February 12, 2019 and incorporated herein by reference).

24.4		Power of Attorney of Ramón Murguía dated February 6, 2019.

99.1		Joint Filing Agreement, dated February 7, 2020, as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended.