Filing Details

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

CUSIP No. 518439 10 4

SCHEDULE 13G

1

Names of Reporting Persons:
Leonard A. Lauder

2

Check the Appropriate Box if a Member of a Group * (See Instructions)

(a)

o

(b)

x

3

SEC Use Only

4

Citizenship or Place of Organization
United States of America

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0
(see Item 4)

6

Shared Voting Power
855,338 
(see Item 4)

7

Sole Dispositive Power
0
(see Item 4)

8

Shared Dispositive Power
855,338 
(see Item 4)

9

Aggregate Amount Beneficially Owned by Each Reporting Person
855,338
(see Item 4)

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

11

Percent of Class Represented by Amount in Row 9
0.4%  
(see Item 4)

12

Type of Reporting Person (See Instructions)
IN

Item 1(a).

Name of Issuer:
The Estée Lauder Companies Inc. (the Issuer)

Item 1(b).

Address of Issuers Principal Executive Offices
767 Fifth Avenue
New York, NY 10153

Item 2(a)

Name of Person Filing:
Leonard A. Lauder (the Reporting Person)

Item 2(b)

Address of Principal Business Office or, if none, Residence:
767 Fifth Avenue
New York, NY 10153

Item 2(c)

Citizenship:
United States of America

Item 2(d)

Title of Class of Securities:
Class A Common Stock, par value $0.01 per share

Item 2(e)

CUSIP Number:
518439-10-4

Item 3.

Not Applicable

Item 4.

Ownership

(a)                 As of December 31, 2019, the Reporting Person beneficially owned 855,338 shares of Class A Common Stock held indirectly as a co-trustee of the Leonard A. Lauder 2013 Revocable Trust (LAL 2013 Revocable Trust); the Reporting Person disclaims beneficial ownership of all such shares. The shares of Class A Common Stock beneficially owned by the Reporting Person exclude 15,000 shares of Class A Common Stock owned by his spouse for which the Reporting Person disclaims beneficial ownership. The shares owned by the Reporting Persons spouse are not covered by the Stockholders Agreement (defined below).

(b)                 The responses of the Reporting Person to Row (11) of the cover page of this Schedule 13G are incorporated herein by reference. Each share of Class A Common Stock entitles the holder to one vote on each matter submitted to a vote of the Issuers stockholders. The 855,338 shares of Class A Common Stock beneficially owned by the Reporting Person constitute 0.1% of the aggregate voting power of the Issuer.

(c)                  The responses of the Reporting Person to Rows (5) through (8) of the cover page of this Schedule 13G are incorporated herein by reference.

Item 5.

Ownership of Five Percent or Less of a Class

Not Applicable

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

The Reporting Person, as a co-trustee of the LAL 2013 Revocable Trust, may be deemed to have shared power to vote or dispose, or direct the vote or disposition, of the 855,338 shares of Class A Common Stock directly owned by the LAL 2013 Revocable Trust. In addition, the Reporting Person also may be deemed to have power to vote or dispose, or direct the vote or disposition, of the Class A Common Stock owned by the LAL 2013 Revocable Trust because the Reporting Person can revoke the LAL 2013 Revocable Trust with respect to the shares and receive them as a distribution.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not Applicable

Item 8.

Identification and Classification of Members of the Group

The Reporting Person is a party to a Stockholders Agreement (the Stockholders Agreement), dated November 22, 1995, as amended, among the parties listed on Exhibit A attached hereto. The stockholders who are parties to the Stockholders Agreement have agreed to vote in favor of the election of Leonard A. Lauder (or one of his sons) and Ronald S. Lauder (or one of his daughters) and one designee of each as directors of the Issuer. The Stockholders Agreement also contains certain limitations on the transfer of shares of Class A Common Stock. Each stockholder who is a party to the Stockholders Agreement has agreed to grant to the other parties a right of first offer to purchase shares of Class A Common Stock of the stockholder in the event the stockholder intends to sell to a person (or group of persons) who is not a Lauder Family Member, as defined therein, except in certain circumstances, such as sales in a widely distributed underwritten public offering or sales made in compliance with Rule 144.

Item 9.

Notice of Dissolution of Group

Not Applicable

Item 10.

Certifications

Not Applicable

Date: February 11, 2020

/s/ Leonard A. Lauder

Name:   

Leonard A. Lauder

Exhibit No.

Description

A

List of Parties to the Stockholders Agreement